13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 212,269 | $5,073,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 301,464 | $5,073,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 76,654 | $5,070,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 94,008 | $5,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 85,941 | $5,066,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 528,218 | $5,065,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 131,015 | $5,062,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 171,816 | $5,051,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 70,267 | $5,037,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 90,313 | $5,035,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 192,044 | $5,031,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 457,404 | $5,031,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 399,545 | $5,030,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 154,442 | $5,020,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 272,028 | $5,016,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 151,370 | $5,015,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 52,439 | $5,015,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 273,695 | $5,011,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 240,368 | $5,010,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 93,045 | $4,999,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 118,044 | $4,998,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 132,475 | $4,994,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 45,824 | $4,993,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 174,506 | $4,987,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 146,137 | $4,985,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 168,487 | $4,984,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 200,324 | $4,978,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 442,681 | $4,971,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 137,719 | $4,966,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 161,400 | $4,944,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 431,078 | $4,940,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 375,698 | $4,937,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 800,700 | $4,932,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 166,200 | $4,926,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 332,290 | $4,924,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 190,894 | $4,923,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,860,000 | $4,922,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 201,238 | $4,910,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 85,990 | $4,908,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 119,112 | $4,907,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 82,814 | $4,904,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 146,043 | $4,900,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 167,475 | $4,899,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 4,910,000 | $4,895,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 113,700 | $4,891,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 240,630 | $4,889,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 189,041 | $4,887,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 151,975 | $4,883,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 219,161 | $4,876,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 282,025 | $4,873,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 98,034 | $4,869,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 139,147 | $4,869,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 43,200 | $4,868,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 259,355 | $4,863,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 66,400 | $4,860,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 165,769 | $4,857,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 916,932 | $4,851,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 194,416 | $4,850,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 187,873 | $4,846,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 177,245 | $4,846,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 145,229 | $4,845,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 264,343 | $4,826,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 111,827 | $4,814,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 350,483 | $4,809,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 397,006 | $4,804,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 188,965 | $4,793,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 565,704 | $4,791,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 307,722 | $4,791,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 468,127 | $4,788,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 217,488 | $4,770,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 193,651 | $4,770,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 91,582 | $4,769,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 204,387 | $4,767,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 79,582 | $4,754,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 195,850 | $4,754,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 434,733 | $4,747,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,068,861 | $4,746,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 428,580 | $4,745,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 57,596 | $4,744,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 310,890 | $4,744,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 337,501 | $4,725,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,096,118 | $4,724,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 253,000 | $4,721,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 135,296 | $4,721,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 66,570 | $4,720,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 642,916 | $4,719,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 85,464 | $4,713,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 245,161 | $4,710,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 95,040 | $4,709,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 197,792 | $4,701,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 477,122 | $4,695,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 67,813 | $4,693,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 85,250 | $4,687,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 70,791 | $4,679,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,011,000 | $4,679,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 469,255 | $4,674,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 177,627 | $4,671,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 109,134 | $4,668,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 218,265 | $4,653,000 | thousands by filing date | |
| RH | 74967X103 | COM | 100,500 | $4,649,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 768,155 | $4,647,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 234,400 | $4,636,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 184,567 | $4,629,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,400 | $4,624,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 55,347 | $4,619,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 59,452 | $4,611,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 193,466 | $4,595,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 475,904 | $4,592,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,626,000 | $4,584,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 232,978 | $4,572,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 306,617 | $4,571,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 702,405 | $4,566,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 62,012 | $4,553,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 113,502 | $4,551,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 32,700 | $4,548,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 102,184 | $4,538,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 180,476 | $4,535,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 148,802 | $4,528,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 206,025 | $4,525,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 67,458 | $4,519,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 95,600 | $4,515,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 69,881 | $4,515,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 36,003 | $4,512,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 135,356 | $4,508,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 155,786 | $4,508,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 56,393 | $4,505,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $4,502,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $4,502,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 507,284 | $4,501,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 366,547 | $4,501,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 841,552 | $4,500,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 107,100 | $4,498,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 166,512 | $4,496,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 35,000 | $4,493,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 400,356 | $4,488,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 369,937 | $4,480,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 108,084 | $4,475,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 103,689 | $4,474,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 237,691 | $4,466,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,001,000 | $4,457,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 332,795 | $4,453,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11,600 | $4,449,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 218,199 | $4,449,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 747,733 | $4,448,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 332,800 | $4,446,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 187,900 | $4,429,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 190,400 | $4,427,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 383,542 | $4,418,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 112,381 | $4,412,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 369,697 | $4,411,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 223,587 | $4,405,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 397,600 | $4,386,000 | thousands by filing date | call |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 137,908 | $4,376,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 117,576 | $4,359,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 43,121 | $4,348,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,067,825 | $4,346,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 360,642 | $4,342,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 177,851 | $4,331,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,566,000 | $4,330,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 149,529 | $4,329,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 31,896 | $4,326,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 772,828 | $4,324,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 185,990 | $4,319,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 201,637 | $4,313,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 222,843 | $4,312,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $4,311,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 83,939 | $4,305,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 204,672 | $4,298,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 196,242 | $4,296,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 318,206 | $4,295,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 175,365 | $4,293,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 187,584 | $4,286,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 62,278 | $4,278,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 273,238 | $4,276,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 54,613 | $4,275,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 144,925 | $4,275,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 160,561 | $4,264,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 65,846 | $4,263,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 289,366 | $4,262,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 526,914 | $4,257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 174,866 | $4,251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 378,729 | $4,242,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 171,846 | $4,238,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 318,740 | $4,236,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $4,230,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 72,232 | $4,224,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 282,167 | $4,224,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 147,567 | $4,220,000 | thousands by filing date | |
| PROSHARES TR II | 74347W213 | COM | 200,000 | $4,214,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 289,000 | $4,199,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 250,618 | $4,198,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 908,708 | $4,198,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 75,124 | $4,195,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 186,000 | $4,191,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 125,461 | $4,191,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 280,300 | $4,190,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 239,790 | $4,185,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 426,336 | $4,182,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 90,000 | $4,181,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 90,776 | $4,174,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 515,091 | $4,173,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 191,885 | $4,169,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 164,072 | $4,167,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 80,821 | $4,159,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 3,488,000 | $4,159,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 103,207 | $4,156,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 624,753 | $4,155,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 139,423 | $4,154,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 495,462 | $4,152,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 140,000 | $4,150,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 123,794 | $4,148,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 151,638 | $4,142,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 77,125 | $4,140,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 661,126 | $4,139,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,072,095 | $4,138,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 125,700 | $4,134,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 100,000 | $4,131,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 204,371 | $4,128,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 306,250 | $4,119,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 230,500 | $4,110,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 257,615 | $4,109,000 | thousands by filing date | call |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 341,306 | $4,109,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,590,339 | $4,103,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 244,450 | $4,102,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 311,802 | $4,094,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 156,587 | $4,089,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 250,346 | $4,083,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 166,818 | $4,082,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,196,973 | $4,082,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 66,800 | $4,081,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 1,429,352 | $4,074,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 80,805 | $4,062,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 46,751 | $4,061,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 98,823 | $4,060,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 175,475 | $4,057,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 64,264 | $4,056,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25,000 | $4,052,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25,000 | $4,052,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 46,756 | $4,045,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 207,327 | $4,039,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 201,427 | $4,038,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 57,900 | $4,036,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 197,767 | $4,030,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 167,123 | $4,020,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 580,037 | $4,019,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 454,931 | $4,013,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 74,483 | $3,992,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 56,500 | $3,991,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 173,173 | $3,990,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 130,000 | $3,988,000 | thousands by filing date | put |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,992,000 | $3,981,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 236,492 | $3,979,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 191,327 | $3,979,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 287,857 | $3,975,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 205,624 | $3,969,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 69,395 | $3,962,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 77,531 | $3,962,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 129,951 | $3,961,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 85,877 | $3,958,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 151,699 | $3,950,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 40,605 | $3,942,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 384,702 | $3,936,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 237,942 | $3,927,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 45,900 | $3,926,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 85,297 | $3,923,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 980,389 | $3,922,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 432,000 | $3,914,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 171,733 | $3,912,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 164,927 | $3,909,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 232,670 | $3,904,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 111,051 | $3,904,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 111,660 | $3,901,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 166,097 | $3,894,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 275,653 | $3,889,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,868,000 | $3,887,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,730,000 | $3,886,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 173,189 | $3,884,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 198,078 | $3,876,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 68,756 | $3,876,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 195,711 | $3,871,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 88,131 | $3,864,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 139,203 | $3,863,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 142,792 | $3,861,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 184,059 | $3,852,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 156,233 | $3,849,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 59,609 | $3,833,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $3,832,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,815 | $3,827,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 183,517 | $3,817,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 237,752 | $3,816,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 153,444 | $3,798,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 949,416 | $3,797,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 79,641 | $3,793,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 55,600 | $3,786,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 95,672 | $3,785,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 188,329 | $3,785,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 274,602 | $3,775,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 118,142 | $3,775,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 412,008 | $3,770,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 135,849 | $3,766,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 313,661 | $3,764,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 62,409 | $3,764,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 40,000 | $3,763,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 146,241 | $3,763,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 33,600 | $3,762,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 320,500 | $3,753,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 751,476 | $3,750,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 33,400 | $3,742,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 100,000 | $3,739,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,500,000 | $3,725,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 280,600 | $3,720,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 79,800 | $3,708,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 56,013 | $3,705,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 250,000 | $3,695,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 401,158 | $3,692,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 94,520 | $3,690,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 117,400 | $3,689,000 | thousands by filing date | put |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 141,871 | $3,685,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 341,975 | $3,683,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 92,872 | $3,683,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 66,253 | $3,680,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 135,708 | $3,677,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 75,000 | $3,668,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 86,951 | $3,660,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 86,183 | $3,659,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 89,668 | $3,657,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 138,000 | $3,650,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 49,000 | $3,645,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 3,271,000 | $3,643,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 88,593 | $3,641,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 94,552 | $3,636,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 57,030 | $3,628,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 92,500 | $3,625,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 226,233 | $3,624,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 46,150 | $3,622,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 314,809 | $3,618,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 383,180 | $3,617,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 178,501 | $3,614,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 490,889 | $3,613,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 52,293 | $3,611,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 59,500 | $3,600,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 218,060 | $3,598,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 108,501 | $3,598,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 101,029 | $3,581,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 27,800 | $3,568,000 | thousands by filing date | call |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 166,861 | $3,563,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 33,909 | $3,559,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 58,200 | $3,556,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 228,300 | $3,555,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,736,000 | $3,550,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 257,686 | $3,546,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 202,114 | $3,545,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 76,653 | $3,534,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 146,499 | $3,528,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 67,494 | $3,521,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 101,628 | $3,516,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 138,926 | $3,516,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 66,612 | $3,509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 78,027 | $3,507,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,483,000 | $3,505,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 37,200 | $3,499,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 138,626 | $3,497,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,092,000 | $3,492,000 | thousands by filing date | principal |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 269,891 | $3,487,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 52,500 | $3,485,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 201,671 | $3,483,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 254,907 | $3,480,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 179,724 | $3,477,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 152,107 | $3,471,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 70,461 | $3,471,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 49,137 | $3,461,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,213,000 | $3,450,000 | thousands by filing date | principal |
| FIVE9 INC | 338307101 | COM | 209,555 | $3,449,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 51,009 | $3,448,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 53,376 | $3,441,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 360,575 | $3,440,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 34,280 | $3,433,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 252,401 | $3,433,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 135,980 | $3,432,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 133,788 | $3,430,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 414,972 | $3,428,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 106,387 | $3,422,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 90,200 | $3,419,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 263,293 | $3,417,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 194,725 | $3,416,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 134,439 | $3,415,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 75,000 | $3,411,000 | thousands by filing date | put |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 181,568 | $3,410,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 66,644 | $3,406,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 108,880 | $3,405,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 52,373 | $3,404,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 58,544 | $3,402,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 224,342 | $3,401,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 238,507 | $3,377,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 100,714 | $3,369,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 169,931 | $3,367,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 78,200 | $3,364,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 98,572 | $3,364,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 55,311 | $3,364,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 55,417 | $3,359,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,220,000 | $3,358,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 104,376 | $3,354,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 129,912 | $3,353,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 278,979 | $3,350,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 59,499 | $3,348,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 63,212 | $3,348,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 267,061 | $3,346,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 55,417 | $3,346,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 25,000 | $3,342,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 161,472 | $3,342,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 335,282 | $3,326,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 65,214 | $3,326,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 45,742 | $3,322,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 163,100 | $3,319,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 170,775 | $3,317,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 106,295 | $3,315,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 48,877 | $3,313,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 47,143 | $3,313,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 59,824 | $3,303,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 361,425 | $3,296,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 17,700 | $3,296,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 246,308 | $3,295,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 65,331 | $3,291,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 116,669 | $3,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 72,423 | $3,287,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 474,474 | $3,284,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 150,000 | $3,284,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 277,771 | $3,278,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 135,447 | $3,277,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 84,549 | $3,277,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 231,485 | $3,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,415 | $3,275,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 254,848 | $3,275,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 93,003 | $3,274,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 133,354 | $3,267,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 81,091 | $3,256,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 295,409 | $3,250,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 301,255 | $3,239,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 922,500 | $3,238,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 169,483 | $3,236,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 274,267 | $3,236,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 54,217 | $3,226,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 386,765 | $3,226,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 93,652 | $3,221,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 97,838 | $3,221,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 13,800 | $3,212,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 156,715 | $3,212,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,000 | $3,211,000 | thousands by filing date | call |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 133,634 | $3,211,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 161,419 | $3,209,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 230,925 | $3,208,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 26,600 | $3,206,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 100,402 | $3,204,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 506,701 | $3,203,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 100,680 | $3,202,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 179,981 | $3,202,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 49,016 | $3,200,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 82,554 | $3,191,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 599,641 | $3,190,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 42,600 | $3,187,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 126,455 | $3,187,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 75,000 | $3,183,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 97,031 | $3,172,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 193,277 | $3,170,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 159,889 | $3,169,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 75,000 | $3,168,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 220,701 | $3,167,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 53,600 | $3,163,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 237,226 | $3,160,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 250,027 | $3,157,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 596,086 | $3,141,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 161,050 | $3,138,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 126,499 | $3,138,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 104,540 | $3,136,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 194,180 | $3,133,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 219,974 | $3,130,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 136,746 | $3,122,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,647 | $3,121,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 54,253 | $3,120,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 513,888 | $3,119,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 110,894 | $3,117,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 135,533 | $3,117,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,771,000 | $3,114,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 124,290 | $3,106,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 249,976 | $3,100,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 225,348 | $3,099,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 108,400 | $3,096,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 61,597 | $3,090,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 252,895 | $3,090,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 244,649 | $3,083,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 48,500 | $3,082,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 84,575 | $3,076,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 67,900 | $3,076,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 197,144 | $3,071,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 43,162 | $3,068,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 113,300 | $3,059,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 358,184 | $3,056,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 87,985 | $3,055,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,055,000 | $3,049,000 | thousands by filing date | principal |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 198,074 | $3,047,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |