13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADECOAGRO S A | L00849106 | COM | 263,429 | $2,735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 55,200 | $2,735,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 213,319 | $2,732,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 307,697 | $2,723,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 70,351 | $2,719,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 117,310 | $2,708,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 318,600 | $2,708,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 38,424 | $2,707,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 282,432 | $2,703,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 179,583 | $2,701,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 174,482 | $2,701,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 190,112 | $2,695,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 153,594 | $2,693,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 42,200 | $2,691,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 230,000 | $2,689,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 91,746 | $2,688,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 184,260 | $2,685,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 55,896 | $2,682,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 93,843 | $2,679,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 352,974 | $2,676,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 312,149 | $2,672,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50,000 | $2,671,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,545,000 | $2,669,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X849 | INDX FD | 111,660 | $2,668,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 116,524 | $2,665,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 232,137 | $2,658,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 112,126 | $2,658,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 38,291 | $2,655,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 84,959 | $2,651,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 105,246 | $2,643,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 114,211 | $2,639,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 418,256 | $2,639,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 493,327 | $2,639,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 45,000 | $2,635,000 | thousands by filing date | call |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 107,423 | $2,634,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 95,422 | $2,629,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 105,130 | $2,628,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 167,808 | $2,626,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,107,476 | $2,625,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 69,344 | $2,625,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 63,806 | $2,622,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 125,272 | $2,618,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 193,414 | $2,610,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 230,371 | $2,610,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 301,328 | $2,603,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 179,916 | $2,602,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,229 | $2,600,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 142,852 | $2,598,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 195,508 | $2,598,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 120,425 | $2,596,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 357,915 | $2,591,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 2,591,000 | $2,589,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W323 | CMN | 122,299 | $2,583,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 46,326 | $2,577,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 35,682 | $2,576,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 23,035 | $2,574,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,278,000 | $2,572,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 335,700 | $2,565,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 225,936 | $2,562,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 52,000 | $2,558,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 422,551 | $2,553,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 223,100 | $2,550,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 36,323 | $2,549,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 120,070 | $2,548,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 108,236 | $2,545,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 139,824 | $2,540,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 49,734 | $2,538,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 131,477 | $2,535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 98,022 | $2,532,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 45,269 | $2,528,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 117,440 | $2,527,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 58,669 | $2,523,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 441,728 | $2,523,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 503,582 | $2,523,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 93,770 | $2,521,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 169,541 | $2,518,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 84,700 | $2,515,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 191,985 | $2,515,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 103,868 | $2,514,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 278,397 | $2,514,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 79,531 | $2,510,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 843,000 | $2,507,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,537,000 | $2,507,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 33,900 | $2,505,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 31,325 | $2,499,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 88,300 | $2,495,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 46,803 | $2,494,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 58,067 | $2,493,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 44,434 | $2,493,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 119,394 | $2,489,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 154,968 | $2,488,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 509,621 | $2,486,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 85,990 | $2,480,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,211,823 | $2,472,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,000 | $2,471,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 316,950 | $2,459,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 186,252 | $2,458,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 428,876 | $2,457,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 96,623 | $2,448,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 36,145 | $2,444,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 55,000 | $2,439,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 33,100 | $2,438,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 21,743 | $2,436,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 50,000 | $2,430,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 102,760 | $2,425,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 152,465 | $2,417,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 245,562 | $2,416,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 114,410 | $2,411,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 63,111 | $2,409,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 145,610 | $2,408,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 138,587 | $2,405,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 94,395 | $2,404,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 148,799 | $2,403,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 23,400 | $2,403,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 50,833 | $2,399,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 57,550 | $2,398,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 166,902 | $2,395,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 484,708 | $2,395,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 365,600 | $2,395,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 351,540 | $2,387,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 58,494 | $2,387,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 201,790 | $2,381,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 57,608 | $2,380,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,446,000 | $2,380,000 | thousands by filing date | principal |
| PLY GEM HLDGS INC | 72941W100 | COM | 145,934 | $2,371,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F312 | AMT FRE INT MU | 100,000 | $2,370,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 155,275 | $2,368,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 174,950 | $2,361,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 296,481 | $2,357,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 23,782 | $2,357,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 71,406 | $2,349,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 121,464 | $2,348,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 36,100 | $2,346,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 61,500 | $2,346,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 133,313 | $2,340,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 112,287 | $2,337,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 196,749 | $2,331,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 633,224 | $2,331,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 280,400 | $2,330,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 46,918 | $2,326,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 126,387 | $2,326,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,044,000 | $2,325,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 65,184 | $2,321,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 35,321 | $2,320,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 75,362 | $2,319,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,705,000 | $2,313,000 | thousands by filing date | principal |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 37,485 | $2,313,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 91,249 | $2,306,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 261,302 | $2,304,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 230,665 | $2,304,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 155,950 | $2,302,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 33,500 | $2,302,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 213,579 | $2,297,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 307,882 | $2,296,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 83,022 | $2,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 99,445 | $2,293,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 133,719 | $2,292,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 50,533 | $2,291,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 152,773 | $2,289,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 245,999 | $2,288,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 60,059 | $2,288,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 68,239 | $2,287,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 159,524 | $2,286,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 100,441 | $2,276,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 260,000 | $2,275,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 119,226 | $2,273,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 521,472 | $2,268,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 415,413 | $2,268,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 31,834 | $2,267,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 121,972 | $2,264,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 194,200 | $2,257,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 144,055 | $2,253,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 140,818 | $2,251,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 110,000 | $2,250,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,959,000 | $2,249,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 45,000 | $2,248,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 181,093 | $2,247,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 95,314 | $2,245,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 40,000 | $2,242,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 34,500 | $2,241,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 76,307 | $2,236,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 83,135 | $2,232,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 33,298 | $2,229,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 69,443 | $2,226,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 139,812 | $2,224,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 70,595 | $2,219,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 536,923 | $2,218,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 54,683 | $2,215,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 200,188 | $2,212,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 102,097 | $2,212,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 33,810 | $2,205,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 80,000 | $2,204,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 103,800 | $2,203,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 267,344 | $2,200,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 95,903 | $2,196,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 93,196 | $2,195,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 264,086 | $2,194,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 128,043 | $2,194,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 130,191 | $2,187,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 65,847 | $2,180,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 75,556 | $2,179,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 109,064 | $2,179,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 325,135 | $2,172,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 210,635 | $2,169,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 129,910 | $2,166,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 142,888 | $2,165,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 105,021 | $2,163,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 33,838 | $2,163,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 101,053 | $2,163,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 67,209 | $2,162,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 33,500 | $2,157,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 130,246 | $2,156,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 64,992 | $2,148,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 67,242 | $2,144,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 86,069 | $2,144,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 17,500 | $2,141,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 104,865 | $2,140,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 154,392 | $2,140,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 63,000 | $2,138,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 429,832 | $2,137,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 24,292 | $2,134,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 150,389 | $2,131,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 64,896 | $2,129,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 42,800 | $2,127,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 179,557 | $2,121,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 196,404 | $2,121,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 257,878 | $2,118,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 67,796 | $2,115,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 68,953 | $2,111,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 73,378 | $2,106,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 96,247 | $2,105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 39,127 | $2,102,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 28,508 | $2,101,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 19,938 | $2,099,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 83,522 | $2,098,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 407,430 | $2,098,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 96,843 | $2,094,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 163,109 | $2,093,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 57,789 | $2,092,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 39,285 | $2,091,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 45,100 | $2,087,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 83,437 | $2,087,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 110,719 | $2,082,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,300 | $2,075,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 108,867 | $2,074,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 126,213 | $2,070,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 28,200 | $2,070,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 128,829 | $2,065,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 136,925 | $2,064,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 90,532 | $2,064,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 79,378 | $2,064,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 264,451 | $2,060,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 14,214 | $2,058,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 92,668 | $2,057,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 71,972 | $2,050,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 98,360 | $2,040,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 62,649 | $2,031,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 130,275 | $2,027,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 32,784 | $2,026,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 137,840 | $2,024,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 525,000 | $2,021,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $2,021,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 150,546 | $2,019,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 106,725 | $2,018,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 137,856 | $2,017,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 37,531 | $2,017,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 89,506 | $2,014,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 111,300 | $2,013,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 16,400 | $2,008,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 351,144 | $2,008,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 138,342 | $2,006,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 26,700 | $2,004,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 287,405 | $1,995,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 77,140 | $1,995,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 188,938 | $1,993,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 160,713 | $1,993,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 56,835 | $1,992,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 49,802 | $1,992,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 70,426 | $1,989,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 63,800 | $1,987,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 91,324 | $1,984,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 36,100 | $1,980,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 166,572 | $1,973,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 46,796 | $1,972,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 231,694 | $1,969,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 2,250,000 | $1,966,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 254,149 | $1,964,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 157,090 | $1,964,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 22,500 | $1,963,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 33,150 | $1,963,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 181,149 | $1,960,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 30,461 | $1,958,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 35,389 | $1,954,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 50,000 | $1,952,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 786,567 | $1,950,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 63,035 | $1,947,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 81,298 | $1,945,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 121,407 | $1,945,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 229,754 | $1,944,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 137,702 | $1,939,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 74,079 | $1,939,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 63,700 | $1,933,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 22,362 | $1,932,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 63,240 | $1,929,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 121,076 | $1,928,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,408,000 | $1,927,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,869,000 | $1,922,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 54,891 | $1,920,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 45,458 | $1,916,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 150,780 | $1,913,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 49,136 | $1,906,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 144,856 | $1,902,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 127,800 | $1,897,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 147,631 | $1,895,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 66,980 | $1,894,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 32,382 | $1,892,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,376 | $1,892,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,700 | $1,890,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 62,110 | $1,888,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 193,518 | $1,887,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 24,438 | $1,883,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 70,115 | $1,879,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 78,474 | $1,877,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 150,000 | $1,875,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,100 | $1,872,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 62,989 | $1,871,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 81,400 | $1,867,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 152,045 | $1,867,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 93,750 | $1,861,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 382,781 | $1,861,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 54,644 | $1,859,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 44,477 | $1,856,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 68,926 | $1,853,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 54,976 | $1,853,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 44,191 | $1,851,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,842,000 | $1,850,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 196,904 | $1,849,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 186,401 | $1,849,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 59,919 | $1,847,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 80,341 | $1,847,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 64,600 | $1,844,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 173,840 | $1,842,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 26,620 | $1,838,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 78,016 | $1,837,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 118,456 | $1,834,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,300 | $1,829,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 64,200 | $1,828,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 184,960 | $1,827,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 20,799 | $1,826,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 67,835 | $1,822,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,900 | $1,816,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 63,782 | $1,815,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 133,663 | $1,814,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 41,700 | $1,813,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 271,095 | $1,811,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 88,220 | $1,810,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 147,437 | $1,805,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 44,225 | $1,804,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 166,531 | $1,799,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 111,184 | $1,795,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 91,037 | $1,795,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 50,000 | $1,791,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 35,049 | $1,790,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 54,545 | $1,789,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 38,765 | $1,788,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 133,932 | $1,783,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,687,000 | $1,772,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H108 | COM | 69,380 | $1,771,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 87,181 | $1,770,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 111,980 | $1,769,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 18,692 | $1,767,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 123,505 | $1,767,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 114,825 | $1,764,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 21,969 | $1,761,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 100,000 | $1,761,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 44,000 | $1,758,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 46,964 | $1,758,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 134,091 | $1,754,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 127,054 | $1,747,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 94,488 | $1,747,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 106,327 | $1,744,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,350,000 | $1,744,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 130,367 | $1,741,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 121,578 | $1,740,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 63,349 | $1,738,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 15,000 | $1,738,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 94,073 | $1,734,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,385,000 | $1,733,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 50,348 | $1,732,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,497,000 | $1,732,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,709,000 | $1,730,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 34,600 | $1,724,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 312,263 | $1,724,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 58,505 | $1,720,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 59,705 | $1,711,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 1,715,000 | $1,711,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 55,700 | $1,710,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 487,769 | $1,707,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 86,377 | $1,702,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 138,312 | $1,697,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 166,247 | $1,697,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 52,238 | $1,696,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 44,974 | $1,696,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 18,342 | $1,695,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 80,912 | $1,692,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,179,000 | $1,690,000 | thousands by filing date | principal |
| BRADY CORP | 104674106 | CL A | 44,965 | $1,688,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 79,786 | $1,686,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 43,151 | $1,685,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 31,500 | $1,684,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 55,900 | $1,682,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 81,038 | $1,678,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 141,803 | $1,678,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 126,575 | $1,677,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 117,973 | $1,675,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 69,063 | $1,674,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 187,692 | $1,673,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 93,377 | $1,671,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 90,533 | $1,668,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 41,373 | $1,667,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 23,641 | $1,666,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 33,226 | $1,666,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 63,560 | $1,666,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 135,428 | $1,666,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 74,696 | $1,662,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,887 | $1,659,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 310,000 | $1,659,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 26,700 | $1,659,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 20,000 | $1,658,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 50,391 | $1,658,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 59,245 | $1,655,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 413,480 | $1,654,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,425,000 | $1,654,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 193,513 | $1,653,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 240,349 | $1,649,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 200,000 | $1,648,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,409 | $1,648,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,072 | $1,645,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 74,500 | $1,643,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 319,709 | $1,640,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15,000 | $1,635,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 100,534 | $1,635,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 93,015 | $1,635,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 11,500 | $1,633,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 83,408 | $1,627,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 101,030 | $1,627,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 49,773 | $1,624,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 95,480 | $1,622,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 56,737 | $1,622,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 84,366 | $1,620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 25,791 | $1,614,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 60,663 | $1,613,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21,850 | $1,610,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 126,005 | $1,610,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 114,219 | $1,610,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 29,500 | $1,609,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 43,811 | $1,608,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 100,727 | $1,607,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 117,742 | $1,607,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 29,667 | $1,606,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 25,000 | $1,605,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 83,224 | $1,602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 65,362 | $1,601,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 60,497 | $1,600,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 30,000 | $1,593,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 50,719 | $1,592,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 17,070 | $1,588,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 211,788 | $1,584,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 35,415 | $1,583,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 20,795 | $1,582,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 30,466 | $1,581,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 226,722 | $1,580,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 82,850 | $1,579,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 297,688 | $1,578,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 160,579 | $1,578,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 121,410 | $1,576,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 35,600 | $1,576,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 89,009 | $1,575,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 42,036 | $1,574,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 32,046 | $1,574,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 19,460 | $1,570,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 80,998 | $1,567,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 176,212 | $1,561,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 29,859 | $1,560,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 13,000 | $1,558,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,625,000 | $1,557,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 21,240 | $1,552,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 46,400 | $1,547,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 85,821 | $1,545,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 135,000 | $1,544,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 29,384 | $1,540,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 15,250 | $1,540,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100,000 | $1,539,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 111,430 | $1,538,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 57,431 | $1,535,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 63,573 | $1,533,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 22,800 | $1,532,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 54,859 | $1,529,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 68,788 | $1,527,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 267,035 | $1,527,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |