13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTINET INC COM | 34959E109 | Stock | 123,289 | $4,616,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 165,009 | $4,598,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 117,200 | $4,596,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 182,842 | $4,596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 67,236 | $4,595,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 101,679 | $4,585,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 161,011 | $4,563,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 27,700 | $4,558,000 | thousands by filing date | call |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 26,152 | $4,551,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 69,709 | $4,549,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 78,844 | $4,547,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 120,174 | $4,538,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 32,173 | $4,537,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 148,936 | $4,527,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 4,500,000 | $4,520,000 | thousands by filing date | principal |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 45,000 | $4,518,000 | thousands by filing date | call |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 144,791 | $4,496,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 94,946 | $4,493,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200,000 | $4,490,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 126,404 | $4,487,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 70,000 | $4,486,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 83,258 | $4,477,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 117,744 | $4,476,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 241,226 | $4,475,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 474,042 | $4,466,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 73,053 | $4,464,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 38,024 | $4,459,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 658,986 | $4,448,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 74,814 | $4,445,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 151,948 | $4,444,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 105,310 | $4,440,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 4,215,000 | $4,435,000 | thousands by filing date | principal |
| ROYCE VALUE TRUST | 780910105 | COM | 302,162 | $4,408,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 160,137 | $4,400,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50,600 | $4,397,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 159,900 | $4,392,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 144,444 | $4,391,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 178,158 | $4,391,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 29,346 | $4,390,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 89,920 | $4,384,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 96,042 | $4,376,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 88,367 | $4,363,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 264,796 | $4,355,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 100,057 | $4,354,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 152,939 | $4,354,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $4,349,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 334,240 | $4,345,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 89,892 | $4,343,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 287,259 | $4,337,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 83,900 | $4,321,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 75,000 | $4,320,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 77,643 | $4,311,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 103,466 | $4,308,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 64,898 | $4,297,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 37,975 | $4,281,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 206,479 | $4,263,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 72,735 | $4,260,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 61,532 | $4,258,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 162,736 | $4,257,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 248,005 | $4,216,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 114,868 | $4,211,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 34,698 | $4,210,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 38,576 | $4,208,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 116,137 | $4,205,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 110,071 | $4,197,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 327,453 | $4,192,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 7,343 | $4,190,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 152,680 | $4,184,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 249,884 | $4,181,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 173,661 | $4,171,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 29,790 | $4,170,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 113,867 | $4,169,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 654,186 | $4,168,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,727 | $4,163,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 141,877 | $4,152,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 164,360 | $4,145,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 328,602 | $4,144,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 55,725 | $4,130,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 46,400 | $4,118,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 127,331 | $4,116,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 461,266 | $4,115,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 326,443 | $4,110,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 156,521 | $4,102,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 26,429 | $4,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 212,355 | $4,097,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,978,000 | $4,095,000 | thousands by filing date | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 101,235 | $4,072,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 77,462 | $4,071,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 310,305 | $4,068,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 367,759 | $4,063,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 77,775 | $4,060,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 263,895 | $4,056,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 50,000 | $4,053,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 93,200 | $4,041,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 176,407 | $4,041,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 102,700 | $4,041,000 | thousands by filing date | call |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 80,501 | $4,034,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 94,400 | $4,032,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 265,663 | $4,025,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 102,968 | $4,012,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 155,227 | $4,011,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 29,900 | $4,010,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 412,721 | $4,008,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 179,654 | $3,991,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,879 | $3,983,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 74,545 | $3,979,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 212,726 | $3,978,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 412,944 | $3,977,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 41,915 | $3,973,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 20,664 | $3,970,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 408,006 | $3,961,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 103,557 | $3,955,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 96,739 | $3,951,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 316,515 | $3,949,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,500 | $3,945,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 177,609 | $3,945,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 133,039 | $3,938,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 80,344 | $3,933,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 135,398 | $3,930,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 254,441 | $3,926,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 149,400 | $3,925,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 140,000 | $3,924,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 146,567 | $3,907,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 48,530 | $3,899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 75,008 | $3,893,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 141,163 | $3,893,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 646,828 | $3,887,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 128,961 | $3,882,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 55,120 | $3,872,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 121,260 | $3,868,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 70,947 | $3,852,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 88,101 | $3,844,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 111,620 | $3,832,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 42,166 | $3,828,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 73,700 | $3,827,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 200,683 | $3,813,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 107,020 | $3,808,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 114,066 | $3,805,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 48,217 | $3,805,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 32,422 | $3,793,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 166,948 | $3,793,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 69,461 | $3,788,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 126,468 | $3,774,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 55,552 | $3,766,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 278,275 | $3,764,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 116,153 | $3,763,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 90,040 | $3,756,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 252,788 | $3,756,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 444,209 | $3,754,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 161,323 | $3,748,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,478,000 | $3,742,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 71,500 | $3,739,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 87,007 | $3,739,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 128,400 | $3,738,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 55,300 | $3,731,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 31,674 | $3,728,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 126,961 | $3,707,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 38,742 | $3,707,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 110,068 | $3,700,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 104,078 | $3,694,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 213,755 | $3,689,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 282,917 | $3,683,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 134,389 | $3,665,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 108,431 | $3,662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 37,993 | $3,659,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 210,580 | $3,656,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 75,169 | $3,653,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 30,000 | $3,645,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 33,124 | $3,637,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 191,200 | $3,636,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 133,622 | $3,636,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 181,500 | $3,626,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 78,000 | $3,622,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 109,675 | $3,622,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 39,539 | $3,613,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 60,500 | $3,607,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 91,015 | $3,604,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 44,700 | $3,597,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 74,897 | $3,597,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 100,755 | $3,593,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 59,615 | $3,589,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 99,587 | $3,588,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 129,113 | $3,583,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 167,638 | $3,569,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 875,000 | $3,561,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 162,964 | $3,550,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 42,057 | $3,539,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 84,106 | $3,510,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 60,414 | $3,508,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 393,152 | $3,499,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 40,300 | $3,496,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 68,998 | $3,480,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 101,292 | $3,473,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 920,130 | $3,469,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 40,829 | $3,466,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46,822 | $3,463,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 659,547 | $3,457,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 52,478 | $3,453,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 71,487 | $3,453,000 | thousands by filing date | |
| RH | 74967X103 | COM | 53,370 | $3,443,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 250,457 | $3,435,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 90,031 | $3,424,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 113,439 | $3,421,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,270,000 | $3,416,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $3,414,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 1,156,463 | $3,411,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 98,800 | $3,411,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 62,659 | $3,404,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 227,265 | $3,402,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 319,648 | $3,397,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 282,397 | $3,392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 72,611 | $3,389,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30,472 | $3,385,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 112,274 | $3,371,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 280,000 | $3,363,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 306,983 | $3,362,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 142,508 | $3,353,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 109,764 | $3,337,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 83,034 | $3,335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 51,511 | $3,324,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 64,610 | $3,323,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 71,459 | $3,315,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 125,922 | $3,311,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 265,000 | $3,307,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 32,065 | $3,302,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 162,269 | $3,299,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 348,222 | $3,283,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 88,889 | $3,278,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 143,500 | $3,276,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 131,005 | $3,270,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 106,406 | $3,269,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 50,000 | $3,269,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 165,456 | $3,268,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 25,098 | $3,264,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 66,885 | $3,259,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 257,030 | $3,259,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,226,000 | $3,256,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 70,703 | $3,254,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 101,287 | $3,252,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,101,900 | $3,250,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 116,841 | $3,248,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 135,507 | $3,242,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,370,000 | $3,232,000 | thousands by filing date | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 202,657 | $3,227,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 125,985 | $3,226,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 122,902 | $3,226,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 168,174 | $3,223,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 80,206 | $3,208,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 115,694 | $3,206,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 156,600 | $3,201,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 199,729 | $3,196,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 265,170 | $3,195,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 994,626 | $3,192,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 49,663 | $3,191,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 460,415 | $3,186,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 49,805 | $3,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 49,720 | $3,170,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 300,000 | $3,165,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 50,000 | $3,162,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 45,500 | $3,161,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 387,764 | $3,157,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 151,122 | $3,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 68,898 | $3,151,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 82,855 | $3,143,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 47,700 | $3,141,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 39,176 | $3,139,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 90,000 | $3,139,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,000 | $3,138,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 64,293 | $3,128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 204,596 | $3,120,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 20,823 | $3,119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 68,243 | $3,117,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 307,934 | $3,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 78,880 | $3,115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 128,154 | $3,112,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45,280 | $3,111,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 26,467 | $3,110,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 80,000 | $3,106,000 | thousands by filing date | put |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 120,421 | $3,098,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 136,168 | $3,086,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 162,692 | $3,086,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 125,265 | $3,081,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 310,379 | $3,075,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 51,436 | $3,069,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 91,953 | $3,068,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,470 | $3,065,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 38,039 | $3,063,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 100,000 | $3,063,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 100,640 | $3,059,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 54,826 | $3,056,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 78,695 | $3,049,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 126,248 | $3,043,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 423,054 | $3,033,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 126,329 | $3,028,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 72,491 | $3,026,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 33,981 | $3,022,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 24,106 | $3,015,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 55,254 | $3,010,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 358,148 | $3,005,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,450,000 | $2,996,000 | thousands by filing date | principal |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 26,281 | $2,995,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 75,663 | $2,992,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 113,983 | $2,990,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 255,815 | $2,988,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 51,800 | $2,984,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 265,229 | $2,976,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 113,899 | $2,975,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 52,243 | $2,972,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 21,000 | $2,970,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 23,256 | $2,965,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 72,772 | $2,962,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,014 | $2,957,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 123,926 | $2,946,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 33,227 | $2,942,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,384 | $2,940,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 99,680 | $2,938,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 243,400 | $2,933,000 | thousands by filing date | put |
| ALLETE INC | 018522300 | COM NEW | 40,761 | $2,921,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100,000 | $2,918,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 58,636 | $2,908,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 156,442 | $2,901,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 70,575 | $2,899,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 465,612 | $2,897,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 129,663 | $2,897,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 146,800 | $2,896,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 89,418 | $2,895,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 91,000 | $2,887,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,700 | $2,884,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 98,700 | $2,878,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 42,000 | $2,869,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 65,463 | $2,868,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 172,733 | $2,867,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 113,257 | $2,866,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L100 | COM | 126,300 | $2,861,000 | thousands by filing date | put |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 188,520 | $2,848,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 90,374 | $2,848,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 336,801 | $2,839,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 33,715 | $2,837,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 90,591 | $2,832,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 516,025 | $2,824,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 183,727 | $2,819,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 60,929 | $2,817,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 42,181 | $2,810,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 110,721 | $2,810,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 194,287 | $2,808,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 39,951 | $2,801,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 99,954 | $2,801,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 22,919 | $2,797,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 50,000 | $2,789,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 375,813 | $2,785,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 22,902 | $2,784,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 77,810 | $2,776,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 181,896 | $2,767,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 47,295 | $2,755,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 787,664 | $2,740,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200,000 | $2,730,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 291,703 | $2,724,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 159,334 | $2,719,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 243,428 | $2,707,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 85,600 | $2,700,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 53,287 | $2,700,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 42,695 | $2,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 75,314 | $2,697,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 31,357 | $2,682,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 135,795 | $2,682,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 68,924 | $2,679,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 209,836 | $2,677,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 164,200 | $2,672,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 119,875 | $2,669,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 57,312 | $2,664,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 62,631 | $2,663,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 42,500 | $2,662,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 182,269 | $2,660,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 51,411 | $2,657,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 534,334 | $2,656,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 36,819 | $2,655,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 98,468 | $2,644,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 61,500 | $2,642,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 37,840 | $2,641,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 43,189 | $2,641,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 145,374 | $2,636,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 39,245 | $2,635,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6,685 | $2,627,000 | thousands by filing date | principal |
| TORCHMARK CORP | 891027104 | COM | 34,208 | $2,618,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 300,836 | $2,614,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 51,777 | $2,611,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 150,000 | $2,609,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 115,040 | $2,608,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 43,779 | $2,608,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 208,336 | $2,605,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 97,134 | $2,602,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 143,358 | $2,596,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 72,700 | $2,594,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 218,547 | $2,588,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 90,129 | $2,587,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 257,228 | $2,580,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 117,601 | $2,578,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 57,127 | $2,569,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 227,220 | $2,563,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 347,200 | $2,559,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 134,652 | $2,554,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 74,755 | $2,548,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,600 | $2,547,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 108,000 | $2,545,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,357,000 | $2,545,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 68,680 | $2,538,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 21,746 | $2,536,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 49,188 | $2,532,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 301,459 | $2,532,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 76,817 | $2,524,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 348,750 | $2,511,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 133,435 | $2,510,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 151,826 | $2,508,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 37,168 | $2,504,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 49,681 | $2,499,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 18,499 | $2,497,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 26,707 | $2,492,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 133,513 | $2,490,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 37,469 | $2,486,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 64,530 | $2,484,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 246,000 | $2,474,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 122,500 | $2,470,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 46,300 | $2,469,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 21,597 | $2,468,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 41,500 | $2,466,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,326 | $2,459,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 174,410 | $2,459,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 97,492 | $2,457,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 100,099 | $2,452,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 45,000 | $2,449,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 61,397 | $2,446,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 178,356 | $2,437,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 115,254 | $2,435,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 72,774 | $2,433,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,000 | $2,425,000 | thousands by filing date | call |
| Vanguard Materials ETF | 92204A801 | SHS | 19,851 | $2,414,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 83,704 | $2,408,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 46,000 | $2,407,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 123,656 | $2,407,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 45,000 | $2,403,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 787,663 | $2,402,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 160,629 | $2,392,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 354,131 | $2,390,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 108,396 | $2,386,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 54,619 | $2,382,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 519,933 | $2,371,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 40,803 | $2,366,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 143,179 | $2,366,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 214,482 | $2,364,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 145,000 | $2,364,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 980,600 | $2,364,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 19,471 | $2,362,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 80,372 | $2,356,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 71,363 | $2,356,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,500,000 | $2,350,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 72,500 | $2,349,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 25,008 | $2,348,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 37,417 | $2,341,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 19,436 | $2,341,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 46,573 | $2,338,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 126,830 | $2,327,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 90,654 | $2,321,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 52,689 | $2,321,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 50,000 | $2,317,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 625,016 | $2,313,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 132,807 | $2,312,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 188,992 | $2,308,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 49,200 | $2,297,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 132,541 | $2,293,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 217,142 | $2,291,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 48,877 | $2,291,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 24,859 | $2,290,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 65,795 | $2,288,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 96,449 | $2,282,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14,300 | $2,282,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 91,781 | $2,281,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 76,912 | $2,274,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 200,910 | $2,274,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 115,894 | $2,270,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,200 | $2,264,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 37,649 | $2,264,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 155,970 | $2,262,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 51,890 | $2,261,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 116,600 | $2,255,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 13,700 | $2,254,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 22,268 | $2,253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 60,880 | $2,253,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 223,005 | $2,252,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 88,566 | $2,251,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 49,600 | $2,249,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 105,580 | $2,249,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 48,562 | $2,246,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 126,100 | $2,244,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 32,326 | $2,243,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 196,773 | $2,239,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 168,704 | $2,235,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 122,402 | $2,234,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 51,900 | $2,231,000 | thousands by filing date | put |
| RELX NV | 75955B102 | SPONSORED ADR | 107,789 | $2,228,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 30,000 | $2,226,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |