13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 167,342 | $8,879,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 537,754 | $8,862,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 232,669 | $8,862,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 318,710 | $8,856,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 65,414 | $8,855,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 83,686 | $8,854,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 397,889 | $8,853,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 216,900 | $8,852,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 66,013 | $8,851,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 256,923 | $8,836,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 315,624 | $8,834,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 148,452 | $8,832,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 90,124 | $8,828,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 127,418 | $8,816,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 325,059 | $8,816,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,046,000 | $8,814,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 882,583 | $8,809,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 356,234 | $8,802,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 130,102 | $8,801,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 573,584 | $8,793,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 462,288 | $8,760,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 152,993 | $8,760,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 115,671 | $8,735,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 219,305 | $8,696,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 218,335 | $8,665,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 229,792 | $8,658,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100,000 | $8,652,000 | thousands by filing date | put |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 53,893 | $8,620,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 216,187 | $8,615,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,184,000 | $8,611,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 53,962 | $8,593,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,785,923 | $8,556,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 492,826 | $8,550,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 85,746 | $8,547,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 496,582 | $8,521,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 228,900 | $8,515,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 236,766 | $8,499,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 404,597 | $8,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 368,391 | $8,491,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,076,185 | $8,490,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 725,842 | $8,485,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 97,900 | $8,484,000 | thousands by filing date | put |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 186,490 | $8,481,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 877,517 | $8,476,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 336,629 | $8,470,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 638,510 | $8,460,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 234,200 | $8,457,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 164,500 | $8,454,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 175,072 | $8,454,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 70,500 | $8,452,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 513,444 | $8,446,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 316,357 | $8,446,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 70,200 | $8,441,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 50,000 | $8,434,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 97,234 | $8,430,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 322,340 | $8,429,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 593,204 | $8,424,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 189,044 | $8,418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 208,344 | $8,411,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 104,413 | $8,392,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 200,452 | $8,377,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 182,534 | $8,342,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 360,835 | $8,318,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 260,000 | $8,286,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 400,444 | $8,284,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 368,281 | $8,268,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 55,671 | $8,263,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 261,886 | $8,257,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 322,300 | $8,254,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 348,100 | $8,250,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 221,177 | $8,245,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 522,475 | $8,239,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 219,467 | $8,232,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 202,466 | $8,231,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 118,088 | $8,212,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 188,077 | $8,212,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 173,700 | $8,211,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 67,688 | $8,210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 341,766 | $8,206,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 100,000 | $8,195,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 309,894 | $8,190,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 72,458 | $8,186,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 69,162 | $8,185,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 501,152 | $8,184,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 208,245 | $8,174,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 47,500 | $8,171,000 | thousands by filing date | put |
| BulletShares 2025 Corporate | 18383M191 | COM | 401,850 | $8,166,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 174,365 | $8,160,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 731,344 | $8,154,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 533,969 | $8,144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 278,849 | $8,142,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 565,156 | $8,133,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 543,563 | $8,131,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 147,200 | $8,124,000 | thousands by filing date | call |
| FORTIS INC | 349553107 | COM | 245,000 | $8,124,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 271,257 | $8,124,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 259,692 | $8,118,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 190,628 | $8,115,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 97,443 | $8,083,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,836,177 | $8,079,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 289,692 | $8,063,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 135,814 | $8,062,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 159,500 | $8,061,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 252,293 | $8,061,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 122,200 | $8,054,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 519,711 | $8,035,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 339,000 | $8,034,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 530,229 | $8,028,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 237,316 | $8,016,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 129,100 | $8,004,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 131,679 | $7,982,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 675,000 | $7,972,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 335,494 | $7,971,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 453,807 | $7,964,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 310,800 | $7,960,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 273,511 | $7,946,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 246,254 | $7,939,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 322,255 | $7,918,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 429,117 | $7,909,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 566,798 | $7,907,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 319,202 | $7,904,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 509,964 | $7,904,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $7,902,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 110,929 | $7,894,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 54,486 | $7,856,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 216,594 | $7,851,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 876,100 | $7,841,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 540,558 | $7,833,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 937,168 | $7,826,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 222,606 | $7,802,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 128,780 | $7,798,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 104,585 | $7,795,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 53,874 | $7,794,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 447,051 | $7,788,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,343,986 | $7,782,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200,000 | $7,780,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 386,984 | $7,775,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 143,612 | $7,771,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 323,676 | $7,762,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 97,985 | $7,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 194,377 | $7,736,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 156,170 | $7,732,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 182,477 | $7,728,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 944,800 | $7,719,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 163,300 | $7,713,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 541,195 | $7,702,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 624,392 | $7,693,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 550,792 | $7,678,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 142,260 | $7,677,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150,000 | $7,676,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 193,627 | $7,667,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 274,416 | $7,665,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 546,464 | $7,650,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 496,075 | $7,649,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 292,400 | $7,640,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 63,025 | $7,632,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 138,191 | $7,622,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 140,006 | $7,619,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 740,351 | $7,611,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 271,118 | $7,600,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 66,300 | $7,599,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 391,320 | $7,599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 107,081 | $7,598,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 457,131 | $7,594,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,627,285 | $7,592,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 150,103 | $7,583,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 157,646 | $7,550,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 831,299 | $7,548,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 58,572 | $7,546,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 510,000 | $7,538,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 53,400 | $7,537,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 263,302 | $7,533,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 202,547 | $7,514,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 229,277 | $7,510,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 137,273 | $7,510,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 282,569 | $7,502,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 278,237 | $7,478,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,902,507 | $7,477,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 273,807 | $7,462,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 161,676 | $7,445,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 273,426 | $7,409,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 195,578 | $7,395,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 85,500 | $7,393,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 362,984 | $7,387,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 80,541 | $7,361,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 644,924 | $7,352,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 380,812 | $7,349,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 575,601 | $7,338,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 310,040 | $7,332,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 314,210 | $7,329,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 85,317 | $7,326,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 35,558 | $7,326,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 143,000 | $7,320,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 237,509 | $7,291,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 489,126 | $7,287,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 99,056 | $7,284,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 283,302 | $7,281,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 7,596,000 | $7,269,000 | thousands by filing date | principal |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 248,114 | $7,255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 166,047 | $7,246,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 764,881 | $7,221,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 142,035 | $7,215,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 193,060 | $7,201,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 110,884 | $7,197,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 295,555 | $7,196,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 422,725 | $7,186,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 197,623 | $7,184,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 555,900 | $7,149,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 154,908 | $7,140,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 68,375 | $7,138,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 205,980 | $7,134,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 495,555 | $7,121,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 657,234 | $7,112,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 143,196 | $7,096,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 400,936 | $7,096,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 273,362 | $7,094,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 180,965 | $7,092,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 270,742 | $7,086,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 262,100 | $7,074,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 274,472 | $7,065,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 148,441 | $7,061,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 119,585 | $7,061,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 505,871 | $7,006,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 149,748 | $7,001,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 126,975 | $6,995,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 162,102 | $6,971,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 117,831 | $6,964,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 292,113 | $6,952,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 152,278 | $6,943,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 124,578 | $6,928,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 226,798 | $6,927,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 202,186 | $6,921,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 835,057 | $6,856,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 199,999 | $6,851,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 243,915 | $6,842,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 585,062 | $6,840,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 554,948 | $6,826,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 234,902 | $6,821,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 282,194 | $6,818,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 97,697 | $6,811,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 155,643 | $6,800,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 179,246 | $6,793,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 430,639 | $6,787,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,324,094 | $6,786,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 267,494 | $6,781,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 485,580 | $6,770,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 106,600 | $6,754,000 | thousands by filing date | call |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 5,175,000 | $6,750,000 | thousands by filing date | principal |
| ISHARES TR | 46434V571 | ISHARES TR | 264,029 | $6,748,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 422,697 | $6,742,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 452,707 | $6,740,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 516,858 | $6,730,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 214,327 | $6,708,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 331,158 | $6,706,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 142,200 | $6,698,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 145,534 | $6,683,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 35,539 | $6,674,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 443,454 | $6,670,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 301,748 | $6,666,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 817,234 | $6,661,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 394,988 | $6,652,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 230,082 | $6,649,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 154,016 | $6,646,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 141,794 | $6,643,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 198,987 | $6,638,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 49,200 | $6,634,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 113,141 | $6,631,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 252,292 | $6,630,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 72,862 | $6,624,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 153,544 | $6,616,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 153,052 | $6,605,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 180,597 | $6,601,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 259,449 | $6,600,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 139,673 | $6,592,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 459,593 | $6,581,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 86,618 | $6,574,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 68,500 | $6,556,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 71,400 | $6,550,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 528,162 | $6,549,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,057,357 | $6,545,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 85,490 | $6,533,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 45,000 | $6,531,000 | thousands by filing date | call |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 270,177 | $6,530,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 257,275 | $6,522,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 322,827 | $6,521,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 196,978 | $6,516,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 206,895 | $6,507,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 276,642 | $6,493,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 832,203 | $6,484,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 151,925 | $6,479,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 100,954 | $6,478,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 188,000 | $6,467,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 236,057 | $6,456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 161,923 | $6,439,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 307,239 | $6,439,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 153,364 | $6,384,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 167,703 | $6,356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 152,399 | $6,350,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 574,051 | $6,315,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 216,437 | $6,307,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 509,049 | $6,297,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 146,770 | $6,285,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 72,951 | $6,281,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 247,326 | $6,260,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 459,748 | $6,257,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 139,995 | $6,251,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 235,596 | $6,246,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 644,484 | $6,245,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 193,354 | $6,236,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 33,900 | $6,219,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 226,074 | $6,206,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 689,108 | $6,195,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 203,419 | $6,186,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 179,760 | $6,184,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 49,651 | $6,182,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 171,174 | $6,181,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 100,000 | $6,171,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 213,234 | $6,162,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 681,599 | $6,154,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 231,866 | $6,147,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 185,383 | $6,145,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 40,000 | $6,144,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 273,960 | $6,137,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 232,920 | $6,135,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,442,677 | $6,132,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 102,993 | $6,126,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 331,700 | $6,123,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 236,979 | $6,111,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 582,061 | $6,083,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 108,777 | $6,071,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 340,000 | $6,062,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 977,200 | $6,049,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 72,500 | $6,046,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 492,227 | $6,040,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 334,648 | $6,040,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 205,459 | $6,038,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 147,800 | $6,032,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 561,523 | $6,020,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 254,321 | $6,007,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 295,478 | $6,004,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 361,557 | $5,991,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 215,946 | $5,990,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 175,105 | $5,977,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 222,616 | $5,967,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 300,906 | $5,964,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 116,806 | $5,962,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 158,551 | $5,960,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 473,081 | $5,951,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 371,485 | $5,947,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 204,430 | $5,935,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 457,507 | $5,934,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 531,740 | $5,930,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 141,802 | $5,923,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 112,752 | $5,921,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 322,154 | $5,917,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 61,075 | $5,893,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 144,543 | $5,887,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 158,170 | $5,884,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 200,000 | $5,884,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 68,000 | $5,880,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 199,163 | $5,879,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 112,500 | $5,877,000 | thousands by filing date | put |
| CALAMOS DY COM NPV | 12811V105 | COM | 305,492 | $5,869,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 516,111 | $5,863,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 307,754 | $5,862,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 70,000 | $5,857,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 145,512 | $5,857,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 754,290 | $5,847,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 290,008 | $5,838,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 161,085 | $5,822,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 236,067 | $5,816,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 87,593 | $5,810,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 407,276 | $5,804,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 230,263 | $5,802,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 183,883 | $5,801,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 872,000 | $5,799,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 100,000 | $5,789,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 515,893 | $5,778,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 28,000 | $5,772,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 256,200 | $5,772,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 198,573 | $5,769,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 332,330 | $5,760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 112,068 | $5,754,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 220,164 | $5,750,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 207,528 | $5,743,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 423,539 | $5,739,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 205,076 | $5,732,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 182,770 | $5,726,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 265,159 | $5,722,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,108,200 | $5,707,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 85,000 | $5,706,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 389,926 | $5,704,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 169,800 | $5,700,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 303,200 | $5,694,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 234,618 | $5,685,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 274,743 | $5,682,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 42,500 | $5,681,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 211,447 | $5,674,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286,600 | $5,669,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 228,448 | $5,662,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 161,291 | $5,651,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 104,003 | $5,648,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 275,613 | $5,644,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 5,390,000 | $5,638,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 213,323 | $5,633,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 45,000 | $5,627,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 184,342 | $5,622,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 51,400 | $5,621,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 56,118 | $5,619,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 391,019 | $5,607,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 161,448 | $5,605,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 645,740 | $5,605,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 354,549 | $5,605,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 47,100 | $5,595,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 73,750 | $5,591,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 359,035 | $5,590,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 648,583 | $5,584,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 954,564 | $5,584,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 958,599 | $5,579,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 125,898 | $5,577,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,800 | $5,566,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,351,175 | $5,566,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 188,330 | $5,560,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 97,500 | $5,552,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 157,622 | $5,545,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 5,411,000 | $5,543,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 494,551 | $5,534,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 174,082 | $5,534,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 225,301 | $5,525,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 165,301 | $5,510,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 58,311 | $5,504,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 123,600 | $5,489,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 497,644 | $5,489,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 90,292 | $5,480,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 123,701 | $5,479,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 86,000 | $5,476,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 252,705 | $5,470,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 108,324 | $5,449,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 177,209 | $5,434,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 50,043 | $5,425,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 151,222 | $5,422,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 200,066 | $5,412,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 355,806 | $5,404,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 103,100 | $5,403,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 108,248 | $5,399,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 369,857 | $5,399,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 76,265 | $5,396,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 371,574 | $5,395,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 215,749 | $5,376,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 117,415 | $5,354,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 259,283 | $5,354,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 219,567 | $5,354,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 213,917 | $5,348,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 281,469 | $5,348,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 82,729 | $5,336,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 212,864 | $5,326,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,404,000 | $5,324,000 | thousands by filing date | principal |
| AVEXIS INC | 05366U100 | COM | 70,000 | $5,322,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 178,642 | $5,313,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 194,004 | $5,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 102,292 | $5,309,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 81,648 | $5,308,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 298,976 | $5,307,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 539,246 | $5,301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 105,648 | $5,297,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 47,748 | $5,296,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,181,000 | $5,291,000 | thousands by filing date | principal |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 201,940 | $5,277,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 43,500 | $5,274,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 143,102 | $5,267,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 118,500 | $5,263,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 53,800 | $5,257,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 105,400 | $5,253,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 207,060 | $5,249,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 174,467 | $5,243,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 49,137 | $5,237,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 397,823 | $5,232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 104,834 | $5,223,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 96,648 | $5,217,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 312,507 | $5,206,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 263,067 | $5,206,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 332,096 | $5,201,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 171,688 | $5,194,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 35,000 | $5,189,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 124,438 | $5,188,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 548,400 | $5,188,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 365,947 | $5,185,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 232,836 | $5,183,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,339,518 | $5,183,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 53,335 | $5,178,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200,000 | $5,170,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 256,008 | $5,166,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 121,900 | $5,155,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 25,827 | $5,150,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 283,053 | $5,143,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 192,907 | $5,118,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 143,947 | $5,117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 450,000 | $5,117,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 353,739 | $5,098,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 310,461 | $5,092,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |