13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MURPHY USA INC COM | 626755102 | Stock | 74,872 | $4,602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 105,655 | $4,596,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 94,391 | $4,592,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 107,092 | $4,586,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 53,000 | $4,585,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 252,406 | $4,582,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 236,653 | $4,579,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20,999 | $4,568,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 909,988 | $4,568,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 62,533 | $4,567,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 205,071 | $4,564,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 43,521 | $4,562,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 200,671 | $4,556,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 63,913 | $4,555,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 153,439 | $4,554,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 402,221 | $4,537,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 168,739 | $4,534,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 418,436 | $4,532,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 69,700 | $4,530,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 65,964 | $4,519,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 164,133 | $4,515,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 204,486 | $4,513,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 418,683 | $4,513,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 64,554 | $4,512,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 164,981 | $4,509,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 175,939 | $4,507,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 111,698 | $4,504,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 70,352 | $4,499,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 456,680 | $4,499,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 101,758 | $4,493,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 239,057 | $4,489,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 259,000 | $4,483,000 | thousands by filing date | call |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 632,267 | $4,483,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 82,331 | $4,474,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 792,603 | $4,470,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 71,897 | $4,469,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 187,900 | $4,468,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 125,800 | $4,465,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 61,962 | $4,450,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 90,818 | $4,448,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 99,835 | $4,447,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 191,907 | $4,445,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 179,731 | $4,440,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 144,000 | $4,430,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 101,960 | $4,430,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 54,349 | $4,429,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 139,791 | $4,425,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 73,095 | $4,421,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 480,183 | $4,418,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 155,034 | $4,416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 80,883 | $4,411,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 171,205 | $4,409,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 137,693 | $4,407,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 130,898 | $4,405,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 404,438 | $4,404,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 491,206 | $4,401,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 104,751 | $4,384,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 57,404 | $4,380,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 296,996 | $4,375,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 932,966 | $4,357,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 81,800 | $4,353,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 872,000 | $4,351,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 376,587 | $4,350,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 138,780 | $4,347,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 196,900 | $4,344,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 143,705 | $4,343,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 271,626 | $4,327,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 445,441 | $4,321,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 204,009 | $4,320,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 105,855 | $4,319,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F320 | AMT FRE INT MU | 183,899 | $4,318,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 171,877 | $4,314,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 80,900 | $4,305,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 45,000 | $4,300,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 161,529 | $4,297,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 179,620 | $4,295,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 96,609 | $4,295,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 192,409 | $4,292,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 450,000 | $4,289,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 130,481 | $4,287,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 946,089 | $4,286,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 84,601 | $4,281,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 661,126 | $4,277,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,045,000 | $4,276,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100,000 | $4,268,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 166,182 | $4,265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 186,194 | $4,261,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 326,127 | $4,255,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 288,915 | $4,252,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 66,648 | $4,250,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,871,000 | $4,239,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 386,261 | $4,237,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 30,100 | $4,228,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,000,000 | $4,222,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 190,600 | $4,219,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 621,645 | $4,215,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 204,493 | $4,188,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 318,566 | $4,180,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 122,700 | $4,178,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 90,594 | $4,173,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 176,015 | $4,172,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 75,902 | $4,164,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 182,658 | $4,163,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 148,015 | $4,159,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 216,852 | $4,153,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 216,973 | $4,141,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 106,070 | $4,138,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,093,000 | $4,134,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 106,504 | $4,134,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 45,204 | $4,130,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 278,118 | $4,130,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 170,075 | $4,128,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 75,890 | $4,127,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 981,543 | $4,123,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 222,880 | $4,121,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 45,243 | $4,121,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 721,129 | $4,118,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8,014 | $4,103,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $4,092,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $4,092,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 186,044 | $4,091,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 115,200 | $4,088,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 117,468 | $4,088,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 4,119,000 | $4,088,000 | thousands by filing date | principal |
| ALKERMES PLC | G01767105 | SHS | 73,500 | $4,085,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 117,193 | $4,079,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 799,020 | $4,075,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 271,493 | $4,072,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 145,133 | $4,062,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 170,000 | $4,061,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 59,996 | $4,057,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 183,155 | $4,056,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 515,167 | $4,049,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 192,916 | $4,047,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 257,615 | $4,037,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 35,813 | $4,035,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 303,187 | $4,033,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 70,000 | $4,024,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 262,617 | $4,023,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 83,888 | $4,023,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 133,879 | $4,017,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 158,193 | $4,016,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 40,000 | $4,011,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 132,128 | $4,007,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 362,928 | $4,006,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 51,700 | $4,003,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 88,355 | $4,001,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 87,980 | $3,999,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 126,000 | $3,999,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 60,382 | $3,998,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 156,466 | $3,997,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 267,276 | $3,996,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 119,536 | $3,975,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 53,800 | $3,964,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 362,839 | $3,958,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 156,190 | $3,951,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 300,146 | $3,950,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 33,700 | $3,942,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 55,976 | $3,940,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 146,887 | $3,938,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 183,006 | $3,934,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 192,810 | $3,933,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 70,000 | $3,930,000 | thousands by filing date | put |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 56,871 | $3,917,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 109,222 | $3,912,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 55,019 | $3,911,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 88,474 | $3,908,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,957,000 | $3,907,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 208,830 | $3,901,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 573,453 | $3,900,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 123,154 | $3,898,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 200,854 | $3,898,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 86,040 | $3,896,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 254,403 | $3,885,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 98,251 | $3,885,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 84,846 | $3,865,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 115,724 | $3,865,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 139,294 | $3,858,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 163,319 | $3,858,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 38,430 | $3,857,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 294,912 | $3,857,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 238,772 | $3,857,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 38,044 | $3,855,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 155,600 | $3,848,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 87,000 | $3,834,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 77,903 | $3,830,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 231,713 | $3,830,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 224,231 | $3,828,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 398,708 | $3,827,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 103,715 | $3,822,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 112,649 | $3,818,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 72,723 | $3,807,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 280,193 | $3,805,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 204,019 | $3,805,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 36,712 | $3,796,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 172,730 | $3,796,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 25,000 | $3,793,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 50,400 | $3,787,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 55,000 | $3,783,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 64,600 | $3,782,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 192,633 | $3,778,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 285,100 | $3,778,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,500,000 | $3,775,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 266,794 | $3,773,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 150,015 | $3,741,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 33,500 | $3,740,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 85,453 | $3,739,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 108,100 | $3,731,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 45,000 | $3,730,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 154,943 | $3,730,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 174,346 | $3,729,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,361,000 | $3,723,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 353,936 | $3,720,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 3,685,000 | $3,719,000 | thousands by filing date | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 573,589 | $3,716,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 160,800 | $3,714,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 40,840 | $3,710,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 202,725 | $3,710,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 53,984 | $3,696,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 380,561 | $3,695,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 164,659 | $3,695,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 118,346 | $3,690,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 93,238 | $3,686,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 115,159 | $3,684,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 98,359 | $3,681,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 121,923 | $3,676,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 143,222 | $3,671,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 128,580 | $3,670,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 372,905 | $3,669,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 498,331 | $3,668,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 106,911 | $3,667,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 185,772 | $3,665,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 129,363 | $3,661,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 72,380 | $3,661,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 34,000 | $3,656,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 284,217 | $3,652,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 44,170 | $3,650,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 111,969 | $3,649,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 152,906 | $3,649,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 95,139 | $3,649,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 99,017 | $3,648,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 89,801 | $3,646,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 120,933 | $3,645,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 150,899 | $3,644,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 233,110 | $3,639,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 151,507 | $3,634,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 142,186 | $3,633,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 72,068 | $3,632,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 427,496 | $3,630,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 53,100 | $3,628,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 386,000 | $3,624,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 23,196 | $3,624,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 49,800 | $3,621,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 70,000 | $3,620,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 138,107 | $3,620,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 84,200 | $3,619,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 207,246 | $3,617,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 33,535 | $3,607,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 217,314 | $3,601,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 25,000 | $3,594,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 227,230 | $3,592,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 75,608 | $3,592,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 162,900 | $3,591,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 60,000 | $3,586,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 30,000 | $3,584,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 57,712 | $3,579,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 74,917 | $3,579,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 247,470 | $3,573,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 278,806 | $3,571,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 45,814 | $3,559,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 152,995 | $3,557,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 13,200 | $3,547,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 258,425 | $3,546,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 78,198 | $3,525,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 89,300 | $3,525,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 37,600 | $3,523,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,248,900 | $3,521,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 230,836 | $3,520,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 116,197 | $3,514,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 154,478 | $3,513,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 756,840 | $3,505,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 232,532 | $3,500,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 131,966 | $3,489,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 63,108 | $3,487,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 83,448 | $3,484,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 251,876 | $3,483,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 132,395 | $3,479,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 98,384 | $3,478,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 150,000 | $3,471,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 316,623 | $3,471,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 115,511 | $3,467,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,600 | $3,462,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 122,924 | $3,459,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 118,184 | $3,449,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 135,469 | $3,445,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 99,180 | $3,444,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 384,529 | $3,438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 78,948 | $3,431,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 137,247 | $3,431,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 638,465 | $3,429,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 65,192 | $3,420,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 54,020 | $3,418,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 244,508 | $3,377,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 85,632 | $3,376,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 90,000 | $3,375,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,600,000 | $3,371,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 93,488 | $3,368,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 253,230 | $3,368,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 185,781 | $3,368,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 130,860 | $3,360,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 55,994 | $3,360,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 105,300 | $3,357,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 246,892 | $3,355,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 261,339 | $3,343,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 258,530 | $3,337,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 320,446 | $3,335,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 138,994 | $3,335,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 201,904 | $3,331,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 97,363 | $3,327,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,218,798 | $3,327,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,469,574 | $3,321,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 175,591 | $3,314,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 126,366 | $3,304,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 33,700 | $3,303,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 660,031 | $3,301,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 340,975 | $3,300,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 71,350 | $3,299,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 53,160 | $3,285,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 43,639 | $3,284,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 93,018 | $3,282,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 164,080 | $3,282,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 255,902 | $3,276,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 130,008 | $3,276,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 237,720 | $3,274,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 102,672 | $3,274,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 112,500 | $3,269,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 204,475 | $3,261,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 216,969 | $3,261,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,150,000 | $3,256,000 | thousands by filing date | principal |
| MGE ENERGY INC | 55277P104 | COM | 49,838 | $3,255,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 122,727 | $3,253,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 240,907 | $3,245,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 159,338 | $3,244,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 101,643 | $3,238,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 329,929 | $3,237,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 282,913 | $3,234,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,900 | $3,233,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 34,100 | $3,231,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 78,682 | $3,229,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 109,800 | $3,220,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 159,926 | $3,220,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 63,499 | $3,217,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 154,518 | $3,214,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 166,769 | $3,207,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 250,000 | $3,203,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 21,288 | $3,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 89,399 | $3,197,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 148,574 | $3,194,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 59,511 | $3,186,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 73,448 | $3,184,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 256,464 | $3,183,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 79,700 | $3,177,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 258,300 | $3,177,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,234,240 | $3,172,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $3,171,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 137,845 | $3,161,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 29,079 | $3,158,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 412,388 | $3,151,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 235,465 | $3,146,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 333,645 | $3,143,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 247,246 | $3,142,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 111,731 | $3,136,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 340,967 | $3,130,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 50,583 | $3,129,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 44,460 | $3,126,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 37,458 | $3,110,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 474,858 | $3,101,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 66,051 | $3,101,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,144,000 | $3,093,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 50,000 | $3,089,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 85,759 | $3,087,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 67,842 | $3,086,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 191,574 | $3,086,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 54,679 | $3,079,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 65,000 | $3,079,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 76,581 | $3,076,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 118,945 | $3,076,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 91,908 | $3,076,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 50,032 | $3,072,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 170,436 | $3,072,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 90,644 | $3,067,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 124,285 | $3,066,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 60,000 | $3,065,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 247,656 | $3,063,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 120,000 | $3,061,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 113,590 | $3,060,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 53,153 | $3,059,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 28,422 | $3,058,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 61,869 | $3,057,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 283,960 | $3,055,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 129,678 | $3,050,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 78,957 | $3,049,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 28,200 | $3,048,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 50,000 | $3,044,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 25,900 | $3,036,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 31,471 | $3,036,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 227,501 | $3,026,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 52,682 | $3,018,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 324,857 | $3,018,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 140,277 | $3,017,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 213,895 | $3,014,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 79,520 | $3,012,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 116,974 | $3,004,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 32,000 | $2,998,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 85,309 | $2,990,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 71,488 | $2,978,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 390,068 | $2,977,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,595,000 | $2,974,000 | thousands by filing date | principal |
| ABERDEEN INDIA FD INC | 454089103 | COM | 138,718 | $2,968,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 65,433 | $2,957,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 316,600 | $2,957,000 | thousands by filing date | call |
| CASCADE BANCORP | 147154207 | COM | 363,917 | $2,955,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 144,507 | $2,955,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 53,239 | $2,947,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 152,522 | $2,937,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 121,221 | $2,936,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 797,558 | $2,935,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 122,749 | $2,926,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 227,774 | $2,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 83,893 | $2,922,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 60,400 | $2,921,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 91,416 | $2,917,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 35,000 | $2,913,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 139,381 | $2,913,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 56,709 | $2,912,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 323,463 | $2,911,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 130,268 | $2,911,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 41,000 | $2,906,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 30,039 | $2,901,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 100,465 | $2,898,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 54,016 | $2,896,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 54,636 | $2,896,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,265,000 | $2,895,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 114,727 | $2,891,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 44,000 | $2,886,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 116,866 | $2,883,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 84,184 | $2,879,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,819,334 | $2,879,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 24,200 | $2,877,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 151,178 | $2,871,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 321,829 | $2,868,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16,100 | $2,860,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 127,919 | $2,859,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 281,557 | $2,858,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,416,000 | $2,858,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 124,587 | $2,855,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 238,863 | $2,854,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 125,958 | $2,853,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 226,279 | $2,851,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 27,600 | $2,850,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 60,178 | $2,839,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 105,000 | $2,838,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 160,300 | $2,831,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 874,984 | $2,827,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 63,738 | $2,824,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 310,321 | $2,821,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 39,800 | $2,821,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 14,282 | $2,820,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 375,127 | $2,814,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 59,575 | $2,810,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 335,770 | $2,803,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 280,068 | $2,803,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 93,000 | $2,802,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 45,485 | $2,801,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 143,487 | $2,799,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 70,900 | $2,798,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 58,873 | $2,795,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 113,098 | $2,795,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 24,832 | $2,792,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 97,209 | $2,791,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 300,000 | $2,790,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 144,120 | $2,788,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 173,500 | $2,785,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 148,102 | $2,785,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 159,482 | $2,775,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 90,453 | $2,772,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 233,471 | $2,771,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 49,574 | $2,764,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 858,317 | $2,764,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 89,400 | $2,760,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 107,170 | $2,759,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 147,566 | $2,759,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 55,363 | $2,758,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 87,798 | $2,753,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 129,142 | $2,747,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 711,187 | $2,739,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 148,793 | $2,739,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 367,560 | $2,738,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 117,395 | $2,737,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 521,371 | $2,737,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |