13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 115,241 | $2,223,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 32,935 | $2,221,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 54,200 | $2,217,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 90,829 | $2,214,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 62,558 | $2,212,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 190,113 | $2,209,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 167,370 | $2,209,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 117,124 | $2,208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 103,481 | $2,206,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 110,107 | $2,203,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 123,537 | $2,200,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 57,577 | $2,197,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 134,872 | $2,194,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 46,977 | $2,190,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 305,178 | $2,187,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 139,950 | $2,185,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 128,857 | $2,185,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 19,985 | $2,184,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 247,600 | $2,179,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 103,520 | $2,173,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 85,062 | $2,173,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 90,000 | $2,168,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 14,500 | $2,166,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 162,349 | $2,165,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 34,976 | $2,164,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 77,300 | $2,161,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 10,298 | $2,161,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 28,600 | $2,160,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 39,306 | $2,160,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 44,646 | $2,152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,105 | $2,152,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 86,071 | $2,139,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 57,568 | $2,139,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 158,784 | $2,137,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 55,000 | $2,126,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 49,047 | $2,122,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 69,792 | $2,115,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 665,056 | $2,114,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 101,396 | $2,113,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 800,000 | $2,112,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 92,341 | $2,111,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 190,000 | $2,109,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,313 | $2,104,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 128,667 | $2,104,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 151,128 | $2,104,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 98,849 | $2,102,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 121,827 | $2,101,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 75,110 | $2,100,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 30,000 | $2,098,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 38,700 | $2,098,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 25,149 | $2,095,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 76,220 | $2,092,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 62,228 | $2,091,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 25,097 | $2,083,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 142,040 | $2,081,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 29,546 | $2,080,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 327,603 | $2,077,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 40,700 | $2,070,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 45,022 | $2,067,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 484,494 | $2,059,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 132,196 | $2,058,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 61,271 | $2,054,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 42,500 | $2,053,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 123,546 | $2,053,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 22,961 | $2,051,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 27,018 | $2,047,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 70,842 | $2,043,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 149,248 | $2,042,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 63,171 | $2,041,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 58,082 | $2,039,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 72,900 | $2,032,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 20,043 | $2,029,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 52,530 | $2,027,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 39,744 | $2,025,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 32,092 | $2,025,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 56,600 | $2,024,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 25,969 | $2,023,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 307,861 | $2,023,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 57,534 | $2,014,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 58,793 | $2,014,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U308 | HEALTH FITNESS | 77,086 | $2,014,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 37,500 | $2,013,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 44,758 | $2,010,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 12,986 | $2,002,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 79,384 | $2,001,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 132,962 | $2,000,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 198,017 | $1,999,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,100 | $1,998,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 24,058 | $1,994,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $1,992,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 83,971 | $1,991,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 51,721 | $1,990,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 53,286 | $1,986,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 255,903 | $1,976,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21,074 | $1,971,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 39,950 | $1,971,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 107,500 | $1,964,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 126,130 | $1,962,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 41,968 | $1,962,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 39,012 | $1,957,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,500 | $1,952,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 72,315 | $1,951,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,100 | $1,950,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 186,928 | $1,950,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,000,000 | $1,946,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 36,393 | $1,945,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 54,295 | $1,941,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,000 | $1,938,000 | thousands by filing date | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 61,398 | $1,935,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 59,700 | $1,934,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 73,264 | $1,934,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 28,600 | $1,933,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 30,934 | $1,926,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 30,651 | $1,922,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 38,186 | $1,920,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 169,814 | $1,919,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 147,249 | $1,916,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,000 | $1,915,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 30,978 | $1,912,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 136,308 | $1,911,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 345,984 | $1,907,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 38,571 | $1,906,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 70,184 | $1,904,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 29,390 | $1,901,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 74,175 | $1,901,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 319,303 | $1,900,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 21,400 | $1,893,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 19,090 | $1,890,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 203,558 | $1,887,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 55,681 | $1,886,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 34,215 | $1,881,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 66,242 | $1,880,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 34,791 | $1,879,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 21,028 | $1,878,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 30,000 | $1,876,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 64,295 | $1,872,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 75,160 | $1,868,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 295,854 | $1,867,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 834,009 | $1,867,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 39,775 | $1,867,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30,000 | $1,866,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 74,284 | $1,859,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 18,188 | $1,856,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 47,900 | $1,856,000 | thousands by filing date | call |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 82,180 | $1,856,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100,000 | $1,854,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 68,492 | $1,852,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 82,654 | $1,850,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 32,921 | $1,849,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 73,833 | $1,845,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 27,143 | $1,837,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 45,691 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 17,956 | $1,836,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 71,959 | $1,835,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,875 | $1,834,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 30,380 | $1,834,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,564 | $1,833,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 157,318 | $1,833,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 49,908 | $1,829,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,100 | $1,828,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 49,653 | $1,827,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 36,200 | $1,824,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 175,140 | $1,821,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 24,627 | $1,818,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 142,485 | $1,815,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22,500 | $1,810,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 130,579 | $1,809,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 55,990 | $1,809,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 956,717 | $1,808,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 34,209 | $1,806,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 40,317 | $1,805,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 74,638 | $1,803,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,665 | $1,802,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 64,461 | $1,798,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 117,476 | $1,795,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 79,661 | $1,794,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 19,453 | $1,786,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 53,700 | $1,784,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 55,928 | $1,784,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 285,250 | $1,783,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 675,000 | $1,782,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 436,900 | $1,779,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 100,000 | $1,777,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 57,915 | $1,773,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 180,900 | $1,773,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 53,287 | $1,772,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 37,883 | $1,765,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43,983 | $1,765,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 108,904 | $1,765,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 96,392 | $1,765,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 83,899 | $1,762,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 74,605 | $1,762,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 18,714 | $1,760,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 160,372 | $1,758,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 23,677 | $1,755,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 31,392 | $1,749,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 42,074 | $1,744,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 71,567 | $1,743,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 160,428 | $1,741,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 102,398 | $1,732,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 65,456 | $1,729,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 19,800 | $1,727,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 11,880 | $1,724,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 36,625 | $1,723,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 40,542 | $1,721,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 88,128 | $1,721,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 62,128 | $1,720,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 60,898 | $1,719,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 39,000 | $1,718,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 67,999 | $1,714,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 160,346 | $1,710,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 30,751 | $1,707,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 87,251 | $1,706,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 169,540 | $1,706,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 31,169 | $1,705,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 33,865 | $1,703,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 55,184 | $1,701,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 96,004 | $1,700,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 32,904 | $1,700,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 36,440 | $1,699,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 49,684 | $1,697,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $1,694,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 66,566 | $1,692,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 12,103 | $1,685,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 103,051 | $1,685,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 166,681 | $1,685,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,100 | $1,680,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 39,095 | $1,677,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 22,344 | $1,675,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 24,193 | $1,674,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 72,000 | $1,673,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 39,366 | $1,673,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 130,375 | $1,673,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 175,144 | $1,673,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 62,913 | $1,672,000 | thousands by filing date | principal |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 66,295 | $1,668,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 33,354 | $1,664,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 100,064 | $1,664,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 124,922 | $1,663,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 67,136 | $1,656,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 73,468 | $1,649,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 76,224 | $1,648,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 77,889 | $1,647,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 271,399 | $1,647,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 231,748 | $1,645,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 19,116 | $1,640,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 8,008 | $1,638,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 46,118 | $1,628,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 100,979 | $1,624,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | H72108EU5 | DEBT 4.750% 5/2 | 1,590,000 | $1,623,000 | thousands by filing date | principal |
| MATLIN & PARTNE | 57682V205 | Common Stock | 161,668 | $1,622,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 23,766 | $1,620,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 50,500 | $1,618,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 22,196 | $1,618,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 48,364 | $1,618,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 50,000 | $1,617,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 38,858 | $1,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 18,333 | $1,614,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30,000 | $1,610,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 303,155 | $1,610,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 94,892 | $1,609,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 213,439 | $1,603,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 31,507 | $1,603,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 38,216 | $1,603,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 24,860 | $1,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 36,170 | $1,594,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 97,384 | $1,588,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 22,057 | $1,585,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 27,466 | $1,584,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 29,222 | $1,581,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 164,307 | $1,581,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 55,000 | $1,580,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 95,658 | $1,580,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 75,316 | $1,580,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 120,462 | $1,577,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 35,000 | $1,576,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 328,356 | $1,576,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 31,900 | $1,575,000 | thousands by filing date | call |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 28,100 | $1,572,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 30,248 | $1,571,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 123,058 | $1,570,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 97,314 | $1,563,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 17,344 | $1,561,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,500 | $1,559,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 77,934 | $1,555,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 31,519 | $1,551,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 155,670 | $1,550,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 28,553 | $1,546,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 71,905 | $1,545,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 134,228 | $1,545,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 66,500 | $1,539,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 303,250 | $1,538,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 14,212 | $1,537,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 41,140 | $1,535,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 38,631 | $1,534,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 67,136 | $1,534,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,549,000 | $1,534,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 32,678 | $1,533,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 115,855 | $1,524,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 1,500,000 | $1,521,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,500 | $1,520,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 95,288 | $1,517,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 76,299 | $1,516,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 64,487 | $1,511,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23,325 | $1,508,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 21,270 | $1,504,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 35,260 | $1,497,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 81,759 | $1,496,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 117,636 | $1,491,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 150,000 | $1,487,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,300 | $1,484,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 35,000 | $1,481,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 23,566 | $1,479,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,600 | $1,477,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 37,592 | $1,477,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 21,592 | $1,477,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 12,736 | $1,475,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 12,545 | $1,473,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 19,739 | $1,473,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 75,536 | $1,469,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 26,257 | $1,464,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,120,000 | $1,463,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 1,400,000 | $1,463,000 | thousands by filing date | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 72,571 | $1,462,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 43,621 | $1,458,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 115,000 | $1,458,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 35,146 | $1,457,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 160,000 | $1,456,000 | thousands by filing date | put |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 14,495 | $1,456,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 73,854 | $1,453,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 28,722 | $1,453,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 37,000 | $1,451,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 178,560 | $1,450,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 113,541 | $1,448,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 49,048 | $1,448,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 22,975 | $1,443,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 507,823 | $1,442,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 42,820 | $1,441,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 104,742 | $1,440,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 32,892 | $1,439,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 119,451 | $1,439,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 53,434 | $1,432,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 18,536 | $1,428,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 50,802 | $1,428,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 65,434 | $1,427,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 264,923 | $1,425,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 56,545 | $1,425,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 24,306 | $1,418,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,600 | $1,416,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 90,000 | $1,415,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 38,061 | $1,414,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 49,780 | $1,414,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 26,362 | $1,411,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 64,220 | $1,410,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 302,840 | $1,409,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,486 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 25,344 | $1,407,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 62,948 | $1,403,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 36,757 | $1,401,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 50,545 | $1,399,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 139,619 | $1,396,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 43,277 | $1,393,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 246,012 | $1,393,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 165,832 | $1,388,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 65,788 | $1,388,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 102,912 | $1,387,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 18,468 | $1,384,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 106,564 | $1,384,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 10,818 | $1,383,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 12,214 | $1,383,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 23,100 | $1,378,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 45,864 | $1,376,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 164,004 | $1,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 25,000 | $1,374,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 88,258 | $1,374,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 24,448 | $1,369,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 38,515 | $1,366,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 17,461 | $1,366,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 26,347 | $1,365,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 59,867 | $1,362,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 96,174 | $1,354,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 35,190 | $1,352,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 29,714 | $1,352,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 96,540 | $1,352,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 26,757 | $1,351,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 53,127 | $1,349,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 85,324 | $1,346,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,800 | $1,343,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,827 | $1,340,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 14,255 | $1,338,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 26,962 | $1,336,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 49,502 | $1,335,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 7,148 | $1,331,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,300 | $1,325,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 91,171 | $1,325,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 25,252 | $1,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 28,602 | $1,322,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 32,387 | $1,322,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 74,573 | $1,320,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 81,667 | $1,318,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 84,438 | $1,317,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 15,343 | $1,317,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 109,276 | $1,316,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 36,852 | $1,316,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 90,663 | $1,314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 77,943 | $1,312,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 25,954 | $1,311,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,130,780 | $1,311,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 25,718 | $1,310,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,600 | $1,306,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 21,500 | $1,305,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 46,360 | $1,305,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 21,857 | $1,305,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 26,707 | $1,304,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 39,153 | $1,304,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,048 | $1,301,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 89,021 | $1,299,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,840 | $1,295,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 96,228 | $1,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 53,306 | $1,292,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 65,251 | $1,292,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 14,206 | $1,290,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 101,598 | $1,289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 40,827 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 21,967 | $1,285,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,400 | $1,280,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 26,825 | $1,280,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 24,300 | $1,280,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 26,165 | $1,277,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 20,000 | $1,276,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 72,330 | $1,275,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 51,070 | $1,273,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 39,337 | $1,272,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 28,400 | $1,271,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 39,050 | $1,270,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20,004 | $1,265,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 65,030 | $1,264,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 38,772 | $1,263,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 155,000 | $1,262,000 | thousands by filing date | call |
| QUARTERHILL INC COM | 747713105 | COM | 876,367 | $1,262,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 60,172 | $1,261,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $1,261,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 66,147 | $1,259,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 124,300 | $1,255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 64,558 | $1,254,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 44,682 | $1,253,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 45,980 | $1,252,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 57,147 | $1,250,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 45,794 | $1,249,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 18,257 | $1,248,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 28,337 | $1,248,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 28,264 | $1,241,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,127 | $1,238,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 33,808 | $1,238,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 33,439 | $1,237,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 41,855 | $1,232,000 | thousands by filing date | principal |
| CATALENT INC USD 0.01 | 148806102 | COM | 35,029 | $1,230,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 127,259 | $1,230,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 40,658 | $1,228,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 313,811 | $1,227,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 86,645 | $1,224,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 46,182 | $1,219,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 51,500 | $1,219,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,297 | $1,219,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 959,974 | $1,219,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 500,000 | $1,215,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 48,761 | $1,212,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 126,631 | $1,210,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 11,835 | $1,209,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 169,031 | $1,208,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 52,800 | $1,205,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 26,924 | $1,205,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 31,343 | $1,204,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 61,000 | $1,204,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 20,000 | $1,203,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 26,144 | $1,202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 23,904 | $1,200,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 9,898 | $1,199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 49,858 | $1,198,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 71,322 | $1,195,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 245,817 | $1,195,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 19,700 | $1,193,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 38,358 | $1,191,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 37,414 | $1,189,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,000 | $1,186,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 35,485 | $1,186,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 101,932 | $1,183,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 99,800 | $1,182,000 | thousands by filing date | put |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 89,504 | $1,181,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 190,088 | $1,180,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 80,515 | $1,180,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 24,232 | $1,180,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 17,636 | $1,179,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,900 | $1,177,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 26,588 | $1,177,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 35,789 | $1,176,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 215,786 | $1,172,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 65,513 | $1,172,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 36,000 | $1,170,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 53,271 | $1,169,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |