13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKORN INC | 009728106 | COM | 638,285 | $15,370,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 335,204 | $15,369,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 403,253 | $15,368,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 273,537 | $15,361,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 394,683 | $15,360,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 219,244 | $15,359,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 732,612 | $15,312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 288,962 | $15,278,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 564,130 | $15,276,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 961,237 | $15,226,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,202,550 | $15,200,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 360,843 | $15,192,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 526,487 | $15,190,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 133,446 | $15,166,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 224,357 | $15,145,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 104,307 | $15,139,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 702,454 | $15,117,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 609,339 | $15,093,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 412,732 | $15,085,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 357,000 | $15,080,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 280,848 | $15,060,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 615,930 | $15,042,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 117,900 | $15,038,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 240,718 | $15,009,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 270,024 | $15,003,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 426,150 | $14,988,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 98,059 | $14,974,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 288,396 | $14,959,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 255,000 | $14,948,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 450,939 | $14,926,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,093,570 | $14,921,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 417,892 | $14,856,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 695,706 | $14,840,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 322,800 | $14,836,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 501,200 | $14,831,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 131,325 | $14,822,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 11,291,000 | $14,812,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 213,402 | $14,808,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 429,782 | $14,806,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 468,200 | $14,795,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 773,727 | $14,793,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 451,389 | $14,791,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 635,609 | $14,765,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 924,447 | $14,745,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 242,781 | $14,735,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 95,215 | $14,717,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 352,700 | $14,715,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 133,843 | $14,710,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,022,893 | $14,699,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 273,197 | $14,698,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 263,239 | $14,696,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 597,920 | $14,679,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 850,700 | $14,675,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 132,071 | $14,666,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 266,267 | $14,658,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 874,024 | $14,587,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 313,200 | $14,579,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 365,434 | $14,570,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 160,827 | $14,481,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 442,379 | $14,479,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 580,183 | $14,417,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 397,413 | $14,405,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 152,923 | $14,405,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,370,534 | $14,389,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 15,323,000 | $14,384,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 277,280 | $14,359,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 198,020 | $14,355,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 350,164 | $14,293,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 708,833 | $14,283,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 191,147 | $14,275,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 240,945 | $14,273,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 600,127 | $14,223,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 822,495 | $14,213,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,161,732 | $14,208,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,137,538 | $14,197,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 217,611 | $14,195,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 659,255 | $14,173,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 451,902 | $14,167,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 11,991,000 | $14,157,000 | thousands by filing date | principal |
| LENDINGCLUB CORP | 52603A109 | COM | 2,575,241 | $14,138,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,240,340 | $14,127,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 626,060 | $14,106,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 126,367 | $14,046,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 206,678 | $14,026,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 252,579 | $14,004,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 143,400 | $13,989,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 156,574 | $13,989,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 233,854 | $13,952,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 205,546 | $13,946,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 11,932,000 | $13,923,000 | thousands by filing date | principal |
| CAE INC COM | 124765108 | Stock | 909,994 | $13,914,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 392,658 | $13,901,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 243,100 | $13,874,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 90,900 | $13,862,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 3,947,394 | $13,854,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 331,814 | $13,843,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,171,151 | $13,820,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 109,805 | $13,794,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 486,862 | $13,778,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 272,900 | $13,756,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,110,690 | $13,717,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 378,798 | $13,701,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 282,142 | $13,627,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 228,625 | $13,614,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,085,498 | $13,611,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 785,832 | $13,603,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 381,272 | $13,593,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,079,222 | $13,577,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 177,180 | $13,574,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 224,118 | $13,573,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 268,913 | $13,570,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 216,153 | $13,557,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 826,166 | $13,541,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 285,725 | $13,532,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,150,037 | $13,513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 456,036 | $13,481,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 720,579 | $13,474,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 306,243 | $13,462,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 388,589 | $13,422,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 194,678 | $13,396,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 401,400 | $13,371,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 210,000 | $13,371,000 | thousands by filing date | call |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 256,819 | $13,367,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 284,610 | $13,349,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 167,600 | $13,343,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 341,184 | $13,302,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 265,662 | $13,294,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 994,424 | $13,285,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 215,344 | $13,251,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 218,799 | $13,232,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 228,433 | $13,224,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 834,172 | $13,180,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 317,967 | $13,171,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 140,545 | $13,169,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 163,100 | $13,139,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 949,853 | $13,136,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 165,668 | $13,089,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 405,308 | $13,051,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 259,335 | $13,035,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,523,472 | $13,026,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 276,568 | $13,023,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 293,631 | $13,022,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 218,500 | $13,005,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,449,648 | $12,974,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,599,868 | $12,959,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 514,808 | $12,957,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 353,000 | $12,937,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,098,601 | $12,932,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 373,080 | $12,909,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 469,158 | $12,887,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 765,382 | $12,873,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 194,890 | $12,873,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 228,259 | $12,857,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 282,460 | $12,846,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 328,928 | $12,844,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 65,800 | $12,841,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 789,368 | $12,811,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 121,914 | $12,757,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 612,747 | $12,755,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 497,716 | $12,750,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 10,147,000 | $12,741,000 | thousands by filing date | principal |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 265,652 | $12,728,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 354,722 | $12,717,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 534,106 | $12,717,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 323,951 | $12,715,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 284,217 | $12,698,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 626,780 | $12,693,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 703,160 | $12,692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 138,464 | $12,677,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 248,957 | $12,664,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 105,442 | $12,659,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 33,000 | $12,656,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 10,222,000 | $12,650,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 251,297 | $12,645,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 14,899 | $12,641,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 489,245 | $12,598,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 293,420 | $12,591,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 149,948 | $12,583,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 225,815 | $12,564,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 580,021 | $12,558,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 214,991 | $12,555,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 74,700 | $12,526,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 385,592 | $12,490,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,286,529 | $12,461,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 169,395 | $12,459,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 208,671 | $12,458,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 731,113 | $12,443,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 421,931 | $12,425,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 178,014 | $12,408,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 242,463 | $12,389,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 518,783 | $12,389,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 156,217 | $12,380,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 197,800 | $12,354,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 85,910 | $12,301,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 630,325 | $12,292,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 597,603 | $12,291,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,039,152 | $12,272,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 815,237 | $12,262,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 943,060 | $12,259,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 269,031 | $12,254,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 527,102 | $12,250,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 225,176 | $12,221,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 316,974 | $12,218,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 178,330 | $12,215,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 107,936 | $12,202,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 235,253 | $12,184,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 418,774 | $12,182,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 218,821 | $12,151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 824,509 | $12,145,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 308,683 | $12,141,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,094,310 | $12,114,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 96,000 | $12,112,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 290,100 | $12,112,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 542,110 | $12,111,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 157,992 | $12,103,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,785,819 | $12,072,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 507,269 | $12,068,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 181,752 | $12,067,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 12,000,000 | $12,060,000 | thousands by filing date | principal |
| REXNORD CORP | 76169B102 | COMMON STOCK | 521,295 | $12,032,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 285,975 | $12,019,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 468,145 | $12,008,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,405,364 | $12,001,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 323,835 | $11,982,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 204,629 | $11,960,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 578,867 | $11,948,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 188,334 | $11,933,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 573,902 | $11,915,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 314,223 | $11,900,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 619,518 | $11,894,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 329,860 | $11,892,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,241,009 | $11,889,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 367,880 | $11,886,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 59,492 | $11,881,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 91,200 | $11,868,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 217,100 | $11,849,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 222,960 | $11,799,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 600,936 | $11,796,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 137,216 | $11,742,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 91,270 | $11,720,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 112,769 | $11,710,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 160,326 | $11,702,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 153,937 | $11,646,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 441,598 | $11,636,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 230,848 | $11,587,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 394,101 | $11,587,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,766,375 | $11,587,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 260,438 | $11,585,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 210,339 | $11,578,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 290,483 | $11,570,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 428,069 | $11,541,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 202,100 | $11,533,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 184,840 | $11,525,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 335,020 | $11,519,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 282,783 | $11,515,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 225,000 | $11,513,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 627,269 | $11,499,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 11,552,000 | $11,480,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 183,346 | $11,478,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 206,640 | $11,468,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 553,997 | $11,457,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 106,107 | $11,453,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 552,513 | $11,432,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 137,000 | $11,424,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 407,363 | $11,423,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 577,996 | $11,415,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 143,683 | $11,395,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 221,866 | $11,366,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 428,042 | $11,365,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 362,952 | $11,361,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 138,500 | $11,358,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 860,102 | $11,353,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 243,363 | $11,293,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 141,636 | $11,281,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 225,813 | $11,275,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 638,715 | $11,254,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 103,300 | $11,252,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 382,430 | $11,243,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 162,061 | $11,226,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 106,684 | $11,224,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 79,193 | $11,201,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 175,885 | $11,198,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 116,453 | $11,195,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 192,582 | $11,189,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 149,105 | $11,182,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 108,835 | $11,168,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 217,500 | $11,160,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 255,435 | $11,124,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 224,465 | $11,112,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 212,310 | $11,095,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 702,032 | $11,086,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 615,191 | $11,074,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 888,900 | $11,067,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 180,146 | $11,010,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 535,639 | $11,008,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 531,740 | $11,002,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 273,632 | $11,000,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 70,500 | $10,963,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 950,352 | $10,939,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 111,700 | $10,914,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 208,897 | $10,913,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 218,235 | $10,910,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 776,789 | $10,906,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 971,385 | $10,850,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 202,487 | $10,843,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 121,100 | $10,841,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 487,562 | $10,814,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 179,411 | $10,809,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 676,305 | $10,808,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 465,000 | $10,802,000 | thousands by filing date | put |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 381,068 | $10,799,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 17,263 | $10,780,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 287,100 | $10,775,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 429,852 | $10,755,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,296,907 | $10,738,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 442,778 | $10,737,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 423,462 | $10,731,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,131,430 | $10,692,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 76,732 | $10,666,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 717,438 | $10,604,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 356,301 | $10,593,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 323,294 | $10,588,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 499,995 | $10,585,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 69,251 | $10,578,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 80,278 | $10,570,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 549,019 | $10,568,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 473,323 | $10,531,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 228,900 | $10,520,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 223,578 | $10,508,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 174,942 | $10,500,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 244,588 | $10,470,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 398,776 | $10,468,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 197,067 | $10,466,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 92,500 | $10,462,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 547,582 | $10,460,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 436,028 | $10,452,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 252,800 | $10,448,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 286,677 | $10,447,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 545,774 | $10,440,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 780,999 | $10,426,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 503,609 | $10,424,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 257,390 | $10,423,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 241,794 | $10,419,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 139,737 | $10,396,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 284,619 | $10,395,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 304,470 | $10,391,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 739,100 | $10,362,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,682,197 | $10,362,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 521,734 | $10,351,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 367,332 | $10,322,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500,000 | $10,305,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 172,715 | $10,268,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 170,507 | $10,261,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 124,100 | $10,242,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 85,000 | $10,231,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 200,198 | $10,231,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 110,888 | $10,224,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 176,776 | $10,218,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 370,000 | $10,216,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 158,089 | $10,205,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 467,045 | $10,196,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 49,400 | $10,193,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 88,108 | $10,192,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,067,055 | $10,181,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 172,650 | $10,172,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 308,632 | $10,154,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 154,300 | $10,099,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 796,304 | $10,097,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 330,816 | $10,090,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 475,883 | $10,083,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 84,167 | $10,083,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 355,694 | $10,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 231,166 | $10,052,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 146,170 | $10,049,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 233,067 | $10,033,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 258,545 | $9,993,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 444,678 | $9,987,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 799,940 | $9,960,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 311,710 | $9,913,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,027,927 | $9,909,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 763,064 | $9,905,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 493,384 | $9,893,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 332,715 | $9,892,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 384,999 | $9,883,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 125,800 | $9,870,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 610,000 | $9,864,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,056,902 | $9,850,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 166,375 | $9,844,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 427,559 | $9,834,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 472,027 | $9,809,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 430,797 | $9,805,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,217,942 | $9,804,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 186,800 | $9,790,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 420,180 | $9,790,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 337,925 | $9,783,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 480,700 | $9,782,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 189,510 | $9,771,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 150,200 | $9,765,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 197,224 | $9,764,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 574,275 | $9,763,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 314,664 | $9,701,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 12,503,000 | $9,698,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 199,200 | $9,693,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 337,707 | $9,682,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 242,652 | $9,681,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 309,447 | $9,679,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 273,748 | $9,677,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 432,053 | $9,674,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 300,874 | $9,673,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 123,200 | $9,655,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 334,241 | $9,649,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 158,235 | $9,637,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 94,139 | $9,627,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 35,200 | $9,624,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 133,659 | $9,618,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 8,071,000 | $9,604,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 1,014,600 | $9,598,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 453,457 | $9,596,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 391,081 | $9,593,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 427,882 | $9,576,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 719,689 | $9,557,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 110,200 | $9,550,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 167,162 | $9,549,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 104,500 | $9,529,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 219,478 | $9,526,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 293,073 | $9,525,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 120,159 | $9,524,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 490,884 | $9,479,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 298,353 | $9,461,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 205,000 | $9,461,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,099,917 | $9,460,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 307,803 | $9,459,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 378,126 | $9,457,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 278,638 | $9,454,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 139,079 | $9,443,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 241,876 | $9,421,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 343,959 | $9,414,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 119,448 | $9,413,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 526,669 | $9,401,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 302,202 | $9,389,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 367,767 | $9,389,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 334,881 | $9,377,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 712,165 | $9,373,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,166,984 | $9,370,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 184,087 | $9,367,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 755,292 | $9,366,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 252,024 | $9,357,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 713,553 | $9,354,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 93,165 | $9,342,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 135,000 | $9,341,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 303,649 | $9,334,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 423,168 | $9,331,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 236,916 | $9,316,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,609,480 | $9,316,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,718,335 | $9,296,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 146,400 | $9,295,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 332,498 | $9,293,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,372,606 | $9,265,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 135,000 | $9,256,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,053,000 | $9,254,000 | thousands by filing date | principal |
| LTC PPTYS INC COM | 502175102 | REIT | 192,960 | $9,243,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 336,641 | $9,243,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 300,000 | $9,243,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 100,000 | $9,222,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 520,580 | $9,221,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,559,492 | $9,214,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 165,999 | $9,205,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 498,184 | $9,197,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 553,610 | $9,189,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 465,100 | $9,176,000 | thousands by filing date | put |
| PHARMERICA CORP | 71714F104 | COM | 391,996 | $9,173,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 106,274 | $9,161,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 616,348 | $9,153,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 472,448 | $9,142,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 103,833 | $9,132,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 449,077 | $9,130,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 305,327 | $9,115,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 360,929 | $9,077,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 343,326 | $9,071,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,365,314 | $9,066,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 244,542 | $9,065,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 357,535 | $9,064,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 238,615 | $9,056,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 817,363 | $9,048,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 835,560 | $9,024,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 174,791 | $9,019,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 9,057,000 | $9,017,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 334,442 | $9,010,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 806,215 | $8,998,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 321,458 | $8,994,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,518,586 | $8,990,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 231,032 | $8,985,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 104,363 | $8,981,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 567,632 | $8,963,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 203,355 | $8,941,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 218,747 | $8,936,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 121,100 | $8,927,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 262,513 | $8,926,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 263,510 | $8,907,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 197,262 | $8,895,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |