13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,055 holding rows worth $502,995,362,000.
- Accession
- 0001140361-17-031754
- Filer
- CIK 70858
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 19,612 entries on the cover page, a total value of $502,995,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,995,362,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWITTER INC | 90184L102 | COM | 291,500 | $5,209,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 153,544 | $5,205,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 93,398 | $5,201,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 84,081 | $5,193,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 117,747 | $5,188,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 187,442 | $5,174,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 446,003 | $5,174,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 748,989 | $5,168,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 169,489 | $5,152,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,500 | $5,145,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 40,000 | $5,136,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 167,690 | $5,134,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 366,586 | $5,132,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 17,800 | $5,115,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 199,855 | $5,113,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 193,033 | $5,113,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 77,836 | $5,103,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 154,702 | $5,100,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 122,904 | $5,093,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 115,606 | $5,092,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 119,314 | $5,089,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 111,407 | $5,088,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 613,980 | $5,077,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 41,243 | $5,066,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 348,087 | $5,065,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 205,586 | $5,032,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 78,596 | $5,029,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 44,330 | $5,014,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 505,215 | $5,007,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,327,332 | $5,004,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 155,726 | $5,000,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 189,026 | $4,998,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 319,926 | $4,995,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 203,046 | $4,991,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 65,000 | $4,987,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 78,204 | $4,985,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 213,500 | $4,979,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 88,775 | $4,975,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 129,000 | $4,970,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 326,520 | $4,960,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 176,338 | $4,953,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 95,100 | $4,942,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 298,900 | $4,938,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 82,304 | $4,925,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 281,433 | $4,925,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 268,576 | $4,915,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 196,531 | $4,901,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 45,300 | $4,899,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 419,892 | $4,892,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 160,160 | $4,885,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 205,878 | $4,881,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 131,550 | $4,879,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 449,144 | $4,877,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $4,873,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 84,319 | $4,871,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 347,040 | $4,865,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 723,944 | $4,865,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 222,552 | $4,843,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 232,498 | $4,840,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 125,621 | $4,840,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 252,235 | $4,833,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 221,882 | $4,833,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 87,312 | $4,825,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 244,945 | $4,825,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 95,700 | $4,821,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 79,208 | $4,814,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 150,500 | $4,811,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,711,034 | $4,809,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 190,884 | $4,786,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 54,060 | $4,785,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 731,060 | $4,774,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,000,000 | $4,770,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 84,047 | $4,768,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 192,986 | $4,757,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 379,335 | $4,757,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 412,235 | $4,753,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,188,235 | $4,753,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 118,296 | $4,731,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 97,162 | $4,731,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 575,200 | $4,722,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 272,007 | $4,721,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 57,100 | $4,718,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 129,757 | $4,715,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 166,728 | $4,715,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 69,500 | $4,713,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 195,179 | $4,707,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 41,902 | $4,706,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 180,893 | $4,705,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 107,100 | $4,703,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 233,100 | $4,697,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 50,000 | $4,694,000 | thousands by filing date | put |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 153,372 | $4,693,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 216,041 | $4,690,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 736,822 | $4,672,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,074,616 | $4,664,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 616,808 | $4,663,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 458,501 | $4,663,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 72,500 | $4,663,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 72,500 | $4,663,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 321,158 | $4,638,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 897,450 | $4,631,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 12,407 | $4,625,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 69,581 | $4,625,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 181,764 | $4,614,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 132,100 | $4,614,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 279,629 | $4,606,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 4,400,000 | $4,598,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 133,795 | $4,596,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 235,008 | $4,595,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 87,224 | $4,592,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 486,714 | $4,585,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 520,500 | $4,580,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 140,835 | $4,578,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 50,000 | $4,569,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 78,329 | $4,567,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200,000 | $4,566,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 365,600 | $4,563,000 | thousands by filing date | put |
| ISHARES INC | 46434G871 | MIN VOLA EM | 178,026 | $4,563,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,054,529 | $4,555,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 73,688 | $4,552,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 298,081 | $4,552,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 432,227 | $4,547,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 123,216 | $4,544,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 81,363 | $4,538,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 274,473 | $4,535,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 893,796 | $4,523,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 876,100 | $4,521,000 | thousands by filing date | put |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,973,000 | $4,519,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 247,037 | $4,518,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 34,164 | $4,514,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 44,600 | $4,511,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 40,852 | $4,509,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,504,000 | thousands by filing date | put |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 90,857 | $4,502,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16,200 | $4,497,000 | thousands by filing date | call |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 140,322 | $4,497,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 138,546 | $4,486,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 210,252 | $4,483,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 67,500 | $4,482,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 131,820 | $4,480,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 342,298 | $4,467,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,805,182 | $4,459,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 158,517 | $4,455,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 170,443 | $4,448,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 76,219 | $4,447,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 42,000 | $4,440,000 | thousands by filing date | call |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 159,228 | $4,435,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 236,095 | $4,434,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 470,116 | $4,433,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 85,716 | $4,432,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 177,504 | $4,430,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200,000 | $4,428,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 203,264 | $4,425,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 61,000 | $4,424,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 269,895 | $4,421,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 259,321 | $4,419,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 71,294 | $4,419,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 111,333 | $4,409,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 175,142 | $4,409,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 470,584 | $4,401,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 52,250 | $4,396,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 391,608 | $4,393,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,000,000 | $4,388,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 84,432 | $4,365,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 165,357 | $4,363,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 101,400 | $4,361,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 62,994 | $4,361,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 98,411 | $4,350,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 277,055 | $4,347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 82,959 | $4,341,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 250,000 | $4,338,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,432,000 | $4,338,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 130,000 | $4,336,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 35,035 | $4,335,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 178,033 | $4,335,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 100,000 | $4,330,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 77,543 | $4,328,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 300,965 | $4,320,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 15,000 | $4,310,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 65,666 | $4,309,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 55,368 | $4,300,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 826,488 | $4,298,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 67,340 | $4,294,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 76,933 | $4,292,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 208,492 | $4,286,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 157,627 | $4,281,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 581,955 | $4,278,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 152,572 | $4,273,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 468,877 | $4,261,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 4,272,000 | $4,261,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 480,250 | $4,255,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 69,300 | $4,249,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 71,911 | $4,247,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 3,000,000 | $4,238,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 30,255 | $4,235,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,031,900 | $4,235,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 168,651 | $4,234,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 258,357 | $4,224,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 120,155 | $4,224,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 293,858 | $4,222,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 71,879 | $4,219,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 67,800 | $4,216,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 4,231,000 | $4,213,000 | thousands by filing date | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 113,650 | $4,210,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 361,668 | $4,199,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 117,887 | $4,196,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,443,000 | $4,194,000 | thousands by filing date | principal |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 272,932 | $4,190,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,123,000 | $4,186,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 279,168 | $4,180,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 67,500 | $4,175,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 92,277 | $4,175,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 494,399 | $4,168,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 60,877 | $4,164,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 103,216 | $4,159,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 148,400 | $4,149,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 70,729 | $4,148,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 100,000 | $4,147,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 1,256,945 | $4,135,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 59,671 | $4,120,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 823,518 | $4,117,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 164,847 | $4,112,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 422,200 | $4,112,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 558,455 | $4,104,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 55,100 | $4,101,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 122,587 | $4,097,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 120,000 | $4,095,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 274,040 | $4,095,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 351,085 | $4,090,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 158,428 | $4,088,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 284,091 | $4,060,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 198,628 | $4,055,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 264,137 | $4,054,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 186,646 | $4,048,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 54,599 | $4,046,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 85,490 | $4,041,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 563,000 | $4,041,000 | thousands by filing date | principal |
| 2U INC | 90214J101 | COM | 86,089 | $4,040,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 187,641 | $4,038,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 138,347 | $4,034,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,831,000 | $4,033,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 213,781 | $4,030,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 300,963 | $4,027,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 80,600 | $4,026,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 75,000 | $4,025,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 158,388 | $4,020,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 293,189 | $4,017,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 63,626 | $4,016,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 71,240 | $4,005,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 415,000 | $4,005,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 86,096 | $3,989,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 50,000 | $3,982,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 331,694 | $3,980,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 65,600 | $3,971,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 223,008 | $3,971,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 257,148 | $3,963,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 147,845 | $3,950,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 105,509 | $3,949,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 141,548 | $3,946,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 157,300 | $3,945,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 151,652 | $3,940,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 81,594 | $3,936,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 210,000 | $3,935,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 808,356 | $3,929,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 77,960 | $3,923,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 169,000 | $3,916,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 110,885 | $3,916,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 167,822 | $3,913,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 298,842 | $3,911,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 305,739 | $3,906,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 88,935 | $3,903,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 246,593 | $3,896,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 88,400 | $3,878,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,000 | $3,875,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 152,148 | $3,866,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 45,100 | $3,862,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 229,991 | $3,862,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 997,800 | $3,861,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 48,382 | $3,853,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 30,000 | $3,852,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 325,000 | $3,851,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 179,884 | $3,851,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200,000 | $3,834,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 48,038 | $3,832,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 64,387 | $3,831,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 59,490 | $3,822,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 613,421 | $3,815,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 136,900 | $3,813,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 116,138 | $3,798,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 98,100 | $3,793,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 120,734 | $3,790,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,471,253 | $3,781,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 163,100 | $3,780,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 273,763 | $3,775,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 294,845 | $3,774,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 80,585 | $3,771,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 53,667 | $3,770,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 248,937 | $3,770,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 234,564 | $3,769,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 70,000 | $3,767,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 30,900 | $3,761,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 112,160 | $3,758,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 922,500 | $3,755,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 275,000 | $3,754,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 222,087 | $3,747,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 127,404 | $3,738,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 188,859 | $3,736,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 155,370 | $3,733,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 248,653 | $3,722,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 194,356 | $3,721,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 165,144 | $3,719,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 63,190 | $3,715,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 132,608 | $3,706,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 373,053 | $3,704,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 106,537 | $3,700,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 72,451 | $3,700,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 126,832 | $3,696,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 281,682 | $3,693,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 423,564 | $3,693,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 75,563 | $3,689,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 255,731 | $3,682,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 58,544 | $3,678,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 161,284 | $3,677,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 36,275 | $3,673,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 110,145 | $3,668,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 65,700 | $3,665,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 56,876 | $3,664,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 125,389 | $3,659,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 101,600 | $3,657,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 111,758 | $3,645,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 345,864 | $3,642,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 177,043 | $3,638,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 280,885 | $3,638,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 97,838 | $3,636,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 150,176 | $3,635,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 210,591 | $3,631,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 221,226 | $3,630,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 120,735 | $3,624,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 54,631 | $3,620,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 210,000 | $3,616,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 85,219 | $3,615,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 314,270 | $3,614,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 115,447 | $3,607,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 32,851 | $3,605,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 39,097 | $3,601,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 141,252 | $3,599,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 238,276 | $3,595,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 131,184 | $3,593,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 102,384 | $3,586,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 86,930 | $3,585,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 246,255 | $3,582,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 150,809 | $3,578,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 82,269 | $3,573,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 97,329 | $3,565,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 147,629 | $3,562,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 148,184 | $3,561,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 235,869 | $3,554,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 56,300 | $3,553,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 16,887 | $3,552,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 136,985 | $3,548,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 186,992 | $3,543,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 977,200 | $3,537,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 200,647 | $3,536,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 251,934 | $3,535,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 126,805 | $3,532,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 102,410 | $3,527,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 220,466 | $3,526,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 87,857 | $3,524,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 70,000 | $3,522,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 233,039 | $3,522,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,966 | $3,521,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 136,179 | $3,519,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 106,286 | $3,519,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 178,499 | $3,519,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 117,001 | $3,512,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 191,815 | $3,512,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 646,155 | $3,508,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 34,450 | $3,506,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 306,301 | $3,500,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 122,625 | $3,498,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 402,595 | $3,498,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 664,434 | $3,488,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 65,467 | $3,488,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,252,000 | $3,488,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 54,829 | $3,487,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 133,997 | $3,478,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 277,837 | $3,472,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 53,600 | $3,471,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 71,300 | $3,466,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 267,354 | $3,465,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 90,398 | $3,462,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 210,380 | $3,461,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 52,532 | $3,460,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 180,500 | $3,458,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 97,279 | $3,452,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 138,123 | $3,445,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 176,018 | $3,441,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 150,691 | $3,428,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 31,300 | $3,419,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 266,128 | $3,415,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $3,414,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 103,719 | $3,412,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,186 | $3,409,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 296,411 | $3,408,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 73,580 | $3,407,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 51,400 | $3,394,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 134,946 | $3,393,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 56,867 | $3,386,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 446,236 | $3,383,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 33,000 | $3,369,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,271,000 | $3,367,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 70,079 | $3,363,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 40,477 | $3,359,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 43,100 | $3,358,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 167,022 | $3,354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 85,970 | $3,354,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 20,000 | $3,348,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 47,929 | $3,346,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 305,139 | $3,344,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100,000 | $3,335,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 242,800 | $3,331,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 179,869 | $3,329,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 211,138 | $3,325,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 141,871 | $3,319,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 175,726 | $3,317,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 107,879 | $3,316,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 92,576 | $3,305,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 61,756 | $3,302,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 82,671 | $3,295,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 17,951 | $3,290,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 458,137 | $3,290,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 72,518 | $3,289,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 82,490 | $3,289,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 54,819 | $3,289,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 31,963 | $3,286,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 132,470 | $3,285,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 116,491 | $3,285,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 272,683 | $3,283,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 37,500 | $3,278,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 45,400 | $3,277,000 | thousands by filing date | call |
| PATHEON N V | N6865W105 | SHS | 93,976 | $3,277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 69,904 | $3,271,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 142,563 | $3,267,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 162,422 | $3,266,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 60,439 | $3,264,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 53,260 | $3,262,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 200,000 | $3,260,000 | thousands by filing date | put |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 32,565 | $3,259,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 166,606 | $3,255,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 21,800 | $3,247,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 117,716 | $3,231,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 145,000 | $3,226,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 661,126 | $3,220,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 104,500 | $3,219,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 33,706 | $3,216,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 152,585 | $3,216,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 386,698 | $3,213,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 130,746 | $3,211,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 95,639 | $3,208,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 152,298 | $3,199,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 78,596 | $3,195,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 25,200 | $3,192,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 82,357 | $3,192,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 197,978 | $3,187,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 255,873 | $3,183,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 124,051 | $3,182,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 181,389 | $3,181,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 189,533 | $3,174,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 256,046 | $3,168,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 245,100 | $3,165,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 92,745 | $3,162,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,129,333 | $3,162,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 62,889 | $3,159,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 88,586 | $3,159,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 231,601 | $3,157,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 42,704 | $3,151,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 104,830 | $3,150,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 99,910 | $3,148,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 171,984 | $3,147,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 69,332 | $3,143,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 96,388 | $3,138,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 247,297 | $3,135,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 81,638 | $3,128,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 74,524 | $3,126,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,090,000 | $3,121,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 13,629 | $3,119,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,470 | $3,118,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 58,000 | $3,117,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,523,000 | $3,116,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 86,168 | $3,113,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 41,616 | $3,108,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 361,932 | $3,106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 129,881 | $3,101,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 235,839 | $3,101,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 260,271 | $3,097,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 395,000 | $3,093,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 140,986 | $3,091,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 64,500 | $3,091,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 97,979 | $3,088,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 34,100 | $3,087,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031754 | this filing | 2017-08-14 | acceptance time not in the bulk data set |