13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,780 holding rows worth $110,896,421,000.
- Accession
- 0001140361-17-020723
- Filer
- CIK 824468
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,245 entries on the cover page, a total value of $110,896,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,896,421,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 41,673 | $1,639,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 131,901 | $1,630,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 272,686 | $1,622,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 37,721 | $1,622,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 108,481 | $1,621,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 95,297 | $1,620,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 212,800 | $1,619,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 121,098 | $1,616,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 27,009 | $1,610,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 39,584 | $1,609,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 57,467 | $1,609,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 60,874 | $1,608,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 2,130,000 | $1,603,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 40,045 | $1,601,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 203,618 | $1,600,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 619,448 | $1,599,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 243,839 | $1,598,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 188,435 | $1,596,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 20,224 | $1,594,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 43,784 | $1,593,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 37,583 | $1,593,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 53,193 | $1,592,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 18,680 | $1,588,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 40,621 | $1,586,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 67,724 | $1,585,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 94,555 | $1,584,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 45,031 | $1,584,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 25,241 | $1,574,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 33,925 | $1,574,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 150,000 | $1,571,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 923,717 | $1,570,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 52,123 | $1,565,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 37,146 | $1,564,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 73,135 | $1,561,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 20,022 | $1,555,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 46,295 | $1,554,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 44,733 | $1,554,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9,744 | $1,548,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10,677 | $1,544,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 13,046 | $1,544,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 101,135 | $1,544,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,543,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 37,547 | $1,541,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 31,133 | $1,541,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 31,799 | $1,541,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 36,203 | $1,537,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 175,023 | $1,537,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 52,119 | $1,537,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 67,815 | $1,533,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 28,164 | $1,532,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 102,400 | $1,531,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 25,026 | $1,527,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 82,846 | $1,526,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 25,019 | $1,526,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 137,912 | $1,526,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 125,717 | $1,525,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 24,935 | $1,521,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 36,256 | $1,517,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 17,455 | $1,513,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 21,849 | $1,512,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 146,075 | $1,510,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 47,946 | $1,509,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 34,960 | $1,505,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 88,410 | $1,504,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 13,732 | $1,503,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,000 | $1,499,000 | thousands by filing date | put |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 83,202 | $1,493,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 49,982 | $1,492,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,000 | $1,490,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 78,514 | $1,489,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 60,087 | $1,489,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 22,979 | $1,488,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 38,184 | $1,488,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 44,883 | $1,487,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 36,062 | $1,486,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 32,451 | $1,484,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 79,669 | $1,482,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 110,300 | $1,481,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 86,924 | $1,479,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 46,205 | $1,478,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 345,888 | $1,473,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 46,751 | $1,470,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,972 | $1,469,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 301,701 | $1,469,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 39,899 | $1,468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 13,909 | $1,465,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 25,032 | $1,463,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 153,040 | $1,458,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 72,256 | $1,456,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,420,000 | $1,456,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 160,164 | $1,454,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 47,146 | $1,449,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 153,319 | $1,448,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 39,246 | $1,445,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,450,000 | $1,444,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 134,500 | $1,442,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 60,746 | $1,438,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 161,744 | $1,434,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 56,556 | $1,434,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 46,458 | $1,431,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 37,810 | $1,430,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,992 | $1,428,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 7,469 | $1,428,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 108,309 | $1,423,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 48,964 | $1,422,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 29,968 | $1,420,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 127,206 | $1,418,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 414,800 | $1,414,000 | thousands by filing date | call |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,415,000 | $1,413,000 | thousands by filing date | principal |
| KINDRED HEALTHCARE INC | 494580103 | COM | 169,091 | $1,412,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 70,792 | $1,407,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 55,640 | $1,403,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,074 | $1,403,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 100,245 | $1,403,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 27,400 | $1,402,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 18,062 | $1,401,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 53,534 | $1,399,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 73,401 | $1,398,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 43,747 | $1,398,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 47,949 | $1,395,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 28,140 | $1,394,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,900 | $1,391,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 39,301 | $1,389,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 17,701 | $1,385,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 129,519 | $1,377,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 17,196 | $1,374,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,833 | $1,373,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 82,600 | $1,372,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 43,114 | $1,367,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 30,349 | $1,366,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 22,959 | $1,366,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 35,860 | $1,366,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 26,279 | $1,365,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,445,000 | $1,364,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 15,374 | $1,361,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 65,584 | $1,360,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 57,160 | $1,353,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 35,113 | $1,353,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 40,719 | $1,350,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 478,265 | $1,349,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,344,000 | $1,347,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 116,064 | $1,346,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 16,700 | $1,346,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 100,701 | $1,345,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 164,529 | $1,344,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 34,163 | $1,341,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 83,533 | $1,341,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 38,560 | $1,335,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 98,115 | $1,331,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 42,626 | $1,329,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 92,548 | $1,327,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 95,818 | $1,326,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 53,200 | $1,322,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 76,349 | $1,320,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 6,400 | $1,319,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 45,575 | $1,317,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 31,318 | $1,316,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 41,304 | $1,315,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 18,473 | $1,314,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 44,874 | $1,313,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 29,623 | $1,308,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 88,726 | $1,308,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 16,400 | $1,306,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 50,744 | $1,306,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 62,828 | $1,301,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 49,643 | $1,300,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 21,762 | $1,298,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 57,270 | $1,294,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 39,394 | $1,290,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 18,950 | $1,285,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 25,509 | $1,283,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 81,662 | $1,282,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,430,000 | $1,275,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,388 | $1,274,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 72,399 | $1,268,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 45,819 | $1,268,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 32,087 | $1,268,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 29,696 | $1,265,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 21,611 | $1,264,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,472 | $1,263,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 20,617 | $1,263,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,918 | $1,261,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 134,402 | $1,260,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 52,599 | $1,258,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,909 | $1,255,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 38,141 | $1,254,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,834 | $1,254,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 31,951 | $1,254,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 76,129 | $1,253,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 49,655 | $1,253,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 135,437 | $1,253,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 44,684 | $1,252,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 27,673 | $1,251,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,251,000 | thousands by filing date | principal |
| GLOBANT S A | L44385109 | COM | 34,340 | $1,250,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 64,102 | $1,250,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 19,259 | $1,250,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 119,613 | $1,245,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 36,236 | $1,242,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15,786 | $1,241,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,000 | $1,237,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 40,536 | $1,237,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 63,101 | $1,236,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 23,228 | $1,235,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 30,310 | $1,233,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 73,049 | $1,232,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 75,040 | $1,227,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 50,663 | $1,224,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 32,168 | $1,221,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,300,000 | $1,220,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 72,799 | $1,216,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 61,148 | $1,210,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 90,976 | $1,207,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 32,661 | $1,207,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 3,657,000 | $1,207,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 51,292 | $1,206,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 70,286 | $1,206,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,807 | $1,203,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 34,300 | $1,202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 126,640 | $1,202,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 120,696 | $1,201,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,235,000 | $1,201,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 40,500 | $1,200,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 40,118 | $1,200,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,288 | $1,199,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,800 | $1,197,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 20,741 | $1,195,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 52,156 | $1,194,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 23,344 | $1,193,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 10,624 | $1,192,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 44,365 | $1,192,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 26,771 | $1,189,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 24,689 | $1,188,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 22,389 | $1,188,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 77,922 | $1,188,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 44,682 | $1,186,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 91,756 | $1,186,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 24,981 | $1,185,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 28,370 | $1,183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 26,127 | $1,183,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 22,397 | $1,182,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 145,868 | $1,178,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 34,999 | $1,177,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 11,752 | $1,177,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 34,237 | $1,176,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 25,109 | $1,174,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,000 | $1,173,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 84,770 | $1,171,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 49,982 | $1,171,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 16,800 | $1,169,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 58,063 | $1,169,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 21,418 | $1,164,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 44,823 | $1,161,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 26,340 | $1,160,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 40,221 | $1,158,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 182,699 | $1,158,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 14,390 | $1,158,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 56,875 | $1,156,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,000,000 | $1,156,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 23,666 | $1,155,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 374,536 | $1,154,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 88,019 | $1,154,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 41,753 | $1,153,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 130,000 | $1,153,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 69,327 | $1,152,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 42,715 | $1,152,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,888 | $1,143,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 176,698 | $1,143,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 37,313 | $1,143,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,392 | $1,139,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 63,063 | $1,139,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 111,020 | $1,136,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 42,324 | $1,135,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 23,489 | $1,134,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 103,093 | $1,134,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 42,375 | $1,132,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 47,833 | $1,130,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 22,172 | $1,129,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 144,962 | $1,126,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 32,271 | $1,126,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,000 | $1,122,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 118,636 | $1,122,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 115,040 | $1,112,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 52,571 | $1,112,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 27,587 | $1,109,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $1,109,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 14,619 | $1,109,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,225 | $1,106,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 55,093 | $1,105,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 38,779 | $1,105,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 46,505 | $1,104,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 198,803 | $1,104,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,497 | $1,098,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 24,731 | $1,098,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 48,549 | $1,098,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 61,678 | $1,094,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 72,193 | $1,094,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 72,690 | $1,093,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 33,859 | $1,092,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 62,764 | $1,090,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 29,525 | $1,090,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 26,799 | $1,088,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 32,100 | $1,088,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 110,555 | $1,086,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 10,835 | $1,085,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 40,546 | $1,083,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 40,795 | $1,077,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 74,066 | $1,077,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 3,211,000 | $1,076,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 13,345 | $1,075,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 31,807 | $1,075,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 53,439 | $1,074,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 101,330 | $1,074,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 500,000 | $1,070,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 93,348 | $1,069,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 187,534 | $1,069,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 21,540 | $1,066,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 68,177 | $1,066,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 61,060 | $1,065,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 46,716 | $1,064,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 85,314 | $1,058,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 44,651 | $1,058,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $1,058,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 24,639 | $1,054,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 57,025 | $1,052,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,561 | $1,051,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 170,453 | $1,051,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 33,691 | $1,050,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 7,937 | $1,049,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 82,834 | $1,048,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 151,190 | $1,047,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25,100 | $1,047,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 84,693 | $1,046,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 43,476 | $1,043,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 319,000 | $1,042,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,000 | $1,040,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 62,562 | $1,039,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 88,033 | $1,039,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 31,960 | $1,038,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 35,361 | $1,036,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 335,860 | $1,034,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 106,723 | $1,030,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CX4 | DEBT 7.750%12/3 | 1,000,000 | $1,030,000 | thousands by filing date | principal |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 43,226 | $1,029,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 9,000 | $1,028,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 38,177 | $1,027,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 166,497 | $1,025,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 60,076 | $1,022,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 22,378 | $1,020,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 46,415 | $1,020,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,167,000 | $1,018,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 8,738 | $1,017,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 103,275 | $1,016,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,320 | $1,014,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 54,928 | $1,013,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 179,251 | $1,012,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 116,077 | $1,010,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 31,196 | $1,007,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 50,225 | $1,007,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 54,504 | $1,005,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,780 | $1,002,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 237,819 | $1,002,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 13,128 | $1,000,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 48,151 | $999,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 19,868 | $998,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 94,633 | $997,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,801 | $996,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 66,787 | $994,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 215,046 | $993,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 31,445 | $991,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 58,923 | $989,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 987,000 | $989,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 16,648 | $988,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 40,218 | $986,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,097,000 | $983,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 977,000 | $982,000 | thousands by filing date | principal |
| BANK MUTUAL CORP | 063750103 | COM | 104,263 | $981,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 40,495 | $978,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 22,532 | $978,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 36,850 | $978,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 28,000 | $977,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 35,714 | $977,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 151,210 | $977,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 177,330 | $976,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,040,000 | $976,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 47,286 | $974,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,767 | $974,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 26,447 | $973,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 505,000 | $966,000 | thousands by filing date | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 66,898 | $965,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 98,631 | $964,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 17,047 | $962,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 31,126 | $962,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 21,659 | $961,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 27,018 | $960,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 24,500 | $955,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 50,000 | $955,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 91,235 | $955,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 57,314 | $953,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 44,011 | $953,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 23,219 | $952,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 35,571 | $949,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 22,351 | $947,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 142,307 | $947,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 728,429 | $946,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 46,707 | $945,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,003 | $944,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 31,827 | $942,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 56,135 | $942,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 51,351 | $939,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 918,000 | $939,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 37,534 | $937,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 17,481 | $936,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 30,696 | $936,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 62,134 | $935,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15,000 | $934,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 110,837 | $931,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 19,169 | $930,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 24,478 | $928,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 31,434 | $925,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 42,445 | $924,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 31,968 | $924,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,800 | $923,000 | thousands by filing date | call |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 36,658 | $923,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 18,741 | $921,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 920,000 | $921,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 27,799 | $920,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 24,967 | $918,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 42,114 | $916,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 41,842 | $915,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 12,752 | $914,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,101 | $914,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 45,074 | $913,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 39,066 | $912,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 50,558 | $911,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,340,000 | $911,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 37,841 | $910,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 28,374 | $910,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 53,292 | $910,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 23,034 | $907,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 960,000 | $907,000 | thousands by filing date | principal |
| SCHULMAN (A.) INC | 808194104 | COM | 28,770 | $904,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 88,904 | $902,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 36,522 | $899,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 876,000 | $899,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,213 | $898,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 15,046 | $895,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 17,320 | $894,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,319 | $888,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 47,708 | $887,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 258,875 | $886,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 48,129 | $885,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 39,491 | $883,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 18,855 | $883,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 534,679 | $883,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 277,442 | $882,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 100,000 | $882,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 70,228 | $882,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 47,912 | $882,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 51,257 | $880,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 132,688 | $879,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 23,699 | $878,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 243,073 | $877,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 50,910 | $875,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 109,904 | $874,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 26,743 | $874,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 50,000 | $873,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 14,395 | $871,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 17,261 | $871,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 875,000 | $869,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 30,654 | $867,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 64,972 | $867,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,572 | $866,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 65,864 | $865,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 57,144 | $864,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,001 | $864,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 52,300 | $863,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,418 | $857,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 29,621 | $856,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 26,792 | $852,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 27,677 | $851,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 41,490 | $850,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 35,309 | $849,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 26,207 | $848,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 36,232 | $848,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 49,449 | $848,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 46,216 | $846,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 87,249 | $846,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 19,608 | $845,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 11,893 | $845,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 21,907 | $844,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 33,284 | $843,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 40,701 | $842,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,867 | $840,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 117,417 | $840,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 12,961 | $837,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 114,036 | $836,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,453 | $834,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 71,051 | $833,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 63,909 | $833,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020723 | this filing | 2017-05-15 | acceptance time not in the bulk data set |