13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,000 | $403,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,800 | $403,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,915 | $403,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 6,202 | $402,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,759 | $400,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 32,258 | $398,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 32,024 | $398,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 21,808 | $394,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 19,590 | $392,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 47,125 | $390,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 17,246 | $390,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 249,597 | $389,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 30,000 | $389,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 24,566 | $389,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,413 | $388,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 34,150 | $388,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 41,337 | $387,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,688 | $386,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 25,709 | $386,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 29,702 | $385,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 87,205 | $384,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,000 | $382,000 | thousands by filing date | put |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 390,000 | $382,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 12,925 | $381,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 36,389 | $380,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 21,863 | $380,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 16,417 | $379,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 14,825 | $379,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,451 | $378,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 37,454 | $378,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 410,000 | $378,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 40,099 | $377,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 15,051 | $376,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 60,000 | $376,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,271 | $375,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 38,044 | $374,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 27,790 | $374,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 420,000 | $374,000 | thousands by filing date | principal |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 64,618 | $373,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 51,933 | $373,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 20,056 | $372,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 41,166 | $372,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 22,886 | $371,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 12,000 | $370,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 32,353 | $370,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 81,326 | $367,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 44,330 | $366,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 36,143 | $365,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 28,207 | $365,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 318,950 | $364,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 80,975 | $363,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 63,699 | $363,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,459 | $362,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,242 | $362,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 59,165 | $362,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 41,388 | $361,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 28,371 | $360,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,000 | $359,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 16,924 | $358,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 15,191 | $358,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,334 | $358,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 26,821 | $358,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 10,608 | $358,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 26,028 | $357,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 40,584 | $357,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 19,422 | $357,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 43,597 | $356,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,939 | $355,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 23,816 | $355,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 42,573 | $355,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 28,552 | $355,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,962 | $354,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 63,315 | $353,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 372,000 | $353,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,794 | $349,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 21,966 | $349,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 45,000 | $348,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 13,004 | $347,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 24,958 | $347,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,714 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 11,049 | $343,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 14,797 | $343,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,321 | $341,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 24,968 | $341,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 11,941 | $340,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 39,157 | $337,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 9,257 | $336,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,590 | $335,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 29,750 | $335,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 135,302 | $335,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,258 | $332,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 56,913 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 15,789 | $330,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 21,966 | $329,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,864 | $325,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 36,676 | $325,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 39,069 | $324,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 43,932 | $323,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 149,042 | $323,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 27,857 | $320,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 7,140 | $318,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,955 | $318,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 26,920 | $317,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 25,731 | $317,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 18,662 | $317,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 18,472 | $316,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 18,235 | $316,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 36,407 | $315,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 20,773 | $315,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 48,913 | $313,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 11,645 | $313,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 300,000 | $313,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,580 | $312,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 16,156 | $312,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 27,844 | $310,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,502 | $310,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 16,902 | $307,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 39,980 | $307,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 93,947 | $306,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 12,154 | $305,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,031 | $302,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,116 | $300,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 22,818 | $299,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 21,357 | $299,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,997 | $298,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 39,662 | $298,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,311 | $297,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 54,025 | $297,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,096 | $296,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 60,719 | $295,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 300,000 | $294,000 | thousands by filing date | principal |
| DATALINK CORP | 237934104 | COMMON STOCK | 27,604 | $293,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 15,949 | $291,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,156 | $291,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 415,000 | $291,000 | thousands by filing date | principal |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 33,857 | $290,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 48,400 | $289,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 14,764 | $289,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,633 | $288,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,353 | $288,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 29,094 | $288,000 | thousands by filing date | |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 250,000 | $288,000 | thousands by filing date | principal |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 45,448 | $287,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,265 | $286,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 10,000 | $286,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 22,838 | $286,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 17,480 | $285,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 12,494 | $284,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,865 | $283,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $282,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 51,910 | $282,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,500 | $281,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 18,640 | $280,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 15,461 | $278,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,659 | $277,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 55,287 | $277,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 16,817 | $276,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,060 | $273,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 78,211 | $271,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 48,000 | $270,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 33,612 | $269,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,710 | $269,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 107,247 | $269,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,184 | $268,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 21,235 | $267,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 22,057 | $267,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,044 | $266,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 157,584 | $266,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 23,972 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 8,905 | $265,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 49,891 | $265,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 18,066 | $263,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 16,384 | $263,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 37,796 | $262,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,438 | $262,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 152,315 | $261,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 390,000 | $261,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 42,975 | $261,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 16,019 | $260,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,239 | $259,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,846 | $259,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,476 | $259,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,662 | $259,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,904 | $258,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 10,936 | $258,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 71,609 | $258,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 13,546 | $256,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 29,908 | $255,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 19,905 | $255,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,705 | $254,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 14,006 | $254,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 22,738 | $253,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 46,514 | $253,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 19,424 | $252,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 271,000 | $251,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 45,221 | $250,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 16,995 | $250,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,612 | $249,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 33,270 | $249,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,934 | $248,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 60,334 | $248,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,606 | $247,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 73,330 | $247,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 12,150 | $247,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,098 | $246,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 9,140 | $245,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 14,440 | $245,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 228,952 | $245,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,990 | $242,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 24,818 | $242,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 15,231 | $241,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 83,409 | $241,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 21,173 | $241,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 245,000 | $241,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 89,572 | $240,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 65,937 | $239,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,494 | $239,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,540 | $238,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 22,893 | $238,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,096 | $238,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 6,422 | $237,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 20,500 | $237,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 21,857 | $237,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 13,966 | $236,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 74,717 | $236,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 16,400 | $235,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 8,283 | $235,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 24,853 | $234,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 45,839 | $232,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 13,764 | $232,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,336 | $232,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,356 | $232,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 68,948 | $232,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 20,082 | $229,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,847 | $228,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 28,889 | $227,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,470 | $225,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,488 | $224,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 132,026 | $223,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 18,909 | $222,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,794 | $222,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,000 | $222,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,055 | $221,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 14,016 | $221,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 290,000 | $220,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 354,472 | $219,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 17,938 | $219,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 8,050 | $218,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 7,687 | $218,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,125 | $217,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,818 | $217,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 7,846 | $216,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 19,909 | $215,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 70,866 | $215,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 200,005 | $212,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,284 | $212,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 27,563 | $211,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 27,814 | $211,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 12,193 | $210,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,203 | $209,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,308 | $209,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 32,779 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $208,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 11,634 | $208,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,000 | $207,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 6,100 | $207,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 43,874 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,853 | $207,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 83,795 | $207,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,447 | $206,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 92,130 | $206,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $206,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,305 | $206,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 10,446 | $205,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,481 | $205,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 84,500 | $205,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 26,182 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,891 | $203,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 21,501 | $203,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,591 | $203,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,945 | $202,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,760 | $202,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 61,850 | $202,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,177 | $201,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 13,108 | $200,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 196,000 | $200,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,173 | $199,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 24,740 | $197,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,492 | $193,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,305 | $193,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,807 | $192,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,079 | $191,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 70,507 | $191,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 13,472 | $190,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 18,258 | $190,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 27,614 | $189,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 25,570 | $189,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 32,161 | $188,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 20,287 | $188,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 70,931 | $185,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 25,748 | $185,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 17,705 | $184,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 15,901 | $184,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,304 | $183,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 19,251 | $181,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 49,522 | $181,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 13,584 | $180,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 12,960 | $180,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,990 | $178,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 22,347 | $178,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 147,200 | $177,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 23,147 | $176,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,267 | $173,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 15,216 | $173,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 45,159 | $173,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,753 | $173,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 18,376 | $173,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,317 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $172,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 11,837 | $171,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 21,077 | $171,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 10,365 | $166,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 99,847 | $166,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 26,266 | $166,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,420 | $164,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,139 | $164,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 10,074 | $161,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 29,573 | $160,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 11,373 | $159,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 36,490 | $159,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 143,851 | $157,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 60,157 | $157,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,706 | $155,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 15,263 | $155,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 16,443 | $151,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 40,168 | $149,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 12,977 | $148,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,313 | $147,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 25,710 | $147,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 21,119 | $146,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,058 | $145,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,370 | $144,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 19,518 | $144,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,863 | $144,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 25,630 | $144,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 117,066 | $142,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 35,795 | $139,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,648 | $139,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 16,497 | $138,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,371 | $138,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 14,508 | $138,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 76,999 | $135,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 11,408 | $135,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 33,218 | $134,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,893 | $133,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,720 | $133,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 16,488 | $132,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,451 | $131,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 28,187 | $131,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,968 | $130,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,790 | $129,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 21,360 | $129,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,687 | $129,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 21,350 | $127,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 13,053 | $127,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 16,815 | $127,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 16,002 | $125,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,470 | $125,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,328 | $123,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 52,941 | $123,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,864 | $122,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 11,821 | $121,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 22,625 | $121,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 43,943 | $121,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 39,719 | $120,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,658 | $118,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 33,540 | $117,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 27,349 | $117,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15,489 | $117,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 21,466 | $115,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,526 | $113,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,419 | $112,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,276 | $110,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 12,528 | $110,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,065 | $109,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 128,085 | $109,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,998 | $107,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 28,516 | $107,000 | thousands by filing date | |
| JAZZ US HLDGS INC | 47216EAA8 | NOTE 8.000%12/3 | 67,000 | $107,000 | thousands by filing date | principal |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 13,749 | $106,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,854 | $106,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 17,405 | $106,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 125,000 | $105,000 | thousands by filing date | principal |
| FXCM INC | 302693205 | Common Stock | 12,004 | $105,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 25,899 | $105,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,830 | $103,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987MAE9 | CONV | 105,000 | $103,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 13,253 | $102,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 18,077 | $101,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,400 | $101,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 24,228 | $101,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,418 | $100,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 71,754 | $99,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 14,525 | $99,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,765 | $97,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,485 | $96,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 92,828 | $95,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 10,129 | $95,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 15,403 | $94,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,517 | $93,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,391 | $93,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 23,019 | $93,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 40,146 | $92,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,375 | $91,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,026 | $90,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,100 | $88,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 13,787 | $87,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,609 | $86,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,083 | $86,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 12,762 | $86,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 13,730 | $84,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 80,000 | $84,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 14,267 | $83,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 32,544 | $83,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 34,703 | $82,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,003 | $82,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 13,300 | $81,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,810 | $80,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,776 | $80,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 15,226 | $80,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,646 | $79,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 34,018 | $79,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,443 | $78,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 25,935 | $78,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 39,018 | $78,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 15,905 | $76,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 24,542 | $76,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,817 | $76,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 62,424 | $74,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,461 | $74,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 11,441 | $74,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 10,160 | $72,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 156,431 | $71,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 23,824 | $70,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 11,938 | $70,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 30,315 | $70,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 82,854 | $69,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 12,628 | $69,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 13,041 | $69,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 11,490 | $69,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 23,619 | $68,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,012 | $67,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 31,420 | $67,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 15,036 | $67,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,307 | $67,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,342 | $66,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 21,180 | $66,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,357 | $66,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,437 | $64,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 76,267 | $64,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 10,000 | $64,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 23,494 | $64,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,400 | $63,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,587 | $62,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 14,692 | $62,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,422 | $61,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 36,361 | $61,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,245 | $60,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,491 | $60,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,647 | $60,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 12,361 | $60,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 13,239 | $59,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,748 | $59,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 16,755 | $59,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,174 | $57,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,384 | $57,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 10,117 | $56,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 19,694 | $55,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 500,160 | $55,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,446 | $55,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,820 | $54,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,028 | $54,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 22,928 | $54,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 13,148 | $52,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 21,816 | $52,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,313 | $52,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 13,300 | $52,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,042 | $51,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 22,100 | $51,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,193 | $50,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 28,638 | $49,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,000 | $49,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 70,000 | $49,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 18,391 | $48,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 33,791 | $47,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 28,895 | $47,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 11,639 | $45,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 11,641 | $45,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,830 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 31,788 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |