13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,780 holding rows worth $110,896,421,000.
- Accession
- 0001140361-17-020723
- Filer
- CIK 824468
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,245 entries on the cover page, a total value of $110,896,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,896,421,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 290,526 | $14,739,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 147,478 | $14,738,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 15,055,000 | $14,716,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 721,080 | $14,660,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,193,525 | $14,621,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 494,200 | $14,609,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 231,135 | $14,589,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,155,938 | $14,575,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 110,709 | $14,560,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 374,360 | $14,548,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 559,490 | $14,547,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 979,061 | $14,539,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 291,000 | $14,512,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 265,947 | $14,507,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 470,000 | $14,481,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 243,780 | $14,440,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 215,541 | $14,349,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,950,000 | $14,342,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 250,000 | $14,335,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 237,045 | $14,334,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 289,446 | $14,299,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 493,493 | $14,286,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 328,345 | $14,215,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 396,048 | $14,214,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 161,500 | $14,204,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 328,500 | $14,152,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 257,000 | $14,127,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 315,600 | $14,079,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 558,548 | $14,064,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 428,564 | $14,043,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 331,000 | $13,981,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 225,737 | $13,980,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 149,612 | $13,972,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 115,384 | $13,954,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 471,124 | $13,936,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $13,915,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,152,492 | $13,912,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 384,181 | $13,830,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 387,391 | $13,819,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 275,526 | $13,774,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 357,819 | $13,722,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 880,565 | $13,718,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 401,192 | $13,645,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 576,988 | $13,628,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 680,299 | $13,621,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 261,200 | $13,586,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 12,116,000 | $13,578,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 346,676 | $13,500,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 277,360 | $13,496,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 127,030 | $13,444,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 502,196 | $13,373,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 280,885 | $13,369,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 213,800 | $13,348,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 696,492 | $13,302,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 115,838 | $13,277,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,000 | $13,273,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 818,409 | $13,234,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 217,353 | $13,225,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 357,249 | $13,185,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 178,626 | $13,153,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 371,558 | $13,149,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 345,787 | $13,126,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 11,574,000 | $13,072,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 257,986 | $13,060,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 931,210 | $13,056,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 245,300 | $13,050,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 254,837 | $13,045,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 385,785 | $13,045,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 324,616 | $13,034,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 188,047 | $13,025,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 392,702 | $12,999,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 713,473 | $12,936,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,002,071 | $12,917,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 120,000 | $12,876,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 65,700 | $12,821,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 598,877 | $12,805,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,133,066 | $12,804,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 131,588 | $12,790,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 100,321 | $12,739,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 248,364 | $12,729,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 333,789 | $12,721,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 120,000 | $12,710,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 155,503 | $12,675,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 303,121 | $12,668,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 289,300 | $12,608,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,450,587 | $12,592,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,500,000 | $12,557,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 671,161 | $12,550,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 596,815 | $12,550,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 89,490 | $12,548,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 428,201 | $12,534,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12,100,000 | $12,531,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,222,071 | $12,513,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 338,564 | $12,483,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 106,175 | $12,448,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,501,436 | $12,416,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 457,855 | $12,400,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,064,800 | $12,394,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 140,570 | $12,364,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 134,846 | $12,354,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 264,887 | $12,283,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 187,917 | $12,281,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 156,629 | $12,274,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 891,674 | $12,270,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 182,996 | $12,267,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 463,914 | $12,260,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 74,899 | $12,230,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 5,803 | $12,226,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 295,288 | $12,145,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 397,122 | $12,114,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 298,903 | $12,076,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 148,674 | $12,054,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 194,195 | $12,007,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 237,052 | $11,957,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 401,100 | $11,953,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 632,955 | $11,938,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 180,000 | $11,932,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 1,358,849 | $11,917,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 348,612 | $11,902,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 975,378 | $11,889,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 812,800 | $11,859,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 274,018 | $11,810,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 70,579 | $11,808,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 416,715 | $11,797,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 158,626 | $11,796,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 372,572 | $11,778,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 212,619 | $11,753,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 341,746 | $11,749,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 769,808 | $11,747,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 98,143 | $11,710,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,078,860 | $11,673,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 533,774 | $11,658,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 231,931 | $11,647,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 751,874 | $11,647,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 306,010 | $11,597,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 127,563 | $11,596,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 100,000 | $11,568,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 326,417 | $11,480,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 666,575 | $11,458,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 105,000 | $11,438,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 102,500 | $11,371,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,295,645 | $11,370,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 390,428 | $11,362,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 260,903 | $11,342,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 77,809 | $11,292,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 906,106 | $11,282,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 300,000 | $11,277,000 | thousands by filing date | call |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,600,000 | $11,263,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 312,500 | $11,244,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 477,481 | $11,224,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 169,430 | $11,206,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,199,792 | $11,182,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 355,257 | $11,176,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 9,384,000 | $11,167,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 52,639 | $11,132,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 104,478 | $11,118,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,900,000 | $11,107,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 684,014 | $11,101,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 144,182 | $11,100,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 177,720 | $11,055,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 188,474 | $11,048,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 825,400 | $11,027,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 8,510,000 | $10,957,000 | thousands by filing date | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 219,300 | $10,950,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 339,748 | $10,939,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 222,971 | $10,887,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 199,665 | $10,874,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 97,415 | $10,858,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 278,203 | $10,827,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 220,000 | $10,826,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 130,685 | $10,762,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 250,000 | $10,755,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 639,523 | $10,746,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 390,555 | $10,719,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 661,086 | $10,716,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 145,643 | $10,692,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 210,016 | $10,684,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 363,190 | $10,660,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 126,992 | $10,655,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 268,977 | $10,653,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 92,232 | $10,575,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 122,393 | $10,575,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 162,500 | $10,572,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 120,000 | $10,554,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 109,882 | $10,512,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 203,749 | $10,507,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 142,173 | $10,455,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 9,467,000 | $10,443,000 | thousands by filing date | principal |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 122,031 | $10,442,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 291,713 | $10,429,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 241,600 | $10,427,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 9,268,000 | $10,420,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 695,813 | $10,409,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 833,800 | $10,381,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 383,452 | $10,372,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 172,748 | $10,348,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 110,962 | $10,348,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 106,329 | $10,346,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 275,390 | $10,331,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 457,809 | $10,324,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 245,307 | $10,319,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $10,317,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 244,793 | $10,312,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 391,646 | $10,299,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 230,545 | $10,274,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 35,000 | $10,264,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 130,758 | $10,263,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 460,599 | $10,248,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 475,407 | $10,208,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 321,058 | $10,181,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 127,145 | $10,176,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 222,053 | $10,143,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 494,710 | $10,133,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 303,396 | $10,121,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 197,129 | $10,109,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,870,562 | $10,074,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 172,465 | $10,072,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 223,962 | $10,069,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 60,000 | $10,061,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 506,321 | $10,015,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 205,667 | $10,010,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 582,994 | $10,010,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 665,377 | $10,000,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 413,131 | $9,998,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 500,000 | $9,945,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 330,718 | $9,941,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 563,872 | $9,896,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 303,747 | $9,890,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 125,000 | $9,889,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 221,792 | $9,876,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 143,950 | $9,874,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 330,000 | $9,824,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 156,911 | $9,822,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 125,000 | $9,813,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 162,238 | $9,806,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 888,955 | $9,804,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 879,007 | $9,800,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 410,216 | $9,797,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,000 | $9,792,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 144,442 | $9,789,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,952,000 | $9,774,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 580,908 | $9,747,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 84,896 | $9,742,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 295,500 | $9,740,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 64,061 | $9,700,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 358,897 | $9,669,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 187,500 | $9,656,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 209,594 | $9,652,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 207,216 | $9,650,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 471,449 | $9,608,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 425,345 | $9,604,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 120,000 | $9,565,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 7,425,000 | $9,536,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 8,000,000 | $9,520,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 180,804 | $9,512,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 210,159 | $9,499,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 346,772 | $9,481,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 530,000 | $9,476,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 195,367 | $9,434,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 624,063 | $9,392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 101,072 | $9,327,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 653,839 | $9,323,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 550,539 | $9,321,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 150,000 | $9,281,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 151,063 | $9,264,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 290,948 | $9,252,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 270,000 | $9,237,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 448,753 | $9,218,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 314,211 | $9,204,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 292,981 | $9,163,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 120,646 | $9,134,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 534,938 | $9,104,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 355,258 | $9,102,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 99,243 | $9,082,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 337,614 | $9,071,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 75,400 | $9,066,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 110,000 | $9,043,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 600,000 | $9,024,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 174,973 | $9,017,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 111,500 | $8,982,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 127,501 | $8,930,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 167,498 | $8,922,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 78,200 | $8,916,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 28,445 | $8,888,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 122,500 | $8,871,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,085,834 | $8,871,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 107,369 | $8,868,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 322,547 | $8,828,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 76,929 | $8,754,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 50,000 | $8,707,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 299,276 | $8,706,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 69,466 | $8,698,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 346,588 | $8,692,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 146,234 | $8,681,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,457,557 | $8,675,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 104,535 | $8,666,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 80,236 | $8,660,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 153,335 | $8,637,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 92,725 | $8,634,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 88,499 | $8,628,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200,000 | $8,604,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 672,434 | $8,546,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 465,000 | $8,523,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 116,431 | $8,521,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 417,970 | $8,506,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 188,009 | $8,504,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 9,171,000 | $8,495,000 | thousands by filing date | principal |
| RPM INTL INC COM | 749685103 | Stock | 153,788 | $8,464,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 490,858 | $8,433,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 172,710 | $8,419,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 54,008 | $8,409,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 56,322 | $8,376,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,670,000 | $8,375,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,140,000 | $8,374,000 | thousands by filing date | principal |
| HILL ROM HLDGS INC | 431475102 | COM | 118,010 | $8,331,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 171,859 | $8,321,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 62,634 | $8,285,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 96,570 | $8,258,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 478,195 | $8,249,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100,000 | $8,249,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 147,733 | $8,241,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 531,333 | $8,220,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50,000 | $8,200,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 85,887 | $8,191,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 43,686 | $8,191,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 219,098 | $8,130,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 345,962 | $8,120,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 100,000 | $8,106,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 156,987 | $8,103,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 277,266 | $8,099,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 272,500 | $8,077,000 | thousands by filing date | put |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 3,410,453 | $8,049,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 135,200 | $8,047,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 69,624 | $8,044,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 6,730,000 | $8,026,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 248,197 | $8,016,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 332,437 | $8,005,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 227,681 | $7,977,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 281,082 | $7,966,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 75,479 | $7,903,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 456,084 | $7,894,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 111,265 | $7,871,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 81,743 | $7,858,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 130,963 | $7,845,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280,298 | $7,834,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,722,400 | $7,827,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 450,000 | $7,821,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 165,500 | $7,807,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 84,387 | $7,772,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 286,589 | $7,749,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 162,659 | $7,742,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 237,569 | $7,715,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 342,559 | $7,714,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 39,500 | $7,708,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 521,708 | $7,700,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 592,123 | $7,698,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 179,630 | $7,690,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 212,505 | $7,673,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 140,000 | $7,641,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 140,000 | $7,641,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 201,560 | $7,639,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 6,565,000 | $7,623,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 191,694 | $7,614,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,138,674 | $7,584,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,138,245 | $7,569,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 64,382 | $7,560,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 229,394 | $7,547,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 447,266 | $7,528,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 172,193 | $7,520,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 45,591 | $7,519,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 70,000 | $7,511,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 179,889 | $7,506,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 401,000 | $7,499,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 91,598 | $7,476,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 158,776 | $7,461,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 569,151 | $7,460,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 52,054 | $7,452,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 112,691 | $7,443,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 382,958 | $7,433,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 522,830 | $7,424,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 60,572 | $7,421,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 88,489 | $7,417,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 378,198 | $7,375,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 531,884 | $7,366,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 153,739 | $7,363,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 117,688 | $7,345,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 125,000 | $7,344,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 107,018 | $7,337,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 218,213 | $7,334,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 604,577 | $7,316,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 258,440 | $7,301,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 77,876 | $7,297,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 120,594 | $7,281,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 59,019 | $7,250,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 200,130 | $7,217,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 143,000 | $7,210,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 6,605,000 | $7,175,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 749,690 | $7,152,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 98,968 | $7,141,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 48,200 | $7,124,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 31,000 | $7,121,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 306,214 | $7,121,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 849,350 | $7,118,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 174,593 | $7,102,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 375,643 | $7,083,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 40,000 | $7,074,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 40,000 | $7,074,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 183,497 | $7,065,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 314,503 | $7,060,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 381,511 | $7,059,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,712,672 | $7,056,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 5,300,000 | $7,053,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 7,455,000 | $7,036,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 498,584 | $7,030,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 159,924 | $7,013,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 133,407 | $7,010,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,000,000 | $7,000,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 133,977 | $6,991,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 274,476 | $6,985,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 165,804 | $6,980,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 206,873 | $6,978,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 7,000,000 | $6,965,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 1,316,349 | $6,963,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 323,493 | $6,955,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 497,746 | $6,939,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 96,522 | $6,911,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 747,373 | $6,891,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 448,520 | $6,885,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 33,436 | $6,876,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 298,405 | $6,864,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 7,000,000 | $6,860,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 91,693 | $6,855,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 221,611 | $6,844,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 113,171 | $6,841,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 139,157 | $6,831,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 122,216 | $6,788,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 305,593 | $6,781,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 62,212 | $6,758,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 77,072 | $6,746,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 107,145 | $6,744,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 60,000 | $6,733,000 | thousands by filing date | put |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 160,916 | $6,732,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 125,000 | $6,720,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 125,000 | $6,720,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 6,500,000 | $6,715,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 105,000 | $6,710,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 97,829 | $6,707,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 137,675 | $6,688,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 71,510 | $6,687,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 217,254 | $6,680,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 163,620 | $6,679,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 52,805 | $6,678,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 390,884 | $6,672,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 5,096,000 | $6,648,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 59,300 | $6,633,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 91,235 | $6,625,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 472,972 | $6,598,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 155,300 | $6,591,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 327,146 | $6,585,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 147,264 | $6,582,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 192,402 | $6,555,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 275,493 | $6,538,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 82,648 | $6,523,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 604,891 | $6,515,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 434,605 | $6,497,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 77,842 | $6,496,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 848,076 | $6,488,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 106,811 | $6,483,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 286,972 | $6,482,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,714,000 | $6,461,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 6,562,000 | $6,455,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 161,072 | $6,452,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,074,048 | $6,445,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 109,284 | $6,439,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 32,797 | $6,403,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 723,400 | $6,394,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 6,000,000 | $6,390,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 8,235,000 | $6,388,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 775,413 | $6,366,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 56,300 | $6,356,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 362,158 | $6,352,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 156,273 | $6,344,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 117,299 | $6,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 128,110 | $6,316,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 108,618 | $6,306,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $6,302,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 394,067 | $6,297,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100,000 | $6,281,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100,000 | $6,281,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 104,230 | $6,271,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 300,000 | $6,270,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 95,000 | $6,261,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 231,034 | $6,260,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 433,932 | $6,249,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 314,487 | $6,249,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 151,000 | $6,241,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 90,772 | $6,240,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 158,813 | $6,238,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 87,489 | $6,217,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 175,328 | $6,215,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020723 | this filing | 2017-05-15 | acceptance time not in the bulk data set |