13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KLA CORP | 482480100 | COM | 128,956 | $10,147,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 218,919 | $10,125,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 220,667 | $10,124,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 191,500 | $10,106,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 366,336 | $10,104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 320,000 | $10,096,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 474,500 | $10,069,000 | thousands by filing date | put |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 9,320,000 | $10,063,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9,529,000 | $10,045,000 | thousands by filing date | principal |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 357,786 | $10,035,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 58,900 | $10,035,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 219,862 | $9,993,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 282,147 | $9,950,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 220,203 | $9,943,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 407,327 | $9,915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $9,908,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 143,700 | $9,907,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 300,970 | $9,890,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 80,324 | $9,858,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 569,400 | $9,857,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 204,061 | $9,842,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 618,612 | $9,836,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,551,000 | $9,833,000 | thousands by filing date | principal |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 798,668 | $9,824,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 638,331 | $9,823,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 321,265 | $9,820,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 386,254 | $9,799,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 100,155 | $9,793,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 753,558 | $9,773,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 166,700 | $9,742,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 612,275 | $9,742,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 9,264,000 | $9,692,000 | thousands by filing date | principal |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 132,065 | $9,675,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 37,929 | $9,671,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 86,705 | $9,662,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 99,094 | $9,644,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 54,200 | $9,630,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 451,318 | $9,614,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 88,039 | $9,583,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 152,200 | $9,531,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 118,045 | $9,478,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 10,000,000 | $9,475,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 89,030 | $9,472,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 82,071 | $9,462,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 61,700 | $9,459,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 472,100 | $9,456,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 83,400 | $9,448,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 353,152 | $9,441,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 578,700 | $9,433,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 51,743 | $9,427,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 162,701 | $9,414,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 66,447 | $9,404,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 337,809 | $9,377,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 191,557 | $9,369,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 244,600 | $9,331,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 177,354 | $9,320,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 58,200 | $9,314,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 741,554 | $9,307,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 615,913 | $9,282,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 988,083 | $9,279,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 237,600 | $9,274,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 339,800 | $9,243,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 115,762 | $9,208,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 607,759 | $9,202,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 281,689 | $9,191,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 400,473 | $9,166,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 91,750 | $9,161,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 111,918 | $9,144,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 146,696 | $9,139,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 242,770 | $9,133,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 83,982 | $9,125,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 141,028 | $9,112,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 357,900 | $9,105,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 185,000 | $9,100,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 161,302 | $9,089,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 122,939 | $9,083,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 100,492 | $9,075,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 301,207 | $9,049,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 88,330 | $9,036,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300,000 | $9,027,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 285,990 | $9,023,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 74,767 | $9,015,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,031,587 | $9,005,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 67,687 | $8,998,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,101,919 | $8,981,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 170,800 | $8,976,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 280,900 | $8,955,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 239,266 | $8,935,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 222,374 | $8,931,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 472,910 | $8,909,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 479,948 | $8,908,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 231,508 | $8,889,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 493,994 | $8,882,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 224,279 | $8,879,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,499,310 | $8,876,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 512,200 | $8,866,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 999,655 | $8,847,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 88,392 | $8,826,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 304,990 | $8,787,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 166,936 | $8,723,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 208,943 | $8,679,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 89,680 | $8,659,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 61,596 | $8,655,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 178,697 | $8,647,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,238,000 | $8,638,000 | thousands by filing date | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 286,558 | $8,620,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 91,047 | $8,580,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 120,000 | $8,548,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 654,965 | $8,541,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 202,972 | $8,539,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 163,705 | $8,537,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 180,000 | $8,528,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 115,713 | $8,525,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 84,639 | $8,524,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 496,958 | $8,499,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 164,516 | $8,483,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 3,810,000 | $8,479,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 226,234 | $8,471,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 59,836 | $8,462,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 368,800 | $8,460,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 63,448 | $8,448,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 292,247 | $8,445,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 106,138 | $8,425,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 333,140 | $8,408,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 254,700 | $8,408,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 333,816 | $8,400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 167,607 | $8,385,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73,384 | $8,373,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,235,396 | $8,364,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 112,900 | $8,363,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 159,501 | $8,363,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 640,900 | $8,357,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 130,520 | $8,343,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,500 | $8,321,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 51,900 | $8,310,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 232,185 | $8,307,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,781,467 | $8,249,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 118,000 | $8,228,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 230,000 | $8,195,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 170,066 | $8,171,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 135,972 | $8,117,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 238,000 | $8,109,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 400,100 | $8,082,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,390,907 | $8,081,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 277,500 | $8,061,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 165,463 | $8,041,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 75,900 | $8,025,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40,600 | $8,019,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 285,545 | $8,008,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 174,400 | $7,965,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 440,995 | $7,946,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 49,843 | $7,937,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 552,691 | $7,926,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 179,633 | $7,917,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 63,800 | $7,912,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 118,609 | $7,907,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 211,748 | $7,890,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 330,718 | $7,875,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 224,300 | $7,855,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 161,300 | $7,847,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 35,300 | $7,820,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 72,272 | $7,774,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 247,517 | $7,772,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 252,100 | $7,755,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 409,481 | $7,752,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 262,079 | $7,752,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 203,363 | $7,704,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 215,000 | $7,695,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 321,995 | $7,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 84,590 | $7,688,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 213,339 | $7,685,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 100,037 | $7,675,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 113,700 | $7,663,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 490,140 | $7,652,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 89,651 | $7,606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 126,519 | $7,594,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 690,306 | $7,592,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 72,082 | $7,575,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 641,290 | $7,561,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 153,796 | $7,556,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 135,022 | $7,554,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 170,200 | $7,547,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 272,160 | $7,533,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 110,700 | $7,522,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 104,138 | $7,508,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 133,815 | $7,503,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 602,890 | $7,488,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 168,800 | $7,483,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 228,211 | $7,477,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,615 | $7,466,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 729,123 | $7,459,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 86,200 | $7,457,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 645,281 | $7,453,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 298,891 | $7,440,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 139,505 | $7,426,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 160,527 | $7,415,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 162,300 | $7,412,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 86,000 | $7,403,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 100,000 | $7,402,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 194,126 | $7,400,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 106,603 | $7,367,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 200,000 | $7,336,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 150,363 | $7,334,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 407,118 | $7,316,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 169,900 | $7,302,000 | thousands by filing date | put |
| PowerShares CEF Income Composite | 73936Q843 | Com | 325,760 | $7,300,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 145,386 | $7,266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 275,758 | $7,266,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,245,845 | $7,263,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 208,439 | $7,255,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 175,000 | $7,251,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 211,000 | $7,250,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 704,054 | $7,230,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 195,933 | $7,220,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 105,003 | $7,214,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 230,000 | $7,160,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 460,667 | $7,150,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 233,225 | $7,136,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 99,928 | $7,132,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 81,718 | $7,118,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 51,821 | $7,103,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 98,200 | $7,093,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 209,118 | $7,093,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 71,250 | $7,075,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 70,552 | $7,074,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 141,000 | $7,070,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 179,157 | $7,069,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 422,976 | $7,058,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 49,755 | $7,035,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,149,000 | $7,032,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 220,500 | $7,029,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 60,000 | $7,018,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 176,000 | $7,015,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 136,000 | $6,986,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 1,328,400 | $6,974,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 160,300 | $6,957,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 73,598 | $6,946,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 4,997,000 | $6,934,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 860,800 | $6,912,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 83,041 | $6,911,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 159,787 | $6,896,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 121,367 | $6,844,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 972,600 | $6,828,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 63,490 | $6,827,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 143,975 | $6,816,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 75,662 | $6,814,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 207,700 | $6,790,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 138,457 | $6,768,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 171,400 | $6,765,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 65,200 | $6,755,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 201,600 | $6,746,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 69,844 | $6,736,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 118,733 | $6,726,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 183,496 | $6,724,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,397,458 | $6,721,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 236,447 | $6,718,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 128,469 | $6,704,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 461,400 | $6,700,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 175,200 | $6,684,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 90,200 | $6,676,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 63,875 | $6,675,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 488,989 | $6,664,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 31,700 | $6,657,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 124,452 | $6,652,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 444,655 | $6,648,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 229,693 | $6,638,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 99,705 | $6,632,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 123,124 | $6,629,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,075,630 | $6,626,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 148,050 | $6,614,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 365,790 | $6,600,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500,000 | $6,595,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 2,115,000 | $6,578,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 75,000 | $6,549,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 82,500 | $6,510,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 373,746 | $6,489,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 80,742 | $6,485,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 151,736 | $6,481,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 570,000 | $6,464,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 239,996 | $6,453,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 286,336 | $6,419,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 354,000 | $6,404,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 477,654 | $6,392,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 166,437 | $6,384,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 44,640 | $6,375,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 71,191 | $6,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 110,723 | $6,344,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 304,671 | $6,341,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 406,418 | $6,324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 175,324 | $6,322,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 245,469 | $6,321,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 324,074 | $6,304,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 46,944 | $6,290,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 52,052 | $6,290,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 76,049 | $6,265,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 249,942 | $6,261,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 103,230 | $6,248,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 62,416 | $6,245,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 610,532 | $6,233,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 298,792 | $6,230,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,281,136 | $6,226,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 98,200 | $6,219,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 36,000 | $6,216,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 38,139 | $6,211,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 110,700 | $6,204,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 185,477 | $6,203,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 276,400 | $6,202,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 164,341 | $6,196,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 242,879 | $6,189,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 67,191 | $6,187,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 104,500 | $6,185,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 305,715 | $6,184,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 124,176 | $6,184,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 174,115 | $6,180,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 170,000 | $6,166,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 84,600 | $6,166,000 | thousands by filing date | put |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,163,000 | $6,164,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 113,900 | $6,161,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 317,742 | $6,152,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 80,481 | $6,146,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 145,400 | $6,124,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 225,000 | $6,120,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 222,266 | $6,108,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 71,130 | $6,106,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 225,000 | $6,082,000 | thousands by filing date | put |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 284,270 | $6,081,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,065,491 | $6,074,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 103,800 | $6,066,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 218,692 | $6,058,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 197,289 | $6,054,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 67,668 | $6,027,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 173,167 | $6,026,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 297,567 | $6,025,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 177,461 | $6,015,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 86,400 | $6,013,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 112,000 | $5,982,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 207,000 | $5,968,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 165,440 | $5,967,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 49,808 | $5,948,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 424,768 | $5,929,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 143,006 | $5,875,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,673,601 | $5,859,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 138,742 | $5,848,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 134,593 | $5,845,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 146,987 | $5,836,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 53,400 | $5,836,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 139,565 | $5,826,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 73,606 | $5,798,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 221,835 | $5,795,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 68,368 | $5,793,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 188,370 | $5,792,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 66,900 | $5,788,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 95,542 | $5,778,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 245,123 | $5,775,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 577,599 | $5,770,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,255,450 | $5,761,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 568,923 | $5,752,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 172,300 | $5,747,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 65,408 | $5,739,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 34,314 | $5,728,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 44,399 | $5,720,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 108,825 | $5,705,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 113,557 | $5,702,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 74,400 | $5,698,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 260,755 | $5,679,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 210,923 | $5,678,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,026,632 | $5,677,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 95,655 | $5,675,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 102,200 | $5,674,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 243,424 | $5,672,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 203,477 | $5,671,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 195,392 | $5,667,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 239,298 | $5,663,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 398,380 | $5,652,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 74,986 | $5,638,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 263,869 | $5,633,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 233,759 | $5,627,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 143,752 | $5,611,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 93,994 | $5,610,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 451,478 | $5,603,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 48,100 | $5,568,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 288,376 | $5,559,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 392,873 | $5,555,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 549,100 | $5,540,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 192,824 | $5,540,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 327,950 | $5,539,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 266,000 | $5,509,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $5,500,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 288,945 | $5,490,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 201,438 | $5,487,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 601,565 | $5,481,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 131,576 | $5,480,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 80,177 | $5,475,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 318,965 | $5,464,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 130,000 | $5,460,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 58,066 | $5,459,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 93,745 | $5,449,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 57,399 | $5,443,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 146,128 | $5,438,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 207,329 | $5,411,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 70,000 | $5,403,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 412,461 | $5,402,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 49,082 | $5,392,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 52,428 | $5,372,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 190,700 | $5,340,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 211,161 | $5,313,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 96,609 | $5,310,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 350,400 | $5,305,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 41,401 | $5,301,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 45,200 | $5,297,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 249,362 | $5,269,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 57,500 | $5,261,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 146,388 | $5,260,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 145,385 | $5,204,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 227,953 | $5,198,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 730,564 | $5,187,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 172,562 | $5,186,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 223,536 | $5,184,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 47,319 | $5,180,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 75,021 | $5,168,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,341,711 | $5,166,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 35,377 | $5,163,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 95,043 | $5,158,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 163,209 | $5,157,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 164,977 | $5,137,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 111,028 | $5,134,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 731,335 | $5,134,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 46,992 | $5,132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 94,452 | $5,114,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 68,000 | $5,103,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 130,736 | $5,093,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 135,231 | $5,091,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 81,954 | $5,086,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 103,000 | $5,086,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 104,240 | $5,083,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 186,460 | $5,079,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 48,500 | $5,075,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 48,500 | $5,075,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 54,571 | $5,066,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 63,142 | $5,063,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 111,659 | $5,062,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 441,314 | $5,053,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 134,438 | $5,049,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 444,600 | $5,042,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 265,055 | $5,041,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 87,999 | $5,038,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 105,136 | $5,029,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 400,000 | $5,028,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 87,700 | $5,018,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25,314 | $5,004,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,552,000 | $4,997,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 298,736 | $4,991,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 95,000 | $4,989,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 65,103 | $4,987,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 70,835 | $4,986,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 207,540 | $4,985,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 266,523 | $4,976,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 94,822 | $4,974,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 430,180 | $4,937,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 70,257 | $4,893,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 772,863 | $4,892,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 56,430 | $4,874,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 111,792 | $4,863,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 33,889 | $4,860,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 90,265 | $4,858,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 37,900 | $4,853,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 113,188 | $4,847,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 269,947 | $4,847,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 95,000 | $4,842,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 62,472 | $4,837,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 122,102 | $4,836,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 570,636 | $4,828,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 108,812 | $4,827,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 582,646 | $4,818,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 166,708 | $4,813,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 201,066 | $4,800,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 8,137,000 | $4,796,000 | thousands by filing date | principal |
| PVH CORPORATION COM | 693656100 | Stock | 53,127 | $4,795,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 173,725 | $4,787,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 360,968 | $4,783,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 189,954 | $4,782,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 379,340 | $4,770,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 179,822 | $4,762,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 206,800 | $4,744,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 133,000 | $4,732,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 210,865 | $4,731,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 241,877 | $4,731,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 69,200 | $4,728,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 59,700 | $4,711,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 55,016 | $4,708,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 66,334 | $4,700,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 109,365 | $4,694,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 369,297 | $4,694,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 114,262 | $4,694,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 88,087 | $4,692,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 81,128 | $4,690,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,880,000 | $4,685,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 209,909 | $4,683,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 269,824 | $4,680,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 119,700 | $4,672,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |