13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,780 holding rows worth $110,896,421,000.
- Accession
- 0001140361-17-020723
- Filer
- CIK 824468
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,245 entries on the cover page, a total value of $110,896,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,896,421,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 68,092 | $832,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 38,358 | $831,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 100,000 | $831,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 840,000 | $830,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,000 | $825,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 842,000 | $825,000 | thousands by filing date | principal |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 51,529 | $824,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 24,547 | $822,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 801,000 | $822,000 | thousands by filing date | principal |
| FNFV GROUP | 31620R402 | COM | 62,065 | $821,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,493 | $816,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 246,476 | $816,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 15,747 | $816,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,255 | $815,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 40,663 | $814,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 36,557 | $813,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 59,800 | $811,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 41,747 | $810,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 50,786 | $810,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,532 | $808,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 234,740 | $808,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,372 | $807,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,600 | $802,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 36,532 | $800,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 35,444 | $799,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 10,211 | $797,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 127,099 | $796,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 695,000 | $796,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 121,965 | $793,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 52,148 | $793,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 793,000 | $791,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 26,627 | $789,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 116,720 | $788,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 31,084 | $788,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 29,127 | $788,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 752,000 | $788,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 30,231 | $786,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 35,974 | $786,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 23,348 | $784,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 27,310 | $783,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 34,165 | $782,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,475 | $780,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 40,320 | $778,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 763,000 | $778,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28,337 | $777,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 33,638 | $777,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 39,798 | $776,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 778,000 | $773,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,380 | $771,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 40,780 | $771,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 32,845 | $770,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6,122 | $768,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 83,330 | $767,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 18,678 | $765,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 760,000 | $763,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 39,416 | $759,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 13,627 | $756,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 21,563 | $755,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 51,962 | $753,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 29,341 | $752,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 180 | $750,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 156,142 | $749,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 25,884 | $748,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 25,668 | $747,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 92,273 | $747,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 45,153 | $744,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 47,150 | $743,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 39,451 | $742,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K141 | DAILY JR GOLD MI | 50,000 | $742,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,869 | $737,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 69,439 | $736,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 766,000 | $733,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 24,207 | $731,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 11,716 | $727,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 700,000 | $727,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 29,341 | $723,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 52,903 | $723,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 65,505 | $721,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 30,000 | $717,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 43,769 | $717,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,276 | $715,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,454 | $712,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 55,595 | $711,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 40,155 | $711,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,636 | $709,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 19,547 | $708,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 78,933 | $707,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 44,680 | $706,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,666 | $705,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 33,075 | $705,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,868 | $704,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 20,856 | $703,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 19,204 | $702,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 24,630 | $697,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 20,425 | $696,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 665,000 | $693,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 33,300 | $691,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 17,930 | $689,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,997 | $689,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 791,000 | $689,000 | thousands by filing date | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 31,995 | $686,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,274 | $685,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 11,000 | $685,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 17,038 | $682,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 15,547 | $682,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,645 | $682,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 33,006 | $682,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 54,074 | $682,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 57,725 | $681,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 26,379 | $680,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,561 | $676,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 14,770 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,103 | $673,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,431 | $672,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 20,001 | $670,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,731 | $668,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 25,126 | $667,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 34,452 | $664,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 52,121 | $662,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 23,368 | $661,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 52,895 | $661,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,207 | $660,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 18,878 | $659,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 25,810 | $654,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 49,642 | $650,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,835 | $649,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 26,868 | $648,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 19,662 | $647,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 18,159 | $644,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 90,727 | $642,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 14,461 | $641,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 30,527 | $640,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 34,469 | $640,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,104 | $639,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,473 | $638,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 37,382 | $638,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 22,606 | $637,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 16,802 | $637,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 33,012 | $637,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 638,000 | $637,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 23,280 | $636,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 78,442 | $636,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 34,757 | $636,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 31,285 | $635,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 17,569 | $635,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 16,619 | $635,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 61,754 | $635,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 43,454 | $634,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,189 | $633,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,344 | $631,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 37,111 | $631,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 17,012 | $630,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 635,000 | $630,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 23,954 | $628,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 15,063 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 22,767 | $624,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 37,772 | $623,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 35,871 | $622,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 635,000 | $622,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 36,982 | $621,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 204,374 | $621,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 35,903 | $617,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 23,659 | $616,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 63,154 | $616,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 17,017 | $615,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 85,222 | $614,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 37,620 | $613,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 26,667 | $610,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 29,667 | $608,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 607,000 | $607,000 | thousands by filing date | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 27,349 | $606,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 236,110 | $605,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 80,253 | $603,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 19,267 | $602,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 159,806 | $602,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 24,230 | $600,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 610,000 | $600,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 47,023 | $599,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 580,000 | $596,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,477 | $595,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,100 | $593,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 28,739 | $591,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 24,290 | $589,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 90,105 | $587,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 22,193 | $585,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 628,000 | $584,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 22,963 | $583,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 20,775 | $580,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 607,000 | $579,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 11,670 | $578,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,799 | $577,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 58,427 | $577,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,288 | $577,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 395,948 | $577,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 738,000 | $577,000 | thousands by filing date | principal |
| VERSARTIS INC | 92529L102 | COM | 27,066 | $576,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,078 | $574,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,909 | $573,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,001 | $572,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,629 | $572,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 125,073 | $569,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 14,859 | $569,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,869 | $568,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 65,124 | $566,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 70,010 | $564,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 17,466 | $563,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 46,587 | $563,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 22,840 | $562,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 27,889 | $562,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 19,731 | $560,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,752 | $559,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 55,951 | $558,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 25,421 | $557,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 24,923 | $557,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 81,063 | $556,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 28,973 | $556,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 22,572 | $555,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 68,000 | $554,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 209,606 | $554,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 555,000 | $554,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 560,000 | $553,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 176,000 | $551,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 6,000 | $550,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 6,126 | $550,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 521,000 | $550,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 14,386 | $546,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 56,891 | $545,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 553,000 | $545,000 | thousands by filing date | principal |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 38,692 | $544,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 21,874 | $542,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 24,528 | $542,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,616 | $541,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 38,180 | $540,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 19,961 | $540,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 10,000 | $537,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 235,969 | $535,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 41,028 | $534,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 75,342 | $534,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 13,232 | $534,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 34,913 | $533,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 15,178 | $531,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 44,529 | $530,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 46,221 | $528,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,080 | $528,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 231,001 | $525,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,945 | $524,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 19,921 | $524,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 17,200 | $523,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,824 | $522,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 47,407 | $522,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 300,000 | $521,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 38,559 | $520,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,610 | $520,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 13,461 | $519,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,050 | $519,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 523,000 | $519,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 24,279 | $518,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 15,677 | $517,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,000 | $516,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 63,145 | $515,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 514,609 | $515,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 33,840 | $515,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 10,953 | $514,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 22,909 | $513,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 93,861 | $513,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 43,237 | $512,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 31,357 | $512,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 123,230 | $512,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,735 | $511,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 36,110 | $510,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 400,000 | $510,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 10,462 | $509,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 25,000 | $508,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 17,651 | $507,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,042 | $507,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 47,399 | $507,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 35,332 | $505,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 97,052 | $505,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,000 | $503,000 | thousands by filing date | call |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 29,019 | $501,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 39,839 | $501,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 122,936 | $500,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 29,327 | $500,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21,791 | $499,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 20,700 | $499,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 20,700 | $499,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 37,027 | $499,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,637 | $498,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,234 | $497,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 230,000 | $497,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,697 | $496,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 620,000 | $496,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 14,369 | $495,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 10,000 | $494,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 17,510 | $493,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,075 | $493,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 21,957 | $490,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 110,558 | $490,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 37,577 | $490,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 82,262 | $489,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 52,022 | $489,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 44,558 | $488,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,040 | $487,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 47,557 | $485,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 33,421 | $485,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 50,783 | $485,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 10,292 | $485,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 29,149 | $484,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 42,049 | $484,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 19,830 | $483,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 15,000 | $482,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 42,360 | $482,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 15,577 | $481,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 26,022 | $480,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,717 | $479,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,908 | $478,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 30,700 | $478,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 10,994 | $478,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,073 | $477,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 40,000 | $477,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 44,298 | $476,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15,235 | $475,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 18,883 | $475,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,741 | $475,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 454,000 | $474,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,768 | $473,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 585,000 | $472,000 | thousands by filing date | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 16,697 | $470,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 33,122 | $470,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,765 | $470,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 18,562 | $468,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 13,779 | $467,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 32,452 | $466,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,616 | $464,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 38,312 | $464,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 18,854 | $463,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 30,602 | $462,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 12,525 | $460,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 18,394 | $459,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 8,420 | $457,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 74,834 | $457,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,068 | $457,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 15,326 | $457,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,080 | $457,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 22,160 | $457,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 59,328 | $457,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,872 | $456,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 37,994 | $456,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 25,108 | $455,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $455,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 26,128 | $455,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 252,429 | $454,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 177,622 | $453,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 32,190 | $452,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,798 | $450,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 59,822 | $450,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 37,482 | $449,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,700 | $449,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 476,000 | $449,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 29,074 | $448,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,253 | $446,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,682 | $446,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 5,002 | $442,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 30,556 | $440,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,489 | $439,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,380 | $438,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 27,372 | $438,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 27,504 | $437,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 12,990 | $435,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 17,839 | $432,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 62,908 | $432,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 45,597 | $431,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 39,169 | $430,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 26,663 | $430,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 41,610 | $429,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 25,886 | $429,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 12,565 | $428,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 13,599 | $427,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 19,144 | $427,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,488 | $427,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 103,231 | $421,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 216,929 | $419,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 53,955 | $419,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 16,899 | $419,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 22,262 | $418,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 33,871 | $415,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,314 | $414,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 10,450 | $414,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 33,906 | $413,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 18,286 | $413,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18,568 | $413,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 33,391 | $411,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 16,841 | $410,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 360,000 | $410,000 | thousands by filing date | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7,659 | $409,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 23,076 | $409,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 18,043 | $408,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,647 | $408,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 410,000 | $408,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 24,373 | $406,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 27,208 | $406,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 75,000 | $406,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 8,609 | $405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 14,067 | $405,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,767 | $404,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 18,032 | $404,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,080 | $404,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 43,069 | $402,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 380,000 | $402,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 37,911 | $400,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12,533 | $398,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 34,076 | $398,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 25,477 | $397,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 152,556 | $397,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 19,151 | $396,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 28,126 | $396,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,879 | $395,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 21,840 | $395,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 43,698 | $394,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,482 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,447 | $391,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,000 | $391,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 13,083 | $391,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,929 | $390,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 71,813 | $389,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,265 | $389,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,890 | $389,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 90,617 | $389,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 405,000 | $389,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 30,178 | $388,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 62,748 | $385,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 19,934 | $384,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 42,984 | $382,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 25,547 | $380,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 21,262 | $379,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 13,591 | $378,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 15,000 | $377,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 31,053 | $376,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 46,490 | $374,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 37,971 | $373,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 26,793 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,686 | $373,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 34,269 | $372,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,700 | $372,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 38,690 | $370,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 51,072 | $370,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 37,359 | $369,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 18,729 | $369,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 115,158 | $368,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $367,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,696 | $367,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 29,878 | $366,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 18,130 | $365,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 46,182 | $364,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 205,000 | $363,000 | thousands by filing date | principal |
| KLONDEX MNS LTD | 498696103 | COM | 93,090 | $362,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,502 | $361,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 81,145 | $360,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 54,449 | $359,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 35,911 | $358,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,534 | $358,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 60,783 | $356,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 20,910 | $354,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 20,998 | $353,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 24,277 | $353,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,934 | $352,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 12,999 | $352,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 50,425 | $350,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,110 | $349,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 11,733 | $347,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 17,998 | $345,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 52,737 | $345,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 140,492 | $344,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 40,620 | $344,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,971 | $341,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 76,280 | $340,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 13,386 | $339,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 30,003 | $339,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,008 | $338,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,342 | $336,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 64,893 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 12,916 | $335,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 21,507 | $334,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,777 | $333,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 20,307 | $333,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 20,259 | $333,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 125,000 | $333,000 | thousands by filing date | principal |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 13,533 | $330,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,161 | $328,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 23,688 | $328,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,475 | $327,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 31,003 | $326,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 330,000 | $326,000 | thousands by filing date | principal |
| ARDELYX INC | 039697107 | COM | 25,716 | $325,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 122,291 | $324,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 25,217 | $324,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,000 | $320,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,712 | $319,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,941 | $319,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 12,139 | $319,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020723 | this filing | 2017-05-15 | acceptance time not in the bulk data set |