13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 259,801 | $896,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 18,011 | $895,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 40,100 | $892,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 62,277 | $891,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 18,307 | $891,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 18,912 | $890,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,907 | $889,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 23,315 | $889,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 38,222 | $888,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,875 | $886,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 53,795 | $884,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 17,250 | $884,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 38,968 | $884,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,000 | $882,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 69,484 | $878,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 40,000 | $876,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 52,859 | $873,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 39,172 | $870,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 12,334 | $868,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 172,424 | $866,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 60,410 | $863,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 99,219 | $863,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 17,695 | $862,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 26,612 | $860,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 44,269 | $859,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 52,045 | $859,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 69,816 | $858,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 98,500 | $857,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 32,600 | $857,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 47,156 | $855,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 46,829 | $855,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 33,912 | $855,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 59,800 | $853,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 125,727 | $851,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 22,172 | $848,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 42,342 | $847,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 59,300 | $846,000 | thousands by filing date | call |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 11,391 | $846,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 67,633 | $845,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 89,779 | $844,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 218,474 | $843,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 796,000 | $843,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 245,979 | $842,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 62,759 | $842,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 24,110 | $841,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 135,853 | $838,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 23,551 | $833,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 95,450 | $830,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 46,909 | $827,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 47,889 | $825,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,071 | $825,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 113,121 | $824,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 69,601 | $820,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 100,177 | $820,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 214,202 | $819,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 69,274 | $818,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 9,259 | $817,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 51,602 | $817,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 54,329 | $815,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 149,525 | $815,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 57,954 | $813,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 28,895 | $813,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 117,509 | $812,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 18,283 | $811,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,877 | $811,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 66,279 | $811,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 17,500 | $810,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 673,000 | $809,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 43,752 | $808,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 43,861 | $808,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 111,027 | $807,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 28,584 | $806,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 30,606 | $806,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 82,277 | $806,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 31,481 | $805,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 63,910 | $802,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 81,493 | $799,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 94,077 | $798,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 16,000 | $797,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 29,393 | $797,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 107,996 | $797,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,515 | $796,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 26,800 | $796,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 52,059 | $796,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 63,308 | $793,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,402,000 | $793,000 | thousands by filing date | principal |
| ARCH COAL INC | 039380407 | COMMON STOCK | 11,478 | $792,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 38,365 | $791,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 16,094 | $789,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 19,629 | $788,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 54,281 | $787,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,224 | $786,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,000 | $786,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 16,765 | $786,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 33,327 | $783,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 43,784 | $782,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 18,800 | $779,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 12,600 | $778,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 55,084 | $778,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 15,860 | $777,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 315,984 | $774,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,609 | $774,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 21,218 | $773,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 41,345 | $772,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,911 | $769,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 28,188 | $768,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 78,597 | $768,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 40,854 | $767,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 24,292 | $766,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 24,029 | $764,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 106,649 | $763,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 30,213 | $761,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 73,659 | $760,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 124,502 | $759,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 553 | $757,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 53,896 | $757,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 43,142 | $756,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 62,268 | $756,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,000 | $753,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,289 | $752,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,900 | $751,000 | thousands by filing date | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 28,431 | $751,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 17,192 | $751,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 70,723 | $750,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 997,000 | $750,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 60,000 | $747,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 51,123 | $744,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 65,694 | $742,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 83,731 | $742,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 20,199 | $740,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25,000 | $740,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 41,162 | $734,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 29,725 | $730,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 79,361 | $730,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 56,158 | $729,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 80,970 | $728,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 500,000 | $728,000 | thousands by filing date | principal |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,398 | $727,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 41,863 | $727,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 9,305 | $726,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 42,315 | $726,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 20,485 | $723,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 41,564 | $723,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,586 | $723,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 100,013 | $722,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $720,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 694,000 | $719,000 | thousands by filing date | principal |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 86,735 | $718,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,540 | $718,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 51,341 | $717,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 144,416 | $715,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 25,510 | $714,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 18,000 | $714,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 9,800 | $712,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 25,292 | $709,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 58,980 | $708,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 112,000 | $708,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 47,460 | $706,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 57,255 | $706,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 50,000 | $703,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 34,086 | $700,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 53,641 | $699,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 50,327 | $697,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 49,686 | $697,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 95,918 | $695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 16,323 | $695,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 62,786 | $694,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 91,912 | $693,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 60,375 | $691,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 57,265 | $691,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,849 | $691,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 49,826 | $690,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 29,029 | $690,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,100 | $688,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 40,236 | $685,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 77,823 | $684,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 84,980 | $684,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 16,898 | $683,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 30,200 | $682,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,992 | $682,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 45,156 | $681,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,400 | $680,000 | thousands by filing date | put |
| IVLU | 46435G409 | COM | 29,003 | $678,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 37,020 | $678,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 39,858 | $678,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 8,052 | $677,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 15,544 | $676,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 35,600 | $676,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 11,130 | $673,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 11,967 | $672,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18,558 | $671,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 54,616 | $670,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 50,240 | $669,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 108,558 | $669,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 19,598 | $669,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 171,115 | $667,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 28,391 | $667,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 50,000 | $666,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 138,679 | $663,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 36,131 | $663,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 65,848 | $660,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 115,600 | $659,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 105,165 | $659,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 41,521 | $658,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 26,348 | $657,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 37,012 | $655,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,090 | $653,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 10,854 | $652,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 95,073 | $652,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 383,579 | $652,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 92,473 | $652,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 24,161 | $649,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 15,800 | $648,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 16,317 | $648,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 14,900 | $645,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 30,025 | $645,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 17,940 | $645,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 54,036 | $642,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 44,045 | $641,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 58,403 | $640,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 16,251 | $640,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 13,743 | $640,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 243,596 | $636,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 47,009 | $634,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 740,595 | $634,000 | thousands by filing date | principal |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 37,500 | $633,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 25,047 | $633,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,200 | $632,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,807 | $632,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 31,424 | $632,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 65,691 | $630,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 16,900 | $629,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 71,342 | $628,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 8,500 | $627,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 21,700 | $626,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 7,900 | $625,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 13,707 | $625,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 102,150 | $625,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 30,000 | $625,000 | thousands by filing date | call |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 13,421 | $625,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,600 | $624,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 26,007 | $623,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 35,598 | $622,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 15,580 | $622,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,700 | $621,000 | thousands by filing date | put |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 32,051 | $621,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 50,800 | $621,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 51,628 | $620,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 57,052 | $618,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 53,197 | $618,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,803 | $617,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,461 | $616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 7,696 | $616,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 13,136 | $615,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 32,127 | $614,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,790 | $612,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 24,299 | $611,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 25,081 | $610,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 22,207 | $609,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 245,629 | $609,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 35,621 | $607,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 57,239 | $606,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 24,472 | $606,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 13,100 | $605,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 66,016 | $605,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,616 | $603,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 67,977 | $603,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 79,753 | $603,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 35,515 | $602,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 152,179 | $601,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 64,517 | $600,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 8,047 | $599,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 14,318 | $598,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,231 | $597,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 63,082 | $596,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 40,402 | $596,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 12,141 | $594,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 55,456 | $593,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 140,800 | $593,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 33,804 | $592,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 46,127 | $592,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 33,967 | $592,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 40,878 | $592,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 46,481 | $591,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 49,518 | $589,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 108,542 | $586,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 13,500 | $585,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 34,121 | $585,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 29,400 | $584,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 57,589 | $584,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 69,530 | $584,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 44,233 | $583,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 30,943 | $580,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 62,169 | $578,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 34,451 | $578,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 100,640 | $578,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,810 | $577,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 70,026 | $573,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 39,046 | $573,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 23,452 | $573,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 11,811 | $572,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 24,963 | $572,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 56,042 | $571,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 67,753 | $569,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 30,939 | $569,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 22,575 | $566,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,900 | $565,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 61,404 | $564,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 20,857 | $563,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,000 | $562,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 38,817 | $561,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,926 | $560,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 38,119 | $560,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20,839 | $560,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 30,188 | $560,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 18,904 | $558,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,166 | $557,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 78,216 | $557,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 514,000 | $557,000 | thousands by filing date | principal |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 15,655 | $556,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 34,715 | $554,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,884 | $554,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,800 | $553,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 42,550 | $552,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 149,424 | $550,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 49,230 | $550,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 15,188 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 15,462 | $549,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 54,096 | $549,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 14,459 | $548,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,000 | $548,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 19,015 | $547,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 24,468 | $545,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 24,105 | $545,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 135,356 | $542,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 30,334 | $542,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 28,600 | $537,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V306 | COM SER C | 34,567 | $537,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 25,817 | $536,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 56,291 | $536,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 21,156 | $536,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 54,216 | $535,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 22,256 | $535,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 22,332 | $534,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,853 | $533,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 103,400 | $533,000 | thousands by filing date | call |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 40,032 | $533,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 40,527 | $532,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 27,320 | $532,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 171,575 | $531,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 22,006 | $530,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 53,973 | $527,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 29,563 | $526,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 115,561 | $525,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 36,468 | $524,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,500 | $523,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 18,340 | $523,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,619 | $522,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 25,381 | $521,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 24,646 | $520,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 18,837 | $520,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 19,154 | $520,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 124,952 | $519,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 44,773 | $519,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 52,600 | $518,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 13,400 | $518,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 90,840 | $518,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 60,444 | $517,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 133,022 | $517,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 18,342 | $516,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 26,209 | $515,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 20,916 | $514,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 10,986 | $513,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 34,717 | $513,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 14,900 | $512,000 | thousands by filing date | call |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 20,609 | $512,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 34,857 | $510,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 33,137 | $508,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,774 | $506,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 19,100 | $506,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 24,234 | $506,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 26,389 | $505,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 68,789 | $505,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 69,743 | $504,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 29,837 | $504,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 410,000 | $503,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 36,801 | $498,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 59,184 | $497,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 27,900 | $496,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 12,027 | $496,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 82,539 | $496,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 29,226 | $494,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 47,781 | $492,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,565 | $492,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,384 | $490,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 62,318 | $490,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 84,239 | $489,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 104,853 | $489,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 32,373 | $488,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 69,000 | $488,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 295,000 | $487,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 40,582 | $487,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 391,000 | $486,000 | thousands by filing date | principal |
| GAZIT GLOBE LTD | M4793C102 | SHS | 46,380 | $485,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 134,133 | $484,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,665 | $482,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 6,524 | $482,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 8,677 | $480,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 32,900 | $480,000 | thousands by filing date | call |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 12,151 | $480,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 117,429 | $478,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 68,462 | $476,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,846 | $476,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 24,463 | $476,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 42,761 | $475,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 127,510 | $474,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 65,679 | $473,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,800 | $473,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 41,942 | $472,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 19,426 | $471,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 31,003 | $469,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 37,407 | $468,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 72,940 | $467,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 80,289 | $467,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 9,661 | $465,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 22,667 | $464,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 28,102 | $458,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 23,448 | $457,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 974 | $456,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 56,607 | $455,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 42,793 | $455,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 32,238 | $455,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 16,511 | $455,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 82,313 | $452,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 12,214 | $451,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 40,974 | $450,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 33,043 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 6,225 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 38,369 | $449,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 32,583 | $447,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 13,379 | $446,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 29,018 | $445,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 8,444 | $445,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,000 | $444,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 8,070 | $444,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 20,913 | $444,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,300 | $443,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 26,160 | $442,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 26,845 | $440,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 19,000 | $440,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 30,788 | $440,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 16,238 | $439,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 48,497 | $439,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 44,507 | $436,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 26,465 | $436,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,564 | $436,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 31,266 | $436,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 28,276 | $435,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 30,309 | $435,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 41,474 | $435,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 8,445 | $434,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 18,600 | $434,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 18,088 | $433,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 13,711 | $432,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 34,232 | $428,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 15,249 | $428,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 58,436 | $428,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 22,691 | $427,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 38,216 | $427,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,039 | $427,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 22,433 | $426,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 83,115 | $424,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 450,000 | $424,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,000 | $423,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y509 | Cmn | 15,188 | $423,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 17,913 | $422,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 60,828 | $420,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 107,766 | $420,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 19,527 | $420,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 44,684 | $419,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 365,137 | $419,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,867 | $418,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 22,528 | $416,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 74,594 | $414,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 63,082 | $414,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 48,084 | $414,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 30,854 | $413,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 14,583 | $412,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 157,680 | $410,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 20,420 | $410,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 25,376 | $409,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,300 | $408,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 36,530 | $407,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,241 | $402,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 39,813 | $401,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 15,243 | $401,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 400,000 | $401,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H108 | COM | 15,100 | $400,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 21,874 | $399,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,000 | $399,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |