13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 126,668 | $3,034,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 117,637 | $3,028,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 117,620 | $3,016,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 32,500 | $3,015,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 333,510 | $3,015,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,700 | $3,012,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 24,552 | $3,012,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 155,000 | $3,012,000 | thousands by filing date | put |
| ISHARES INC | 46434G863 | COM | 49,092 | $3,009,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 33,100 | $3,006,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 77,000 | $3,002,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 153,780 | $2,999,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 225,787 | $2,991,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 159,593 | $2,988,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 124,951 | $2,982,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 18,000 | $2,977,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 76,600 | $2,977,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 41,190 | $2,972,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 56,967 | $2,971,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 318,139 | $2,971,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 186,268 | $2,964,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 156,454 | $2,962,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 70,000 | $2,961,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 137,904 | $2,958,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 65,809 | $2,952,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 242,800 | $2,945,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 57,041 | $2,935,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 104,421 | $2,932,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 50,000 | $2,925,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 50,000 | $2,925,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 180,291 | $2,923,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 117,742 | $2,923,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 125,485 | $2,914,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,437 | $2,912,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 44,874 | $2,911,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 94,123 | $2,911,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 54,190 | $2,907,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 117,858 | $2,903,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 78,821 | $2,902,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 44,000 | $2,898,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 75,074 | $2,894,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 166,555 | $2,890,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 455,802 | $2,890,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 333,690 | $2,883,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 51,412 | $2,879,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 139,087 | $2,879,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 180,247 | $2,879,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 90,000 | $2,878,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 41,200 | $2,872,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 132,505 | $2,871,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 56,844 | $2,866,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 150,500 | $2,864,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 146,623 | $2,863,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,011,484 | $2,862,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 206,942 | $2,862,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 286,769 | $2,859,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,393,584 | $2,857,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 66,500 | $2,855,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 90,616 | $2,850,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 75,013 | $2,842,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 555,847 | $2,835,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 79,269 | $2,830,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 130,349 | $2,829,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 116,895 | $2,821,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 47,856 | $2,820,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 61,220 | $2,820,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 106,226 | $2,819,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 90,762 | $2,803,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 116,634 | $2,799,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 48,325 | $2,799,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 184,076 | $2,796,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,417,000 | $2,795,000 | thousands by filing date | principal |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 119,011 | $2,794,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 219,351 | $2,784,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 68,854 | $2,781,000 | thousands by filing date | |
| RH | 74967X103 | COM | 60,000 | $2,776,000 | thousands by filing date | call |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 107,160 | $2,774,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 111,572 | $2,767,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 28,958 | $2,765,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 179,946 | $2,764,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 210,118 | $2,763,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 136,309 | $2,760,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 195,664 | $2,759,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 28,585 | $2,754,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 74,674 | $2,748,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 116,183 | $2,748,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 840,000 | $2,745,000 | thousands by filing date | principal |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 85,420 | $2,744,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 275,448 | $2,743,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 90,036 | $2,742,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 181,161 | $2,736,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 141,256 | $2,729,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 159,585 | $2,722,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 75,000 | $2,700,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 123,330 | $2,700,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 42,297 | $2,699,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 88,799 | $2,698,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 206,125 | $2,698,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 571,135 | $2,696,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 74,022 | $2,693,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 51,683 | $2,690,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 22,805 | $2,686,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 142,385 | $2,685,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 114,465 | $2,684,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 469,255 | $2,684,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 130,645 | $2,684,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 104,160 | $2,683,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 250,000 | $2,678,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 59,017 | $2,677,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 78,251 | $2,676,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 86,283 | $2,667,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 90,400 | $2,666,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,859,000 | $2,665,000 | thousands by filing date | principal |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 187,436 | $2,663,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 111,551 | $2,662,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 109,113 | $2,662,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,172,079 | $2,661,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 88,813 | $2,659,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 58,300 | $2,658,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 41,110 | $2,657,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 57,797 | $2,656,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 71,613 | $2,655,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 305,348 | $2,654,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 101,923 | $2,650,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,238,500 | $2,650,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 268,853 | $2,645,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 265,026 | $2,637,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 176,200 | $2,636,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 133,819 | $2,634,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 120,117 | $2,630,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 97,218 | $2,630,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 89,500 | $2,627,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 50,606 | $2,622,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,000 | $2,620,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 137,482 | $2,615,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 82,215 | $2,614,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 85,897 | $2,614,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 166,843 | $2,611,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 174,506 | $2,608,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 340,212 | $2,603,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 42,581 | $2,597,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 59,201 | $2,596,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 266,241 | $2,596,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 409,000 | $2,593,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,900 | $2,592,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 54,517 | $2,592,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 193,868 | $2,588,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 50,461 | $2,586,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 270,663 | $2,585,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 307,882 | $2,580,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 134,269 | $2,577,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 95,085 | $2,576,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 48,777 | $2,575,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 324,685 | $2,575,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 244,197 | $2,575,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 85,722 | $2,572,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 77,026 | $2,565,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 25,000 | $2,560,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 318,624 | $2,559,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 220,553 | $2,556,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 479,856 | $2,553,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 103,522 | $2,552,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 40,361 | $2,549,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 284,986 | $2,549,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 19,800 | $2,542,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 359,406 | $2,540,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 236,733 | $2,535,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 20,000 | $2,531,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 20,000 | $2,531,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 49,043 | $2,529,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 20,000 | $2,527,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 201,322 | $2,527,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 43,143 | $2,520,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,959,000 | $2,520,000 | thousands by filing date | principal |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 172,205 | $2,518,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 32,239 | $2,518,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 25,614 | $2,516,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 170,559 | $2,514,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,484,000 | $2,509,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 135,038 | $2,499,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 165,170 | $2,494,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 50,985 | $2,493,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 108,123 | $2,493,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 155,586 | $2,490,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 207,381 | $2,489,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 30,832 | $2,482,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 109,769 | $2,481,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 27,005 | $2,479,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 78,148 | $2,474,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 56,142 | $2,472,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 554,756 | $2,470,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 168,972 | $2,466,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 23,800 | $2,463,000 | thousands by filing date | call |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 178,756 | $2,458,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 303,815 | $2,455,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 93,222 | $2,455,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 300,000 | $2,451,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 138,422 | $2,450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 116,301 | $2,446,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 79,695 | $2,442,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 70,536 | $2,440,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 53,612 | $2,436,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 106,538 | $2,436,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 116,578 | $2,431,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 279,416 | $2,429,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 46,844 | $2,419,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 177,194 | $2,417,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 91,308 | $2,416,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $2,410,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 34,830 | $2,410,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,884 | $2,409,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 15,719 | $2,404,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,400 | $2,404,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 50,000 | $2,404,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 176,354 | $2,402,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 126,687 | $2,400,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 20,571 | $2,399,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 69,025 | $2,394,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 68,663 | $2,393,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 94,627 | $2,392,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 117,643 | $2,388,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 126,048 | $2,387,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 38,956 | $2,386,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 73,545 | $2,383,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 118,715 | $2,381,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 248,645 | $2,375,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 147,865 | $2,373,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 160,795 | $2,372,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 187,393 | $2,371,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 160,317 | $2,363,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 155,939 | $2,363,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 97,762 | $2,361,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,000 | $2,360,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 57,971 | $2,356,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 24,000 | $2,355,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 489,588 | $2,354,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 31,946 | $2,344,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 80,921 | $2,342,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 53,651 | $2,338,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,014,000 | $2,338,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 244,687 | $2,332,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 51,000 | $2,326,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 179,103 | $2,321,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 79,660 | $2,318,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,858 | $2,313,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,017,000 | $2,299,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 123,862 | $2,295,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,967,000 | $2,295,000 | thousands by filing date | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 133,313 | $2,293,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 32,402 | $2,291,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,531 | $2,291,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 167,948 | $2,287,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 162,584 | $2,286,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17,300 | $2,278,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 51,353 | $2,278,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 63,683 | $2,275,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 97,051 | $2,273,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 50,322 | $2,266,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,264,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 45,000 | $2,259,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 66,417 | $2,257,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 298,000 | $2,256,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 69,863 | $2,254,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 408,035 | $2,244,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 70,460 | $2,243,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 98,370 | $2,242,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 37,557 | $2,242,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 156,677 | $2,241,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 75,686 | $2,241,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 107,778 | $2,238,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 130,127 | $2,237,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 530,174 | $2,232,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 149,955 | $2,230,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 38,291 | $2,229,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 119,400 | $2,228,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 60,792 | $2,228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 39,906 | $2,224,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 78,664 | $2,222,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 298,300 | $2,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 114,920 | $2,215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 35,792 | $2,213,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 32,231 | $2,209,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 177,336 | $2,204,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 17,596 | $2,202,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 240,403 | $2,199,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 73,028 | $2,195,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 44,339 | $2,189,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 115,377 | $2,186,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 71,394 | $2,180,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 131,202 | $2,178,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 278,890 | $2,167,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 45,162 | $2,166,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 75,291 | $2,166,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 27,600 | $2,165,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 107,355 | $2,162,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 148,093 | $2,161,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 52,664 | $2,160,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 25,000 | $2,156,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 38,600 | $2,152,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 164,339 | $2,149,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 136,780 | $2,148,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 63,358 | $2,142,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 28,082 | $2,139,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 108,659 | $2,135,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 71,190 | $2,131,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 73,867 | $2,117,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 34,379 | $2,114,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,147 | $2,112,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 139,704 | $2,112,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 58,942 | $2,110,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 98,140 | $2,108,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 164,977 | $2,108,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 108,700 | $2,103,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 48,673 | $2,094,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 197,319 | $2,094,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 140,750 | $2,091,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 92,892 | $2,090,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 41,722 | $2,090,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 108,679 | $2,089,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 122,695 | $2,087,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 128,992 | $2,087,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 41,100 | $2,084,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 172,015 | $2,081,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 61,794 | $2,078,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 157,222 | $2,075,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 158,150 | $2,072,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,400 | $2,070,000 | thousands by filing date | put |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 66,322 | $2,067,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 181,388 | $2,066,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 103,858 | $2,066,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 178,010 | $2,065,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 34,500 | $2,064,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 58,063 | $2,063,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 151,248 | $2,063,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 151,138 | $2,053,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,829,000 | $2,049,000 | thousands by filing date | principal |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 480,415 | $2,047,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 29,155 | $2,043,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 222,787 | $2,037,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 102,779 | $2,036,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 56,499 | $2,034,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 39,669 | $2,033,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 54,201 | $2,033,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 46,879 | $2,033,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 81,685 | $2,033,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 88,340 | $2,031,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 233,410 | $2,031,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,009,000 | $2,029,000 | thousands by filing date | principal |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 105,985 | $2,026,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 175,690 | $2,024,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 39,699 | $2,022,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 55,010 | $2,021,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 1,702,000 | $2,018,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 97,958 | $2,017,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,133,000 | $2,013,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 86,150 | $2,012,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 112,822 | $2,012,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 11,604 | $2,011,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,008,000 | $2,008,000 | thousands by filing date | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 220,803 | $2,005,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 95,800 | $2,002,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 100,000 | $2,002,000 | thousands by filing date | call |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 157,908 | $2,001,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 24,809 | $1,998,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 106,389 | $1,997,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 67,200 | $1,997,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 139,689 | $1,996,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 333,948 | $1,994,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 137,691 | $1,993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 79,256 | $1,980,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 256,863 | $1,980,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $1,980,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 71,416 | $1,976,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 34,654 | $1,975,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 96,582 | $1,966,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 45,926 | $1,963,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 103,076 | $1,962,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 81,237 | $1,957,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 142,318 | $1,957,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 34,827 | $1,956,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 35,931 | $1,955,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 61,608 | $1,954,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 17,000 | $1,948,000 | thousands by filing date | call |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,500,000 | $1,948,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 174,000 | $1,945,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 105,056 | $1,942,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 286,168 | $1,941,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 39,658 | $1,930,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 144,712 | $1,929,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 86,300 | $1,929,000 | thousands by filing date | put |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 38,122 | $1,929,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30,197 | $1,928,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,913 | $1,928,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 48,041 | $1,927,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 119,752 | $1,926,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 173,966 | $1,926,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 193,923 | $1,926,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 98,039 | $1,926,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 265,523 | $1,922,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,689,000 | $1,922,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 46,765 | $1,920,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 150,121 | $1,919,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 19,065 | $1,919,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 77,894 | $1,919,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,500 | $1,916,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 47,968 | $1,916,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 275,000 | $1,909,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,243,000 | $1,907,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 997,000 | $1,907,000 | thousands by filing date | principal |
| CVR ENERGY, INC. | 12662P108 | COM | 94,863 | $1,904,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 64,271 | $1,903,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 67,282 | $1,903,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 86,074 | $1,903,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 104,359 | $1,902,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 636,099 | $1,902,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,800 | $1,900,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 48,054 | $1,898,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 49,953 | $1,895,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 31,891 | $1,893,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 93,774 | $1,882,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 30,459 | $1,877,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 76,111 | $1,877,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 91,143 | $1,874,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 38,920 | $1,872,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 107,487 | $1,871,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 34,658 | $1,868,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 76,337 | $1,866,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 92,250 | $1,863,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 38,932 | $1,861,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,351,000 | $1,861,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 34,600 | $1,860,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 75,461 | $1,855,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 100,000 | $1,850,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 25,614 | $1,848,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 103,200 | $1,845,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 336,717 | $1,842,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 179,795 | $1,838,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 324,367 | $1,832,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 112,050 | $1,832,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 74,401 | $1,832,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 51,807 | $1,832,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 148,247 | $1,832,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 200,715 | $1,829,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 46,232 | $1,827,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 109,018 | $1,826,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 43,156 | $1,824,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 142,271 | $1,819,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 27,864 | $1,819,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 104,800 | $1,818,000 | thousands by filing date | call |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,489,000 | $1,818,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 30,948 | $1,818,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 43,893 | $1,815,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 75,467 | $1,815,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 28,100 | $1,814,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 110,062 | $1,810,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 54,662 | $1,808,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 40,890 | $1,807,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 69,611 | $1,803,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 35,665 | $1,800,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 112,524 | $1,800,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21,153 | $1,799,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,900 | $1,798,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 97,420 | $1,798,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 57,700 | $1,796,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 44,938 | $1,793,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,807,000 | $1,788,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,743,000 | $1,787,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 150,145 | $1,786,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 35,767 | $1,786,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 63,623 | $1,784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 53,320 | $1,783,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 72,522 | $1,777,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 182,148 | $1,776,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 188,973 | $1,773,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 283,255 | $1,773,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 22,165 | $1,773,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 75,000 | $1,772,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 31,532 | $1,772,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 103,275 | $1,771,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 43,985 | $1,768,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 229,540 | $1,768,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 29,732 | $1,767,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 81,906 | $1,765,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 14,800 | $1,758,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 24,704 | $1,754,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 571,459 | $1,754,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 207,260 | $1,749,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 92,871 | $1,746,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 62,560 | $1,742,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 110,185 | $1,742,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 38,471 | $1,739,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 19,800 | $1,738,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 113,876 | $1,736,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 41,558 | $1,736,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 14,574 | $1,735,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 27,438 | $1,733,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 49,111 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 35,671 | $1,720,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 35,430 | $1,718,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 32,232 | $1,713,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |