13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,055 holding rows worth $502,995,362,000.
- Accession
- 0001140361-17-031754
- Filer
- CIK 70858
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 19,612 entries on the cover page, a total value of $502,995,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,995,362,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 567,307 | $14,887,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,239,533 | $14,887,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 254,265 | $14,875,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,081,881 | $14,822,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,076,822 | $14,817,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 285,608 | $14,794,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 316,011 | $14,789,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 432,771 | $14,788,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 560,203 | $14,784,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 867,026 | $14,748,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 186,100 | $14,747,000 | thousands by filing date | call |
| PAREXEL INTL CORP | 699462107 | COM | 169,249 | $14,709,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,750,844 | $14,691,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 279,470 | $14,681,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 90,900 | $14,679,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 281,394 | $14,675,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 124,067 | $14,571,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 398,300 | $14,558,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 112,700 | $14,551,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 559,297 | $14,531,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 154,800 | $14,494,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 335,239 | $14,431,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 404,712 | $14,400,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 275,151 | $14,388,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 226,942 | $14,370,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,511,500 | $14,359,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 195,000 | $14,346,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 321,980 | $14,344,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 285,042 | $14,337,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 257,832 | $14,330,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 347,000 | $14,321,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 410,072 | $14,312,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 65,800 | $14,300,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 317,027 | $14,286,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 179,000 | $14,277,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 105,153 | $14,259,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 512,275 | $14,257,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 350,000 | $14,252,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 236,897 | $14,244,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 265,356 | $14,241,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 397,158 | $14,199,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 177,212 | $14,196,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 263,300 | $14,168,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 193,957 | $14,138,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 223,302 | $14,135,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 736,237 | $14,128,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 188,036 | $14,105,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 13,285,000 | $14,082,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 419,665 | $14,076,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,906,507 | $14,050,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 208,000 | $14,032,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 331,677 | $13,983,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 150,073 | $13,978,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 249,372 | $13,976,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 317,185 | $13,972,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,106,448 | $13,953,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 107,532 | $13,951,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 375,570 | $13,949,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 253,605 | $13,937,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 319,374 | $13,899,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,782,118 | $13,877,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,048,949 | $13,857,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 303,874 | $13,839,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 179,300 | $13,838,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 859,159 | $13,815,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 702,798 | $13,809,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 86,200 | $13,786,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 2,093,648 | $13,776,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,064,469 | $13,774,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,673,100 | $13,736,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 3,373,483 | $13,731,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 217,200 | $13,699,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 263,171 | $13,697,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 999,751 | $13,687,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 464,632 | $13,665,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,169,200 | $13,656,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 203,321 | $13,653,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 655,133 | $13,653,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 253,100 | $13,652,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 549,004 | $13,643,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 453,005 | $13,617,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 343,478 | $13,585,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 748,766 | $13,575,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 373,371 | $13,534,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 956,951 | $13,493,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 255,644 | $13,486,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 88,800 | $13,483,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 214,500 | $13,462,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 199,865 | $13,441,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 156,689 | $13,428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 361,869 | $13,389,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 613,764 | $13,373,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 572,583 | $13,313,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 123,388 | $13,295,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 187,229 | $13,292,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 211,632 | $13,272,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 901,433 | $13,261,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 385,673 | $13,244,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 286,988 | $13,176,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,495,965 | $13,165,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82,500 | $13,165,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 643,935 | $13,136,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 231,932 | $13,107,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 167,600 | $13,105,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 133,659 | $13,098,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,195,795 | $13,094,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 343,350 | $13,093,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 774,015 | $13,081,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 202,038 | $13,059,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 354,678 | $13,052,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 685,983 | $13,034,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 351,191 | $13,030,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 405,504 | $13,024,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 379,525 | $13,019,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,727,558 | $13,009,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 148,568 | $12,985,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 13,712,000 | $12,949,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 246,300 | $12,938,000 | thousands by filing date | put |
| FINANCIAL ENGINES INC | 317485100 | COM | 353,234 | $12,928,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 461,803 | $12,838,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 242,065 | $12,833,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 349,641 | $12,800,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 313,503 | $12,781,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 333,710 | $12,764,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 403,329 | $12,754,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 133,572 | $12,721,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,391,065 | $12,697,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 669,133 | $12,667,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 297,235 | $12,622,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 245,450 | $12,616,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 790,360 | $12,607,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 379,350 | $12,594,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 249,700 | $12,565,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 504,389 | $12,559,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 183,518 | $12,544,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 509,524 | $12,535,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 557,123 | $12,506,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,071,321 | $12,502,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 166,271 | $12,495,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 658,613 | $12,494,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 349,331 | $12,489,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 186,803 | $12,488,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 118,707 | $12,476,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 723,253 | $12,469,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,474,760 | $12,433,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 713,608 | $12,431,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 99,500 | $12,425,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,220,866 | $12,404,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 254,099 | $12,400,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 10,310,000 | $12,378,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 528,009 | $12,371,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 296,151 | $12,364,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 211,923 | $12,355,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 321,175 | $12,355,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 565,593 | $12,352,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,216,550 | $12,351,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 445,067 | $12,350,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 323,450 | $12,340,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 309,576 | $12,336,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 431,743 | $12,335,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,769,574 | $12,334,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 117,702 | $12,302,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 722,273 | $12,278,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 525,355 | $12,261,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 684,708 | $12,257,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 698,386 | $12,242,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 135,200 | $12,238,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 328,740 | $12,238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 441,377 | $12,222,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 61,985 | $12,205,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 458,348 | $12,187,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 38,724 | $12,184,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 437,154 | $12,174,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 209,335 | $12,147,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 337,477 | $12,135,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,276,750 | $12,129,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 592,989 | $12,120,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 106,569 | $12,117,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,070,968 | $12,102,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 182,751 | $12,101,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 550,664 | $12,098,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 326,679 | $12,084,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 69,385 | $12,075,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 105,829 | $12,059,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 190,659 | $12,041,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 365,799 | $12,034,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 538,365 | $12,000,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 158,919 | $11,998,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 311,827 | $11,989,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 278,173 | $11,981,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 467,618 | $11,974,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 482,536 | $11,972,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 236,658 | $11,948,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 247,565 | $11,943,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 341,900 | $11,939,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 537,148 | $11,930,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 263,881 | $11,920,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 549,560 | $11,887,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 191,286 | $11,869,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 264,544 | $11,855,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 609,025 | $11,833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 257,108 | $11,829,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 138,352 | $11,809,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 450,795 | $11,793,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,431,800 | $11,784,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 160,755 | $11,767,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 600,099 | $11,767,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 174,631 | $11,751,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,113,920 | $11,741,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 559,491 | $11,738,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 173,482 | $11,737,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 197,415 | $11,730,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 182,318 | $11,714,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 147,600 | $11,696,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 472,629 | $11,655,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 347,138 | $11,639,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 336,082 | $11,636,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 306,337 | $11,625,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 442,069 | $11,588,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 7,000,000 | $11,585,000 | thousands by filing date | principal |
| Vale Sa | 91912E204 | COM | 1,421,191 | $11,582,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 931,497 | $11,569,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 347,152 | $11,546,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 193,416 | $11,538,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 739,453 | $11,536,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 136,900 | $11,532,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 274,448 | $11,526,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 16,184 | $11,505,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 344,023 | $11,504,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 383,987 | $11,442,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 569,972 | $11,439,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 200,900 | $11,429,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 180,634 | $11,416,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,405,105 | $11,410,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 479,226 | $11,401,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 223,193 | $11,371,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 265,696 | $11,335,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 611,015 | $11,328,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,576,270 | $11,302,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 752,239 | $11,291,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 367,352 | $11,287,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 8,522,000 | $11,271,000 | thousands by filing date | principal |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 537,840 | $11,268,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 117,352 | $11,265,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 630,000 | $11,258,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 490,414 | $11,255,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 12,975 | $11,254,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,078,705 | $11,250,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,236,099 | $11,249,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 180,910 | $11,244,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 77,337 | $11,232,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 492,282 | $11,228,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 440,335 | $11,211,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,366,335 | $11,204,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 177,500 | $11,193,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,372,170 | $11,169,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 93,055 | $11,162,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 162,486 | $11,111,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 207,782 | $11,110,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 263,093 | $11,103,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 867,319 | $11,102,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 860,496 | $11,099,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 101,600 | $11,098,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 369,749 | $11,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 218,786 | $11,073,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 207,009 | $11,055,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 798,050 | $11,053,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 186,577 | $11,044,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 595,990 | $11,026,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 129,269 | $10,999,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 127,906 | $10,996,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 330,059 | $10,991,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 142,582 | $10,990,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 555,800 | $10,966,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 994,071 | $10,955,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 319,205 | $10,949,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 211,401 | $10,932,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 549,536 | $10,930,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 105,242 | $10,916,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 139,410 | $10,902,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 280,925 | $10,901,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 263,053 | $10,891,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 333,930 | $10,877,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 156,855 | $10,867,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 294,824 | $10,866,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 756,666 | $10,858,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,650,000 | $10,857,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 829,122 | $10,853,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 70,254 | $10,833,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 496,490 | $10,808,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 223,212 | $10,804,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 249,022 | $10,802,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 320,797 | $10,799,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 562,921 | $10,780,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 10,777,000 | $10,777,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 243,087 | $10,768,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 451,047 | $10,757,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 384,166 | $10,753,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 243,850 | $10,751,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 139,300 | $10,716,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 126,900 | $10,709,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 392,515 | $10,685,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 158,445 | $10,678,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 669,909 | $10,678,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 166,095 | $10,670,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 466,985 | $10,666,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 383,860 | $10,664,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 306,616 | $10,664,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 558,147 | $10,660,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 175,321 | $10,660,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 321,724 | $10,652,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 441,787 | $10,647,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 901,373 | $10,644,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 80,510 | $10,633,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,661,870 | $10,619,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 510,172 | $10,602,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 551,419 | $10,559,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 141,495 | $10,532,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 125,900 | $10,524,000 | thousands by filing date | put |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 410,568 | $10,514,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 563,057 | $10,489,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,112,100 | $10,487,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 110,883 | $10,481,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,333,000 | $10,465,000 | thousands by filing date | principal |
| AUTOLIV INC | 052800109 | COM | 95,168 | $10,449,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,449,753 | $10,438,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 552,015 | $10,432,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 520,205 | $10,430,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 154,300 | $10,428,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 620,000 | $10,428,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,052,190 | $10,427,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 270,971 | $10,411,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 192,666 | $10,409,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 585,300 | $10,401,000 | thousands by filing date | call |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 227,277 | $10,373,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 406,361 | $10,370,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 254,654 | $10,366,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 88,179 | $10,359,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 118,592 | $10,335,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 624,835 | $10,323,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 294,700 | $10,291,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 405,670 | $10,264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 307,393 | $10,261,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 255,265 | $10,254,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 343,859 | $10,254,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 143,609 | $10,249,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200,792 | $10,247,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 447,232 | $10,246,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 669,843 | $10,242,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 390,669 | $10,236,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 311,377 | $10,226,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 233,771 | $10,225,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 330,830 | $10,220,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 256,545 | $10,210,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 353,685 | $10,204,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 388,645 | $10,202,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 265,846 | $10,194,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 134,463 | $10,185,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,436,000 | $10,169,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 405,832 | $10,141,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 378,477 | $10,140,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 124,817 | $10,131,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 185,018 | $10,107,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 243,559 | $10,101,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 463,063 | $10,071,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 221,778 | $10,069,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 106,136 | $10,062,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 311,200 | $10,061,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 118,800 | $10,057,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 140,000 | $10,046,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 361,054 | $10,030,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 451,949 | $10,011,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 173,250 | $9,995,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 281,243 | $9,976,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 150,342 | $9,952,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 519,300 | $9,950,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,886,531 | $9,949,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,208,494 | $9,922,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 244,479 | $9,920,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 899,888 | $9,908,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 400,000 | $9,900,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 400,000 | $9,900,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 434,185 | $9,877,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 91,164 | $9,860,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 175,450 | $9,856,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 308,737 | $9,848,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,827,833 | $9,834,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 179,010 | $9,828,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 176,650 | $9,823,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 6,949,000 | $9,820,000 | thousands by filing date | principal |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 763,982 | $9,818,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 393,381 | $9,776,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 205,000 | $9,772,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 36,000 | $9,769,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 169,110 | $9,752,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 88,644 | $9,742,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 644,955 | $9,739,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 147,533 | $9,725,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 123,761 | $9,722,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 236,108 | $9,699,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 912,510 | $9,681,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 274,587 | $9,660,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 742,457 | $9,644,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 295,624 | $9,644,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 152,499 | $9,638,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 603,247 | $9,615,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 262,290 | $9,613,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 760,333 | $9,610,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 596,785 | $9,608,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 57,422 | $9,604,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 78,488 | $9,601,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 190,746 | $9,580,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 453,773 | $9,575,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 540,720 | $9,569,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 345,247 | $9,566,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 302,496 | $9,559,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 396,482 | $9,555,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 48,900 | $9,541,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,220,340 | $9,536,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 409,894 | $9,522,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,915,065 | $9,514,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 842,488 | $9,504,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 227,821 | $9,502,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 431,844 | $9,502,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 220,390 | $9,501,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 348,352 | $9,500,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 318,147 | $9,480,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 236,036 | $9,475,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 125,430 | $9,461,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 159,099 | $9,458,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 382,155 | $9,458,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 94,058 | $9,450,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 332,646 | $9,440,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 78,365 | $9,437,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 412,748 | $9,434,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 566,826 | $9,409,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 455,683 | $9,409,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 63,299 | $9,404,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 74,000 | $9,402,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 398,421 | $9,383,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 372,301 | $9,378,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,701,920 | $9,378,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 501,266 | $9,374,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 186,517 | $9,365,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 321,569 | $9,361,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 335,212 | $9,349,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 251,105 | $9,341,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 121,745 | $9,314,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400,000 | $9,296,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 65,700 | $9,293,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 206,169 | $9,271,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 786,187 | $9,270,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 310,000 | $9,244,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 773,644 | $9,183,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 806,147 | $9,173,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 333,396 | $9,168,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 172,671 | $9,164,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 89,712 | $9,156,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 455,396 | $9,148,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 173,167 | $9,141,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 157,387 | $9,138,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 327,422 | $9,132,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 732,311 | $9,132,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 359,901 | $9,123,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 315,891 | $9,120,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 405,867 | $9,104,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,456,640 | $9,104,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 211,189 | $9,103,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 409,368 | $9,076,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 569,347 | $9,075,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,386,059 | $9,068,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 140,000 | $9,066,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,441,725 | $9,054,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 483,731 | $9,051,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 250,774 | $9,036,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 467,893 | $9,025,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 313,088 | $9,000,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 73,028 | $8,993,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 100,100 | $8,985,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 158,755 | $8,962,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 574,135 | $8,957,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 299,893 | $8,952,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 81,789 | $8,949,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 473,675 | $8,943,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 142,937 | $8,931,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 285,900 | $8,926,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 196,175 | $8,873,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 84,403 | $8,867,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 333,034 | $8,865,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 185,436 | $8,845,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 661,404 | $8,843,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 167,271 | $8,836,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 427,753 | $8,833,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 140,420 | $8,824,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 258,315 | $8,821,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 429,251 | $8,821,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,532,359 | $8,812,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 882,079 | $8,812,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $8,798,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 174,193 | $8,797,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031754 | this filing | 2017-08-14 | acceptance time not in the bulk data set |