13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 433,193 | $13,992,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 88,903 | $13,982,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 217,461 | $13,961,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 127,737 | $13,928,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,067,200 | $13,916,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 655,600 | $13,912,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 402,854 | $13,907,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 785,509 | $13,904,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,248,462 | $13,895,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 78,600 | $13,894,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 210,647 | $13,882,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 632,392 | $13,880,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 430,488 | $13,879,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 118,400 | $13,869,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 499,627 | $13,829,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,445,881 | $13,822,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 277,323 | $13,810,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 256,724 | $13,786,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,130,332 | $13,779,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 670,170 | $13,772,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 161,958 | $13,741,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 724,717 | $13,719,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 224,730 | $13,697,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 300,437 | $13,679,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 437,480 | $13,676,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,529,373 | $13,627,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 265,191 | $13,617,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,022,000 | $13,594,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 155,501 | $13,590,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 478,471 | $13,574,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 252,907 | $13,556,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 648,623 | $13,556,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 409,867 | $13,533,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 128,600 | $13,530,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 143,400 | $13,517,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 601,373 | $13,500,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 110,689 | $13,485,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 560,712 | $13,480,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 837,702 | $13,461,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 262,000 | $13,459,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 686,643 | $13,452,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 236,637 | $13,442,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 328,242 | $13,425,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 588,696 | $13,393,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 131,398 | $13,388,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 115,400 | $13,369,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 875,966 | $13,359,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 953,735 | $13,352,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 472,034 | $13,349,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 334,594 | $13,338,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 278,305 | $13,337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 351,866 | $13,336,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 234,804 | $13,309,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 383,592 | $13,303,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 206,578 | $13,260,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 599,500 | $13,242,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 859,240 | $13,232,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 570,269 | $13,224,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 301,076 | $13,187,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 155,509 | $13,187,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 694,444 | $13,145,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 16,600 | $13,111,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 273,500 | $13,109,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 231,178 | $13,109,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,176,577 | $13,107,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 109,526 | $13,106,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 426,944 | $13,106,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 281,706 | $13,099,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 199,727 | $13,086,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 882,236 | $13,084,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 251,284 | $13,071,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 423,530 | $13,007,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 851,128 | $12,980,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 214,439 | $12,978,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 145,442 | $12,963,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 645,879 | $12,935,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 643,869 | $12,895,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 838,059 | $12,856,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 74,747 | $12,820,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 448,141 | $12,813,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 777,419 | $12,805,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 572,793 | $12,773,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 425,086 | $12,770,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 628,434 | $12,764,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 406,499 | $12,735,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 896,883 | $12,727,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 423,302 | $12,724,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 510,975 | $12,708,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 286,981 | $12,705,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,083,564 | $12,700,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 95,200 | $12,699,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,100,396 | $12,655,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 677,793 | $12,654,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 135,366 | $12,647,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 438,500 | $12,642,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 579,125 | $12,642,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 630,180 | $12,641,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 648,720 | $12,617,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 108,900 | $12,616,000 | thousands by filing date | put |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 194,703 | $12,613,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 844,660 | $12,603,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 446,737 | $12,602,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 333,191 | $12,591,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 213,231 | $12,546,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 761,272 | $12,545,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 326,053 | $12,537,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 88,898 | $12,525,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 201,388 | $12,496,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 403,721 | $12,467,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 268,824 | $12,465,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,478,500 | $12,449,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 443,290 | $12,447,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 582,279 | $12,431,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 19,985 | $12,425,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 100,000 | $12,401,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 150,000 | $12,378,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 364,782 | $12,370,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,004,580 | $12,367,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,078,799 | $12,352,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,168,174 | $12,324,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 146,518 | $12,296,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 535,385 | $12,282,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 358,004 | $12,280,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 132,100 | $12,254,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 149,574 | $12,235,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 577,401 | $12,230,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 72,300 | $12,227,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 415,365 | $12,224,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 243,356 | $12,215,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 516,353 | $12,211,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 492,146 | $12,211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 840,970 | $12,194,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 823,826 | $12,144,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 913,100 | $12,144,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 607,445 | $12,137,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 534,058 | $12,118,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 389,265 | $12,114,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 866,679 | $12,108,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 962,784 | $12,103,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 441,997 | $12,101,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 404,542 | $12,100,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,258,323 | $12,093,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,291,078 | $12,063,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 290,300 | $12,027,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 269,163 | $12,026,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 189,959 | $12,024,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 227,624 | $12,018,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,380,660 | $11,998,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 508,904 | $11,990,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 402,254 | $11,987,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 90,315 | $11,982,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,287,059 | $11,982,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 11,463,000 | $11,950,000 | thousands by filing date | principal |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 228,968 | $11,947,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 226,644 | $11,926,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 351,567 | $11,918,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 153,769 | $11,880,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 239,300 | $11,862,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 310,890 | $11,854,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 179,279 | $11,849,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 787,199 | $11,847,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 125,267 | $11,830,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,404,800 | $11,814,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 10,372,000 | $11,811,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 9,856,000 | $11,790,000 | thousands by filing date | principal |
| TORO CO | 891092108 | COM | 210,116 | $11,757,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 70,633 | $11,753,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,262,205 | $11,718,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 65,800 | $11,691,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,142,000 | $11,660,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 270,385 | $11,654,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 482,256 | $11,644,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 134,400 | $11,627,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 226,639 | $11,602,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,419,644 | $11,570,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 204,180 | $11,545,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 156,659 | $11,544,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 759,920 | $11,543,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 638,473 | $11,530,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 101,834 | $11,523,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 204,291 | $11,520,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 229,578 | $11,507,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 585,431 | $11,468,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 212,477 | $11,464,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 177,515 | $11,458,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 399,522 | $11,450,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 827,248 | $11,449,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 94,315 | $11,442,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 127,230 | $11,428,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 251,032 | $11,423,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 446,138 | $11,421,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 517,881 | $11,419,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 450,654 | $11,415,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 423,169 | $11,408,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 342,130 | $11,393,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 382,900 | $11,368,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,432,647 | $11,362,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 350,846 | $11,358,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 366,927 | $11,349,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 232,984 | $11,332,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 392,829 | $11,329,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 175,814 | $11,323,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 73,287 | $11,315,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 307,606 | $11,304,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 449,143 | $11,296,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 530,602 | $11,286,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 90,046 | $11,281,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 205,098 | $11,280,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 79,718 | $11,271,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 186,464 | $11,244,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 196,563 | $11,244,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 556,237 | $11,213,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 133,981 | $11,187,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 443,381 | $11,173,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 946,009 | $11,163,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 235,186 | $11,157,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,341,799 | $11,150,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 213,268 | $11,122,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 281,793 | $11,119,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 205,242 | $11,109,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 590,690 | $11,106,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 343,600 | $11,088,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 785,188 | $11,072,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 461,194 | $11,070,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 224,181 | $11,059,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 184,379 | $11,055,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 565,481 | $11,055,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,537,444 | $11,054,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 962,870 | $11,053,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 267,868 | $11,050,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 196,426 | $11,038,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 644,224 | $11,016,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 696,200 | $11,007,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 410,146 | $10,992,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 100,319 | $10,976,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 319,281 | $10,976,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,495,708 | $10,948,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 158,080 | $10,947,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 264,973 | $10,930,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 295,680 | $10,911,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 376,801 | $10,890,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 400,000 | $10,880,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 112,328 | $10,870,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 404,739 | $10,847,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 188,600 | $10,846,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 301,800 | $10,844,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 261,070 | $10,824,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400,000 | $10,816,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 277,006 | $10,812,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 133,247 | $10,800,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 940,336 | $10,795,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,223,429 | $10,778,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 503,101 | $10,762,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 600,698 | $10,758,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 417,772 | $10,749,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 221,445 | $10,737,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 260,291 | $10,734,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 192,143 | $10,723,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 324,112 | $10,713,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 290,456 | $10,698,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 218,521 | $10,681,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 193,251 | $10,677,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 338,388 | $10,676,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 252,100 | $10,666,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 72,319 | $10,657,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 535,642 | $10,643,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,122,147 | $10,638,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 198,255 | $10,623,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 240,900 | $10,616,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,171,066 | $10,598,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 812,691 | $10,597,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,912,013 | $10,592,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 447,259 | $10,587,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 134,400 | $10,581,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,022,172 | $10,580,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 346,408 | $10,555,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,881,000 | $10,531,000 | thousands by filing date | principal |
| INC RESH HLDGS INC | 45329R109 | CL A | 199,048 | $10,469,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 430,154 | $10,456,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 85,472 | $10,456,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 175,568 | $10,429,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 188,173 | $10,423,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 299,036 | $10,416,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,257,196 | $10,397,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 360,164 | $10,366,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 93,023 | $10,354,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 83,042 | $10,339,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 71,300 | $10,319,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 151,912 | $10,315,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 279,755 | $10,314,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,754,148 | $10,279,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 246,549 | $10,268,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,210,364 | $10,264,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 394,645 | $10,241,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 411,563 | $10,235,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 530,915 | $10,219,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 79,800 | $10,218,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 140,581 | $10,215,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 156,630 | $10,212,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 682,759 | $10,208,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 355,746 | $10,174,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 278,505 | $10,169,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 89,100 | $10,168,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 121,491 | $10,166,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 197,600 | $10,151,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 135,744 | $10,150,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 239,820 | $10,147,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 295,809 | $10,146,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 761,807 | $10,139,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 967,488 | $10,130,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 231,133 | $10,123,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 257,753 | $10,117,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 146,027 | $10,097,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 230,763 | $10,095,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 603,400 | $10,059,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 505,000 | $10,024,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 874,588 | $10,023,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 410,086 | $10,010,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 323,200 | $10,010,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 274,528 | $9,957,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 451,361 | $9,954,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 224,789 | $9,952,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 167,559 | $9,941,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 848,589 | $9,929,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 90,000 | $9,920,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 545,060 | $9,920,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 139,794 | $9,918,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 139,300 | $9,907,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 747,200 | $9,900,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 291,713 | $9,885,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 125,500 | $9,884,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X405 | CL C | 625,045 | $9,875,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 333,000 | $9,874,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 481,525 | $9,857,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 341,787 | $9,850,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 235,983 | $9,850,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 802,770 | $9,842,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 284,230 | $9,836,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 249,000 | $9,828,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 191,967 | $9,827,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 282,157 | $9,819,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,423,780 | $9,810,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 501,012 | $9,760,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 455,651 | $9,756,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 162,742 | $9,745,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 154,038 | $9,730,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 125,800 | $9,709,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 408,860 | $9,698,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 78,131 | $9,685,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 127,053 | $9,671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 169,800 | $9,665,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 556,913 | $9,663,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 125,469 | $9,661,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 289,383 | $9,652,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 135,000 | $9,623,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 154,731 | $9,609,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 66,838 | $9,601,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 441,900 | $9,598,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 442,829 | $9,565,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 283,814 | $9,561,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 198,171 | $9,560,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 88,710 | $9,558,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 187,900 | $9,551,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 157,113 | $9,525,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 281,936 | $9,524,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 10,374,000 | $9,473,000 | thousands by filing date | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 269,038 | $9,472,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 328,207 | $9,469,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 129,700 | $9,464,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 640,400 | $9,439,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 329,104 | $9,429,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 6,767,000 | $9,406,000 | thousands by filing date | principal |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 346,998 | $9,386,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 242,132 | $9,371,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,053,929 | $9,370,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 142,200 | $9,362,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 244,900 | $9,336,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 460,153 | $9,323,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 490,000 | $9,320,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 307,300 | $9,317,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 256,929 | $9,295,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 485,916 | $9,289,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 770,327 | $9,275,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 578,491 | $9,244,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 229,304 | $9,241,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 103,317 | $9,216,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,225,765 | $9,206,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 251,604 | $9,175,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 648,407 | $9,168,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 576,441 | $9,165,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 141,806 | $9,154,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 565,673 | $9,152,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 279,934 | $9,151,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 61,715 | $9,140,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 137,179 | $9,129,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 467,567 | $9,123,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,000,000 | $9,120,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 500,000 | $9,115,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 584,525 | $9,112,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 99,449 | $9,111,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 293,306 | $9,107,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 144,125 | $9,099,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 288,702 | $9,094,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 236,574 | $9,049,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 157,430 | $9,038,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 110,600 | $9,003,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 265,921 | $9,001,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 23,800 | $8,980,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 470,679 | $8,980,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 193,893 | $8,973,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 424,197 | $8,972,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 70,047 | $8,962,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 766,029 | $8,916,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 515,000 | $8,915,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 79,834 | $8,908,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 156,433 | $8,862,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 375,295 | $8,857,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 239,455 | $8,855,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 260,251 | $8,823,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 216,492 | $8,820,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,771,201 | $8,813,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 309,501 | $8,806,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 348,870 | $8,803,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 246,084 | $8,798,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,579,494 | $8,795,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 123,200 | $8,793,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 407,223 | $8,792,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 688,428 | $8,771,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 181,134 | $8,766,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 85,000 | $8,751,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 84,778 | $8,742,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 78,200 | $8,727,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 301,932 | $8,713,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 343,609 | $8,704,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 7,511,000 | $8,694,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 312,223 | $8,689,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 283,165 | $8,671,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 286,651 | $8,671,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 263,996 | $8,664,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 91,871 | $8,658,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 176,735 | $8,643,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 326,518 | $8,640,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 58,888 | $8,593,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,374,000 | $8,586,000 | thousands by filing date | principal |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 338,180 | $8,559,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 471,300 | $8,545,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 180,894 | $8,543,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 78,500 | $8,529,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,336,409 | $8,526,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 819,004 | $8,517,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 413,360 | $8,516,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 876,100 | $8,516,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 716,975 | $8,510,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 572,734 | $8,499,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 309,140 | $8,495,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 353,272 | $8,492,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 120,850 | $8,478,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 243,066 | $8,478,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 433,778 | $8,472,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 470,962 | $8,449,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 93,600 | $8,446,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 347,243 | $8,438,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 714,038 | $8,419,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 87,007 | $8,414,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 756,031 | $8,400,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 585,908 | $8,379,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 783,482 | $8,344,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 339,297 | $8,343,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 382,983 | $8,341,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 150,000 | $8,336,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 866,729 | $8,329,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 134,822 | $8,319,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 152,143 | $8,319,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 105,400 | $8,301,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 327,883 | $8,280,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 287,742 | $8,272,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 288,714 | $8,246,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 805,917 | $8,244,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 175,207 | $8,235,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 387,222 | $8,214,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 425,400 | $8,210,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 219,544 | $8,204,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 300,867 | $8,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 200,298 | $8,174,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 668,666 | $8,171,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 537,227 | $8,170,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 311,758 | $8,152,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 173,357 | $8,149,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 487,095 | $8,139,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 638,902 | $8,127,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 750,481 | $8,105,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 220,740 | $8,096,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 532,253 | $8,085,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 227,325 | $8,070,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 222,649 | $8,067,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 190,707 | $8,067,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 315,427 | $8,060,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 501,944 | $8,051,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 558,017 | $8,030,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 337,507 | $8,029,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |