13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTEC INDS INC | 046224101 | COM | 22,577 | $1,524,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,569,000 | $1,521,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 37,636 | $1,520,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,800 | $1,519,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 121,079 | $1,519,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 96,137 | $1,519,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 44,616 | $1,517,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 72,437 | $1,515,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 17,500 | $1,512,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 277,026 | $1,510,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 267,990 | $1,501,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 81,621 | $1,501,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 117,145 | $1,501,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 30,042 | $1,497,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 80,000 | $1,497,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 79,843 | $1,497,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 59,192 | $1,493,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 23,390 | $1,492,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 42,335 | $1,488,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 99,584 | $1,484,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 111,984 | $1,484,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,429,000 | $1,484,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 58,628 | $1,476,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 34,395 | $1,475,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 16,778 | $1,475,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 12,400 | $1,474,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 222,256 | $1,471,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 48,735 | $1,468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 36,302 | $1,467,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 104,406 | $1,466,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 72,607 | $1,464,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,100 | $1,463,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,141,000 | $1,460,000 | thousands by filing date | principal |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 84,373 | $1,455,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 90,775 | $1,451,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 115,813 | $1,450,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 104,389 | $1,450,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36,742 | $1,450,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 118,948 | $1,445,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 31,997 | $1,444,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 175,400 | $1,444,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 50,000 | $1,443,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 70,896 | $1,443,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 32,074 | $1,443,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 16,320 | $1,441,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 120,000 | $1,440,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 97,451 | $1,440,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,493,000 | $1,436,000 | thousands by filing date | principal |
| DOMINION DIAMOND CORP | 257287102 | COM | 148,311 | $1,435,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 61,990 | $1,431,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 122,956 | $1,430,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 36,200 | $1,429,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24,500 | $1,429,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 50,000 | $1,424,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 114,402 | $1,421,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,758 | $1,419,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 213,688 | $1,413,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 63,715 | $1,411,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 69,278 | $1,411,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 37,153 | $1,408,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 85,187 | $1,407,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 96,209 | $1,405,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 64,139 | $1,402,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 52,789 | $1,401,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,037,660 | $1,401,000 | thousands by filing date | principal |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 145,275 | $1,401,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 36,855 | $1,399,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 89,715 | $1,399,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 189,194 | $1,398,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 55,446 | $1,397,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 46,131 | $1,391,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 20,872 | $1,390,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 87,387 | $1,389,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 243,509 | $1,388,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 66,052 | $1,388,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 71,304 | $1,385,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 110,523 | $1,384,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 117,894 | $1,380,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 172,022 | $1,378,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 157,400 | $1,377,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 245,353 | $1,376,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 39,445 | $1,370,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,000 | $1,369,000 | thousands by filing date | put |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 106,836 | $1,369,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 186,900 | $1,368,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 92,532 | $1,367,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 109,889 | $1,367,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 32,800 | $1,365,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 55,058 | $1,357,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 93,116 | $1,357,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 45,000 | $1,354,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 204,836 | $1,354,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 53,092 | $1,354,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 74,957 | $1,353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 25,806 | $1,351,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 57,578 | $1,351,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 77,078 | $1,349,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 250,000 | $1,348,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 49,708 | $1,344,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 124,285 | $1,344,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 92,583 | $1,342,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 108,860 | $1,340,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 74,557 | $1,338,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 33,817 | $1,338,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 100,415 | $1,335,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 100,604 | $1,335,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,900 | $1,334,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 45,098 | $1,332,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 50,529 | $1,332,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 75,989 | $1,329,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 18,429 | $1,329,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 33,209 | $1,329,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 35,210 | $1,327,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 57,735 | $1,327,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 88,433 | $1,327,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 28,886 | $1,325,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 45,695 | $1,322,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 70,501 | $1,322,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 99,526 | $1,319,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 64,375 | $1,318,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 55,802 | $1,317,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 21,457 | $1,314,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 18,400 | $1,313,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 34,000 | $1,311,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 52,175 | $1,307,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 58,394 | $1,305,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 239,358 | $1,305,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 40,788 | $1,305,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 43,557 | $1,301,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 51,641 | $1,301,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 188,551 | $1,299,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 120,755 | $1,298,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 117,990 | $1,297,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 59,504 | $1,295,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 67,941 | $1,294,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 254,601 | $1,294,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 62,706 | $1,291,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 75,212 | $1,289,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 83,826 | $1,284,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 31,954 | $1,284,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 119,793 | $1,281,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $1,280,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 23,000 | $1,279,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 21,603 | $1,279,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 41,345 | $1,278,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 106,039 | $1,277,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 88,932 | $1,277,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 50,000 | $1,277,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 82,280 | $1,275,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 60,634 | $1,273,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 97,028 | $1,273,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,073,000 | $1,270,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 28,700 | $1,268,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 86,933 | $1,263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 50,000 | $1,263,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 68,197 | $1,258,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 92,400 | $1,257,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 149,127 | $1,256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 26,363 | $1,255,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 62,848 | $1,252,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 109,300 | $1,251,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 150,700 | $1,251,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 182,793 | $1,251,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 105,387 | $1,249,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 62,748 | $1,246,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 80,923 | $1,239,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 154,875 | $1,239,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 263,105 | $1,239,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 59,129 | $1,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 70,688 | $1,236,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 25,000 | $1,235,000 | thousands by filing date | call |
| ISHARES TR | 464288125 | 3YRTB ETF | 16,181 | $1,234,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,138,000 | $1,234,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 141,961 | $1,233,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 43,147 | $1,233,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 109,962 | $1,232,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 38,478 | $1,229,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 9,556 | $1,227,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 34,094 | $1,226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 34,051 | $1,226,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 116,815 | $1,224,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 130,286 | $1,223,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 40,650 | $1,222,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50,300 | $1,221,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 102,211 | $1,220,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 174,484 | $1,220,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,700 | $1,219,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 10,327 | $1,219,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 66,975 | $1,219,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 121,915 | $1,219,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 57,375 | $1,218,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 28,556 | $1,217,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16,761 | $1,215,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 46,892 | $1,214,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 177,418 | $1,214,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 112,739 | $1,214,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 24,052 | $1,213,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 99,768 | $1,213,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 31,086 | $1,211,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 21,196 | $1,210,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 106,353 | $1,206,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 99,383 | $1,202,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 189,293 | $1,198,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 63,151 | $1,196,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 87,583 | $1,193,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,500 | $1,185,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 372,571 | $1,177,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 64,613 | $1,177,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,175,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 39,067 | $1,175,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 158,387 | $1,172,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 23,800 | $1,171,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 15,000 | $1,170,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 85,140 | $1,168,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 38,274 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 23,997 | $1,167,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 197,543 | $1,165,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 75,054 | $1,165,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 126,636 | $1,165,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 298,264 | $1,163,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 14,000 | $1,160,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 45,900 | $1,159,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 14,983 | $1,158,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 122,598 | $1,158,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 78,816 | $1,157,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 14,906 | $1,157,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17,263 | $1,154,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 50,683 | $1,154,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 234,637 | $1,150,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 139,401 | $1,150,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 167,846 | $1,150,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 24,799 | $1,149,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 31,900 | $1,146,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 35,564 | $1,146,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 222,189 | $1,146,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 47,451 | $1,146,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14,431 | $1,145,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 130,248 | $1,140,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 124,180 | $1,138,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 42,883 | $1,137,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 36,495 | $1,137,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 80,573 | $1,136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 46,410 | $1,134,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,249 | $1,131,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 57,348 | $1,131,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 82,697 | $1,127,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 97,568 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 22,758 | $1,126,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 93,154 | $1,125,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 21,456 | $1,124,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 39,988 | $1,123,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 23,518 | $1,123,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 111,657 | $1,123,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 163,647 | $1,121,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 240,000 | $1,121,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,000,000 | $1,121,000 | thousands by filing date | principal |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 68,354 | $1,119,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 79,869 | $1,117,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 28,094 | $1,116,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 25,269 | $1,114,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 76,054 | $1,113,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 229,587 | $1,109,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 108,783 | $1,108,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 60,437 | $1,107,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19,600 | $1,106,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 97,374 | $1,105,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 56,702 | $1,104,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 23,814 | $1,102,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 22,214 | $1,102,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 54,695 | $1,099,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 322,000 | $1,098,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 28,800 | $1,098,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 52,477 | $1,097,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 57,198 | $1,096,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 157,256 | $1,094,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 18,250 | $1,094,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,170,000 | $1,090,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 27,700 | $1,086,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 140,746 | $1,085,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 24,000 | $1,084,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 29,343 | $1,083,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,900 | $1,083,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 56,991 | $1,083,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 17,022 | $1,082,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 89,570 | $1,081,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 76,374 | $1,080,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 106,691 | $1,079,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 45,193 | $1,078,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,091 | $1,075,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 30,524 | $1,074,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 68,215 | $1,073,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 24,524 | $1,072,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 31,206 | $1,072,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 48,264 | $1,070,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 30,611 | $1,068,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,600 | $1,067,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 42,345 | $1,061,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K174 | DAILY GLD MINE | 36,000 | $1,060,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 111,466 | $1,058,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 82,043 | $1,056,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 96,607 | $1,046,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 16,700 | $1,041,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 47,374 | $1,040,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 71,429 | $1,038,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 21,050 | $1,038,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 28,178 | $1,037,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 59,193 | $1,035,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 41,905 | $1,035,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 11,535 | $1,034,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 68,561 | $1,033,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 55,254 | $1,033,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 125,982 | $1,031,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,746 | $1,030,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 28,221 | $1,029,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 38,676 | $1,028,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 115,219 | $1,027,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 5,000 | $1,025,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 45,834 | $1,025,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 58,953 | $1,023,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 27,087 | $1,020,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 39,031 | $1,020,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 83,177 | $1,020,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 33,200 | $1,019,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 221,079 | $1,019,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 30,349 | $1,019,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 48,397 | $1,016,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 42,780 | $1,014,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 15,620 | $1,013,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,400 | $1,012,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 25,576 | $1,012,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 37,803 | $1,011,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 120,000 | $1,010,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 13,302 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 25,369 | $1,008,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 88,753 | $1,007,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 65,040 | $1,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 43,609 | $1,004,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 50,282 | $1,004,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 14,005 | $1,003,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 53,142 | $1,002,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 58,581 | $995,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,133,000 | $994,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 88,205 | $993,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 73,254 | $993,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 21,551 | $992,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 48,792 | $992,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 21,479 | $989,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 105,432 | $989,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 50,000 | $987,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 74,961 | $986,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 19,649 | $985,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 65,000 | $985,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,400 | $984,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 82,583 | $983,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 18,327 | $982,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 456,574 | $982,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 59,077 | $981,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 52,024 | $980,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 28,634 | $979,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 16,900 | $977,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 38,931 | $974,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 40,721 | $974,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 69,843 | $972,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 125,935 | $971,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 28,600 | $971,000 | thousands by filing date | call |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 911,000 | $970,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,100 | $969,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 41,554 | $968,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 48,477 | $968,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 9,659 | $966,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 12,656 | $966,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 87,933 | $965,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 60,376 | $963,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 26,436 | $961,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 280,709 | $958,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 22,022 | $958,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 15,100 | $956,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 24,290 | $954,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 28,399 | $954,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 899,000 | $954,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,027,000 | $954,000 | thousands by filing date | principal |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 94,200 | $952,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 27,900 | $951,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 97,799 | $951,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,000 | $948,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 59,297 | $948,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 17,943 | $947,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 30,150 | $946,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 36,925 | $946,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 110,152 | $945,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 45,436 | $943,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 42,471 | $943,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 38,813 | $943,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 21,015 | $943,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 50,783 | $942,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,594 | $941,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $938,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 50,000 | $934,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 48,728 | $929,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 58,956 | $928,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 63,047 | $926,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 100,500 | $925,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 101,532 | $924,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 53,458 | $924,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 32,915 | $923,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 52,725 | $922,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 33,727 | $917,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 39,568 | $914,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 34,536 | $914,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 48,143 | $912,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 25,000 | $911,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 22,673 | $910,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 39,860 | $909,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,362 | $909,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 35,600 | $907,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 12,053 | $905,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 26,400 | $904,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 47,553 | $903,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 39,000 | $902,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 45,047 | $902,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 137,684 | $901,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 92,656 | $900,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 39,933 | $899,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 27,514 | $898,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 44,895 | $897,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,330 | $894,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,939 | $893,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 26,176 | $893,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 405,403 | $893,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 21,336 | $892,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 27,700 | $889,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,300 | $888,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 89,570 | $886,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 35,383 | $885,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 107,361 | $884,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 79,041 | $883,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 41,027 | $882,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 17,533 | $879,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 61,654 | $878,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 22,068 | $876,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,500 | $875,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 28,017 | $874,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 137,836 | $873,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 23,433 | $870,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 70,902 | $870,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 40,553 | $868,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 46,609 | $867,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 11,108 | $867,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,300 | $866,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 61,424 | $866,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 50,458 | $866,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 104,192 | $865,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 30,155 | $863,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 29,800 | $859,000 | thousands by filing date | call |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 61,575 | $857,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 66,525 | $856,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 128,363 | $856,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 30,078 | $856,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 44,942 | $856,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 24,201 | $853,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 15,137 | $853,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 603 | $853,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 44,475 | $851,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,300 | $850,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 356,901 | $850,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 45,163 | $848,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 90,736 | $847,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 67,923 | $846,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 47,822 | $845,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 32,891 | $843,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,817 | $842,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 23,333 | $841,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 21,540 | $840,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 73,869 | $838,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 34,339 | $832,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 123,026 | $832,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 53,497 | $830,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 129,527 | $829,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 268,722 | $828,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 30,726 | $824,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,600 | $823,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 180,544 | $821,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 37,824 | $821,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 33,009 | $819,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 6,856 | $818,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 29,931 | $817,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 152,125 | $814,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 72,260 | $814,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 18,267 | $811,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 68,040 | $810,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 80,198 | $808,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 12,437 | $807,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 73,800 | $805,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 19,383 | $805,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,455 | $805,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 32,289 | $801,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 31,055 | $800,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 52,060 | $796,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 8,450 | $792,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 13,187 | $791,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |