13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,452 | $1,119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 23,036 | $1,119,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 150,000 | $1,118,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 346,092 | $1,118,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 52,433 | $1,117,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 20,385 | $1,116,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,000 | $1,115,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 25,990 | $1,114,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 45,605 | $1,113,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 35,100 | $1,113,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 46,143 | $1,110,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,019,000 | $1,110,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 17,668 | $1,107,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 42,418 | $1,104,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 17,000 | $1,103,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 31,800 | $1,102,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 61,809 | $1,101,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 24,915 | $1,101,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 23,988 | $1,099,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 28,200 | $1,097,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 35,069 | $1,095,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 42,426 | $1,095,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 20,000 | $1,094,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,959 | $1,092,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 57,980 | $1,088,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 10,177 | $1,087,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 88,998 | $1,084,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 27,100 | $1,083,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 45,810 | $1,083,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 50,624 | $1,083,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,492 | $1,082,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 27,142 | $1,082,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,300 | $1,081,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,544 | $1,081,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 16,100 | $1,080,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 180,334 | $1,080,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 59,878 | $1,079,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 59,301 | $1,079,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,647 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 80,828 | $1,076,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 30,469 | $1,073,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 175,097 | $1,072,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 31,381 | $1,068,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14,186 | $1,064,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 90,540 | $1,064,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,004 | $1,063,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 67,591 | $1,063,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 23,924 | $1,060,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 308 | $1,059,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 104,633 | $1,059,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 125,897 | $1,058,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 37,996 | $1,058,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 30,610 | $1,058,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,000 | $1,057,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,706 | $1,056,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 24,267 | $1,056,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 26,259 | $1,055,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 19,400 | $1,051,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 405,601 | $1,051,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 23,654 | $1,051,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 34,251 | $1,050,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 13,100 | $1,049,000 | thousands by filing date | call |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 21,199 | $1,047,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 54,208 | $1,046,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 43,540 | $1,044,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 22,613 | $1,044,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 20,100 | $1,043,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 82,921 | $1,041,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 28,313 | $1,041,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 37,300 | $1,040,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 35,015 | $1,039,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 24,000 | $1,038,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 48,938 | $1,037,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,600 | $1,036,000 | thousands by filing date | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 12,869 | $1,035,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 61,738 | $1,034,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 1,000,000 | $1,033,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 60,000 | $1,028,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 33,460 | $1,026,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 63,387 | $1,026,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 15,501 | $1,024,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 139,828 | $1,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 31,635 | $1,022,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 27,240 | $1,017,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 18,916 | $1,017,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,900 | $1,012,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 30,725 | $1,009,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 18,965 | $1,008,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 23,061 | $1,007,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 173,570 | $1,007,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 67,504 | $1,006,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 70,300 | $1,004,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 45,080 | $1,000,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 110,000 | $998,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 63,608 | $996,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 40,138 | $995,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 21,700 | $994,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 122,700 | $994,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 62,102 | $993,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 52,430 | $991,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 75,140 | $991,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 23,658 | $991,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 67,500 | $990,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 16,498 | $990,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,535 | $988,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 13,346 | $987,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14,102 | $987,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,219 | $986,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 16,413 | $986,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 44,008 | $986,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 16,407 | $986,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 81,500 | $985,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 35,132 | $984,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,144 | $984,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 118,185 | $983,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,099 | $982,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 17,429 | $981,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 79,635 | $979,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 40,540 | $979,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 28,938 | $978,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,500 | $977,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 9,918 | $977,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 13,290 | $977,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 28,058 | $975,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 42,157 | $975,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 42,535 | $970,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 44,977 | $968,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 57,322 | $968,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 10,857 | $968,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,736 | $966,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 28,565 | $966,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 31,481 | $965,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 130,063 | $965,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 12,046 | $963,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,861 | $961,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 61,556 | $961,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 51,020 | $961,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 23,889 | $960,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 17,378 | $958,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 37,447 | $958,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 64,415 | $957,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 21,800 | $955,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 83,548 | $953,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 28,591 | $953,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,700 | $952,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 54,000 | $951,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,076 | $946,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 27,460 | $946,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 74,632 | $946,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 78,438 | $946,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 22,534 | $946,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,104 | $945,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 22,500 | $943,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 18,394 | $940,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,904 | $939,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 12,412 | $939,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 203,293 | $938,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,120 | $936,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 10,995 | $934,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 65,119 | $934,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 58,500 | $931,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 79,963 | $930,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,582 | $929,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 46,691 | $926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 15,449 | $926,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 37,149 | $926,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 275,882 | $925,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 61,100 | $924,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 13,268 | $922,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 47,643 | $921,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 33,349 | $921,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 29,465 | $920,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,054 | $919,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 90,916 | $919,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 36,313 | $917,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 39,000 | $917,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 79,937 | $917,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 34,050 | $917,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 27,200 | $915,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 31,300 | $914,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 25,000 | $914,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 12,377 | $912,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 22,887 | $912,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 95,897 | $911,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 42,985 | $911,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 41,872 | $910,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 150,757 | $910,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 28,209 | $910,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 64,465 | $909,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 31,267 | $909,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 21,430 | $908,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22,745 | $906,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6,419 | $906,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 153,276 | $905,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 19,796 | $901,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 16,627 | $900,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 26,200 | $896,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 39,537 | $894,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 184,224 | $890,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 80,684 | $888,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 59,275 | $888,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 67,404 | $888,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 34,746 | $887,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 58,531 | $887,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 45,035 | $884,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,198 | $883,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 71,280 | $882,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 35,487 | $881,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 41,550 | $880,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 10,855 | $880,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 31,327 | $879,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 18,175 | $874,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 29,337 | $874,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 29,397 | $874,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 24,573 | $874,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 40,000 | $873,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 35,879 | $872,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,885 | $871,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 14,522 | $871,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 40,919 | $870,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 87,525 | $869,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 48,535 | $869,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 13,035 | $868,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,482 | $866,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 34,327 | $865,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 40,000 | $864,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 31,859 | $863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 18,043 | $862,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 200,000 | $862,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 11,650 | $861,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 18,530 | $861,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 58,832 | $859,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,398 | $859,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 17,990 | $856,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 24,390 | $855,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 33,642 | $854,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 282,999 | $853,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 24,799 | $852,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 84,336 | $852,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 72,882 | $852,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 7,491 | $851,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 69,974 | $851,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 32,828 | $850,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 114,669 | $850,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 35,951 | $848,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 54,542 | $847,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,600 | $846,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,296 | $844,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,090 | $844,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 118,987 | $844,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 55,650 | $841,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 68,207 | $840,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 48,240 | $840,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 90,378 | $838,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $837,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 18,143 | $837,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 7,561 | $835,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 32,062 | $834,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 9,850 | $834,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 25,615 | $833,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 29,262 | $831,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 28,653 | $831,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 31,449 | $831,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 26,883 | $830,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 22,552 | $829,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 40,351 | $828,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 37,100 | $825,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 46,285 | $823,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 28,066 | $822,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 57,696 | $822,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 25,929 | $821,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 76,805 | $821,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,062,621 | $821,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 45,299 | $821,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 7,746 | $820,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 46,723 | $820,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 30,171 | $820,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 139,932 | $820,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,800 | $819,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 46,817 | $818,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 27,000 | $815,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 8,600 | $815,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,410 | $812,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,674 | $812,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,900 | $811,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 45,000 | $811,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,242 | $811,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 74,938 | $811,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 22,361 | $810,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 50,000 | $810,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 75,527 | $808,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 31,712 | $806,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 97,677 | $806,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 60,151 | $804,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 30,214 | $804,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10,827 | $803,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 16,014 | $803,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 30,295 | $802,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 27,589 | $801,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 22,200 | $799,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 26,630 | $797,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 63,194 | $796,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,650 | $794,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,800 | $794,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 116,566 | $793,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 60,100 | $793,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 48,600 | $793,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 80,000 | $790,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 22,568 | $790,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 96,607 | $789,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 42,378 | $787,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 21,715 | $787,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 30,409 | $787,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 14,570 | $786,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 16,800 | $786,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,700 | $785,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 20,429 | $785,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $785,000 | thousands by filing date | principal |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 40,450 | $784,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 33,850 | $784,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 28,759 | $783,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 11,708 | $783,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 15,500 | $782,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 28,292 | $781,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 29,225 | $780,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 35,360 | $780,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 21,727 | $779,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 32,136 | $779,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,378 | $778,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 24,369 | $777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 9,469 | $776,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 10,250 | $776,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 8,967 | $775,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 15,424 | $773,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 75,457 | $773,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 86,585 | $772,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 92,060 | $772,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 45,000 | $770,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 43,403 | $769,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 29,132 | $767,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,427 | $766,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 99,255 | $766,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 790,000 | $765,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 19,316 | $764,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 35,525 | $763,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 38,258 | $762,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 43,246 | $761,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 30,231 | $760,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 25,149 | $760,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,546 | $760,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 26,997 | $759,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,800 | $758,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 97,083 | $758,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,732 | $757,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,857 | $755,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 27,404 | $755,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,218 | $755,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 48,853 | $754,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 32,252 | $754,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 53,563 | $753,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,361 | $751,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 19,696 | $750,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 47,385 | $749,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17,903 | $748,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 333,687 | $748,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 23,942 | $748,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 13,222 | $747,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,626 | $747,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 25,200 | $747,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,500 | $746,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 22,748 | $745,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 31,582 | $744,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 56,472 | $743,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 148,410 | $743,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 440,055 | $743,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,509 | $742,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,824 | $742,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 40,264 | $742,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 34,708 | $742,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 18,527 | $740,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 100,000 | $739,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,594 | $739,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 27,735 | $738,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,771 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,451 | $736,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 28,928 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 14,408 | $736,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 22,723 | $736,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 118,079 | $736,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 21,219 | $735,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 98,700 | $732,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,920 | $731,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 17,873 | $731,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 10,534 | $730,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 98,887 | $730,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,905 | $730,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 16,055 | $728,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,593 | $727,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 26,743 | $726,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 27,618 | $726,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 11,716 | $725,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 29,896 | $724,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 305,902 | $723,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 71,598 | $722,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,366 | $719,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 46,890 | $719,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 37,516 | $716,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 43,305 | $716,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 40,000 | $716,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 27,580 | $715,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13,611 | $713,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 49,175 | $713,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 55,452 | $710,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 32,215 | $709,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 45,550 | $709,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 41,690 | $709,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,195 | $708,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 38,428 | $708,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,561 | $707,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 42,848 | $707,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 157,216 | $706,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $706,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 29,500 | $705,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 21,953 | $705,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 383,357 | $705,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,000 | $704,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 15,165 | $703,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 9,497 | $701,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 14,009 | $701,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 7,355 | $701,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 24,095 | $701,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 86,820 | $700,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 16,216 | $700,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 45,776 | $698,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,003 | $697,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,745 | $696,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 18,647 | $694,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 32,106 | $693,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 45,498 | $693,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 25,438 | $693,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 35,361 | $692,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 16,817 | $692,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,900 | $691,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 16,216 | $691,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 22,600 | $689,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 39,100 | $689,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 24,997 | $689,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,395 | $688,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 265,987 | $687,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,955 | $687,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,600 | $684,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,925 | $684,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 42,409 | $681,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 39,024 | $680,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 18,554 | $680,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 57,631 | $680,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 41,462 | $679,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,000 | $678,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 98,186 | $678,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 42,235 | $677,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,324 | $677,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 49,545 | $677,000 | thousands by filing date | |
| MGC | 921910873 | COM | 9,158 | $675,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,419 | $672,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 58,083 | $672,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 29,853 | $672,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 41,598 | $670,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 19,635 | $670,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 34,524 | $669,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10,400 | $669,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 30,862 | $669,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,600 | $668,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 48,605 | $668,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,746 | $668,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 39,212 | $667,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,800 | $666,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,000 | $664,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 20,003 | $664,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 33,063 | $663,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 201,033 | $663,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 41,361 | $661,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 16,937 | $661,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 7,046 | $659,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 16,884 | $656,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 95,415 | $655,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 29,172 | $654,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,798 | $653,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,011 | $653,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 19,914 | $653,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,046 | $652,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 35,096 | $652,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,854 | $652,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,025 | $651,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 33,300 | $651,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,279 | $650,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 44,041 | $648,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 59,147 | $647,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 8,701 | $647,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 270,515 | $647,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 6,398 | $646,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |