13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,055 holding rows worth $502,995,362,000.
- Accession
- 0001140361-17-031754
- Filer
- CIK 70858
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 19,612 entries on the cover page, a total value of $502,995,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,995,362,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Q2 HLDGS INC COM | 74736L109 | Stock | 47,267 | $1,746,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 113,099 | $1,745,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 100,000 | $1,742,000 | thousands by filing date | call |
| Powershares ETF KBW Insurance | 73936q777 | COM | 29,930 | $1,739,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,358,000 | $1,735,000 | thousands by filing date | principal |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 96,309 | $1,734,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 260,418 | $1,732,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 82,149 | $1,732,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 29,986 | $1,730,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 298,583 | $1,729,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 149,875 | $1,729,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 52,818 | $1,726,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 82,557 | $1,725,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 58,005 | $1,725,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,200 | $1,723,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 117,351 | $1,720,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 43,293 | $1,720,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 230,939 | $1,720,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 52,959 | $1,718,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 63,095 | $1,717,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,000 | $1,713,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 55,152 | $1,711,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 9,347 | $1,709,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 70,090 | $1,709,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 9,500 | $1,707,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 35,670 | $1,705,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 67,569 | $1,703,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 87,729 | $1,698,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,500 | $1,696,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,305,000 | $1,696,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 107,866 | $1,695,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 65,969 | $1,694,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 29,200 | $1,693,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 271,654 | $1,692,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 200,249 | $1,690,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 62,247 | $1,690,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 53,155 | $1,688,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 128,575 | $1,687,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,187 | $1,685,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 35,564 | $1,685,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 66,025 | $1,678,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,400 | $1,675,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 491,178 | $1,675,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 85,313 | $1,668,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 22,600 | $1,667,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 20,002 | $1,666,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,210 | $1,665,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 107,590 | $1,663,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 140,200 | $1,661,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 41,910 | $1,660,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 19,385 | $1,660,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 62,407 | $1,659,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 42,867 | $1,657,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 39,939 | $1,655,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 94,681 | $1,653,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 27,391 | $1,652,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 52,844 | $1,651,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 291,196 | $1,648,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,492,000 | $1,648,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 68,352 | $1,643,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,794,000 | $1,642,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 67,604 | $1,641,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 96,165 | $1,639,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 410 | $1,638,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 40,427 | $1,638,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 127,868 | $1,637,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 30,891 | $1,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 126,771 | $1,636,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 176,735 | $1,631,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 104,811 | $1,625,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 82,076 | $1,621,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 57,321 | $1,618,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 65,643 | $1,617,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 48,030 | $1,613,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 112,511 | $1,612,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 52,203 | $1,609,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 24,137 | $1,608,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 20,356 | $1,606,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 13,220 | $1,603,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 33,878 | $1,600,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 56,846 | $1,599,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 119,162 | $1,598,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 72,896 | $1,594,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 36,128 | $1,591,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 57,700 | $1,586,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 31,081 | $1,585,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 127,043 | $1,585,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 88,549 | $1,583,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 293,680 | $1,580,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 63,306 | $1,580,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 156,680 | $1,576,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 188,039 | $1,575,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 41,215 | $1,574,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 54,179 | $1,573,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 114,792 | $1,572,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 24,128 | $1,570,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 107,867 | $1,562,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 29,854 | $1,562,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 28,000 | $1,561,000 | thousands by filing date | put |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 103,311 | $1,558,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 189,877 | $1,557,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 105,500 | $1,552,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 78,398 | $1,552,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 41,569 | $1,550,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 96,511 | $1,547,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 58,037 | $1,545,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 49,072 | $1,545,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 76,152 | $1,543,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 1,215,000 | $1,542,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 25,640 | $1,537,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 41,436 | $1,534,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,506,000 | $1,534,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 50,646 | $1,532,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 197,616 | $1,531,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 31,211 | $1,530,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 28,000 | $1,528,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 5,500 | $1,527,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 239,437 | $1,525,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 67,350 | $1,523,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 111,326 | $1,519,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 38,510 | $1,514,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 128,011 | $1,514,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100,000 | $1,514,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,422 | $1,513,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 35,100 | $1,508,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 53,746 | $1,506,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 47,082 | $1,504,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 699,504 | $1,504,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 220,564 | $1,502,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 91,750 | $1,501,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 115,540 | $1,500,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 48,800 | $1,498,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 50,546 | $1,498,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 285,546 | $1,496,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 42,808 | $1,495,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 175,096 | $1,494,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 145,565 | $1,494,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 157,775 | $1,488,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 408,700 | $1,487,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 38,401 | $1,483,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 59,622 | $1,482,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 53,346 | $1,481,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 110,822 | $1,479,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 28,250 | $1,475,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 45,881 | $1,474,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 67,368 | $1,474,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,783 | $1,471,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 28,575 | $1,471,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 40,154 | $1,471,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 119,590 | $1,465,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 97,600 | $1,464,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 162,540 | $1,457,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 51,244 | $1,457,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 77,469 | $1,457,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 169,982 | $1,453,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 104,827 | $1,451,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 57,375 | $1,451,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 120,706 | $1,449,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 348,205 | $1,448,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 73,903 | $1,448,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 962,000 | $1,448,000 | thousands by filing date | principal |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 30,162 | $1,446,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 226,357 | $1,446,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 16,915 | $1,446,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,037 | $1,445,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 143,570 | $1,444,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 36,223 | $1,442,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 148,326 | $1,441,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 61,030 | $1,438,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 24,802 | $1,437,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 73,389 | $1,435,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 36,911 | $1,430,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 51,300 | $1,430,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 97,882 | $1,430,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,205,000 | $1,430,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 125,488 | $1,428,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 29,112 | $1,427,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 42,678 | $1,426,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 11,800 | $1,422,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 57,671 | $1,422,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $1,418,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 115,233 | $1,417,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 75,000 | $1,416,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 39,924 | $1,409,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 47,028 | $1,406,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 36,200 | $1,405,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 24,350 | $1,404,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 70,503 | $1,403,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 84,303 | $1,400,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 34,815 | $1,398,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 109,169 | $1,397,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 43,139 | $1,395,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 14,446 | $1,395,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 101,998 | $1,395,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 60,057 | $1,393,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 22,531 | $1,389,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 68,993 | $1,387,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 121,085 | $1,386,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 48,321 | $1,386,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 56,411 | $1,382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 33,261 | $1,381,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 42,455 | $1,380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 41,461 | $1,379,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 37,500 | $1,376,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 121,328 | $1,367,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 167,663 | $1,364,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 100,986 | $1,364,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 542,289 | $1,361,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $1,360,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 72,165 | $1,360,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 125,940 | $1,358,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 95,730 | $1,357,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 29,855 | $1,356,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 87,133 | $1,353,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 223,743 | $1,351,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 6,005 | $1,351,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 161,295 | $1,351,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,117 | $1,349,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 259,423 | $1,349,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 52,737 | $1,345,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 50,393 | $1,345,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 77,834 | $1,343,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 50,033 | $1,343,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 397,251 | $1,339,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 74,517 | $1,339,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 40,000 | $1,337,000 | thousands by filing date | put |
| ESSENDANT INC | 296689102 | COM | 90,208 | $1,337,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 86,265 | $1,334,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 31,205 | $1,332,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 32,296 | $1,329,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 150,000 | $1,329,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 186,324 | $1,326,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 81,082 | $1,326,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 67,629 | $1,322,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 36,091 | $1,312,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 10,338 | $1,312,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 99,689 | $1,311,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 14,027 | $1,307,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 53,165 | $1,305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 14,264 | $1,305,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 51,750 | $1,304,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 105,572 | $1,303,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 14,049 | $1,302,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 46,136 | $1,300,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 16,700 | $1,299,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y301 | Cmn | 48,662 | $1,295,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 100,617 | $1,292,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 30,591 | $1,290,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 75,595 | $1,290,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 68,719 | $1,288,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 841,905 | $1,288,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 50,730 | $1,288,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 78,732 | $1,284,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 76,523 | $1,284,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 49,009 | $1,282,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300,445 | $1,277,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 92,100 | $1,276,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 45,554 | $1,276,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 54,854 | $1,271,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,881,000 | $1,270,000 | thousands by filing date | principal |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 98,291 | $1,268,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 194,928 | $1,267,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 20,000 | $1,265,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26,500 | $1,264,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 56,038 | $1,264,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 110,488 | $1,260,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 120,491 | $1,258,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 29,331 | $1,258,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 33,100 | $1,258,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 36,058 | $1,257,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 79,881 | $1,256,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 83,804 | $1,256,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 46,317 | $1,256,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 19,800 | $1,254,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 274,720 | $1,253,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 29,245 | $1,249,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 123,042 | $1,248,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 13,473 | $1,248,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40,000 | $1,243,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 66,151 | $1,240,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 25,100 | $1,240,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 80,773 | $1,239,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 149,073 | $1,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 61,596 | $1,238,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 16,746 | $1,238,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 75,871 | $1,236,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 38,294 | $1,236,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,199 | $1,234,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 46,559 | $1,233,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 32,751 | $1,227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 28,721 | $1,227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 26,525 | $1,226,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,188 | $1,223,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 71,131 | $1,220,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 26,546 | $1,220,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 56,021 | $1,219,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 26,151 | $1,215,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 75,297 | $1,213,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 30,394 | $1,211,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 162,361 | $1,210,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 161,265 | $1,208,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,900 | $1,204,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 55,276 | $1,202,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 76,151 | $1,202,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 93,282 | $1,201,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 38,757 | $1,198,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 255,636 | $1,196,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 33,114 | $1,194,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 35,286 | $1,193,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 44,957 | $1,193,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 62,474 | $1,187,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 89,490 | $1,185,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 39,778 | $1,185,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 65,299 | $1,183,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 112,597 | $1,182,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 72,007 | $1,181,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 74,200 | $1,181,000 | thousands by filing date | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 42,834 | $1,179,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 560,530 | $1,178,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 10,000 | $1,176,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 14,900 | $1,170,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,579 | $1,170,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 43,141 | $1,165,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 20,000 | $1,161,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 73,080 | $1,161,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20,000 | $1,159,000 | thousands by filing date | put |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 22,536 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 18,170 | $1,154,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 119,594 | $1,150,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 11,906 | $1,150,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 117,899 | $1,150,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 45,308 | $1,148,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 134,890 | $1,147,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 102,108 | $1,146,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 28,737 | $1,146,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 38,952 | $1,141,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 45,304 | $1,141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 59,847 | $1,139,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 54,641 | $1,138,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 157,976 | $1,137,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 50,000 | $1,133,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 55,063 | $1,131,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 61,389 | $1,130,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 47,100 | $1,129,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 28,105 | $1,129,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 65,438 | $1,129,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 63,134 | $1,123,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 16,009 | $1,117,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 20,533 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 17,795 | $1,115,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 119,325 | $1,114,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 108,684 | $1,111,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,000 | $1,110,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 30,000 | $1,110,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 75,911 | $1,110,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 5,550,000 | $1,110,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 139,833 | $1,104,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 40,132 | $1,104,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 40,752 | $1,103,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 91,794 | $1,103,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 13,402 | $1,101,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 69,653 | $1,100,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 990,000 | $1,100,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 53,660 | $1,098,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 28,307 | $1,098,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 49,500 | $1,097,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 50,000 | $1,096,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 414,800 | $1,095,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 98,116 | $1,095,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 356,007 | $1,093,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 70,867 | $1,090,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 33,634 | $1,088,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,000 | $1,088,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 5,000 | $1,087,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,084,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,084,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 60,436 | $1,082,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 102,000 | $1,082,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 49,353 | $1,081,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,200 | $1,080,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 124,229 | $1,080,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,555 | $1,077,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 54,899 | $1,076,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 49,011 | $1,076,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 92,999 | $1,074,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 48,862 | $1,073,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,062,000 | $1,071,000 | thousands by filing date | principal |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 35,325 | $1,069,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 96,404 | $1,067,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 63,089 | $1,066,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 19,704 | $1,064,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 42,555 | $1,063,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 20,264 | $1,063,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 86,707 | $1,062,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 401,007 | $1,062,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 76,365 | $1,058,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 177,872 | $1,058,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 62,711 | $1,058,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 87,311 | $1,056,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 51,839 | $1,056,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 31,715 | $1,056,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 63,041 | $1,053,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 297,226 | $1,050,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 22,253 | $1,047,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 59,501 | $1,047,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 58,495 | $1,047,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 30,090 | $1,046,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 30,500 | $1,046,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 63,921 | $1,044,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 52,782 | $1,042,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 47,500 | $1,038,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 54,967 | $1,036,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 71,700 | $1,029,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,500 | $1,029,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 135,507 | $1,029,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 47,213 | $1,028,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 226,617 | $1,028,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 323,941 | $1,027,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 12,000 | $1,026,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 41,285 | $1,026,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $1,022,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 164,576 | $1,019,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 36,075 | $1,018,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 149,136 | $1,017,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 17,500 | $1,016,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 53,126 | $1,015,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 19,898 | $1,009,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,659 | $1,008,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 57,595 | $1,008,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 72,497 | $1,003,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 17,652 | $1,000,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,218 | $997,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15,000 | $996,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 56,411 | $996,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 91,957 | $994,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 159,078 | $994,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 123,795 | $992,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 29,976 | $990,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 372,337 | $990,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 74,979 | $989,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 20,000 | $988,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50,000 | $988,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 43,287 | $988,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 19,118 | $987,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 77,347 | $986,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 145,606 | $983,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,534 | $982,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,426 | $981,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26,308 | $980,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 39,094 | $979,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 21,734 | $978,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,000 | $977,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 15,938 | $976,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 21,099 | $976,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 30,378 | $974,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 54,472 | $973,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 38,535 | $967,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 35,498 | $966,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 44,300 | $964,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 75,012 | $964,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 66,659 | $962,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 54,497 | $959,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 55,031 | $957,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 66,492 | $956,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 63,224 | $956,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 18,976 | $952,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 40,215 | $951,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 74,500 | $951,000 | thousands by filing date | put |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 49,037 | $949,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 118,271 | $946,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 17,558 | $946,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 97,213 | $944,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 459,483 | $942,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 65,280 | $937,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 68,352 | $937,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 10,249 | $936,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 62,552 | $934,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 133,396 | $931,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 18,307 | $926,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 89,784 | $924,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 93,560 | $923,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 26,745 | $918,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 36,162 | $918,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 52,209 | $916,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 72,443 | $915,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 73,998 | $915,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 135,020 | $913,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 18,882 | $913,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 36,157 | $912,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 65,266 | $912,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 44,729 | $911,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 41,413 | $910,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 101,759 | $910,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 37,976 | $910,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 60,828 | $910,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 40,467 | $908,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 23,833 | $907,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 164,500 | $906,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 25,600 | $905,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 71,119 | $905,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031754 | this filing | 2017-08-14 | acceptance time not in the bulk data set |