13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,055 holding rows worth $502,995,362,000.
- Accession
- 0001140361-17-031754
- Filer
- CIK 70858
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 19,612 entries on the cover page, a total value of $502,995,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,995,362,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NRG YIELD INC | 62942X405 | CL C | 499,414 | $8,790,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,584,493 | $8,787,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 95,234 | $8,780,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 410,154 | $8,778,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 906,370 | $8,773,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 583,900 | $8,759,000 | thousands by filing date | call |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 261,005 | $8,748,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 588,675 | $8,748,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 451,979 | $8,742,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 561,063 | $8,735,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 119,829 | $8,729,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 99,540 | $8,720,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 275,056 | $8,706,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,547,377 | $8,661,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 393,738 | $8,655,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 45,145 | $8,654,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 388,878 | $8,641,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 853,379 | $8,628,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 221,710 | $8,625,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 551,043 | $8,623,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 403,613 | $8,621,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 919,551 | $8,589,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 196,922 | $8,584,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 350,000 | $8,579,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 497,134 | $8,575,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 110,030 | $8,568,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,069,293 | $8,565,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 605,091 | $8,556,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 11,326,000 | $8,544,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 221,177 | $8,541,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 57,567 | $8,524,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 350,936 | $8,521,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 103,000 | $8,510,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 664,914 | $8,498,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 330,558 | $8,489,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 245,054 | $8,486,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 185,381 | $8,486,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 244,380 | $8,479,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 99,959 | $8,464,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 381,840 | $8,461,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 761,025 | $8,455,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 744,915 | $8,433,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 54,374 | $8,422,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 67,295 | $8,414,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 232,703 | $8,401,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 542,798 | $8,397,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 153,362 | $8,388,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 107,700 | $8,379,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 260,011 | $8,369,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 236,460 | $8,363,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 147,877 | $8,362,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 191,230 | $8,359,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 120,084 | $8,358,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 172,085 | $8,356,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 546,826 | $8,306,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 160,332 | $8,258,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 154,083 | $8,245,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 552,603 | $8,244,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 962,188 | $8,227,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,156,001 | $8,219,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 320,991 | $8,214,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 342,043 | $8,212,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 177,531 | $8,211,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 430,780 | $8,207,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 241,907 | $8,202,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 198,773 | $8,190,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 320,435 | $8,187,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 524,924 | $8,178,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 378,087 | $8,170,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 219,153 | $8,148,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 245,717 | $8,137,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 456,225 | $8,126,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 242,407 | $8,109,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 553,518 | $8,076,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 307,098 | $8,064,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 348,673 | $8,061,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 237,702 | $8,059,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 78,077 | $8,053,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 284,546 | $8,047,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 7,258,000 | $8,043,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 286,844 | $8,040,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 410,768 | $8,039,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 149,400 | $8,029,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 509,127 | $8,029,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,039,826 | $8,025,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 115,506 | $8,018,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 671,664 | $8,006,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 149,702 | $8,006,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 169,783 | $7,996,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 141,622 | $7,994,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 245,700 | $7,985,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 507,284 | $7,984,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 925,560 | $7,978,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 227,273 | $7,976,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 477,196 | $7,974,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 195,725 | $7,968,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,421,000 | $7,962,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 293,358 | $7,961,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 213,546 | $7,959,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 279,104 | $7,949,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 270,895 | $7,943,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 150,740 | $7,941,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 305,585 | $7,938,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,407,449 | $7,937,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 441,371 | $7,936,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,145,631 | $7,928,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 233,652 | $7,896,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 403,574 | $7,890,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 150,010 | $7,886,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 252,063 | $7,869,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 701,090 | $7,852,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 78,300 | $7,844,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 71,762 | $7,841,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 45,490 | $7,833,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 136,928 | $7,828,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 160,500 | $7,818,000 | thousands by filing date | call |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 147,353 | $7,816,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 699,170 | $7,810,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 417,975 | $7,795,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 114,968 | $7,792,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 193,309 | $7,783,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 152,514 | $7,770,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 203,605 | $7,770,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 551,332 | $7,763,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 55,047 | $7,758,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,000 | $7,752,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 362,043 | $7,748,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 229,430 | $7,707,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 134,410 | $7,701,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 362,359 | $7,697,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 168,078 | $7,689,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 168,645 | $7,684,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 71,007 | $7,676,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 193,316 | $7,675,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 514,675 | $7,673,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 120,013 | $7,671,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 143,107 | $7,654,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 452,137 | $7,650,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 295,464 | $7,650,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 147,110 | $7,645,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 82,603 | $7,624,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 221,300 | $7,605,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 191,232 | $7,598,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 447,141 | $7,584,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 314,670 | $7,583,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 148,014 | $7,565,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 97,100 | $7,561,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,020,096 | $7,558,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 411,633 | $7,545,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 159,080 | $7,542,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 71,200 | $7,527,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 86,608 | $7,526,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 274,639 | $7,525,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 156,063 | $7,523,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 64,966 | $7,514,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 119,874 | $7,506,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 304,698 | $7,504,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 154,300 | $7,501,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 49,400 | $7,500,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 125,446 | $7,490,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 97,200 | $7,478,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 121,872 | $7,465,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 668,177 | $7,450,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 100,900 | $7,442,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 602,943 | $7,434,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 68,404 | $7,431,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 111,491 | $7,427,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 501,860 | $7,427,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 489,887 | $7,421,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 460,356 | $7,421,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 273,176 | $7,401,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 308,627 | $7,395,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,089,736 | $7,388,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,364,000 | $7,386,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 819,174 | $7,381,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 41,000 | $7,362,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 568,343 | $7,361,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 215,484 | $7,358,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 343,999 | $7,353,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 134,060 | $7,343,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 87,444 | $7,328,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 90,821 | $7,328,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 820,000 | $7,314,000 | thousands by filing date | put |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 7,755,000 | $7,309,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 45,000 | $7,300,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 490,778 | $7,293,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 505,607 | $7,287,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 111,579 | $7,286,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 573,323 | $7,270,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 167,133 | $7,269,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 118,621 | $7,268,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 275,785 | $7,259,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 775,714 | $7,253,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 416,902 | $7,246,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 175,073 | $7,243,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 121,454 | $7,241,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 642,278 | $7,232,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 82,700 | $7,228,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 290,094 | $7,209,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 231,109 | $7,199,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 40,000 | $7,182,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 296,761 | $7,149,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 298,078 | $7,145,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 47,734 | $7,140,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 473,809 | $7,127,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 157,263 | $7,104,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 480,643 | $7,070,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 392,991 | $7,062,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 45,800 | $7,060,000 | thousands by filing date | call |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 271,548 | $7,052,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 57,472 | $7,048,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 134,723 | $7,047,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 127,100 | $7,041,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 55,524 | $7,034,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 76,628 | $7,033,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 320,227 | $6,997,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 56,000 | $6,993,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 293,362 | $6,993,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,276,400 | $6,982,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 338,070 | $6,981,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 331,871 | $6,953,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 296,391 | $6,950,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 453,489 | $6,948,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 276,479 | $6,948,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 328,464 | $6,937,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 164,082 | $6,933,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 269,462 | $6,931,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 63,000 | $6,927,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 68,654 | $6,926,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 216,333 | $6,922,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 6,002,000 | $6,914,000 | thousands by filing date | principal |
| FORWARD AIR CORP | 349853101 | COM | 129,698 | $6,911,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 206,798 | $6,886,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 706,269 | $6,865,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 183,909 | $6,850,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,500 | $6,829,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 133,081 | $6,828,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 128,980 | $6,823,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 119,564 | $6,808,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,317,751 | $6,801,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 116,005 | $6,787,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 61,056 | $6,783,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 340,000 | $6,780,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 441,449 | $6,777,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 126,900 | $6,775,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 135,500 | $6,766,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 45,000 | $6,755,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,890,000 | $6,744,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 105,600 | $6,742,000 | thousands by filing date | call |
| BIOVERATIV INC | 09075E100 | COM | 111,900 | $6,733,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 70,333 | $6,730,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 835,212 | $6,724,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 207,581 | $6,706,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 263,931 | $6,702,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 672,840 | $6,701,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 218,921 | $6,698,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 266,074 | $6,695,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 128,435 | $6,684,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 223,916 | $6,682,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 237,892 | $6,663,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 429,153 | $6,656,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 253,718 | $6,655,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 92,200 | $6,653,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 160,174 | $6,642,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 227,528 | $6,639,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 243,802 | $6,638,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 82,058 | $6,607,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 90,000 | $6,604,000 | thousands by filing date | call |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 218,346 | $6,596,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 132,321 | $6,594,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 63,800 | $6,587,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 616,943 | $6,583,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 125,732 | $6,579,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 156,800 | $6,578,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 52,200 | $6,573,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 119,019 | $6,573,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 229,311 | $6,553,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 166,520 | $6,552,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 90,140 | $6,548,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,738,000 | $6,537,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 76,141 | $6,532,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 95,599 | $6,526,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 73,475 | $6,512,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 322,932 | $6,504,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 240,285 | $6,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 151,582 | $6,487,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 6,115,000 | $6,487,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 373,206 | $6,468,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 120,500 | $6,467,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 158,286 | $6,458,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 491,226 | $6,454,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 307,704 | $6,450,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 318,517 | $6,437,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 141,800 | $6,429,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 1,382,400 | $6,428,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 335,054 | $6,422,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 431,125 | $6,420,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 141,500 | $6,416,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 73,101 | $6,414,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 309,239 | $6,408,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 201,866 | $6,406,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 325,933 | $6,404,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 437,875 | $6,393,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 202,845 | $6,383,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 773,400 | $6,365,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 124,599 | $6,348,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 989,147 | $6,339,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 380,640 | $6,334,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 548,230 | $6,332,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 419,339 | $6,332,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 144,379 | $6,330,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 198,181 | $6,322,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 363,024 | $6,301,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 107,778 | $6,298,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 137,695 | $6,293,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 185,359 | $6,293,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 187,052 | $6,290,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 474,769 | $6,290,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 122,476 | $6,282,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 444,537 | $6,281,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 250,000 | $6,270,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 100,000 | $6,263,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 349,774 | $6,261,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 114,108 | $6,259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 407,049 | $6,256,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 361,310 | $6,250,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 810,141 | $6,238,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 132,695 | $6,229,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 180,000 | $6,223,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 528,639 | $6,221,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 234,560 | $6,215,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 175,874 | $6,214,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 303,891 | $6,214,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 130,729 | $6,210,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 310,227 | $6,208,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,012,734 | $6,198,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 110,000 | $6,179,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 38,300 | $6,177,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 543,081 | $6,175,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 120,010 | $6,168,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 186,537 | $6,167,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 140,000 | $6,166,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 140,000 | $6,166,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,588,270 | $6,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 115,490 | $6,152,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 460,017 | $6,136,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 288,532 | $6,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 253,901 | $6,128,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 108,068 | $6,113,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 48,946 | $6,106,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 434,064 | $6,094,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 348,293 | $6,092,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 376,634 | $6,083,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 247,241 | $6,080,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 47,430 | $6,062,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 218,419 | $6,051,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 236,932 | $6,035,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 173,514 | $6,033,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 150,789 | $6,013,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 110,000 | $6,002,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 166,442 | $5,992,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 170,936 | $5,992,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,205,700 | $5,992,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 898,256 | $5,991,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 400,832 | $5,977,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 236,952 | $5,971,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 246,929 | $5,951,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 166,454 | $5,951,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 244,182 | $5,929,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 686,120 | $5,928,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 169,380 | $5,928,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 311,585 | $5,926,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 119,900 | $5,909,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,280,000 | $5,909,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 591,399 | $5,908,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,487,942 | $5,908,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 85,000 | $5,905,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 213,268 | $5,902,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 919,557 | $5,885,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 162,987 | $5,884,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 630,000 | $5,884,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 65,000 | $5,879,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 213,694 | $5,875,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 297,022 | $5,854,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 93,217 | $5,854,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 191,597 | $5,852,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 222,594 | $5,850,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 143,239 | $5,844,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 323,576 | $5,841,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 203,020 | $5,838,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 58,949 | $5,835,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 87,505 | $5,832,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 199,806 | $5,832,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 483,209 | $5,824,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 454,606 | $5,823,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 495,044 | $5,822,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 262,200 | $5,810,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 269,833 | $5,801,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 263,900 | $5,801,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 190,354 | $5,797,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,599,303 | $5,789,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 56,643 | $5,781,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 133,391 | $5,776,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 159,737 | $5,774,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 360,746 | $5,772,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 149,495 | $5,761,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 35,000 | $5,759,000 | thousands by filing date | put |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 246,464 | $5,759,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 364,418 | $5,751,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 313,740 | $5,723,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 22,199 | $5,708,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,543,000 | $5,707,000 | thousands by filing date | principal |
| AUTOZONE INC COM | 053332102 | Stock | 10,000 | $5,705,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 867,800 | $5,701,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 81,658 | $5,700,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 194,124 | $5,692,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 791,816 | $5,678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 112,370 | $5,674,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 288,934 | $5,673,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 545,270 | $5,666,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 87,487 | $5,661,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 447,352 | $5,654,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 382,039 | $5,654,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 76,252 | $5,650,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 122,877 | $5,643,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 364,325 | $5,629,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 92,613 | $5,621,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 246,066 | $5,593,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 93,372 | $5,589,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 180,400 | $5,574,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 589,485 | $5,571,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 180,227 | $5,568,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 116,544 | $5,560,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 385,005 | $5,556,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 222,540 | $5,555,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 189,793 | $5,552,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 58,964 | $5,543,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 128,727 | $5,536,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 296,226 | $5,527,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 171,820 | $5,526,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 132,424 | $5,526,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 148,737 | $5,523,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 307,493 | $5,519,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 203,117 | $5,508,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 285,129 | $5,502,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $5,495,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 146,820 | $5,476,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 112,093 | $5,474,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 177,174 | $5,466,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,500,000 | $5,460,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 342,736 | $5,456,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 60,062 | $5,454,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 138,787 | $5,451,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 68,497 | $5,447,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 52,807 | $5,433,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 285,100 | $5,431,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 242,667 | $5,430,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,475,000 | $5,429,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 80,038 | $5,423,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 76,706 | $5,423,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 381,346 | $5,419,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 106,181 | $5,412,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 27,300 | $5,408,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 120,000 | $5,405,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 125,070 | $5,389,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 353,032 | $5,384,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 201,748 | $5,383,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 262,981 | $5,368,000 | thousands by filing date | |
| AUSTRALIA & NEW ZEALA BKG 14 | Q0426RND6 | DEBT 4.400% 5/1 | 5,200,000 | $5,365,000 | thousands by filing date | principal |
| TIVITY HEALTH INC | 88870R102 | COM | 134,346 | $5,353,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 143,121 | $5,352,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 514,467 | $5,350,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 155,389 | $5,346,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 321,952 | $5,345,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 225,393 | $5,335,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 307,128 | $5,332,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 217,954 | $5,329,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 500,000 | $5,315,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 127,633 | $5,298,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 43,500 | $5,293,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 161,573 | $5,291,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 279,169 | $5,290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 176,832 | $5,277,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 62,650 | $5,271,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 36,817 | $5,270,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 140,681 | $5,266,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 195,313 | $5,266,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 53,866 | $5,265,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,784,280 | $5,264,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 304,297 | $5,253,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 244,043 | $5,252,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 60,000 | $5,246,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 474,442 | $5,242,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 51,100 | $5,236,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 268,108 | $5,236,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 44,645 | $5,236,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 76,238 | $5,230,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 307,615 | $5,223,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 140,426 | $5,223,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 203,227 | $5,220,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031754 | this filing | 2017-08-14 | acceptance time not in the bulk data set |