13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 33,494 | $645,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 8,100 | $644,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 29,340 | $644,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 42,381 | $644,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 29,517 | $642,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 174,712 | $641,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 50,498 | $640,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 10,516 | $639,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,475 | $639,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 19,499 | $639,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 39,603 | $639,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $636,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 46,091 | $635,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 74,377 | $635,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 41,384 | $634,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 34,035 | $633,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 33,118 | $632,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 25,209 | $630,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 24,263 | $628,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,177 | $627,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 88,216 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,199 | $626,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 57,849 | $626,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 59,600 | $626,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 50,876 | $626,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 573,000 | $626,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 22,500 | $625,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 32,461 | $625,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 60,599 | $625,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 20,537 | $623,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,689 | $622,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 44,861 | $622,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,240 | $621,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 27,999 | $621,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 23,937 | $620,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,355 | $619,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 18,579 | $619,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,400 | $619,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 11,143 | $618,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 24,909 | $617,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 14,500 | $617,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 60,292 | $617,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 43,416 | $616,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,510 | $616,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 37,055 | $613,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 50,050 | $613,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 19,927 | $610,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,484 | $610,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 56,789 | $610,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 49,215 | $609,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 28,094 | $608,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 50,000 | $608,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 12,849 | $608,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 36,215 | $607,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 25,384 | $607,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 44,666 | $607,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 48,866 | $605,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,600 | $603,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 25,378 | $603,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 11,383 | $602,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,950 | $600,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 125,227 | $600,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 9,907 | $599,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 100,860 | $598,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 35,876 | $596,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 15,678 | $596,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,676 | $596,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 41,519 | $596,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 17,112 | $596,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 34,882 | $595,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 74,590 | $595,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 12,747 | $595,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 23,100 | $594,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 8,200 | $593,000 | thousands by filing date | put |
| THAI FUND INC | 882904105 | CMN | 72,465 | $592,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 41,357 | $589,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 11,000 | $589,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 61,615 | $587,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 27,021 | $587,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 630,847 | $586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,402 | $586,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 8,051 | $585,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 15,395 | $585,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 23,974 | $584,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 32,962 | $584,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 17,778 | $584,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 30,837 | $583,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 24,982 | $583,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,215 | $582,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 51,388 | $581,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 34,364 | $581,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 46,082 | $581,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 35,845 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 11,750 | $579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 10,916 | $577,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 18,226 | $577,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 9,965 | $576,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 6,511 | $576,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 23,500 | $575,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 34,058 | $575,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 20,678 | $574,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 24,433 | $574,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $574,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 16,197 | $572,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 29,338 | $572,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,562 | $571,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 90,000 | $571,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 22,028 | $569,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 90,159 | $567,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 32,876 | $567,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,700 | $565,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 16,609 | $564,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 58,506 | $564,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 39,065 | $563,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 34,364 | $563,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 10,106 | $563,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 24,363 | $562,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 11,149 | $562,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 47,615 | $562,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 50,206 | $561,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 19,865 | $560,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,910 | $560,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 40,806 | $560,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 17,700 | $559,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 5,839 | $559,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 49,622 | $558,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 15,135 | $558,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,997 | $557,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 18,100 | $556,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 21,816 | $556,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,000 | $555,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 42,254 | $555,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 19,228 | $554,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 24,574 | $552,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,155 | $551,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 15,070 | $551,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 7,718 | $550,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 40,179 | $550,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 24,705 | $550,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 36,475 | $550,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 4,725 | $548,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,400 | $547,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 28,390 | $546,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 23,931 | $546,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 21,269 | $546,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 33,500 | $545,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 42,082 | $545,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,135 | $542,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 13,841 | $542,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 7,445 | $541,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 21,973 | $541,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 29,169 | $541,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 37,808 | $540,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 178,185 | $540,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,638 | $539,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 52,738 | $538,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,000 | $536,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35,242 | $535,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,200 | $534,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 12,200 | $534,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 35,058 | $534,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 20,154 | $533,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 14,833 | $532,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 18,517 | $531,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,946 | $529,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 71,981 | $529,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 10,115 | $528,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 36,837 | $528,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 10,867 | $525,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 28,741 | $524,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,835 | $523,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 39,557 | $523,000 | thousands by filing date | |
| DBX ETF TR | 233051572 | XTRCK MSC AUSTLA | 21,171 | $523,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 23,096 | $522,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,000 | $520,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,600 | $519,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 11,540 | $519,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 87,421 | $517,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,638 | $515,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 31,074 | $515,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 55,532 | $515,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $515,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 14,324 | $515,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 24,016 | $514,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 72,834 | $513,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 16,307 | $513,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 54,610 | $513,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 49,801 | $512,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 12,290 | $512,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $511,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 97,090 | $511,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,905 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,539 | $511,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 17,189 | $511,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 24,219 | $510,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 36,715 | $510,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,100 | $508,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,500 | $507,000 | thousands by filing date | put |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 500,000 | $507,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,475 | $506,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,500 | $505,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 50,505 | $505,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,257 | $504,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 11,600 | $504,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 7,434 | $503,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 73,890 | $503,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 15,915 | $503,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 11,874 | $503,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,500 | $502,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 15,170 | $502,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 67,440 | $502,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,833 | $501,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 53,606 | $501,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 31,423 | $499,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 22,851 | $498,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 44,797 | $498,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $497,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,897 | $497,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 73,999 | $496,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 104,687 | $496,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,133 | $495,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,136 | $495,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 91,047 | $495,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 51,000 | $494,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 18,517 | $493,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,817 | $493,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 20,300 | $493,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 36,363 | $493,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 36,963 | $492,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 26,387 | $491,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 11,815 | $490,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 18,317 | $490,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 23,327 | $490,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 43,899 | $489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 10,713 | $487,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 500,000 | $486,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 143,603 | $485,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 65,840 | $484,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 19,459 | $482,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 17,399 | $482,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 190,616 | $482,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 9,257 | $480,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 20,085 | $480,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,158 | $479,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,300 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,119 | $479,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 19,149 | $479,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 9,660 | $478,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,900 | $477,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 30,000 | $477,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 7,010 | $477,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $477,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 40,906 | $477,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 5,681 | $477,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 25,180 | $476,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,900 | $475,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,614 | $475,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 74,462 | $475,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 104,717 | $475,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,300 | $474,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 37,664 | $474,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 18,687 | $474,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 12,598 | $474,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 20,552 | $474,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,913 | $473,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 17,600 | $471,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 31,488 | $471,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,739 | $471,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 2,617,400 | $471,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 12,399 | $468,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,582 | $467,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 83,132 | $466,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 16,434 | $466,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 17,360 | $466,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 9,249 | $466,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,000 | $465,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $465,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 9,119 | $464,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,886 | $464,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 43,667 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,569 | $463,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,673 | $462,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 47,400 | $461,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 22,940 | $460,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 23,262 | $459,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 52,275 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 19,366 | $457,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 19,895 | $457,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 782 | $457,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 19,226 | $456,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 8,965 | $456,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 18,975 | $455,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 21,791 | $455,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 45,886 | $455,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 20,689 | $455,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,876 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 28,530 | $453,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 11,175 | $453,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 19,647 | $452,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 15,627 | $452,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 28,316 | $450,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 30,526 | $449,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 28,261 | $449,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 23,867 | $448,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 72,146 | $447,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $446,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,322 | $445,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 29,312 | $444,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 302,515 | $444,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 12,000 | $443,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 16,655 | $442,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 22,469 | $442,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 33,529 | $442,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,191 | $441,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 9,096 | $441,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 19,005 | $441,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 40,663 | $440,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 19,838 | $440,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 142,146 | $440,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 120,493 | $440,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,065 | $439,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 14,599 | $439,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 28,040 | $439,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 6,415 | $439,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 7,256 | $438,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 16,969 | $438,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 23,502 | $437,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,873 | $437,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,878 | $436,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,972 | $436,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 9,503 | $436,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 338,000 | $436,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 15,477 | $435,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 12,775 | $435,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 6,266 | $434,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,600 | $434,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,410 | $433,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $433,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $433,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 14,461 | $431,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 31,056 | $430,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 20,219 | $430,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 66,724 | $430,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 27,922 | $429,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,000 | $428,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 21,804 | $427,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 69,113 | $427,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 33,007 | $427,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,000 | $427,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 27,002 | $426,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 48,844 | $426,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 32,014 | $425,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 19,550 | $425,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 26,840 | $425,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,496 | $424,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,000 | $424,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 6,145 | $423,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9,480 | $423,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,676 | $422,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 15,238 | $420,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11,300 | $420,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 51,366 | $418,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 16,553 | $417,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 80,716 | $417,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 16,044 | $416,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 15,954 | $416,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 18,360 | $415,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 25,972 | $415,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 71,175 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 28,058 | $414,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 42,688 | $413,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 9,158 | $413,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 30,362 | $413,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 402,917 | $411,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 11,859 | $410,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 29,852 | $410,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 40,000 | $410,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 16,055 | $410,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,421 | $407,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 74,074 | $407,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 63,285 | $406,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 17,100 | $406,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 28,380 | $406,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,452 | $405,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,646 | $405,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 23,244 | $405,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 40,614 | $404,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 39,626 | $404,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 46,540 | $404,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 13,269 | $403,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 20,021 | $403,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,355 | $403,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 16,224 | $403,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 14,104 | $402,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 390,355 | $402,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,890 | $401,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,357 | $401,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 28,201 | $401,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,034 | $400,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,100 | $400,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 7,719 | $399,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,750 | $399,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,500 | $398,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 21,952 | $398,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,704 | $398,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 48,044 | $398,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 30,343 | $397,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 19,626 | $395,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 11,486 | $395,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $394,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 15,644 | $394,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,319 | $393,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 21,115 | $393,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 7,544 | $392,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 101,468 | $392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 12,819 | $391,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,476 | $390,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 18,000 | $389,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 9,692 | $388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,879 | $388,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 21,599 | $388,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,146 | $388,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,971 | $387,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 21,061 | $387,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,000 | $387,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 24,705 | $386,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 16,383 | $385,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 43,751 | $385,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,971 | $383,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 9,012 | $383,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,891 | $383,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,762 | $382,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,846 | $382,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 15,400 | $382,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10,429 | $381,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 14,608 | $381,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $381,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 45,606 | $381,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 41,504 | $380,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,000 | $379,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 36,623 | $379,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,200 | $378,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 31,272 | $378,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 53,311 | $378,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 21,417 | $377,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,937 | $377,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 33,036 | $377,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,381 | $376,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,599 | $376,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 26,737 | $375,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 10,000 | $375,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,555 | $374,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 25,273 | $374,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 50,488 | $374,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,700 | $374,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,100 | $373,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 8,351 | $373,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 52,700 | $373,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,701 | $372,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,565 | $372,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $372,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 47,033 | $372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 7,131 | $371,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 23,969 | $371,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,836 | $370,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,251 | $370,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,758 | $370,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 35,521 | $369,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 14,319 | $369,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 7,650 | $368,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,602 | $368,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 20,066 | $368,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,000 | $366,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,075 | $366,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,800 | $365,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 14,125 | $365,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 13,784 | $364,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 33,156 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,890 | $364,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 62,420 | $364,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 9,389 | $363,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 62,310 | $363,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 335,941 | $363,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,212 | $362,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $362,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100,250 | $362,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,600 | $361,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 12,469 | $361,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 29,795 | $361,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 36,033 | $361,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 43,620 | $361,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,005 | $361,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 52,771 | $360,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 101,600 | $360,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 360,000 | $360,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 25,000 | $359,000 | thousands by filing date | call |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 23,699 | $359,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 13,532 | $358,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 28,447 | $358,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19,228 | $357,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |