13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 43,044 | $4,349,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 137,553 | $4,346,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 47,043 | $4,342,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 158,200 | $4,334,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 96,069 | $4,327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 154,652 | $4,325,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 189,842 | $4,324,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 517,337 | $4,321,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 53,241 | $4,317,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 85,300 | $4,311,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 214,811 | $4,307,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 116,085 | $4,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 102,317 | $4,300,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 123,761 | $4,292,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 23,372 | $4,291,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 34,894 | $4,287,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 60,000 | $4,285,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,900 | $4,281,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 292,683 | $4,279,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 471,312 | $4,276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 223,529 | $4,273,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 210,606 | $4,267,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 85,517 | $4,266,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 109,371 | $4,259,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 109,374 | $4,256,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 380,286 | $4,240,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 31,279 | $4,235,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 159,400 | $4,232,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 79,848 | $4,225,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 168,674 | $4,222,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 94,225 | $4,200,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 313,359 | $4,187,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 59,771 | $4,187,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 71,746 | $4,175,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 132,863 | $4,174,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 165,772 | $4,166,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 170,618 | $4,166,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,500,000 | $4,165,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 103,427 | $4,154,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 90,300 | $4,150,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 30,598 | $4,150,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 670,521 | $4,149,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 86,934 | $4,139,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 233,565 | $4,118,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 147,776 | $4,097,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 620,230 | $4,093,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 258,900 | $4,091,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 182,489 | $4,086,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 97,913 | $4,084,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 92,300 | $4,082,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 56,600 | $4,072,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,123,000 | $4,071,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,978,000 | $4,063,000 | thousands by filing date | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 28,864 | $4,060,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 208,829 | $4,056,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 329,844 | $4,053,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 4,370,000 | $4,053,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 125,754 | $4,049,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 131,749 | $4,047,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 89,083 | $4,040,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 138,400 | $4,039,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 307,751 | $4,035,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 3,843,000 | $4,027,000 | thousands by filing date | principal |
| UNITI GROUP INC | 91325V108 | COM | 155,741 | $4,025,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 92,745 | $4,016,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 103,000 | $4,016,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 668,430 | $4,011,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 210,713 | $4,003,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 285,429 | $3,996,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 81,800 | $3,988,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 86,800 | $3,987,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 84,200 | $3,977,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 400,129 | $3,969,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,849,759 | $3,959,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 190,253 | $3,958,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 350,000 | $3,955,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 59,395 | $3,953,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 85,105 | $3,953,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 626,807 | $3,949,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 78,863 | $3,947,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 42,187 | $3,940,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 88,152 | $3,922,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 151,937 | $3,919,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 40,934 | $3,918,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 69,718 | $3,886,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 66,018 | $3,886,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 77,494 | $3,885,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 103,329 | $3,883,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 31,160 | $3,880,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 130,800 | $3,877,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 53,716 | $3,876,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 275,448 | $3,864,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 154,411 | $3,863,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 63,331 | $3,862,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 695,730 | $3,861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 135,783 | $3,860,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 95,720 | $3,847,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 36,987 | $3,839,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,600 | $3,838,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 28,603 | $3,836,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 118,470 | $3,829,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 29,792 | $3,825,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 157,371 | $3,820,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 168,969 | $3,811,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 114,499 | $3,806,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 179,769 | $3,803,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 34,277 | $3,783,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,075,000 | $3,773,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 82,914 | $3,763,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 82,862 | $3,753,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 68,064 | $3,748,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 115,246 | $3,732,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 367,912 | $3,727,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 32,154 | $3,718,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,471,000 | $3,712,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200,000 | $3,708,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 54,658 | $3,707,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 36,210 | $3,703,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 128,977 | $3,688,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 42,763 | $3,680,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 58,091 | $3,675,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 106,700 | $3,671,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 89,351 | $3,671,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 194,455 | $3,658,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 425,000 | $3,655,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 59,921 | $3,654,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 103,402 | $3,653,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 117,200 | $3,646,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 112,002 | $3,646,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 91,400 | $3,642,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 242,235 | $3,642,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 44,033 | $3,626,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 588,457 | $3,624,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 69,600 | $3,609,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 387,237 | $3,601,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 106,676 | $3,597,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,703 | $3,588,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 97,404 | $3,586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 65,600 | $3,582,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 161,421 | $3,580,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 105,283 | $3,580,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 103,990 | $3,578,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 94,647 | $3,573,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100,000 | $3,565,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 335,354 | $3,558,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 178,805 | $3,557,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 341,661 | $3,549,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 66,966 | $3,544,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 70,186 | $3,541,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,500 | $3,539,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 180,930 | $3,535,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 48,392 | $3,533,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 256,900 | $3,532,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 111,754 | $3,523,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 40,100 | $3,521,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 168,367 | $3,480,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 314,300 | $3,467,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 35,966 | $3,465,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 74,509 | $3,462,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 29,750 | $3,461,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 22,234 | $3,458,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 163,151 | $3,452,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 122,686 | $3,451,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 104,800 | $3,448,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 169,223 | $3,447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 74,701 | $3,447,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 161,566 | $3,445,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 54,847 | $3,440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 69,160 | $3,439,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 147,700 | $3,432,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 243,400 | $3,415,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 141,179 | $3,412,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 107,657 | $3,398,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 121,223 | $3,393,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 378,167 | $3,385,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 110,000 | $3,383,000 | thousands by filing date | put |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 120,886 | $3,378,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 34,621 | $3,375,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 400,000 | $3,368,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,834 | $3,367,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 62,404 | $3,354,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 367,136 | $3,344,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 38,200 | $3,342,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 113,671 | $3,341,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 75,762 | $3,332,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30,718 | $3,331,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,500,000 | $3,330,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 74,573 | $3,329,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 327,977 | $3,323,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 218,345 | $3,320,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 59,751 | $3,319,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 255,117 | $3,311,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 130,566 | $3,307,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 162,720 | $3,306,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 98,871 | $3,306,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 178,582 | $3,305,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,000 | $3,301,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 401,294 | $3,290,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 164,256 | $3,287,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 83,901 | $3,286,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 114,975 | $3,286,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 31,000 | $3,284,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 251,689 | $3,277,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $3,274,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 75,000 | $3,269,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 45,000 | $3,267,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 54,271 | $3,267,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 161,083 | $3,261,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 100,873 | $3,259,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 138,921 | $3,258,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,226,000 | $3,258,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 288,271 | $3,238,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 28,601 | $3,228,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 214,964 | $3,216,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 28,600 | $3,210,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 37,861 | $3,201,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 195,043 | $3,199,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100,000 | $3,198,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 39,141 | $3,192,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 195,059 | $3,189,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 47,781 | $3,186,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 84,000 | $3,184,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 259,975 | $3,153,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 101,945 | $3,149,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,495 | $3,127,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 31,138 | $3,125,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 92,300 | $3,120,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 207,941 | $3,096,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 61,004 | $3,095,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 468,209 | $3,090,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 134,197 | $3,087,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 37,000 | $3,085,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 518,829 | $3,083,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 202,484 | $3,080,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 81,611 | $3,074,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 131,264 | $3,071,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 193,572 | $3,067,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 120,890 | $3,055,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 93,100 | $3,054,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 61,100 | $3,047,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 132,100 | $3,045,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 376,021 | $3,038,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 250,774 | $3,034,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 56,991 | $3,034,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 51,315 | $3,031,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,132 | $3,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 50,391 | $3,022,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 156,576 | $3,021,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 258,900 | $3,014,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 751,755 | $3,008,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 48,500 | $3,007,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 136,227 | $3,004,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 164,200 | $3,000,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 73,090 | $2,984,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,300 | $2,981,000 | thousands by filing date | put |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 1,260,719 | $2,975,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 215,181 | $2,971,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 63,306 | $2,967,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 349,696 | $2,962,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 43,600 | $2,961,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 310,406 | $2,961,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 45,500 | $2,959,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100,000 | $2,958,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 83,761 | $2,954,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 27,173 | $2,954,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 165,105 | $2,947,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 113,932 | $2,945,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 144,044 | $2,944,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 156,590 | $2,938,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 75,000 | $2,935,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 34,203 | $2,929,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 97,099 | $2,924,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 116,097 | $2,922,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 84,000 | $2,920,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 43,177 | $2,918,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 122,482 | $2,909,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 136,084 | $2,904,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 70,000 | $2,893,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 63,777 | $2,868,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 46,031 | $2,867,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 78,400 | $2,858,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 24,312 | $2,856,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 124,877 | $2,854,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 51,800 | $2,847,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 125,064 | $2,846,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 36,905 | $2,843,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 324,302 | $2,843,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 89,946 | $2,839,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 35,793 | $2,838,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 75,408 | $2,831,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 112,850 | $2,829,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 6,221 | $2,820,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 35,000 | $2,817,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 35,000 | $2,817,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 254,491 | $2,812,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,700 | $2,810,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 55,600 | $2,803,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 21,148 | $2,802,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 293,738 | $2,800,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 149,301 | $2,796,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 47,400 | $2,792,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 21,067 | $2,787,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 152,268 | $2,786,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 131,158 | $2,785,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 126,800 | $2,777,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 32,400 | $2,771,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 186,447 | $2,767,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 36,594 | $2,764,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 59,633 | $2,762,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 228,200 | $2,761,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 164,358 | $2,760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 45,851 | $2,759,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 26,000 | $2,754,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 339,086 | $2,747,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 861,886 | $2,740,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 137,805 | $2,739,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 278,800 | $2,737,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 28,077 | $2,729,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 800,000 | $2,728,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 141,216 | $2,727,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 93,099 | $2,726,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 46,611 | $2,725,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 59,921 | $2,722,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 91,545 | $2,708,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 26,607 | $2,704,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 51,949 | $2,701,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 213,779 | $2,700,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 91,382 | $2,697,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 54,142 | $2,690,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 118,772 | $2,684,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 99,954 | $2,679,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 50,200 | $2,676,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 33,300 | $2,675,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 57,906 | $2,674,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 78,790 | $2,671,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,459,374 | $2,671,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 61,210 | $2,668,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 62,861 | $2,666,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200,000 | $2,664,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 57,480 | $2,660,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 68,666 | $2,656,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 83,185 | $2,652,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 77,147 | $2,652,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 84,380 | $2,637,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 37,479 | $2,634,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 44,685 | $2,633,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 49,183 | $2,629,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 109,061 | $2,626,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 51,780 | $2,625,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 42,500 | $2,623,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21,066 | $2,622,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 39,878 | $2,612,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,291,000 | $2,607,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 50,200 | $2,604,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 56,846 | $2,593,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 45,053 | $2,588,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 43,960 | $2,583,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 134,090 | $2,579,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 179,433 | $2,575,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 129,483 | $2,559,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 264,000 | $2,558,000 | thousands by filing date | call |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 116,569 | $2,557,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 60,420 | $2,556,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 21,675 | $2,553,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 30,333 | $2,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 48,361 | $2,547,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,002,518 | $2,543,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 92,644 | $2,542,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 201,583 | $2,541,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 224,700 | $2,539,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 97,893 | $2,536,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 912,296 | $2,536,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 210,752 | $2,531,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 32,318 | $2,530,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 95,145 | $2,523,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 68,994 | $2,523,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 55,434 | $2,522,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 26,452 | $2,520,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 46,106 | $2,515,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 262,117 | $2,513,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 45,000 | $2,512,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 111,393 | $2,511,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 68,135 | $2,507,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 102,774 | $2,507,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 35,381 | $2,503,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 89,854 | $2,501,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 173,430 | $2,499,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 28,275 | $2,494,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 217,945 | $2,483,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 54,803 | $2,477,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 36,603 | $2,477,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 75,000 | $2,472,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 20,416 | $2,472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 76,504 | $2,464,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 132,058 | $2,456,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 65,400 | $2,453,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 145,627 | $2,452,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 29,978 | $2,446,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 65,875 | $2,441,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,000 | $2,441,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 79,627 | $2,437,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 52,758 | $2,435,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 134,236 | $2,434,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 79,438 | $2,434,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 84,873 | $2,433,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,473,900 | $2,432,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 219,368 | $2,429,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 66,854 | $2,423,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 57,383 | $2,423,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 90,333 | $2,416,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 41,732 | $2,415,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 49,334 | $2,409,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 215,444 | $2,407,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 163,013 | $2,403,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 74,526 | $2,401,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 141,095 | $2,396,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 25,004 | $2,371,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 150,379 | $2,360,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 120,289 | $2,360,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 65,914 | $2,360,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 36,744 | $2,357,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 288,155 | $2,357,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 16,000 | $2,351,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 90,193 | $2,348,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 49,526 | $2,345,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,500,000 | $2,344,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 31,455 | $2,341,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 17,749 | $2,336,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 27,000 | $2,335,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 41,800 | $2,330,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 97,188 | $2,329,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 36,000 | $2,325,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 48,243 | $2,321,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 55,800 | $2,319,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 52,758 | $2,319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 96,537 | $2,318,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 878,482 | $2,318,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 94,585 | $2,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 96,789 | $2,315,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 161,907 | $2,315,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 56,811 | $2,314,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,504,000 | $2,303,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 203,652 | $2,302,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 146,946 | $2,300,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 54,182 | $2,296,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 173,365 | $2,291,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 49,873 | $2,291,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 125,000 | $2,288,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 56,600 | $2,283,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 80,440 | $2,280,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 61,840 | $2,273,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 83,987 | $2,266,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 40,152 | $2,262,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 366,449 | $2,262,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 107,987 | $2,260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 39,426 | $2,251,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 53,226 | $2,250,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 48,476 | $2,248,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 197,828 | $2,247,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10,775 | $2,234,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 61,765 | $2,230,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 33,518 | $2,228,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 60,700 | $2,217,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 333,000 | $2,214,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 10,326 | $2,213,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6,742 | $2,211,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 68,958 | $2,207,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 186,721 | $2,207,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 36,438 | $2,202,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 475,351 | $2,201,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 47,900 | $2,200,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X107 | COM | 26,778 | $2,199,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 42,824 | $2,199,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 165,070 | $2,199,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 42,151 | $2,198,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 135,090 | $2,197,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 51,285 | $2,193,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 105,447 | $2,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 88,957 | $2,191,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 456,766 | $2,188,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 43,800 | $2,185,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 108,003 | $2,182,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 25,707 | $2,181,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 708,334 | $2,181,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 380,974 | $2,179,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 43,270 | $2,175,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 46,000 | $2,174,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 26,445 | $2,170,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 40,777 | $2,166,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 19,210 | $2,163,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,000 | $2,162,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 47,635 | $2,160,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 26,800 | $2,159,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 54,063 | $2,158,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 148,500 | $2,158,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 99,416 | $2,153,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 38,600 | $2,151,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 40,521 | $2,147,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 162,723 | $2,135,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 28,970 | $2,130,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |