13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITRON INC COM | 465741106 | Stock | 6,373 | $356,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 32,131 | $356,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 10,949 | $355,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 22,493 | $353,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 18,216 | $353,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 17,409 | $353,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,672 | $353,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 22,803 | $352,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8,469 | $350,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,865 | $350,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 18,500 | $350,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 30,953 | $349,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,512 | $349,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 33,199 | $349,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,520 | $349,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 24,596 | $349,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 59,981 | $349,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 42,736 | $348,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,710 | $347,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 80,327 | $347,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,648 | $346,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 18,179 | $346,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 12,547 | $346,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 25,343 | $345,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 28,992 | $345,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,500 | $345,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 11,534 | $345,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 11,769 | $344,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 11,717 | $344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,771 | $344,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 49,508 | $344,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,818 | $344,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 39,056 | $344,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $344,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 37,303 | $343,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 13,948 | $343,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 18,223 | $343,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 21,058 | $342,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 13,330 | $341,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,153 | $341,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 21,162 | $341,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,300 | $339,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 65,962 | $339,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,800 | $339,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 25,631 | $339,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 20,581 | $339,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 42,025 | $338,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 36,150 | $338,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 79,700 | $338,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 9,141 | $337,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,188 | $336,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 13,120 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 11,583 | $335,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,900 | $335,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,686 | $334,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 80,000 | $334,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 17,743 | $333,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 15,154 | $332,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,797 | $332,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 53,001 | $332,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 42,952 | $331,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 37,718 | $330,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 3,344 | $330,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,471 | $329,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,223 | $327,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 31,040 | $327,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $327,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 9,050 | $327,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 25,251 | $327,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 10,023 | $327,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 11,022 | $326,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 15,220 | $324,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $324,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 29,242 | $323,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 47,888 | $323,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 4,332 | $323,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 18,374 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,406 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,505 | $321,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 8,895 | $321,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 14,159 | $320,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 35,166 | $320,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,600 | $320,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 78,900 | $320,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 17,686 | $319,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $319,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 25,008 | $318,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 14,049 | $318,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 38,926 | $317,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 27,200 | $317,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 22,505 | $317,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,535 | $317,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 30,030 | $317,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 18,386 | $316,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,662 | $315,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 15,199 | $315,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,050 | $314,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 43,734 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 18,630 | $314,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,065 | $313,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 38,514 | $312,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 36,000 | $312,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $311,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 36,049 | $311,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 21,073 | $311,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,227 | $310,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,984 | $310,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,700 | $310,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,200 | $309,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,210 | $308,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 270,430 | $308,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,974 | $307,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,341 | $307,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,788 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,020 | $307,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,520 | $307,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 19,350 | $307,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 18,189 | $307,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 34,045 | $307,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 14,490 | $306,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 37,566 | $305,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,200 | $304,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,472 | $303,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 18,438 | $302,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 13,735 | $302,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,044 | $302,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,887 | $301,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 8,305 | $301,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 8,686 | $300,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,909 | $300,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 20,488 | $300,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,346 | $300,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 6,864 | $300,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 33,000 | $300,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,248 | $299,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,700 | $299,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 27,154 | $299,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,393 | $299,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 19,170 | $299,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,005 | $299,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,905 | $298,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 12,267 | $298,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,073 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,469 | $298,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,207 | $298,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 20,203 | $297,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 25,373 | $297,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 5,998 | $297,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $296,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 15,350 | $296,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 37,971 | $296,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 6,925 | $296,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 21,449 | $296,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,699 | $295,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,825 | $295,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,025 | $295,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 46,507 | $295,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $293,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $293,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 17,247 | $291,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 27,515 | $291,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 20,922 | $290,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 20,700 | $290,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 20,916 | $290,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 32,670 | $290,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,170 | $289,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,678 | $289,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 5,948 | $289,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10,522 | $288,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 47,100 | $288,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 154,784 | $288,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 20,000 | $287,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 36,565 | $287,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 280,000 | $286,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 30,478 | $286,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 43,480 | $285,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 19,336 | $285,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 40,176 | $284,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,008 | $283,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 56,402 | $283,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 9,865 | $283,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,222 | $282,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 39,236 | $282,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 10,700 | $282,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 4,067 | $281,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,713 | $281,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 10,536 | $281,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 19,148 | $280,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,300 | $280,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,197 | $280,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,437 | $280,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 34,373 | $279,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 13,023 | $278,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,439 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 17,314 | $277,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 15,473 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,098 | $276,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 5,277 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 12,419 | $275,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 13,066 | $275,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,795 | $275,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $275,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 22,556 | $275,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,746 | $275,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 13,100 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,218 | $273,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 7,494 | $273,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34,466 | $273,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,845 | $273,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,881 | $271,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 8,773 | $271,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 37,413 | $271,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,408 | $270,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 20,050 | $270,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 45,579 | $270,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 9,800 | $270,000 | thousands by filing date | call |
| COLONY STARWOOD | 19625X102 | Common Stock | 9,408 | $270,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,732 | $269,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 10,677 | $269,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,470 | $269,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,850 | $269,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $268,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $268,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,219 | $267,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,294 | $267,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,458 | $266,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 9,392 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,667 | $265,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,500 | $265,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,701 | $265,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 18,250 | $265,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 24,906 | $265,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 14,060 | $264,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,541 | $263,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 19,400 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 27,731 | $263,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 118,386 | $262,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 20,442 | $262,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 17,043 | $262,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 14,265 | $260,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,898 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 17,928 | $260,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,223 | $260,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,637 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 5,232 | $260,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,943 | $258,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 9,765 | $258,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 236,061 | $257,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,666 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,525 | $256,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,278 | $256,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,134 | $256,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 14,249 | $256,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 6,815 | $255,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 36,963 | $255,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,000 | $254,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 306 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 9,094 | $253,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,130 | $253,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 4,385 | $253,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 56,218 | $253,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 19,082 | $252,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,080 | $252,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 56,428 | $251,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 22,895 | $251,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 9,174 | $251,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 31,843 | $250,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 16,274 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 6,500 | $250,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 38,780 | $250,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 9,540 | $250,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 31,207 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,314 | $248,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 251,000 | $248,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,085 | $248,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $248,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $247,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 16,479 | $247,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 9,970 | $247,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 33,970 | $246,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 16,120 | $246,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 46,679 | $246,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 9,000 | $246,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 8,547 | $245,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,728 | $245,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 7,730 | $245,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 69,848 | $244,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,766 | $244,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,000 | $243,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,062 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,272 | $243,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,763 | $243,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 38,400 | $242,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 12,978 | $242,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 5,804 | $242,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 920,407 | $242,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 16,200 | $242,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 236,000 | $242,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 12,626 | $240,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,028 | $240,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 31,447 | $240,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 28,800 | $240,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 9,725 | $239,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 34,969 | $239,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,013 | $239,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,295 | $239,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,800 | $238,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,702 | $238,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,684 | $238,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 18,400 | $238,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 28,505 | $238,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,184 | $237,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,824 | $237,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 15,448 | $237,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 16,700 | $237,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 10,449 | $237,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,924 | $236,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 17,087 | $236,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 10,208 | $236,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $236,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $236,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 5,052 | $236,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 9,575 | $235,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,211 | $234,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,880 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,451 | $234,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 41,701 | $234,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,699 | $234,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 14,901 | $234,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 7,812 | $233,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 14,447 | $233,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,775 | $232,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 15,869 | $232,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 5,800 | $232,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,538 | $231,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $231,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 9,951 | $231,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,996 | $230,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,110 | $230,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 9,001 | $229,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,395 | $228,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 38,360 | $228,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,900 | $228,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,537 | $228,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,277 | $227,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,900 | $227,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 37,483 | $227,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2,500 | $227,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 21,846 | $227,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,571 | $226,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 45,015 | $226,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,332 | $225,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,423 | $225,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,179 | $225,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $225,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 8,479 | $225,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,819 | $224,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $224,000 | thousands by filing date | put |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 8,450 | $224,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,417 | $224,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,148 | $223,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 42,472 | $223,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,523 | $223,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 27,640 | $221,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 10,183 | $221,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $220,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,241 | $220,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,837 | $220,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,400 | $219,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,884 | $219,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,704 | $219,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 16,200 | $219,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,806 | $218,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,217 | $218,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 7,965 | $218,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,860 | $217,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,645 | $217,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,917 | $216,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 30,230 | $216,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,900 | $216,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,281 | $216,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,605 | $215,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,334 | $215,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 7,470 | $215,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 25,344 | $215,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,700 | $215,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,443 | $214,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 112,169 | $214,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,582 | $213,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 11,146 | $213,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 7,814 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 6,500 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 13,900 | $211,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,290 | $211,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 22,665 | $211,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,926 | $210,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 25,745 | $210,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 9,060 | $210,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $210,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 15,596 | $210,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,521 | $209,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,220 | $209,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,730 | $208,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 7,762 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,663 | $208,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,274 | $207,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,076 | $207,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,280 | $207,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,513 | $206,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 17,400 | $206,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 482 | $206,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,789 | $206,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,930 | $206,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 200,000 | $206,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 17,600 | $205,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,473 | $205,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,142 | $205,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,751 | $205,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,977 | $204,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,471 | $204,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,034 | $204,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 36,146 | $203,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,433 | $203,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,189 | $202,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 6,163 | $202,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,495 | $202,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $201,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 31,916 | $201,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 7,348 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 9,332 | $200,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,064 | $199,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,800 | $199,000 | thousands by filing date | call |
| FTAI AVIATION LTD | 34960P101 | COM | 15,900 | $199,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,028 | $199,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,344 | $199,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 9,738 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 7,568 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 7,573 | $198,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 41,793 | $197,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 4,049 | $197,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,007 | $197,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,602 | $196,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 5,978 | $195,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 34,884 | $195,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 7,868 | $195,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,625 | $195,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,722 | $194,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,438 | $194,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 16,512 | $194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,246 | $193,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 5,441 | $193,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 16,798 | $193,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 20,034 | $192,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,350 | $192,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,800 | $192,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,200 | $192,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,118 | $191,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 27,800 | $191,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,075 | $191,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,288 | $191,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,700 | $190,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 16,183 | $190,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,343 | $190,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,972 | $190,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,578 | $190,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,638 | $190,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 10,489 | $190,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,966 | $189,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,151 | $189,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,597 | $189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 9,540 | $189,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 5,698 | $189,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $189,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,137 | $188,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 77,582 | $188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 7,730 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,919 | $187,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 7,917 | $187,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 7,402 | $187,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,150 | $186,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 40,144 | $186,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,016 | $186,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 7,387 | $186,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 7,160 | $186,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,051 | $185,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 5,279 | $185,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 25,177 | $185,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 43,306 | $185,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,000 | $185,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 8,857 | $184,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 41,189 | $184,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,399 | $184,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 103,120 | $184,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 12,900 | $184,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 7,986 | $184,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 17,885 | $184,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,045 | $183,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,578 | $182,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 35,284 | $182,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |