13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,329,014 | $24,972,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 382,221 | $24,947,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 429,146 | $24,942,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 427,113 | $24,918,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,049,001 | $24,809,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 542,211 | $24,807,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 298,249 | $24,782,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 939,119 | $24,746,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 114,322 | $24,738,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,504,420 | $24,718,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 533,638 | $24,691,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 718,515 | $24,667,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 764,300 | $24,664,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 5,315,502 | $24,664,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 557,499 | $24,641,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 201,033 | $24,581,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,363,299 | $24,430,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 356,400 | $24,399,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,809,201 | $24,207,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,144,850 | $24,203,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,930,828 | $24,150,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 494,514 | $24,088,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 150,400 | $24,070,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 481,741 | $24,063,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 384,100 | $24,052,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,991,973 | $23,995,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 843,076 | $23,986,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,353,564 | $23,983,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 309,430 | $23,950,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 481,541 | $23,947,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 280,802 | $23,942,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,166,760 | $23,919,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 452,927 | $23,901,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 631,504 | $23,872,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 974,746 | $23,804,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 277,196 | $23,794,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 632,461 | $23,793,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,570,587 | $23,778,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 375,253 | $23,750,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 262,948 | $23,729,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,547,637 | $23,725,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 364,761 | $23,706,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 231,800 | $23,704,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 438,590 | $23,671,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,135,095 | $23,655,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 233,865 | $23,630,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 743,248 | $23,598,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 850,084 | $23,590,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 226,500 | $23,570,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 434,903 | $23,541,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,910,709 | $23,502,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 949,719 | $23,477,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 496,049 | $23,448,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 875,629 | $23,432,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 271,066 | $23,418,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 294,138 | $23,396,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 246,633 | $23,385,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 520,270 | $23,371,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,818,000 | $23,330,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 188,000 | $23,314,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 1,313,802 | $23,293,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,246,820 | $23,253,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 297,700 | $23,251,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 818,022 | $23,232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 593,917 | $23,216,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,144,514 | $23,176,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 427,780 | $23,173,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 645,982 | $23,113,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 407,597 | $23,087,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 233,629 | $23,061,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 662,942 | $23,057,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,280,658 | $23,026,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 751,545 | $23,013,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 219,871 | $22,942,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 986,161 | $22,928,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 908,280 | $22,916,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 668,322 | $22,903,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 331,977 | $22,890,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 448,663 | $22,887,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,676,587 | $22,885,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 236,700 | $22,849,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 216,848 | $22,840,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 813,635 | $22,823,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 166,113 | $22,821,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,529,000 | $22,782,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,177,371 | $22,782,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 914,879 | $22,772,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 953,500 | $22,693,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,132,046 | $22,686,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 897,567 | $22,672,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 254,040 | $22,577,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 260,557 | $22,541,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,079,941 | $22,473,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 535,606 | $22,389,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 314,600 | $22,374,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 706,697 | $22,339,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 640,922 | $22,310,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 188,735 | $22,238,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 480,419 | $22,228,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 295,000 | $22,202,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 535,517 | $22,186,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 245,212 | $22,147,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 180,010 | $22,140,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,150,018 | $22,138,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,163,092 | $22,088,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 267,214 | $22,050,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 461,588 | $22,018,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,098,600 | $22,005,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 299,138 | $22,004,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,274,846 | $21,991,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 297,600 | $21,936,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 316,295 | $21,920,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 303,618 | $21,918,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 441,164 | $21,904,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 440,015 | $21,795,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 307,072 | $21,752,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 603,156 | $21,725,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,301,453 | $21,721,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 447,623 | $21,701,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 329,932 | $21,671,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 451,573 | $21,622,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 502,766 | $21,610,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 237,377 | $21,604,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 740,208 | $21,584,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 386,318 | $21,552,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 280,000 | $21,543,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 582,829 | $21,518,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 755,187 | $21,508,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 159,827 | $21,493,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 381,758 | $21,492,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,158,362 | $21,406,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 902,846 | $21,334,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 205,400 | $21,296,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 986,783 | $21,295,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 294,600 | $21,279,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 173,900 | $21,277,000 | thousands by filing date | call |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 863,499 | $21,225,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 228,403 | $21,209,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,117,890 | $21,195,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 497,427 | $21,156,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 798,589 | $21,147,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 433,135 | $21,141,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 597,292 | $21,138,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 272,300 | $21,136,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 489,856 | $21,103,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 438,004 | $21,047,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 325,676 | $21,042,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 223,100 | $21,032,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 656,206 | $21,025,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 243,531 | $21,015,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 541,076 | $20,999,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 631,349 | $20,993,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 787,159 | $20,939,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 203,561 | $20,932,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,784,900 | $20,919,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 744,587 | $20,900,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 815,672 | $20,890,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 440,832 | $20,874,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 189,263 | $20,685,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 424,382 | $20,646,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,138,740 | $20,646,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 393,401 | $20,642,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 515,502 | $20,600,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 90,000 | $20,565,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,029,060 | $20,550,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 495,000 | $20,508,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,026,421 | $20,497,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,634,403 | $20,413,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,350,000 | $20,399,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 440,992 | $20,395,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 855,082 | $20,359,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 538,984 | $20,358,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,456,372 | $20,331,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,074,508 | $20,330,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 442,701 | $20,325,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 274,000 | $20,298,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 473,834 | $20,281,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 904,550 | $20,271,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 374,143 | $20,238,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 191,910 | $20,183,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 412,900 | $20,174,000 | thousands by filing date | call |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 375,080 | $20,156,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 186,566 | $20,144,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,762,168 | $20,141,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 391,871 | $20,040,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,060,709 | $20,030,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 236,179 | $20,000,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 670,268 | $19,941,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,197,070 | $19,895,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,078,457 | $19,865,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 806,583 | $19,810,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 484,529 | $19,778,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,691,646 | $19,742,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 155,000 | $19,720,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 923,555 | $19,718,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 554,486 | $19,684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 325,943 | $19,563,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 454,319 | $19,563,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 226,000 | $19,529,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 655,871 | $19,512,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 374,294 | $19,501,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 287,353 | $19,497,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 480,659 | $19,496,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 741,851 | $19,496,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 1,495,000 | $19,480,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 127,075 | $19,464,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 349,868 | $19,446,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 930,260 | $19,434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 858,970 | $19,422,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 120,890 | $19,392,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,266,411 | $19,338,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 503,242 | $19,324,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200,000 | $19,310,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 277,203 | $19,306,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 473,710 | $19,276,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 376,252 | $19,256,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 692,196 | $19,222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 211,229 | $19,196,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 109,623 | $19,176,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 605,981 | $19,119,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 165,355 | $19,108,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 760,173 | $19,103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,765,700 | $19,070,000 | thousands by filing date | put |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 768,841 | $19,059,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 711,358 | $19,007,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 528,621 | $18,993,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 640,897 | $18,984,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 765,009 | $18,949,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,412,136 | $18,936,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 20,203,000 | $18,890,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 194,952 | $18,878,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,054,168 | $18,870,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 219,380 | $18,820,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 869,337 | $18,813,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 500,000 | $18,720,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 318,955 | $18,691,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 542,387 | $18,653,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 442,538 | $18,619,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,649,155 | $18,597,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 684,405 | $18,596,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 484,815 | $18,587,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 997,306 | $18,580,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,126,856 | $18,568,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 185,658 | $18,539,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,735,950 | $18,527,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,243,134 | $18,522,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,027,076 | $18,518,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 818,171 | $18,515,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 636,500 | $18,490,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 439,180 | $18,490,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 936,398 | $18,438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 333,897 | $18,238,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 808,813 | $18,231,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 431,831 | $18,172,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 10,300,000 | $18,070,000 | thousands by filing date | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,392,621 | $18,049,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 755,000 | $18,037,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 841,557 | $18,034,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 705,770 | $18,025,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 162,494 | $17,991,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 310,500 | $17,966,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 283,586 | $17,965,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 90,900 | $17,954,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 351,601 | $17,953,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 266,201 | $17,941,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 306,370 | $17,938,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 159,527 | $17,875,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,486,300 | $17,865,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 914,482 | $17,851,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 272,677 | $17,844,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 940,067 | $17,842,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 674,677 | $17,805,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 143,223 | $17,803,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 193,219 | $17,792,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 515,200 | $17,780,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 554,159 | $17,766,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,172,712 | $17,743,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 935,398 | $17,735,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 295,212 | $17,728,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 542,021 | $17,713,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 211,468 | $17,710,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 469,244 | $17,678,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 348,751 | $17,665,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 630,460 | $17,653,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 492,416 | $17,643,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 839,661 | $17,633,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 711,905 | $17,627,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 256,450 | $17,619,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 271,872 | $17,615,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 932,000 | $17,605,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 223,467 | $17,598,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 860,225 | $17,592,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,305,012 | $17,588,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 637,598 | $17,585,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,088,272 | $17,576,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 467,507 | $17,555,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 701,478 | $17,537,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 877,798 | $17,495,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,407,693 | $17,455,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 434,170 | $17,454,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 834,559 | $17,450,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 423,706 | $17,407,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 204,695 | $17,367,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 247,994 | $17,365,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 955,682 | $17,345,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 442,410 | $17,330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 353,237 | $17,323,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 261,800 | $17,302,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 309,032 | $17,278,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 157,894 | $17,245,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 563,668 | $17,243,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 650,000 | $17,212,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 409,553 | $17,201,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 304,866 | $17,179,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 221,655 | $17,094,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 156,135 | $17,092,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 496,549 | $17,057,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 824,692 | $17,013,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 180,576 | $16,994,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 469,083 | $16,975,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 454,219 | $16,966,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 810,756 | $16,961,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 336,711 | $16,957,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 350,156 | $16,944,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 283,088 | $16,917,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,372,857 | $16,886,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,532,103 | $16,884,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 652,425 | $16,767,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 600,162 | $16,763,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 537,935 | $16,746,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,127,684 | $16,735,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 21,944 | $16,732,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 236,690 | $16,722,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,025,700 | $16,719,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 228,362 | $16,684,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,342,976 | $16,681,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 109,875 | $16,677,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 275,057 | $16,668,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 785,104 | $16,628,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 296,247 | $16,622,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 252,733 | $16,608,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,244,201 | $16,598,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 384,946 | $16,556,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 464,600 | $16,554,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 169,272 | $16,526,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 223,249 | $16,497,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 245,676 | $16,489,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 702,029 | $16,484,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 615,580 | $16,484,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 851,336 | $16,482,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 851,515 | $16,452,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 143,962 | $16,426,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 760,863 | $16,412,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000,700 | $16,411,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,628,104 | $16,395,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 661,456 | $16,385,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 258,317 | $16,370,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 276,963 | $16,366,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 976,010 | $16,358,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 766,470 | $16,318,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 163,070 | $16,315,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 258,561 | $16,292,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 134,600 | $16,289,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 407,311 | $16,289,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 461,186 | $16,276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 581,866 | $16,274,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 821,918 | $16,266,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 281,091 | $16,265,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 156,200 | $16,254,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 13,866,000 | $16,249,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 679,122 | $16,224,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 604,728 | $16,207,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 583,667 | $16,202,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 323,000 | $16,196,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 143,663 | $16,179,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 138,514 | $16,141,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 608,896 | $16,136,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 211,149 | $16,107,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,911,206 | $16,092,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 323,417 | $16,064,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 648,967 | $16,037,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 220,915 | $16,034,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 782,121 | $16,011,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 673,368 | $15,992,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 350,000 | $15,985,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,083,100 | $15,965,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 294,056 | $15,962,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 304,322 | $15,946,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 253,356 | $15,944,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 780,327 | $15,942,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 232,800 | $15,937,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 355,205 | $15,934,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 283,982 | $15,917,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,125,179 | $15,910,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13,368 | $15,909,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 340,300 | $15,888,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 94,944 | $15,853,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 274,174 | $15,850,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 111,008 | $15,849,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 145,541 | $15,849,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 360,200 | $15,838,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 170,300 | $15,797,000 | thousands by filing date | call |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 657,438 | $15,765,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 643,615 | $15,755,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 501,691 | $15,753,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,185,633 | $15,734,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,196,621 | $15,688,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 159,418 | $15,680,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 211,800 | $15,675,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 340,109 | $15,669,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 539,752 | $15,663,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 274,553 | $15,614,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 518,300 | $15,611,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 442,692 | $15,605,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 392,159 | $15,570,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 199,677 | $15,563,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 457,191 | $15,549,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150,100 | $15,525,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 181,889 | $15,497,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 692,548 | $15,478,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,138,030 | $15,465,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,444,587 | $15,458,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 607,935 | $15,442,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 968,446 | $15,427,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 277,103 | $15,420,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,502,461 | $15,415,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 481,604 | $15,378,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,685,600 | $15,373,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 284,149 | $15,338,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 195,349 | $15,306,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 136,290 | $15,267,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 727,168 | $15,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 384,015 | $15,253,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 12,016,000 | $15,238,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 157,737 | $15,231,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 685,481 | $15,177,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 828,787 | $15,167,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,119,886 | $15,164,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 383,635 | $15,154,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 260,300 | $15,079,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 228,218 | $15,063,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 524,521 | $15,038,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 14,747,000 | $15,032,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 291,843 | $15,030,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 785,470 | $15,010,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,153,606 | $15,009,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 70,754 | $14,973,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 407,706 | $14,956,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 284,193 | $14,935,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 706,650 | $14,931,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 404,088 | $14,883,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 606,083 | $14,873,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 192,537 | $14,855,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 103,481 | $14,842,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 896,814 | $14,842,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 639,766 | $14,836,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 480,233 | $14,830,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 498,972 | $14,819,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 104,300 | $14,811,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 131,963 | $14,786,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 411,322 | $14,778,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 110,713 | $14,773,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 239,195 | $14,771,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 989,262 | $14,730,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 145,000 | $14,667,000 | thousands by filing date | put |
| GUGGENHEIM ETF | 78355W866 | cs | 228,925 | $14,654,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 158,551 | $14,648,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 810,123 | $14,647,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 528,273 | $14,633,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 143,071 | $14,619,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 755,150 | $14,619,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 702,146 | $14,605,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 507,551 | $14,603,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 314,319 | $14,585,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 294,081 | $14,578,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 288,571 | $14,556,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 699,095 | $14,540,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 265,339 | $14,462,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,414,600 | $14,443,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 457,010 | $14,410,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 277,707 | $14,396,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 268,764 | $14,394,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 206,968 | $14,366,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 254,868 | $14,354,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,329,811 | $14,328,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 186,933 | $14,270,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 76,600 | $14,263,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 165,680 | $14,214,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 83,678 | $14,213,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 590,231 | $14,207,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 988,800 | $14,199,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,031,664 | $14,154,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 336,876 | $14,132,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 194,908 | $14,131,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 737,172 | $14,065,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 382,837 | $14,031,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,011,343 | $14,028,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 195,271 | $14,016,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 848,855 | $14,014,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 203,100 | $14,002,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |