13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,780 holding rows worth $110,896,421,000.
- Accession
- 0001140361-17-020723
- Filer
- CIK 824468
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,245 entries on the cover page, a total value of $110,896,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,896,421,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUSTAR INC | 64126X201 | CL A | 187,131 | $6,205,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 621,733 | $6,204,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 319,865 | $6,176,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 150,354 | $6,172,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 508,357 | $6,171,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 39,897 | $6,168,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,142,337 | $6,168,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 221,648 | $6,168,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 103,411 | $6,165,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 103,000 | $6,161,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 458,858 | $6,144,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 81,693 | $6,126,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 134,900 | $6,126,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 67,953 | $6,112,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 679,277 | $6,107,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 23,312 | $6,105,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 609,470 | $6,077,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,834,237 | $6,065,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 258,817 | $6,056,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,031,534 | $6,054,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 154,411 | $6,051,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 6,394,000 | $6,030,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 167,100 | $6,012,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 210,000 | $6,004,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 178,126 | $5,997,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 290,277 | $5,990,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 746,958 | $5,976,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 212,980 | $5,971,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 249,152 | $5,970,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 98,256 | $5,953,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 338,927 | $5,939,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300,000 | $5,934,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 263,533 | $5,931,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 323,792 | $5,924,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 47,400 | $5,919,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 91,500 | $5,910,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 66,372 | $5,904,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 451,493 | $5,901,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 137,792 | $5,900,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 139,400 | $5,888,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 115,000 | $5,885,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 95,782 | $5,879,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 214,500 | $5,877,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 565,720 | $5,877,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 71,162 | $5,873,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 5,492,000 | $5,852,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 202,257 | $5,849,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 97,870 | $5,846,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 337,525 | $5,840,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,325 | $5,832,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 460,192 | $5,812,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 226,262 | $5,808,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 186,519 | $5,804,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 46,066 | $5,801,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 207,764 | $5,785,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 95,175 | $5,776,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 120,533 | $5,773,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 183,444 | $5,735,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $5,731,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $5,731,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 58,809 | $5,712,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 87,500 | $5,702,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 63,295 | $5,699,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 254,371 | $5,695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 197,636 | $5,694,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 103,423 | $5,693,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 101,317 | $5,691,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 118,163 | $5,683,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,000 | $5,682,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 90,926 | $5,676,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 142,307 | $5,673,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 122,902 | $5,666,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 915,197 | $5,666,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 630,059 | $5,658,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,736,000 | $5,654,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 12,402 | $5,621,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 59,672 | $5,616,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 132,751 | $5,614,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 43,544 | $5,614,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 114,765 | $5,608,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 64,562 | $5,607,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $5,593,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 84,020 | $5,584,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 331,130 | $5,576,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 260,741 | $5,575,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 360,332 | $5,556,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 125,000 | $5,551,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 64,315 | $5,550,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 121,862 | $5,548,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 186,295 | $5,515,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 263,036 | $5,505,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 69,552 | $5,500,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 48,983 | $5,483,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 5,425,000 | $5,480,000 | thousands by filing date | principal |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 105,138 | $5,472,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 35,741 | $5,471,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,000 | $5,468,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 58,583 | $5,445,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 160,210 | $5,444,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 490,562 | $5,430,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 88,653 | $5,426,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 54,207 | $5,408,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 65,751 | $5,405,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 236,659 | $5,398,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 219,688 | $5,391,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 148,565 | $5,369,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 201,953 | $5,362,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 144,437 | $5,361,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,269,000 | $5,348,000 | thousands by filing date | principal |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 108,472 | $5,332,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 103,517 | $5,327,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 412,227 | $5,305,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 110,000 | $5,303,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 95,314 | $5,290,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 101,610 | $5,288,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 57,819 | $5,277,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 112,448 | $5,275,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 163,947 | $5,271,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 39,669 | $5,268,000 | thousands by filing date | |
| SWEDBANK AB | W9423X4R0 | MTNF 5.500%12/3 | 5,200,000 | $5,252,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 44,721 | $5,246,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 159,585 | $5,246,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 77,196 | $5,243,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 75,787 | $5,238,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 55,765 | $5,236,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 275,500 | $5,232,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 59,835 | $5,223,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 125,100 | $5,219,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 58,865 | $5,218,000 | thousands by filing date | |
| MGC | 921910873 | COM | 64,422 | $5,196,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 74,737 | $5,192,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 69,272 | $5,184,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 4,900,000 | $5,149,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 351,953 | $5,139,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 145,001 | $5,134,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 96,214 | $5,129,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 661,446 | $5,125,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 193,520 | $5,119,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 102,227 | $5,116,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 402,331 | $5,114,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 63,600 | $5,109,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 349,708 | $5,105,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 401,490 | $5,099,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 268,334 | $5,098,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 69,246 | $5,073,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 243,807 | $5,071,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 80,000 | $5,069,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 42,874 | $5,066,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100,000 | $5,054,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 60,000 | $5,047,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 60,000 | $5,047,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 165,186 | $5,025,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 40,000 | $5,002,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 119,782 | $5,002,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 93,173 | $4,995,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 91,259 | $4,991,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5,316,000 | $4,990,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 247,224 | $4,988,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 147,310 | $4,979,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100,000 | $4,978,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 691,964 | $4,976,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 71,371 | $4,975,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 158,484 | $4,940,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 57,449 | $4,921,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 170,080 | $4,919,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 215,370 | $4,917,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 564,305 | $4,909,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 518,640 | $4,906,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 87,986 | $4,905,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 104,793 | $4,900,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 7,842 | $4,898,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 66,500 | $4,867,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 80,640 | $4,863,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 88,056 | $4,860,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 54,075 | $4,855,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 47,228 | $4,854,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 172,121 | $4,854,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 326,206 | $4,850,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,574,072 | $4,830,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,231,000 | $4,823,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 206,236 | $4,810,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 63,228 | $4,807,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 202,946 | $4,804,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 313,275 | $4,790,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 999,904 | $4,789,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50,000 | $4,786,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 20,000 | $4,757,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 119,717 | $4,748,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 45,832 | $4,745,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 97,500 | $4,744,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 127,638 | $4,735,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,553,549 | $4,732,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200,000 | $4,724,000 | thousands by filing date | put |
| AES TR III | 00808N202 | PFD CV 6.75% | 92,423 | $4,723,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 53,634 | $4,722,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 181,855 | $4,690,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,698,861 | $4,688,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 650,000 | $4,674,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 36,860 | $4,661,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 137,086 | $4,660,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,600,000 | $4,660,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 124,494 | $4,640,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 57,500 | $4,632,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,358,043 | $4,632,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 66,517 | $4,624,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 127,953 | $4,619,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 101,339 | $4,615,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 51,233 | $4,614,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 72,783 | $4,612,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 46,760 | $4,607,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 126,713 | $4,606,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 173,231 | $4,600,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 33,915 | $4,598,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 11,074,330 | $4,596,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 420,000 | $4,591,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 41,090 | $4,590,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,076,089 | $4,585,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000,055 | $4,580,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 205,376 | $4,568,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 503,217 | $4,564,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 748,014 | $4,540,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 50,430 | $4,536,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 506,719 | $4,534,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 461,953 | $4,532,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 240,799 | $4,529,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 408,844 | $4,517,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 40,000 | $4,516,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 125,315 | $4,511,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 180,000 | $4,511,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 185,497 | $4,502,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 212,270 | $4,498,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 253,321 | $4,486,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 169,121 | $4,482,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 129,512 | $4,471,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 159,977 | $4,469,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 84,155 | $4,469,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 368,652 | $4,465,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 123,149 | $4,445,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 109,136 | $4,443,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100,000 | $4,441,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 40,011 | $4,439,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 250,159 | $4,437,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 50,322 | $4,435,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 48,482 | $4,424,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 125,000 | $4,420,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 61,154 | $4,413,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 73,700 | $4,409,000 | thousands by filing date | call |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,280,000 | $4,393,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,062,000 | $4,391,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 125,000 | $4,391,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 29,083 | $4,390,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 390,420 | $4,388,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 57,966 | $4,385,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 85,395 | $4,381,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 227,405 | $4,367,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 85,410 | $4,364,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 74,375 | $4,364,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 178,773 | $4,362,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 212,672 | $4,360,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 97,597 | $4,342,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 4,100,000 | $4,336,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 152,581 | $4,324,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 285,118 | $4,316,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 316,686 | $4,310,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 80,550 | $4,305,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,200,000 | $4,305,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 1,070,532 | $4,282,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 175,194 | $4,275,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 95,600 | $4,265,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 86,000 | $4,261,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 566,969 | $4,259,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,802,600 | $4,259,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 83,150 | $4,253,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 169,998 | $4,252,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 106,941 | $4,249,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 61,368 | $4,245,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 297,867 | $4,239,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 275,713 | $4,232,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 63,083 | $4,232,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 86,594 | $4,215,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,260,000 | $4,215,000 | thousands by filing date | principal |
| AMBARELLA INC | G037AX101 | SHS | 76,874 | $4,206,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 250,988 | $4,203,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 4,180,000 | $4,196,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 50,800 | $4,193,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 317,621 | $4,180,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 61,002 | $4,178,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 473,361 | $4,175,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 39,161 | $4,173,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 52,617 | $4,171,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 56,035 | $4,168,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 85,264 | $4,168,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 50,000 | $4,153,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 50,000 | $4,153,000 | thousands by filing date | call |
| VECTREN CORP | 92240G101 | COM | 70,655 | $4,142,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 76,610 | $4,137,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,700,000 | $4,137,000 | thousands by filing date | principal |
| WEST CORP | 952355204 | COM | 168,868 | $4,124,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 50,000 | $4,111,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 20,604 | $4,108,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 50,000 | $4,101,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 50,000 | $4,101,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 94,915 | $4,095,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 169,601 | $4,092,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,508,000 | $4,092,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 171,750 | $4,085,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 40,203 | $4,085,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 60,297 | $4,084,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 100,138 | $4,078,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 72,310 | $4,078,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 203,168 | $4,077,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 51,120 | $4,054,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 248,858 | $4,023,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 134,672 | $4,012,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 83,660 | $4,008,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 191,115 | $4,006,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 96,900 | $4,005,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 51,388 | $4,003,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 153,725 | $4,003,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 116,297 | $3,991,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $3,981,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 150,131 | $3,974,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 167,524 | $3,970,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 36,673 | $3,964,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 166,825 | $3,964,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $3,956,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 200,357 | $3,952,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 170,612 | $3,945,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 63,732 | $3,941,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 140,269 | $3,934,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 94,655 | $3,922,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 129,029 | $3,918,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 107,793 | $3,898,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 108,449 | $3,888,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 92,204 | $3,887,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 37,327 | $3,884,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 110,543 | $3,875,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 89,791 | $3,869,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 581,000 | $3,864,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 45,000 | $3,859,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 144,266 | $3,857,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 80,364 | $3,853,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 112,086 | $3,852,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 412,416 | $3,851,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 98,448 | $3,843,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 134,068 | $3,842,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 23,942 | $3,828,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 157,733 | $3,828,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 428,034 | $3,826,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 90,510 | $3,824,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 84,301 | $3,822,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,300,000 | $3,818,000 | thousands by filing date | principal |
| CATHAY GEN BANCORP | 149150104 | COM | 101,311 | $3,817,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 122,358 | $3,812,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 268,884 | $3,809,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 169,734 | $3,802,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 77,428 | $3,786,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 50,173 | $3,785,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 56,001 | $3,785,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 127,572 | $3,778,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 183,855 | $3,758,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 69,451 | $3,758,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 49,628 | $3,734,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 111,799 | $3,730,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 20,000 | $3,725,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 680,000 | $3,720,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 155,332 | $3,712,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 3,335,000 | $3,710,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 61,453 | $3,701,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 191,165 | $3,698,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 792,004 | $3,694,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 35,486 | $3,692,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 43,349 | $3,670,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 203,911 | $3,662,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 119,482 | $3,656,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 183,555 | $3,638,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 19,912 | $3,637,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 39,983 | $3,631,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 87,597 | $3,629,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 143,535 | $3,628,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 208,400 | $3,622,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 114,801 | $3,622,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 23,274 | $3,619,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 241,900 | $3,616,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 33,183 | $3,615,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,000 | $3,614,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 57,511 | $3,607,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 228,048 | $3,601,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 46,937 | $3,599,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 40,000 | $3,594,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 90,000 | $3,583,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 50,000 | $3,571,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 152,901 | $3,569,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 239,243 | $3,565,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 92,180 | $3,563,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 74,100 | $3,562,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 90,000 | $3,551,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 52,135 | $3,550,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 71,599 | $3,548,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 34,164 | $3,545,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50,000 | $3,532,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 173,729 | $3,532,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 48,630 | $3,525,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 52,185 | $3,521,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 170,128 | $3,519,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 911,476 | $3,519,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 85,356 | $3,516,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,008,000 | $3,508,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 168,610 | $3,506,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 46,936 | $3,504,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 111,101 | $3,488,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 59,338 | $3,483,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 432,702 | $3,474,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 164,113 | $3,472,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 78,849 | $3,465,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 69,025 | $3,464,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 85,800 | $3,459,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 285,663 | $3,456,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 64,750 | $3,454,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 57,455 | $3,453,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 120,246 | $3,447,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 199,584 | $3,447,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 73,002 | $3,446,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 171,521 | $3,446,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,590,000 | $3,445,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 148,213 | $3,443,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 154,013 | $3,437,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 192,430 | $3,434,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 87,255 | $3,423,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 67,965 | $3,412,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 46,399 | $3,411,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,800,000 | $3,400,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 728,352 | $3,395,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 284,205 | $3,390,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 93,657 | $3,387,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 261,374 | $3,386,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 170,230 | $3,386,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 40,000 | $3,381,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,869 | $3,381,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500,000 | $3,375,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 83,501 | $3,374,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 3,310,000 | $3,368,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 200,600 | $3,366,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 145,849 | $3,361,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 91,115 | $3,358,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 135,076 | $3,353,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 178,373 | $3,353,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 823,503 | $3,352,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 27,935 | $3,346,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 69,097 | $3,345,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 46,744 | $3,328,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 100,529 | $3,327,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 158,226 | $3,323,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 238,156 | $3,315,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 134,211 | $3,309,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 229,908 | $3,306,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 94,298 | $3,300,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 180,211 | $3,298,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 65,710 | $3,294,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 73,473 | $3,292,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 205,042 | $3,291,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 252,004 | $3,284,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 42,852 | $3,282,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 145,442 | $3,280,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 98,430 | $3,278,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 144,073 | $3,275,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 39,424 | $3,270,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 30,000 | $3,268,000 | thousands by filing date | put |
| LOXO ONCOLOGY INC | 548862101 | COM | 77,662 | $3,268,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 59,840 | $3,259,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,438 | $3,254,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 33,182 | $3,250,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 56,328 | $3,249,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 42,881 | $3,237,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 318,813 | $3,229,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 84,727 | $3,227,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 592,145 | $3,227,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 69,965 | $3,225,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 229,761 | $3,223,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 52,676 | $3,220,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 20,174 | $3,213,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 94,232 | $3,213,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 81,097 | $3,211,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 271,974 | $3,210,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 42,618 | $3,209,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 139,500 | $3,209,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 345,856 | $3,206,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 58,526 | $3,192,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 163,819 | $3,191,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 46,182 | $3,189,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 157,597 | $3,183,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 134,227 | $3,182,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 48,065 | $3,180,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 49,788 | $3,178,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 45,765 | $3,176,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,000 | $3,175,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 51,406 | $3,169,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,000,000 | $3,169,000 | thousands by filing date | principal |
| WAGEWORKS INC | 930427109 | COM | 43,787 | $3,165,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 235,163 | $3,164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020723 | this filing | 2017-05-15 | acceptance time not in the bulk data set |