13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 41,764 | $1,712,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 113,852 | $1,708,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 55,523 | $1,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 50,992 | $1,707,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 13,100 | $1,705,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 34,710 | $1,705,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 136,958 | $1,704,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 40,062 | $1,699,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,859 | $1,691,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 24,371 | $1,690,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 64,628 | $1,689,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 121,187 | $1,688,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 56,017 | $1,687,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 28,434 | $1,684,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 62,926 | $1,684,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 91,327 | $1,683,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 105,830 | $1,682,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 313,670 | $1,681,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 98,825 | $1,680,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 121,705 | $1,679,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 66,561 | $1,676,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 109,751 | $1,676,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 96,172 | $1,673,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 66,050 | $1,671,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 245,360 | $1,666,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 62,670 | $1,664,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 116,923 | $1,663,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 127,930 | $1,658,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 61,972 | $1,656,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 137,225 | $1,655,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 91,750 | $1,655,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 59,875 | $1,648,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 53,474 | $1,647,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 97,589 | $1,646,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 202,767 | $1,646,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 110,747 | $1,645,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 57,892 | $1,644,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,510 | $1,643,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,469,000 | $1,643,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 13,100 | $1,642,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 27,900 | $1,642,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 548,070 | $1,633,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 30,943 | $1,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 51,529 | $1,632,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 75,368 | $1,631,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 117,474 | $1,631,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,892 | $1,630,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 93,928 | $1,630,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 39,556 | $1,628,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 156,444 | $1,626,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $1,625,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 5,810 | $1,625,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 86,088 | $1,624,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 68,709 | $1,623,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 61,537 | $1,621,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 72,202 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,162 | $1,621,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,419,900 | $1,621,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,658 | $1,619,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 13,300 | $1,616,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,243 | $1,614,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 65,528 | $1,614,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 79,242 | $1,609,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 42,994 | $1,605,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 75,177 | $1,605,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 35,061 | $1,602,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 37,200 | $1,599,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 75,163 | $1,598,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 66,033 | $1,598,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 72,910 | $1,597,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 9,150 | $1,592,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 104,420 | $1,592,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 53,079 | $1,591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 66,372 | $1,590,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 51,570 | $1,589,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 89,018 | $1,585,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 101,302 | $1,585,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 133,640 | $1,584,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 201,878 | $1,584,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 76,152 | $1,584,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 128,104 | $1,582,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 45,900 | $1,579,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 50,145 | $1,577,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 254,524 | $1,576,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 79,100 | $1,573,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 34,442 | $1,573,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 197,471 | $1,572,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 159,922 | $1,569,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 49,298 | $1,561,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 101,727 | $1,560,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 16,460 | $1,560,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 122,897 | $1,553,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 54,880 | $1,552,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,090,000 | $1,552,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 46,138 | $1,549,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,205 | $1,549,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 67,634 | $1,549,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 60,849 | $1,549,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 198,412 | $1,548,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 14,255 | $1,548,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 128,997 | $1,544,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 110,558 | $1,542,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 50,000 | $1,541,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 78,596 | $1,540,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 58,722 | $1,539,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 112,996 | $1,529,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 73,849 | $1,529,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 50,568 | $1,528,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,900 | $1,521,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 46,080 | $1,518,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 91,155 | $1,517,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 80,733 | $1,517,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 50,000 | $1,514,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 33,400 | $1,513,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 12,383 | $1,512,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 17,129 | $1,509,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 60,745 | $1,507,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 231,750 | $1,507,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 207,866 | $1,505,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 56,022 | $1,502,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 44,851 | $1,499,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 299,765 | $1,498,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 194,162 | $1,497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 53,815 | $1,493,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 135,000 | $1,492,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 46,116 | $1,491,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 76,526 | $1,486,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 155,942 | $1,486,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 39,877 | $1,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 33,225 | $1,484,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 61,000 | $1,482,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 165,625 | $1,482,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 388,952 | $1,478,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 19,194 | $1,477,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,955 | $1,477,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 91,117 | $1,473,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 36,370 | $1,472,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 16,800 | $1,470,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 29,245 | $1,469,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 10,865 | $1,468,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 122,295 | $1,467,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 75,953 | $1,466,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,000 | $1,465,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 53,357 | $1,464,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 28,226 | $1,463,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 43,042 | $1,463,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 87,968 | $1,462,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 89,648 | $1,458,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 109,865 | $1,456,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,202 | $1,454,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 97,241 | $1,452,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 55,418 | $1,451,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 265,727 | $1,451,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 156,596 | $1,442,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 83,769 | $1,438,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 86,462 | $1,438,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 81,139 | $1,436,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 167,784 | $1,435,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 152,580 | $1,434,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 99,091 | $1,431,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,573 | $1,431,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 112,730 | $1,429,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 51,300 | $1,428,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 58,500 | $1,427,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 15,839 | $1,424,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 79,300 | $1,424,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 138,043 | $1,423,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 93,923 | $1,423,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 52,203 | $1,422,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 63,059 | $1,422,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 249,578 | $1,422,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 47,800 | $1,421,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 38,500 | $1,417,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 118,410 | $1,415,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 41,789 | $1,413,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 83,826 | $1,412,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 57,123 | $1,410,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 86,247 | $1,405,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,384,334 | $1,405,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 29,907 | $1,404,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 158,104 | $1,402,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 33,505 | $1,400,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 142,518 | $1,400,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 91,247 | $1,399,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 43,306 | $1,396,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 70,180 | $1,395,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 155,844 | $1,395,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 17,029 | $1,389,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 51,480 | $1,389,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 45,275 | $1,387,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 56,049 | $1,387,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 126,051 | $1,385,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 32,985 | $1,384,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 39,159 | $1,384,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $1,383,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 133,588 | $1,381,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 38,781 | $1,377,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 104,171 | $1,376,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 16,458 | $1,376,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 53,238 | $1,375,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 300,045 | $1,374,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 15,250 | $1,373,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 83,280 | $1,372,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 68,034 | $1,372,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 123,508 | $1,364,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 181,565 | $1,363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 41,163 | $1,362,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 33,342 | $1,362,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 90,800 | $1,358,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 86,100 | $1,357,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 34,756 | $1,357,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 134,028 | $1,354,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100,587 | $1,353,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 214,915 | $1,352,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,446 | $1,351,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 78,223 | $1,351,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 60,635 | $1,347,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 54,604 | $1,346,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 90,920 | $1,345,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 74,618 | $1,344,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 70,700 | $1,343,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 14,445 | $1,343,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 14,829 | $1,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 106,165 | $1,337,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 50,655 | $1,333,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 44,687 | $1,331,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 50,319 | $1,329,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 44,649 | $1,326,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 37,736 | $1,325,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 42,134 | $1,323,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 58,496 | $1,323,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 37,530 | $1,319,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 35,036 | $1,316,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 173,980 | $1,314,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 36,820 | $1,310,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 39,046 | $1,305,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 96,755 | $1,305,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 18,690 | $1,304,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 58,909 | $1,300,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 21,700 | $1,296,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 71,825 | $1,296,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 38,563 | $1,295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 34,063 | $1,293,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 32,506 | $1,292,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 74,586 | $1,290,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 69,007 | $1,284,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 85,069 | $1,284,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 29,957 | $1,283,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 203,988 | $1,279,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 56,162 | $1,279,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 75,651 | $1,278,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 82,232 | $1,277,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 59,624 | $1,274,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 385,062 | $1,271,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 51,757 | $1,268,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 47,178 | $1,267,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 83,278 | $1,267,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 124,449 | $1,267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 30,694 | $1,266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 59,452 | $1,262,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 77,893 | $1,260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 46,053 | $1,258,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 103,124 | $1,255,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 98,900 | $1,253,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 174,100 | $1,252,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 77,067 | $1,251,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 95,935 | $1,249,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 122,953 | $1,246,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,800 | $1,244,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 105,995 | $1,242,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 21,333 | $1,241,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 247,228 | $1,241,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 12,100 | $1,239,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 44,177 | $1,239,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 66,200 | $1,238,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 65,373 | $1,237,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 43,710 | $1,235,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 57,757 | $1,235,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 801,700 | $1,235,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 71,140 | $1,228,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 72,247 | $1,227,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 123,988 | $1,227,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 47,142 | $1,226,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 121,927 | $1,225,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14,765 | $1,225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 44,049 | $1,224,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 29,600 | $1,223,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 62,688 | $1,222,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,000 | $1,221,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 77,183 | $1,221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 39,180 | $1,220,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 37,060 | $1,220,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 71,367 | $1,219,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28,848 | $1,218,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 738,013 | $1,218,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 121,199 | $1,218,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 15,920 | $1,217,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,305,000 | $1,216,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 24,892 | $1,214,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 47,941 | $1,212,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 69,071 | $1,212,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 20,473 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 16,032 | $1,211,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 20,000 | $1,210,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 50,955 | $1,210,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 282,269 | $1,203,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 22,500 | $1,200,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 128,227 | $1,199,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,200 | $1,198,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 134,798 | $1,198,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 82,309 | $1,197,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 34,147 | $1,195,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $1,194,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 78,894 | $1,193,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 52,087 | $1,193,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 53,237 | $1,193,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 21,900 | $1,193,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 41,771 | $1,192,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 59,117 | $1,191,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 28,395 | $1,191,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 133,638 | $1,190,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 45,596 | $1,188,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 49,302 | $1,188,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 83,524 | $1,187,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 27,646 | $1,187,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 13,743 | $1,182,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,389 | $1,180,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 29,800 | $1,179,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 27,000 | $1,177,000 | thousands by filing date | put |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 31,658 | $1,173,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 56,601 | $1,172,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 81,955 | $1,172,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 335,775 | $1,168,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 32,079 | $1,165,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 63,870 | $1,161,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,900 | $1,157,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 50,963 | $1,157,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 189,604 | $1,156,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 253,227 | $1,152,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10,000 | $1,147,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 52,177 | $1,147,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 24,700 | $1,145,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 115,549 | $1,142,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 80,790 | $1,142,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 33,100 | $1,137,000 | thousands by filing date | call |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 36,225 | $1,136,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,100 | $1,134,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 121,363 | $1,134,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,131,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,131,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 33,137 | $1,129,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 282,030 | $1,129,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,000 | $1,127,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 52,783 | $1,124,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 238,916 | $1,121,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 117,558 | $1,121,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,000,000 | $1,121,000 | thousands by filing date | principal |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 45,834 | $1,119,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65,317 | $1,114,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 25,100 | $1,114,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 35,727 | $1,114,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 313,413 | $1,113,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 47,000 | $1,110,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 85,371 | $1,104,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 37,652 | $1,103,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 53,357 | $1,102,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 53,691 | $1,101,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 28,838 | $1,100,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 196,150 | $1,094,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 15,995 | $1,091,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 49,625 | $1,090,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 65,588 | $1,088,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 62,519 | $1,085,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 97,119 | $1,084,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 34,878 | $1,083,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 62,903 | $1,082,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 75,067 | $1,080,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,350 | $1,075,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 39,019 | $1,071,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 28,638 | $1,068,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 70,431 | $1,068,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 39,670 | $1,068,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 55,278 | $1,066,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,623 | $1,065,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 91,547 | $1,064,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 120,000 | $1,064,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 31,296 | $1,061,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 16,600 | $1,061,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 223,298 | $1,060,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 50,533 | $1,058,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 61,955 | $1,057,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,700 | $1,056,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 49,998 | $1,052,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 38,494 | $1,051,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 72,753 | $1,045,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 74,290 | $1,041,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,600 | $1,036,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 63,056 | $1,035,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 84,383 | $1,033,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 58,874 | $1,033,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 152,935 | $1,032,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 861,026 | $1,032,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 24,956 | $1,031,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 65,781 | $1,030,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 52,095 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 21,018 | $1,028,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 54,073 | $1,027,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,000 | $1,027,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 128,918 | $1,026,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 25,208 | $1,026,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 170,559 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 16,611 | $1,023,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 155,893 | $1,021,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 60,805 | $1,021,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 30,993 | $1,018,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 68,725 | $1,015,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 37,450 | $1,013,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 45,292 | $1,013,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 23,295 | $1,012,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 42,743 | $1,010,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 36,112 | $1,009,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 74,834 | $1,008,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 55,065 | $1,008,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 86,914 | $1,004,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 70,558 | $1,003,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 69,075 | $1,002,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 164,099 | $1,002,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 1,008,000 | $997,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,400 | $995,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 57,805 | $995,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 19,463 | $993,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 18,000 | $992,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 51,380 | $992,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 47,694 | $992,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,025,000 | $992,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 57,003 | $990,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 89,984 | $989,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 30,245 | $988,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 103,914 | $987,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 74,900 | $986,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 22,131 | $983,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 28,432 | $979,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 44,797 | $979,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 35,657 | $979,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 42,851 | $979,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 69,815 | $977,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,000 | $976,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 42,526 | $976,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 78,443 | $973,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 49,019 | $971,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 78,188 | $967,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 19,140 | $956,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 93,684 | $956,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 17,839 | $952,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 164,576 | $951,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 72,955 | $951,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 75,000 | $951,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 24,978 | $946,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 50,265 | $945,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 26,216 | $944,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 73,152 | $944,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 57,584 | $943,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 69,403 | $942,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 61,159 | $939,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 26,241 | $938,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 54,837 | $937,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 29,178 | $937,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 27,774 | $937,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 147,143 | $937,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 26,574 | $936,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 24,649 | $935,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 138,447 | $933,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 24,796 | $932,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 63,615 | $928,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 44,116 | $926,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 19,049 | $926,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 50,000 | $923,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 45,901 | $921,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 87,834 | $920,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 27,962 | $919,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 53,904 | $917,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 39,145 | $917,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 44,586 | $915,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 71,900 | $912,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 94,340 | $910,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 54,018 | $907,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 100,000 | $906,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 856,000 | $906,000 | thousands by filing date | principal |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 24,182 | $903,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 97,647 | $903,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,400 | $902,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 79,469 | $902,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 49,137 | $901,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 53,787 | $900,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 87,279 | $899,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 119,585 | $899,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 30,819 | $898,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 129,248 | $897,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 25,245 | $897,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 55,483 | $896,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |