13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,780 holding rows worth $110,896,421,000.
- Accession
- 0001140361-17-020723
- Filer
- CIK 824468
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,245 entries on the cover page, a total value of $110,896,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,896,421,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENVIRI CORP | 415864107 | COM | 247,994 | $3,162,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 94,612 | $3,161,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 71,138 | $3,160,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 116,661 | $3,158,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 31,632 | $3,157,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 84,555 | $3,139,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,268 | $3,127,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 52,378 | $3,127,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 46,093 | $3,126,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 69,286 | $3,125,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 84,303 | $3,119,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 120,323 | $3,116,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 79,225 | $3,108,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 128,722 | $3,101,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 20,273 | $3,096,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 40,274 | $3,085,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 187,374 | $3,083,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 100,000 | $3,081,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 60,053 | $3,078,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 82,644 | $3,075,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 77,614 | $3,072,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 715,216 | $3,054,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 130,371 | $3,053,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 99,534 | $3,051,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 129,064 | $3,046,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 75,199 | $3,045,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 92,507 | $3,043,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 175,000 | $3,036,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 137,817 | $3,034,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 159,500 | $3,029,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 74,468 | $3,022,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 40,702 | $3,015,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 41,056 | $3,013,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 176,668 | $3,012,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 373,087 | $3,004,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 17,941 | $2,997,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 172,669 | $2,996,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 213,808 | $2,993,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 162,143 | $2,992,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 98,918 | $2,992,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 328,218 | $2,991,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 57,975 | $2,988,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 50,000 | $2,986,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 171,761 | $2,986,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,940 | $2,984,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 85,936 | $2,983,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 171,559 | $2,979,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 63,136 | $2,977,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,050,636 | $2,973,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500,000 | $2,970,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 50,539 | $2,970,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 48,548 | $2,966,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 155,839 | $2,960,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 126,003 | $2,958,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 33,078 | $2,955,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 116,100 | $2,949,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 27,028 | $2,949,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,411 | $2,947,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 82,128 | $2,944,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 85,912 | $2,941,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 445,348 | $2,940,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 134,593 | $2,938,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 29,260 | $2,933,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 23,891 | $2,932,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 52,737 | $2,930,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 64,028 | $2,925,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 44,007 | $2,923,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 34,000 | $2,916,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 70,994 | $2,911,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 41,185 | $2,911,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 100,000 | $2,910,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 33,795 | $2,909,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 158,764 | $2,907,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,500 | $2,906,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 40,884 | $2,899,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 185,124 | $2,897,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 102,274 | $2,896,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 62,179 | $2,889,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 56,033 | $2,877,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 72,197 | $2,876,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 252,055 | $2,863,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 119,162 | $2,862,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 47,920 | $2,859,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 65,941 | $2,856,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 159,118 | $2,856,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 114,256 | $2,853,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000,771 | $2,852,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 23,186 | $2,849,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 17,548 | $2,837,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 69,092 | $2,822,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 100,559 | $2,815,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 493,576 | $2,814,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 142,010 | $2,813,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 208,015 | $2,813,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 106,761 | $2,812,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 197,095 | $2,812,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 455,349 | $2,805,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 473,673 | $2,804,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 261,476 | $2,800,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,769,000 | $2,797,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,150,000 | $2,795,000 | thousands by filing date | principal |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 82,087 | $2,786,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 169,700 | $2,784,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 57,305 | $2,780,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 34,729 | $2,779,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 165,905 | $2,778,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 258,738 | $2,774,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 76,458 | $2,772,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 120,028 | $2,770,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 65,265 | $2,769,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 116,297 | $2,768,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 164,690 | $2,763,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 58,951 | $2,759,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 101,666 | $2,745,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 87,104 | $2,736,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 97,540 | $2,736,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 92,537 | $2,732,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 142,503 | $2,726,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 202,411 | $2,726,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 431,114 | $2,725,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 243,968 | $2,723,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 125,000 | $2,718,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 59,100 | $2,716,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 48,843 | $2,716,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 34,542 | $2,716,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 127,561 | $2,699,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 178,549 | $2,699,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 44,250 | $2,692,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 110,675 | $2,683,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 330,191 | $2,681,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 43,931 | $2,678,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200,000 | $2,678,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 65,012 | $2,676,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 72,139 | $2,674,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 340,059 | $2,673,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 57,974 | $2,672,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 91,711 | $2,664,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 30,920 | $2,660,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 133,841 | $2,660,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 45,271 | $2,659,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 46,213 | $2,657,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 50,413 | $2,655,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 255,000 | $2,647,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 111,859 | $2,643,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,090,000 | $2,642,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 74,149 | $2,640,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 57,993 | $2,638,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 100,000 | $2,634,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,990 | $2,631,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 57,331 | $2,628,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 117,814 | $2,621,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 2,617,000 | $2,621,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 48,498 | $2,608,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,000 | $2,606,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 73,503 | $2,602,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 176,016 | $2,602,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 39,675 | $2,601,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 59,341 | $2,587,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 66,705 | $2,585,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 81,292 | $2,584,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 37,899 | $2,574,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 62,597 | $2,572,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 50,000 | $2,570,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 179,487 | $2,560,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 40,714 | $2,558,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 39,020 | $2,555,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 55,494 | $2,552,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 151,656 | $2,551,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 73,561 | $2,545,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 123,081 | $2,545,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 48,541 | $2,544,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,200,000 | $2,542,000 | thousands by filing date | principal |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 390,975 | $2,541,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 174,650 | $2,536,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 31,800 | $2,535,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,222,000 | $2,529,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $2,527,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 51,711 | $2,525,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 71,680 | $2,523,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 48,987 | $2,515,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 200,000 | $2,510,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 29,251 | $2,506,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 49,642 | $2,506,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 113,447 | $2,505,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 100,000 | $2,504,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 64,066 | $2,497,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 130,119 | $2,493,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,146 | $2,486,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 45,215 | $2,486,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 77,071 | $2,484,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 262,600 | $2,484,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 41,353 | $2,482,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 53,430 | $2,482,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 29,842 | $2,476,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000,000 | $2,475,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 79,390 | $2,470,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 36,473 | $2,467,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 46,174 | $2,463,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 23,672 | $2,458,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 36,014 | $2,443,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 25,932 | $2,443,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 45,261 | $2,443,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 42,690 | $2,436,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 55,857 | $2,432,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 77,652 | $2,430,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 40,700 | $2,422,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 60,371 | $2,421,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 217,883 | $2,419,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,540,000 | $2,418,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 64,866 | $2,417,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 98,554 | $2,414,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 55,171 | $2,408,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 73,783 | $2,408,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 509,139 | $2,402,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 26,097 | $2,396,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 112,012 | $2,395,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 52,519 | $2,394,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 130,580 | $2,392,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 116,671 | $2,392,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 92,429 | $2,390,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 28,787 | $2,389,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 51,738 | $2,387,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 37,019 | $2,386,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 50,000 | $2,386,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 216,818 | $2,384,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 60,000 | $2,383,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 59,164 | $2,381,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 33,811 | $2,381,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 89,319 | $2,379,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 230,968 | $2,375,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 294,600 | $2,366,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 44,735 | $2,359,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 36,124 | $2,348,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 243,007 | $2,345,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 28,440 | $2,344,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 60,819 | $2,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 63,636 | $2,343,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,373,000 | $2,343,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 59,641 | $2,342,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 317,273 | $2,335,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40,993 | $2,334,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,155,000 | $2,332,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 19,412 | $2,330,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 44,440 | $2,322,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 27,785 | $2,319,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,860,000 | $2,312,000 | thousands by filing date | principal |
| TRANSCANADA CORP | 89353D107 | COM | 50,000 | $2,308,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 64,681 | $2,306,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 50,699 | $2,306,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 62,890 | $2,305,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 387,676 | $2,298,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 17,217 | $2,295,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 80,610 | $2,295,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62,733 | $2,290,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,700 | $2,284,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 3,635,000 | $2,283,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 74,332 | $2,281,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 51,409 | $2,278,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 23,450 | $2,277,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 126,471 | $2,276,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 115,748 | $2,275,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 292,000 | $2,275,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,348,000 | $2,261,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 26,293 | $2,258,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 101,657 | $2,254,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,900,000 | $2,243,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 351,794 | $2,240,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 62,643 | $2,237,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 50,000 | $2,235,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 194,272 | $2,232,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 190,000 | $2,225,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 125,113 | $2,215,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 97,357 | $2,211,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,360,000 | $2,199,000 | thousands by filing date | principal |
| XPERI CORP | 98421B100 | COM | 64,701 | $2,196,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 124,975 | $2,194,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 36,983 | $2,194,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 33,281 | $2,188,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 22,314 | $2,186,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 23,652 | $2,180,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 49,941 | $2,178,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 98,481 | $2,175,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 60,319 | $2,175,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 256,567 | $2,166,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,604,000 | $2,166,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 21,163 | $2,164,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,542 | $2,163,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 144,061 | $2,161,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 135,120 | $2,155,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 50,000 | $2,154,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 38,725 | $2,154,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 64,221 | $2,152,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 135,693 | $2,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 40,855 | $2,151,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 735,909 | $2,150,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 147,943 | $2,150,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 41,206 | $2,147,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 16,654 | $2,146,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 36,277 | $2,144,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 18,000 | $2,138,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 38,787 | $2,137,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 125,510 | $2,133,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 113,633 | $2,131,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 154,400 | $2,130,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 15,876 | $2,129,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 112,045 | $2,128,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 56,820 | $2,127,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 25,888 | $2,126,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 38,509 | $2,124,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 149,180 | $2,120,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 68,429 | $2,119,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 31,473 | $2,119,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 107,345 | $2,119,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 71,179 | $2,115,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 261,517 | $2,113,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 16,048 | $2,112,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 189,075 | $2,112,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 600,000 | $2,106,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 178,913 | $2,106,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 97,017 | $2,101,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 56,268 | $2,095,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 293,835 | $2,095,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 266,510 | $2,093,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 61,188 | $2,090,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,500,000 | $2,089,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 227,862 | $2,082,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 529,747 | $2,082,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,597 | $2,075,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 99,687 | $2,074,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 22,500 | $2,073,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 87,517 | $2,072,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 89,609 | $2,070,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 65,018 | $2,068,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 52,001 | $2,064,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 78,498 | $2,063,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 47,741 | $2,057,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 31,842 | $2,057,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 40,000 | $2,056,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 55,033 | $2,054,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 85,402 | $2,048,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,036,000 | $2,047,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 58,873 | $2,044,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 47,292 | $2,043,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 59,621 | $2,043,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 212,990 | $2,041,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 93,112 | $2,038,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 77,633 | $2,021,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 34,914 | $2,018,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,672 | $2,018,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 64,307 | $2,017,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 63,050 | $2,005,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 22,300 | $2,000,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 296,340 | $2,000,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 106,725 | $1,998,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 397,460 | $1,995,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 23,145 | $1,995,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 115,520 | $1,992,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 34,145 | $1,984,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 71,610 | $1,983,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 100,788 | $1,979,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 62,764 | $1,977,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 28,676 | $1,977,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 2,000,000 | $1,973,000 | thousands by filing date | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 44,255 | $1,971,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 67,798 | $1,968,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 31,972 | $1,965,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 13,880 | $1,963,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 44,252 | $1,963,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 20,449 | $1,957,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 96,826 | $1,956,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 191,015 | $1,948,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 97,109 | $1,947,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,519,495 | $1,945,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 19,041 | $1,941,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,725,000 | $1,938,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 47,533 | $1,929,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44,632 | $1,920,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 47,224 | $1,912,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 15,677 | $1,907,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,115,000 | $1,894,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 363,278 | $1,889,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 82,345 | $1,882,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 170,000 | $1,876,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 1,171,485 | $1,874,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,534,000 | $1,873,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 41,360 | $1,872,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 57,765 | $1,872,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 158,241 | $1,869,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 75,513 | $1,868,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 28,700 | $1,865,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 147,132 | $1,865,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 103,695 | $1,863,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 51,613 | $1,860,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,328,069 | $1,859,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 57,100 | $1,856,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 53,724 | $1,849,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 33,522 | $1,846,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 193,171 | $1,845,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 193,021 | $1,840,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 103,148 | $1,839,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 48,496 | $1,838,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 66,810 | $1,833,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 32,813 | $1,832,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 70,620 | $1,829,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 157,779 | $1,829,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,737 | $1,828,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16,071 | $1,827,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 96,800 | $1,819,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 39,875 | $1,819,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 56,082 | $1,817,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 125,000 | $1,816,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 143,651 | $1,814,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,587,000 | $1,810,000 | thousands by filing date | principal |
| FORWARD AIR CORP | 349853101 | COM | 38,023 | $1,809,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 189,545 | $1,809,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 123,417 | $1,805,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 56,746 | $1,802,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 48,316 | $1,802,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,595,000 | $1,801,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 61,000 | $1,799,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 25,000 | $1,799,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 25,468 | $1,797,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 202,495 | $1,796,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 60,997 | $1,793,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 113,963 | $1,791,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 105,632 | $1,791,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,748,000 | $1,791,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,648,000 | $1,787,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 32,217 | $1,786,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 80,428 | $1,785,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 181,746 | $1,781,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 860,000 | $1,780,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 27,500 | $1,776,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 30,140 | $1,774,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 20,000 | $1,770,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 41,226 | $1,768,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 103,225 | $1,768,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 19,800 | $1,762,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 140,526 | $1,762,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 38,246 | $1,761,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 72,284 | $1,761,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 55,993 | $1,760,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44,086 | $1,759,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 44,045 | $1,757,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 100,000 | $1,754,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 39,585 | $1,753,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,594,000 | $1,751,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 37,178 | $1,750,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 45,198 | $1,747,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 109,880 | $1,746,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 80,000 | $1,742,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 73,165 | $1,739,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,665,000 | $1,738,000 | thousands by filing date | principal |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 263,774 | $1,738,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 40,222 | $1,733,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 71,549 | $1,729,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 100,000 | $1,728,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 218,445 | $1,727,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 136,314 | $1,727,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 122,794 | $1,725,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 49,703 | $1,720,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 68,035 | $1,719,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 66,600 | $1,717,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 30,000 | $1,717,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,112 | $1,714,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 64,838 | $1,709,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 43,470 | $1,707,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 426,890 | $1,707,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 82,834 | $1,702,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 36,999 | $1,700,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 105,366 | $1,698,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 200,000 | $1,696,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 101,638 | $1,696,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 98,037 | $1,694,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,400,000 | $1,694,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 22,665 | $1,693,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 68,939 | $1,690,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 37,236 | $1,686,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 45,370 | $1,682,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 144,368 | $1,682,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 57,998 | $1,679,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 40,466 | $1,671,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 60,765 | $1,669,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 72,253 | $1,665,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 435,874 | $1,665,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 50,177 | $1,664,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 31,000 | $1,662,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,955,000 | $1,662,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 50,020 | $1,658,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,277 | $1,658,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 47,404 | $1,657,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,757,000 | $1,655,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 125,765 | $1,653,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 84,089 | $1,653,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 81,993 | $1,652,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 60,024 | $1,642,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 62,889 | $1,642,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 498,763 | $1,641,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 15,000 | $1,640,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,131,043 | $1,640,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020723 | this filing | 2017-05-15 | acceptance time not in the bulk data set |