13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,055 holding rows worth $502,995,362,000.
- Accession
- 0001140361-17-031754
- Filer
- CIK 70858
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 19,612 entries on the cover page, a total value of $502,995,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,995,362,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 342,964 | $3,083,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 24,900 | $3,080,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 402,549 | $3,080,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,341,000 | $3,068,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 176,771 | $3,065,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 89,976 | $3,060,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 120,947 | $3,051,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 92,951 | $3,051,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,000 | $3,042,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 226,292 | $3,036,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 491,160 | $3,035,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 58,000 | $3,033,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 90,872 | $3,030,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 653,257 | $3,025,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 888,000 | $3,019,000 | thousands by filing date | principal |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 103,375 | $3,016,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 134,278 | $3,015,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 947,963 | $3,014,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $3,007,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 71,095 | $2,995,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 50,000 | $2,984,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 261,784 | $2,984,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 132,635 | $2,968,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 250,000 | $2,968,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 250,000 | $2,968,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 182,915 | $2,966,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,500 | $2,959,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 444,127 | $2,958,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 194,154 | $2,953,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 115,863 | $2,953,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 139,578 | $2,952,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 315,395 | $2,952,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 411,120 | $2,951,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 127,530 | $2,946,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 79,784 | $2,944,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 90,000 | $2,939,000 | thousands by filing date | put |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 57,025 | $2,937,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 283,435 | $2,933,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 209,927 | $2,931,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 159,279 | $2,930,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 379,865 | $2,928,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 333,079 | $2,925,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 67,585 | $2,923,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 32,225 | $2,922,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 391,510 | $2,921,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 45,302 | $2,915,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 144,522 | $2,912,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 35,698 | $2,912,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 95,881 | $2,901,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 36,845 | $2,900,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 164,700 | $2,897,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 154,577 | $2,895,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 207,411 | $2,893,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 37,600 | $2,891,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 229,382 | $2,881,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 118,768 | $2,881,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 80,000 | $2,870,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $2,867,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 331,717 | $2,857,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,024,228 | $2,857,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 104,782 | $2,857,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 64,643 | $2,857,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 87,874 | $2,854,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 98,605 | $2,853,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 75,000 | $2,851,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 45,800 | $2,848,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 63,273 | $2,847,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 42,886 | $2,846,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 44,900 | $2,839,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 114,673 | $2,832,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 89,264 | $2,831,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 66,990 | $2,828,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 38,950 | $2,827,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 37,548 | $2,823,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 112,221 | $2,817,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 209,091 | $2,812,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 132,870 | $2,808,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 183,742 | $2,808,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 98,863 | $2,807,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 111,698 | $2,804,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 46,423 | $2,803,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 147,727 | $2,802,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 272,794 | $2,799,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 238,790 | $2,799,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,900 | $2,798,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 47,971 | $2,798,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 83,700 | $2,794,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 83,700 | $2,794,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 52,736 | $2,792,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 247,939 | $2,789,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 152,399 | $2,788,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 257,200 | $2,785,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 38,588 | $2,783,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 409,595 | $2,781,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 31,459 | $2,780,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,599,000 | $2,779,000 | thousands by filing date | principal |
| HIBBETT INC | 428567101 | COM | 133,874 | $2,778,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 134,148 | $2,778,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 171,069 | $2,776,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 142,170 | $2,773,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,893,000 | $2,773,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 79,676 | $2,771,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 102,812 | $2,769,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 90,640 | $2,769,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 116,807 | $2,764,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,928,000 | $2,763,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 857,000 | $2,762,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 268,834 | $2,754,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,191,000 | $2,746,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 96,650 | $2,745,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 537,631 | $2,742,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 77,181 | $2,740,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 44,024 | $2,734,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 480,114 | $2,732,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 115,920 | $2,728,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 100,000 | $2,720,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 18,976 | $2,719,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 574,913 | $2,719,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 157,102 | $2,718,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 179,228 | $2,715,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 26,156 | $2,711,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 70,100 | $2,710,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 144,821 | $2,708,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 171,757 | $2,707,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 211,885 | $2,706,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 83,455 | $2,698,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,331,000 | $2,693,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 51,470 | $2,690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 32,231 | $2,686,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 98,185 | $2,680,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 78,907 | $2,676,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 48,854 | $2,672,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 102,008 | $2,668,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 60,403 | $2,666,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 52,200 | $2,663,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 100,000 | $2,663,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,496,000 | $2,663,000 | thousands by filing date | principal |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 2,600,000 | $2,655,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 75,000 | $2,653,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 44,682 | $2,653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 87,542 | $2,644,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 255,000 | $2,639,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 316,169 | $2,637,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 153,641 | $2,631,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 27,289 | $2,628,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 22,200 | $2,625,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 74,504 | $2,624,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 75,000 | $2,622,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 485,134 | $2,620,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 116,883 | $2,615,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 64,093 | $2,615,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 34,855 | $2,611,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 173,485 | $2,607,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 219,262 | $2,604,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 118,400 | $2,602,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 141,673 | $2,598,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 166,098 | $2,596,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 137,399 | $2,595,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 109,393 | $2,595,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 382,500 | $2,593,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 157,104 | $2,584,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 185,513 | $2,582,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 105,719 | $2,577,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 60,305 | $2,574,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,918,000 | $2,567,000 | thousands by filing date | principal |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 49,519 | $2,566,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 66,980 | $2,564,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 182,511 | $2,551,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,354,340 | $2,546,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 204,762 | $2,539,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 57,161 | $2,538,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 178,461 | $2,537,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 2,271,000 | $2,534,000 | thousands by filing date | principal |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 110,634 | $2,531,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 126,814 | $2,527,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 175,649 | $2,526,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 166,000 | $2,525,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 52,077 | $2,515,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 52,183 | $2,514,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 50,173 | $2,514,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 112,009 | $2,509,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 45,134 | $2,506,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 141,421 | $2,504,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 34,616 | $2,487,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 82,800 | $2,486,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 305,818 | $2,484,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 159,146 | $2,478,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W460 | GUGGENHM MULTI | 100,000 | $2,475,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 76,562 | $2,473,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 356,611 | $2,471,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 214,660 | $2,469,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 183,115 | $2,468,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 159,197 | $2,467,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 75,261 | $2,465,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 98,318 | $2,458,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 247,038 | $2,458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 61,796 | $2,456,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 32,500 | $2,454,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 160,445 | $2,452,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,363,000 | $2,451,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 188,252 | $2,447,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 21,794 | $2,443,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 47,952 | $2,441,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 69,300 | $2,439,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 120,947 | $2,439,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 104,662 | $2,438,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 243,587 | $2,436,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 50,000 | $2,433,000 | thousands by filing date | put |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 64,371 | $2,428,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 377,989 | $2,423,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 173,213 | $2,420,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 99,969 | $2,420,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 257,859 | $2,416,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 101,100 | $2,414,000 | thousands by filing date | call |
| OM ASSET MGMT PLC | G67506108 | SHS | 162,497 | $2,414,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 25,228 | $2,410,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17,300 | $2,401,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 187,585 | $2,400,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 71,001 | $2,397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 132,408 | $2,395,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739FHK0 | NOTE 7.750% 4/1 | 2,300,000 | $2,392,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 74,800 | $2,391,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 187,619 | $2,390,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 114,768 | $2,386,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 76,297 | $2,383,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 186,700 | $2,382,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 40,885 | $2,379,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 78,306 | $2,378,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 64,330 | $2,377,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 73,478 | $2,373,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 48,757 | $2,373,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 182,267 | $2,371,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 50,488 | $2,369,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 32,487 | $2,368,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,367,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 83,500 | $2,366,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 99,785 | $2,365,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 42,136 | $2,363,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 37,830 | $2,361,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34,456 | $2,358,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 62,400 | $2,357,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 96,302 | $2,357,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 119,543 | $2,351,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 18,779 | $2,348,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 50,225 | $2,348,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 50,000 | $2,348,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 63,527 | $2,343,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 319,041 | $2,342,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 50,240 | $2,341,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 223,865 | $2,335,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 118,006 | $2,332,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 101,401 | $2,328,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 133,066 | $2,327,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 85,776 | $2,326,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 36,112 | $2,326,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 102,881 | $2,320,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 67,529 | $2,316,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 167,362 | $2,310,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 82,578 | $2,308,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,299,000 | $2,308,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 137,700 | $2,304,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 55,903 | $2,303,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 173,923 | $2,301,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 160,000 | $2,301,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,834 | $2,299,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 86,032 | $2,291,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 52,799 | $2,289,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 63,675 | $2,283,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 44,700 | $2,281,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 17,000 | $2,280,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 75,913 | $2,279,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,986,000 | $2,269,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,550,000 | $2,266,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 73,349 | $2,261,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 50,000 | $2,256,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 100,197 | $2,255,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 45,038 | $2,252,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 119,700 | $2,243,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 51,821 | $2,242,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,180,000 | $2,241,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 180,748 | $2,234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 49,888 | $2,234,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 95,792 | $2,233,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 78,090 | $2,230,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 64,700 | $2,230,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W323 | CMN | 92,827 | $2,229,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 229,454 | $2,229,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 102,367 | $2,218,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 482,929 | $2,216,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 90,089 | $2,215,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $2,214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 57,411 | $2,211,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 77,440 | $2,207,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 220,611 | $2,206,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 126,336 | $2,205,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 144,817 | $2,197,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 105,778 | $2,197,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,400 | $2,194,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 326,510 | $2,194,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,800 | $2,193,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 77,026 | $2,191,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 28,098 | $2,190,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 50,900 | $2,187,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 43,835 | $2,185,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 137,759 | $2,180,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 100,136 | $2,179,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 49,419 | $2,179,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 183,878 | $2,173,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 132,084 | $2,172,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 141,481 | $2,171,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,600 | $2,170,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 71,005 | $2,169,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 55,489 | $2,169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 118,057 | $2,167,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 225,304 | $2,165,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 122,184 | $2,163,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 16,150 | $2,159,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 34,600 | $2,150,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 136,455 | $2,149,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 22,487 | $2,147,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 98,818 | $2,147,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,694,000 | $2,144,000 | thousands by filing date | principal |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 130,486 | $2,141,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 122,635 | $2,140,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 112,000 | $2,134,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 40,000 | $2,133,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 127,941 | $2,133,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75,441 | $2,132,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 386,292 | $2,128,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 181,367 | $2,126,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 14,700 | $2,120,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 161,786 | $2,119,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 141,553 | $2,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 60,261 | $2,115,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 49,484 | $2,114,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 86,201 | $2,113,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 43,293 | $2,111,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 146,981 | $2,110,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 80,103 | $2,106,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 90,331 | $2,104,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 444,137 | $2,101,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 284,899 | $2,100,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 45,000 | $2,097,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 49,331 | $2,097,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 104,975 | $2,094,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 149,603 | $2,094,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 79,756 | $2,093,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 61,491 | $2,092,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 77,488 | $2,076,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 106,998 | $2,074,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 26,926 | $2,070,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 77,849 | $2,062,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,065,000 | $2,059,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 210,228 | $2,053,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 105,321 | $2,049,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 137,954 | $2,048,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 48,149 | $2,046,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 155,946 | $2,043,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,041,000 | $2,040,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 67,579 | $2,038,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 75,497 | $2,038,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 69,206 | $2,034,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 187,500 | $2,034,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 68,922 | $2,032,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 175,088 | $2,032,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 9,600 | $2,031,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 98,393 | $2,031,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 152,481 | $2,029,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 16,000 | $2,027,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 60,518 | $2,022,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 82,794 | $2,020,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 100,075 | $2,019,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 118,084 | $2,019,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 63,509 | $2,018,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 16,059 | $2,017,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 181,514 | $2,015,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 29,661 | $2,013,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 39,900 | $2,008,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 158,026 | $2,007,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 48,362 | $2,006,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 88,348 | $2,003,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 77,302 | $2,000,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 70,512 | $1,996,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,678,000 | $1,996,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 65,853 | $1,993,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 15,359 | $1,991,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 75,533 | $1,984,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,000,000 | $1,984,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 181,917 | $1,983,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 92,118 | $1,983,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 148,865 | $1,979,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 90,423 | $1,976,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 38,970 | $1,975,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 107,739 | $1,973,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 191,633 | $1,972,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 61,429 | $1,969,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 75,671 | $1,967,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 55,938 | $1,966,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 153,981 | $1,965,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 46,438 | $1,963,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 64,100 | $1,963,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 14,000 | $1,958,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 182,268 | $1,957,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 37,273 | $1,954,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 131,593 | $1,951,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 94,616 | $1,949,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 192,168 | $1,947,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 85,057 | $1,947,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 55,945 | $1,944,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 56,626 | $1,944,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 82,856 | $1,941,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 296,772 | $1,940,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 85,207 | $1,938,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 655,100 | $1,933,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 119,703 | $1,932,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 47,987 | $1,931,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 179,012 | $1,930,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50,438 | $1,927,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 118,250 | $1,927,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 82,460 | $1,925,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 76,343 | $1,922,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 200,000 | $1,922,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,708,000 | $1,922,000 | thousands by filing date | principal |
| AEGION CORP | 00770F104 | COMMON STOCK | 87,795 | $1,921,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 75,538 | $1,920,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 185,636 | $1,918,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 26,608 | $1,916,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 132,568 | $1,915,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 45,957 | $1,913,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 94,089 | $1,913,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 55,271 | $1,911,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 160,409 | $1,910,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 29,178 | $1,906,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 58,800 | $1,905,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 50,000 | $1,905,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 31,700 | $1,898,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,717,000 | $1,896,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,837,000 | $1,890,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 61,326 | $1,888,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 37,500 | $1,886,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 93,866 | $1,882,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 34,500 | $1,881,000 | thousands by filing date | put |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 186,343 | $1,880,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 88,698 | $1,880,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 33,900 | $1,878,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 21,827 | $1,874,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200,000 | $1,868,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 96,054 | $1,866,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 36,646 | $1,865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 27,660 | $1,855,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 124,628 | $1,851,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 100,000 | $1,849,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 75,268 | $1,844,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 40,637 | $1,843,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 100,674 | $1,842,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 94,487 | $1,839,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 30,000 | $1,838,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 67,274 | $1,836,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,212 | $1,836,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 106,602 | $1,834,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 209,330 | $1,832,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 84,751 | $1,831,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 301,200 | $1,831,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 220,495 | $1,828,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 132,607 | $1,823,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 750,000 | $1,823,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 30,000 | $1,819,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 53,920 | $1,819,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 120,554 | $1,819,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 84,582 | $1,816,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 20,611 | $1,812,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 146,053 | $1,804,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 90,323 | $1,802,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 319,447 | $1,801,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 26,353 | $1,799,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 51,972 | $1,799,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,124 | $1,799,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 109,921 | $1,798,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 34,134 | $1,794,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 38,895 | $1,784,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 79,100 | $1,781,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 67,436 | $1,781,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 102,599 | $1,780,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 26,855 | $1,779,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 139,943 | $1,777,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,013,000 | $1,775,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 43,704 | $1,774,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 93,035 | $1,773,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 43,536 | $1,765,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,300 | $1,763,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 125,624 | $1,759,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,916 | $1,758,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 88,990 | $1,758,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 31,628 | $1,755,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,766,000 | $1,753,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 31,564 | $1,752,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 66,366 | $1,752,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 39,712 | $1,750,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 114,959 | $1,750,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 148,997 | $1,746,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031754 | this filing | 2017-08-14 | acceptance time not in the bulk data set |