13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OXFORD INDS INC | 691497309 | COM | 133,318 | $8,016,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 429,200 | $8,013,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 71,747 | $7,975,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 183,227 | $7,974,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 342,116 | $7,972,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 480,269 | $7,963,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 393,568 | $7,950,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 312,900 | $7,948,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 274,468 | $7,942,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 850,000 | $7,939,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 166,877 | $7,925,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,154,991 | $7,912,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 187,366 | $7,911,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 290,667 | $7,910,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 250,000 | $7,903,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 180,000 | $7,898,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 199,579 | $7,897,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 121,487 | $7,896,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 179,432 | $7,862,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 90,600 | $7,861,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 224,400 | $7,858,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 154,429 | $7,835,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 102,272 | $7,826,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 531,158 | $7,813,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 320,435 | $7,799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 175,593 | $7,789,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 308,397 | $7,784,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 147,694 | $7,783,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 366,966 | $7,780,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 574,267 | $7,765,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 873,395 | $7,765,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 72,700 | $7,760,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,471,087 | $7,759,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 234,380 | $7,755,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 241,235 | $7,705,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 120,000 | $7,698,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 250,670 | $7,696,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 297,237 | $7,680,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 209,000 | $7,666,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 231,338 | $7,646,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 207,268 | $7,646,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 262,014 | $7,639,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 448,559 | $7,639,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 251,447 | $7,635,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,383,801 | $7,624,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,382,328 | $7,604,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 279,455 | $7,601,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 50,000 | $7,586,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,300,272 | $7,581,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 262,118 | $7,568,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 335,949 | $7,559,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 52,248 | $7,548,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,136,532 | $7,535,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,025,089 | $7,514,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 95,604 | $7,512,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 640,000 | $7,501,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 551,832 | $7,499,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 197,103 | $7,496,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 145,651 | $7,487,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 196,739 | $7,483,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 70,000 | $7,472,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 206,000 | $7,472,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 175,100 | $7,472,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 384,048 | $7,470,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 98,727 | $7,440,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 96,767 | $7,437,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $7,436,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 296,739 | $7,433,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 450,061 | $7,426,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 142,289 | $7,420,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 196,774 | $7,407,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 109,431 | $7,403,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 134,287 | $7,402,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 171,765 | $7,398,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 189,622 | $7,396,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 192,424 | $7,391,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 655,669 | $7,389,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 210,438 | $7,380,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 243,994 | $7,378,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 123,881 | $7,358,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 264,465 | $7,352,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 509,914 | $7,348,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 122,800 | $7,339,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 129,447 | $7,331,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 530,206 | $7,317,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 168,473 | $7,317,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 154,254 | $7,309,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 474,889 | $7,300,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,000 | $7,288,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 171,035 | $7,278,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 299,930 | $7,267,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 125,600 | $7,257,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,643,000 | $7,250,000 | thousands by filing date | principal |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 423,312 | $7,247,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,110,000 | $7,246,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 446,549 | $7,234,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 210,469 | $7,220,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 171,156 | $7,218,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 153,563 | $7,214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 279,005 | $7,204,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 393,700 | $7,177,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 534,737 | $7,160,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 538,107 | $7,151,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 395,000 | $7,146,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 88,555 | $7,133,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 989,829 | $7,117,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 374,394 | $7,113,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 868,850 | $7,107,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 96,400 | $7,102,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 199,032 | $7,095,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 164,309 | $7,089,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 491,177 | $7,078,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 374,683 | $7,059,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 166,120 | $7,057,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 303,629 | $7,054,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,399,609 | $7,053,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 690,396 | $7,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 139,609 | $7,046,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 140,759 | $7,046,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 451,395 | $7,041,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000,000 | $7,020,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 61,200 | $7,019,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 231,208 | $7,008,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 39,600 | $7,000,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 636,162 | $6,979,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 128,682 | $6,954,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 602,303 | $6,944,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 620,423 | $6,936,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 358,886 | $6,930,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 151,015 | $6,923,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 440,415 | $6,902,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 247,603 | $6,900,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 104,850 | $6,899,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 286,827 | $6,885,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 57,565 | $6,874,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 403,436 | $6,866,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 272,669 | $6,857,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 176,495 | $6,857,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 263,658 | $6,855,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 286,545 | $6,855,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 250,158 | $6,846,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 108,000 | $6,840,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 124,687 | $6,838,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 177,700 | $6,825,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 204,046 | $6,825,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 114,300 | $6,823,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 216,600 | $6,819,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 99,000 | $6,810,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 183,853 | $6,785,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,042,502 | $6,781,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 139,069 | $6,718,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 166,558 | $6,712,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 286,438 | $6,702,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 212,100 | $6,698,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 768,800 | $6,696,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 593,049 | $6,695,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 423,427 | $6,690,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 557,227 | $6,687,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 315,223 | $6,686,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 83,180 | $6,683,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 331,278 | $6,675,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 68,500 | $6,666,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 199,100 | $6,662,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 549,613 | $6,651,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 6,674,000 | $6,645,000 | thousands by filing date | principal |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 224,175 | $6,624,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 466,616 | $6,617,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 118,119 | $6,615,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 131,709 | $6,608,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 411,505 | $6,597,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 154,466 | $6,597,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 346,258 | $6,588,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 415,964 | $6,581,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 208,293 | $6,581,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 500,000 | $6,560,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 57,195 | $6,557,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 196,174 | $6,553,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 133,734 | $6,545,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 233,200 | $6,539,000 | thousands by filing date | call |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 108,434 | $6,526,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 273,147 | $6,506,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 256,250 | $6,503,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 187,579 | $6,500,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 223,375 | $6,492,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 262,772 | $6,491,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,500 | $6,487,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 126,215 | $6,487,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 264,980 | $6,470,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 141,600 | $6,467,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 64,049 | $6,466,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 111,715 | $6,433,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,733,000 | $6,432,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 390,610 | $6,429,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 122,427 | $6,429,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 119,278 | $6,422,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 165,084 | $6,421,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 179,722 | $6,417,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 203,513 | $6,395,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 77,070 | $6,394,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 525,666 | $6,382,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 240,545 | $6,377,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 150,912 | $6,376,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 68,700 | $6,371,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 350,594 | $6,366,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 174,450 | $6,359,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 175,597 | $6,352,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 499,545 | $6,349,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 309,659 | $6,336,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 150,248 | $6,333,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 313,237 | $6,318,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 424,359 | $6,318,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 153,709 | $6,316,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 158,792 | $6,299,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 100,309 | $6,288,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 63,312 | $6,276,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 346,960 | $6,255,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $6,249,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 87,700 | $6,247,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 86,181 | $6,245,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 113,563 | $6,226,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 241,554 | $6,223,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 278,462 | $6,223,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 484,562 | $6,217,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,500 | $6,212,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 326,734 | $6,205,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 103,664 | $6,199,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 189,248 | $6,197,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 247,609 | $6,195,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 356,674 | $6,188,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 346,271 | $6,180,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 605,434 | $6,176,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 245,436 | $6,172,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 370,673 | $6,171,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 68,311 | $6,159,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 409,119 | $6,153,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 607,807 | $6,151,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 138,925 | $6,138,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 55,572 | $6,124,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 82,920 | $6,123,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 448,409 | $6,099,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,784,500 | $6,085,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 195,881 | $6,082,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 126,257 | $6,072,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 374,746 | $6,064,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 397,208 | $6,054,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 300,242 | $6,053,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 224,557 | $6,051,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 26,000 | $6,047,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 440,994 | $6,046,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 155,000 | $6,040,000 | thousands by filing date | put |
| EQUITY ONE | 294752100 | COM | 196,445 | $6,030,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 150,892 | $6,029,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 38,600 | $6,027,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 295,000 | $6,018,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 71,263 | $6,017,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 251,138 | $6,002,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 70,101 | $5,999,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,013,087 | $5,997,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 121,069 | $5,995,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 686,271 | $5,984,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 124,250 | $5,983,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 153,588 | $5,975,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 430,950 | $5,973,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 138,602 | $5,968,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 138,163 | $5,963,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 190,000 | $5,960,000 | thousands by filing date | put |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 234,473 | $5,955,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 117,640 | $5,953,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 218,991 | $5,944,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 215,526 | $5,939,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 696,911 | $5,938,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 293,047 | $5,928,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 405,750 | $5,924,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 103,444 | $5,922,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 362,440 | $5,915,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 94,058 | $5,911,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 49,200 | $5,905,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 119,988 | $5,898,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 48,798 | $5,896,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 395,100 | $5,891,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 398,999 | $5,881,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 195,384 | $5,871,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 93,000 | $5,869,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 178,276 | $5,855,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 315,462 | $5,852,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 87,500 | $5,835,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 240,909 | $5,802,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 977,200 | $5,785,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 292,968 | $5,784,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 268,180 | $5,782,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 836,075 | $5,770,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 684,725 | $5,758,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 229,968 | $5,747,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 220,206 | $5,747,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 507,834 | $5,744,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 97,750 | $5,741,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 103,766 | $5,740,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 85,160 | $5,736,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 87,510 | $5,732,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 193,929 | $5,732,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 155,959 | $5,731,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,909,000 | $5,728,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 230,474 | $5,722,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,994,000 | $5,721,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 524,023 | $5,717,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 275,000 | $5,696,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 132,500 | $5,695,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 96,200 | $5,694,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 130,122 | $5,692,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 95,973 | $5,691,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 130,430 | $5,686,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 124,688 | $5,685,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 74,089 | $5,680,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 103,224 | $5,677,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 402,816 | $5,672,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,822,500 | $5,668,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 213,881 | $5,660,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 108,159 | $5,653,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 39,545 | $5,647,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 81,952 | $5,646,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 196,905 | $5,641,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 235,947 | $5,639,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 205,488 | $5,637,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 121,723 | $5,636,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 65,200 | $5,634,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 669,800 | $5,633,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 43,659 | $5,626,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 72,800 | $5,619,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 139,097 | $5,613,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 169,414 | $5,603,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 72,227 | $5,601,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 501,496 | $5,586,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 140,918 | $5,580,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 31,112 | $5,564,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,979,687 | $5,563,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,102,000 | $5,556,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 53,149 | $5,554,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 155,278 | $5,549,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 86,107 | $5,540,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,453,861 | $5,539,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 423,200 | $5,519,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 170,312 | $5,511,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 363,321 | $5,504,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 63,977 | $5,499,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 203,176 | $5,485,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 153,617 | $5,476,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 97,742 | $5,466,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 146,533 | $5,466,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 140,700 | $5,441,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 446,577 | $5,440,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 250,863 | $5,420,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 107,765 | $5,417,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 135,000 | $5,416,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 500,000 | $5,410,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 143,387 | $5,399,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 140,675 | $5,388,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 204,445 | $5,388,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 4,000,000 | $5,378,000 | thousands by filing date | principal |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 148,927 | $5,375,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 235,511 | $5,364,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 212,615 | $5,360,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 204,288 | $5,358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 223,145 | $5,353,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 312,738 | $5,351,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 267,211 | $5,349,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 86,508 | $5,338,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 175,200 | $5,328,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 169,000 | $5,320,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 526,843 | $5,315,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 133,094 | $5,313,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 96,832 | $5,302,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 189,291 | $5,300,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 137,900 | $5,297,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 128,100 | $5,297,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 329,119 | $5,292,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 354,751 | $5,290,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 214,834 | $5,287,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 196,496 | $5,277,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 139,969 | $5,274,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 94,158 | $5,272,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 156,552 | $5,261,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 309,412 | $5,260,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 108,004 | $5,258,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 423,323 | $5,249,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 163,488 | $5,246,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 108,952 | $5,241,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 217,108 | $5,239,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 51,013 | $5,234,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 275,919 | $5,232,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,488,000 | $5,228,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,866,000 | $5,228,000 | thousands by filing date | principal |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 389,152 | $5,222,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 565,356 | $5,213,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 290,594 | $5,202,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 53,800 | $5,193,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 342,247 | $5,192,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 171,419 | $5,190,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 87,677 | $5,187,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 261,349 | $5,177,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 333,969 | $5,176,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 179,654 | $5,176,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 4,610,000 | $5,155,000 | thousands by filing date | principal |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 70,008 | $5,150,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 161,234 | $5,148,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 38,613 | $5,137,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 57,912 | $5,137,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 114,838 | $5,133,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 61,900 | $5,128,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 233,022 | $5,126,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 700,000 | $5,124,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 586,799 | $5,111,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 58,500 | $5,108,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150,700 | $5,102,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 91,000 | $5,099,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 274,125 | $5,088,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 496,459 | $5,079,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 487,549 | $5,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 221,426 | $5,073,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 159,004 | $5,072,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42,953 | $5,058,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 190,212 | $5,057,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 146,083 | $5,052,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 204,844 | $5,050,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 690,142 | $5,039,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 106,428 | $5,037,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 365,008 | $5,033,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 204,573 | $5,021,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 88,000 | $5,020,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 130,000 | $5,015,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 154,179 | $5,003,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 432,344 | $5,002,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 65,014 | $4,994,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 171,571 | $4,993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 99,635 | $4,977,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 359,778 | $4,961,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 115,581 | $4,953,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,890,000 | $4,952,000 | thousands by filing date | principal |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 106,751 | $4,933,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 70,938 | $4,919,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 78,533 | $4,896,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 193,115 | $4,894,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 829,061 | $4,892,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 261,494 | $4,890,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 196,587 | $4,885,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 442,318 | $4,883,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 254,232 | $4,881,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 222,705 | $4,870,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 84,232 | $4,869,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 571,080 | $4,860,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 129,071 | $4,858,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,050,000 | $4,855,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 55,500 | $4,853,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 119,763 | $4,843,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,700 | $4,822,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 71,265 | $4,820,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 94,566 | $4,817,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 84,516 | $4,810,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 41,133 | $4,809,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 16,700 | $4,808,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 253,911 | $4,796,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 115,857 | $4,791,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 255,378 | $4,786,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 85,448 | $4,770,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 145,351 | $4,752,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 217,857 | $4,749,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 187,622 | $4,736,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 206,522 | $4,736,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 26,300 | $4,736,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 92,264 | $4,734,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 66,045 | $4,730,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,065,223 | $4,730,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 67,005 | $4,727,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 845,520 | $4,726,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 137,279 | $4,723,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 89,700 | $4,720,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 265,942 | $4,718,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 485,042 | $4,715,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 50,757 | $4,711,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 250,000 | $4,710,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 160,802 | $4,708,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,218,000 | $4,699,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 894,453 | $4,687,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 71,600 | $4,686,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 207,017 | $4,683,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 241,902 | $4,677,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 340,074 | $4,669,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 156,160 | $4,669,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 261,208 | $4,662,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 151,500 | $4,660,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 72,418 | $4,657,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 379,493 | $4,652,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 283,537 | $4,641,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 70,749 | $4,641,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 862,509 | $4,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 176,783 | $4,627,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,023,220 | $4,625,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 139,232 | $4,623,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 184,455 | $4,621,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 107,100 | $4,610,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 76,494 | $4,606,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |