13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY COMMUNITIES INC. | 156504300 | COM | 47,142 | $1,169,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,000 | $1,163,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 44,173 | $1,161,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 116,843 | $1,158,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 8,733 | $1,157,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 39,554 | $1,157,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 27,813 | $1,154,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 180,000 | $1,154,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,707 | $1,153,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 40,459 | $1,153,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,000 | $1,151,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 40,000 | $1,150,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 116,655 | $1,148,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 65,415 | $1,146,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 83,504 | $1,142,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $1,140,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 33,378 | $1,139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 73,846 | $1,138,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 30,780 | $1,137,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,135,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,500 | $1,133,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 25,987 | $1,128,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,523 | $1,126,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,100 | $1,125,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 5,400 | $1,124,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 39,326 | $1,124,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 91,435 | $1,124,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,825 | $1,123,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 23,183 | $1,118,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 44,434 | $1,117,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 10,114 | $1,116,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 22,285 | $1,116,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 46,981 | $1,115,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 49,620 | $1,115,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 28,093 | $1,112,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 121,601 | $1,112,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 7,882 | $1,108,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 14,650 | $1,107,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 41,313 | $1,106,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 100,000 | $1,105,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 127,230 | $1,101,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 1,000,000 | $1,101,000 | thousands by filing date | principal |
| BJS RESTAURANTS INC | 09180C106 | COM | 29,529 | $1,100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 33,016 | $1,098,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 154,432 | $1,098,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 11,979 | $1,095,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 83,587 | $1,094,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 39,323 | $1,093,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,933 | $1,092,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 14,260 | $1,091,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 23,485 | $1,087,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 43,465 | $1,087,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 36,477 | $1,086,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,565 | $1,085,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 104,267 | $1,083,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 33,316 | $1,081,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 54,451 | $1,081,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,100 | $1,080,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 19,400 | $1,075,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,080 | $1,073,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 128,500 | $1,071,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 114,024 | $1,069,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,666 | $1,068,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,647 | $1,066,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 23,362 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 21,384 | $1,063,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 35,559 | $1,062,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 23,824 | $1,061,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 32,448 | $1,061,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 120,300 | $1,059,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 30,220 | $1,058,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 65,200 | $1,058,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10,410 | $1,052,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 42,308 | $1,048,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 9,760 | $1,047,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 31,889 | $1,046,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 90,682 | $1,045,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 60,100 | $1,042,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 27,827 | $1,042,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 19,338 | $1,039,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,600 | $1,037,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 87,516 | $1,037,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,797 | $1,037,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 75,555 | $1,036,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 30,325 | $1,028,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 27,040 | $1,026,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 5,274 | $1,026,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 20,438 | $1,025,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 16,493 | $1,023,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,194 | $1,022,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 85,842 | $1,021,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 34,606 | $1,021,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 56,884 | $1,021,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 158,832 | $1,015,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,016,000 | $1,015,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 37,875 | $1,015,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 20,623 | $1,014,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 13,185 | $1,014,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,224 | $1,013,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 100,000 | $1,010,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 159,536 | $1,007,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 59,216 | $1,007,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 176,487 | $1,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 46,575 | $1,005,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 26,814 | $1,005,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 194,532 | $1,005,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,651,550 | $1,004,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 45,647 | $1,003,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 22,796 | $995,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 16,123 | $994,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 120,900 | $993,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 60,000 | $992,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,078 | $992,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 20,000 | $992,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 43,630 | $989,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 96,782 | $989,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,833 | $989,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,500 | $988,000 | thousands by filing date | call |
| CARE CAP PPTYS INC | 141624106 | COM | 37,010 | $988,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 37,726 | $987,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 23,975 | $987,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 54,987 | $985,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 25,000 | $984,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 65,485 | $983,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 42,014 | $979,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 66,423 | $977,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 53,421 | $977,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 97,532 | $975,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 55,757 | $975,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 10,797 | $974,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 27,552 | $973,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 14,500 | $972,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 47,500 | $969,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 43,226 | $967,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 36,842 | $967,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 33,522 | $967,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 120,000 | $966,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 16,137 | $966,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 51,030 | $965,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 36,048 | $963,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 69,240 | $961,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,217,285 | $961,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 35,300 | $956,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 19,306 | $954,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 52,080 | $953,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 109,058 | $950,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 26,117 | $950,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 9,833 | $949,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 29,082 | $949,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 39,939 | $948,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 18,308 | $947,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 33,874 | $946,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 16,391 | $946,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 38,039 | $945,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 87,024 | $945,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 56,207 | $943,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 39,029 | $943,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 11,872 | $942,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 21,982 | $941,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 30,669 | $940,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,092 | $937,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 74,621 | $937,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 500 | $935,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 21,279 | $934,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,549 | $929,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 7,740 | $928,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 16,000 | $926,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 10,758 | $925,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 18,946 | $925,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 71,839 | $925,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 30,070 | $923,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 33,064 | $918,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 201,200 | $915,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 135,500 | $915,000 | thousands by filing date | call |
| COTIVITI HLDGS INC | 22164K101 | COM | 24,611 | $914,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 12,856 | $913,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 24,321 | $912,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 56,934 | $911,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,600 | $909,000 | thousands by filing date | call |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 91,499 | $907,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 41,533 | $905,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,841 | $904,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 81,347 | $902,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 51,446 | $900,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $900,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 27,796 | $899,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 46,950 | $898,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 101,300 | $898,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 11,915 | $897,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,521 | $897,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 207,967 | $894,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $894,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 54,110 | $891,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 49,600 | $887,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 43,402 | $887,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 14,102 | $886,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 44,620 | $886,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 10,947 | $883,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 13,942 | $882,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 42,064 | $882,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 70,818 | $880,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 8,464 | $880,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 55,773 | $879,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 68,861 | $879,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 19,120 | $877,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 17,231 | $877,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,200 | $877,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 707,848 | $877,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,098 | $876,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,499 | $874,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 48,000 | $874,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 223,706 | $873,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25,000 | $871,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 25,299 | $870,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 67,311 | $868,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 49,224 | $867,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 117,542 | $866,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 6,605 | $864,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 30,602 | $864,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 31,065 | $863,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 28,634 | $861,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 57,935 | $861,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,853 | $861,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,400 | $860,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 33,617 | $859,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,796 | $858,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 59,648 | $858,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 19,881 | $856,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 81,607 | $856,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 32,804 | $852,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 14,850 | $846,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 133,407 | $845,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 50,601 | $845,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 33,301 | $845,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,608 | $844,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 47,908 | $844,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,674 | $843,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 47,810 | $843,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 58,514 | $841,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 30,692 | $841,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 32,693 | $840,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 38,320 | $838,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 17,215 | $838,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 32,865 | $838,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 10,000 | $835,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 22,226 | $834,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 41,584 | $834,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 50,000 | $833,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 38,912 | $833,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,100 | $831,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 31,314 | $829,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 36,888 | $829,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 17,596 | $827,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,000 | $826,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 31,500 | $826,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 16,900 | $822,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 20,824 | $822,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30,700 | $821,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 61,358 | $821,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,605 | $819,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 33,013 | $814,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 26,300 | $808,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 23,170 | $808,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 120,246 | $808,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 26,875 | $806,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,828 | $806,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 107,989 | $804,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 15,427 | $804,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 46,540 | $803,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 19,700 | $802,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,383 | $799,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 16,736 | $799,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 19,783 | $797,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 61,733 | $797,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 19,522 | $796,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 18,801 | $794,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,650 | $793,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 9,772 | $792,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 82,021 | $791,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 329,205 | $790,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 25,000 | $789,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,200 | $787,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,092 | $786,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,914 | $785,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 29,607 | $785,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 6,285 | $784,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,100 | $783,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 55,473 | $783,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 49,062 | $782,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 118,749 | $781,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 200,000 | $780,000 | thousands by filing date | call |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 25,773 | $780,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,225 | $779,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 22,529 | $779,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 57,973 | $778,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,988 | $778,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 27,500 | $778,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 38,732 | $778,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 13,051 | $778,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 10,000 | $777,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 51,043 | $777,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 40,903 | $775,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 62,694 | $775,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 458,783 | $775,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,704 | $774,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 27,863 | $772,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,685 | $772,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 117,400 | $771,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 9,886 | $770,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 48,916 | $770,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 14,316 | $768,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,519 | $767,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,963 | $767,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 11,010 | $763,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,063 | $761,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 17,829 | $761,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 38,952 | $761,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 19,247 | $758,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 42,716 | $757,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 54,875 | $757,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 224,534 | $756,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 31,820 | $755,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 18,994 | $755,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 29,513 | $754,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 26,714 | $753,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 3,324 | $752,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 207,663 | $752,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 49,129 | $751,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,712 | $751,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,900 | $750,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 63,980 | $750,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 14,339 | $750,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 35,775 | $750,000 | thousands by filing date | |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 38,364 | $750,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,597 | $749,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,320 | $749,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 148,742 | $749,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21,663 | $749,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,317 | $748,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 34,476 | $748,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 19,345 | $746,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 59,115 | $746,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,611 | $744,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 29,830 | $743,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,978 | $742,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 48,942 | $741,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 122,412 | $737,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,952 | $737,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 20,669 | $734,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 31,645 | $732,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 7,103 | $732,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 9,941 | $731,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,609 | $731,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 28,990 | $730,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 25,655 | $729,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 12,979 | $728,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 51,032 | $726,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 13,568 | $725,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 43,317 | $724,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 70,763 | $724,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,337 | $724,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,271 | $723,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 30,620 | $723,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 54,678 | $722,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 23,112 | $722,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 11,759 | $721,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,000 | $720,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940T109 | COM | 38,632 | $720,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 22,228 | $716,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 32,117 | $716,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,368 | $715,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,500 | $715,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 13,669 | $715,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 11,655 | $714,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 456,297 | $712,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 19,102 | $711,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 38,082 | $711,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,200 | $710,000 | thousands by filing date | call |
| STATE NATIONAL. | 85711T305 | Common Stock | 38,614 | $710,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 39,616 | $709,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 24,829 | $709,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 31,000 | $708,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 26,875 | $707,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 72,838 | $707,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 26,737 | $706,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 32,399 | $706,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,800 | $705,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 17,672 | $702,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 20,654 | $702,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 12,238 | $701,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 45,733 | $701,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 34,818 | $701,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 84,392 | $701,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,900 | $700,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 75,006 | $700,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 175 | $699,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 19,443 | $697,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 46,492 | $697,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 54,924 | $697,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 17,863 | $695,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 37,724 | $694,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,910 | $693,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,618 | $693,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 24,251 | $692,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 27,697 | $692,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 18,552 | $691,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 31,800 | $687,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 42,710 | $687,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,386 | $686,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,284 | $685,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 10,262 | $684,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 17,370 | $681,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 186,145 | $681,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 54,474 | $680,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 50,000 | $679,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 12,320 | $678,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 70,610 | $678,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 13,837 | $677,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,750 | $676,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 48,918 | $675,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 7,978 | $675,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 11,349 | $675,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 50,667 | $674,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,638 | $674,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 164,450 | $674,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 10,000 | $673,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 10,000 | $673,000 | thousands by filing date | call |
| BLACK KNIGHT INC | 09214X100 | COM | 16,430 | $673,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 64,428 | $672,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,615 | $671,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 50,293 | $671,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 15,708 | $671,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 44,053 | $670,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 19,985 | $670,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 13,716 | $669,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 198,500 | $669,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,477 | $668,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 13,689 | $668,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,875 | $667,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,570 | $667,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 35,565 | $666,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 23,100 | $666,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 8,826 | $665,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 18,467 | $664,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 666,000 | $664,000 | thousands by filing date | principal |
| AMAYA INC | 02314M108 | COM | 37,060 | $663,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 42,967 | $660,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 18,333 | $660,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 19,933 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 19,497 | $658,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 32,582 | $655,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 26,041 | $654,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100,000 | $653,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $652,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 29,636 | $652,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 25,807 | $651,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 64,009 | $651,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,010 | $651,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 49,075 | $649,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 15,354 | $646,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 80,706 | $646,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 48,471 | $645,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $645,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 18,549 | $644,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,742 | $643,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 12,295 | $642,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 106,415 | $640,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58,995 | $639,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 31,625 | $638,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 15,432 | $637,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 68,964 | $636,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 60,514 | $636,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 26,800 | $636,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,467 | $635,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,718 | $635,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,580 | $634,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 25,981 | $634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 30,985 | $634,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 57,819 | $633,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 27,300 | $632,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 22,000 | $632,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 10,066 | $631,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 23,871 | $631,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,749 | $631,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 6,137 | $631,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 56,419 | $631,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 19,175 | $630,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 51,345 | $629,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 23,128 | $629,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,079 | $628,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 23,768 | $627,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,061,800 | $626,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 21,717 | $625,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 37,100 | $624,000 | thousands by filing date | put |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 11,782 | $623,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 12,116 | $622,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 9,586 | $621,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 19,897 | $621,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 25,824 | $620,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 42,701 | $619,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |