13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBALSTAR INC | 378973408 | COM | 150,676 | $182,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,886 | $182,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,685 | $181,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,933 | $181,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,464 | $181,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,971 | $180,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 12,620 | $180,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 5,698 | $180,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,378 | $179,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,545 | $178,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,891 | $177,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,705 | $177,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,415 | $176,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 165,000 | $176,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 16,152 | $175,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $175,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 5,202 | $175,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 4,544 | $175,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $175,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,792 | $175,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 8,866 | $175,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,200 | $174,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 1,522 | $174,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,669 | $174,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,853 | $174,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 15,534 | $174,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,732 | $174,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 2,301 | $174,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 9,640 | $174,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,263 | $174,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 4,045 | $173,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,835 | $173,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,154 | $173,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 4,655 | $172,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,282 | $172,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $172,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 5,185 | $172,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,981 | $171,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 22,995 | $171,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,902 | $170,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 63,511 | $170,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 73,345 | $170,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 2,705 | $170,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 40,000 | $169,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 6,772 | $169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 4,020 | $169,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 16,507 | $169,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 9,922 | $168,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,046 | $167,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,239 | $167,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 6,410 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 7,928 | $167,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $166,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 9,357 | $166,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,748 | $165,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,330 | $165,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 8,133 | $165,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,915 | $165,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 13,196 | $165,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 6,597 | $164,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,100 | $164,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,348 | $163,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,450 | $163,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 18,067 | $163,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 186,000 | $163,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 91,402 | $162,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,178 | $162,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 65,400 | $161,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 7,334 | $161,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 56,670 | $160,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 7,600 | $160,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 5,864 | $160,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 7,224 | $160,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 9,472 | $160,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 8,058 | $159,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 9,106 | $159,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,495 | $158,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 63,050 | $158,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 7,823 | $158,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $158,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $157,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 13,124 | $156,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 8,250 | $156,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,440 | $156,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,750 | $156,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,708 | $155,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 14,461 | $155,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 6,509 | $155,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 9,145 | $154,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,036 | $154,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,200 | $154,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 7,694 | $153,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,800 | $153,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 7,040 | $153,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 8,364 | $152,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,350 | $152,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 3,549 | $152,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,734 | $152,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 5,800 | $152,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 15,729 | $152,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 11,600 | $151,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 5,732 | $151,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 5,495 | $151,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 9,226 | $150,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 45,248 | $150,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,300 | $150,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 8,565 | $150,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,500 | $150,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,359 | $150,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 22,953 | $149,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,366 | $149,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 9,197 | $149,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 310,658 | $148,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 5,847 | $148,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,277 | $148,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 9,209 | $148,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,413 | $148,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,200 | $148,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,317 | $148,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,260 | $148,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,692 | $147,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 5,824 | $147,000 | thousands by filing date | principal |
| NOBILIS HEALTH CORP | 65500B103 | COM | 44,168 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,867 | $146,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,392 | $145,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,660 | $145,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,147 | $145,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,747 | $145,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,480 | $145,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 5,599 | $145,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 11,448 | $144,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 11,001 | $144,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 11,000 | $144,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 10,200 | $144,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,262 | $143,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,273 | $143,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 28,592 | $143,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,890 | $142,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,930 | $142,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,029 | $142,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 85,829 | $142,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,607 | $142,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $142,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 4,540 | $142,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 17,427 | $141,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 8,164 | $140,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 55,900 | $140,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 42,399 | $140,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,900 | $139,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 5,971 | $139,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,504 | $138,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,358 | $138,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 221,390 | $138,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 29,750 | $138,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 8,051 | $137,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 8,768 | $137,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 5,380 | $137,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 29,000 | $137,000 | thousands by filing date | call |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 9,981 | $137,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,133 | $136,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,034 | $136,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 45,600 | $136,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 6,500 | $136,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,200 | $135,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 3,230 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,051 | $134,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,098 | $133,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 24,000 | $133,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 7,338 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,182 | $132,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 45,194 | $132,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 5,552 | $132,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,244 | $131,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 32,116 | $131,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,165 | $131,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,800 | $130,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 6,933 | $130,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 19,662 | $130,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,982 | $129,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,506 | $129,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 14,867 | $128,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 56,787 | $128,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 9,150 | $128,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,200 | $128,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 300 | $127,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 8,361 | $127,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,100 | $127,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,020 | $127,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 6,803 | $127,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,100 | $127,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 9,606 | $127,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 5,239 | $127,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,201 | $126,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,238 | $126,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $126,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 4,073 | $126,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 4,901 | $126,000 | thousands by filing date | principal |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 2,827 | $126,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,302 | $125,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,363 | $125,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,362 | $125,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,991 | $125,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 8,200 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 12,629 | $125,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 7,132 | $124,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 4,544 | $123,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,902 | $123,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,458 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,616 | $123,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 8,426 | $123,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,772 | $123,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,510 | $123,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,000 | $122,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,680 | $122,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 9,408 | $122,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,000 | $122,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,435 | $122,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 8,619 | $121,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,521 | $121,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 8,404 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,550 | $121,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,430 | $120,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,063 | $120,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 8,549 | $120,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 7,562 | $120,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,993 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,725 | $119,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,150 | $119,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,302 | $119,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 4,092 | $119,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,700 | $118,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,000 | $118,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,444 | $118,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,220 | $118,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,495 | $118,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 5,215 | $118,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 7,807 | $118,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 27,152 | $118,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,300 | $117,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,092 | $117,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,350 | $117,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,676 | $117,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,130 | $117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 9,494 | $117,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,148 | $116,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,617 | $116,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 8,406 | $116,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,800 | $116,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 1,749 | $116,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,039 | $115,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 13,706 | $114,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,426 | $114,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,387 | $114,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 70,952 | $114,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 9,908 | $114,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 4,500 | $114,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 5,154 | $114,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,164 | $113,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,467 | $113,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,500 | $113,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 13,217 | $113,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,040 | $112,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,824 | $112,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 2,108 | $112,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 15,015 | $111,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 4,500 | $111,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,000 | $111,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 1,421 | $111,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,290 | $110,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,153 | $110,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,182 | $110,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 8,209 | $110,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,200 | $109,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,879 | $109,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,921 | $109,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,337 | $109,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,940 | $109,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,958 | $109,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 16,000 | $109,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,266 | $109,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,593 | $108,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 39,540 | $108,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,223 | $108,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 13,160 | $108,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 20,463 | $108,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 36,200 | $108,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,000 | $107,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 17,138 | $107,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,118 | $106,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,814 | $106,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,011 | $106,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 23,005 | $106,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,313 | $106,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,619 | $105,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 8,243 | $105,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 9,385 | $105,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,617 | $105,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 8,293 | $105,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,800 | $104,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,960 | $104,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 5,924 | $104,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 7,147 | $104,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 5,800 | $104,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,196 | $103,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,727 | $103,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 7,400 | $103,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $103,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 4,351 | $103,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 900 | $102,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,386 | $102,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,676 | $102,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 6,334 | $102,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 3,826 | $102,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 28,188 | $102,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,600 | $102,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 6,780 | $101,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,020 | $101,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,561 | $101,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,130 | $101,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,458 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,984 | $100,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,687 | $100,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,185 | $100,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 5,812 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 7,863 | $100,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,070 | $100,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,090 | $99,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,774 | $99,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 8,344 | $99,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 10,025 | $99,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 8,166 | $99,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,113 | $98,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 7,900 | $96,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 6,150 | $96,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 5,617 | $96,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 7,147 | $96,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 7,767 | $96,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,202 | $96,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 8,319 | $95,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,288 | $95,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,288 | $95,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,480 | $95,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 19,810 | $95,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $95,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,250 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 4,432 | $95,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 6,650 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,000 | $93,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,358 | $93,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,550 | $93,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 5,636 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 4,773 | $93,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,336 | $92,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,417 | $92,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 3,971 | $92,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,688 | $92,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 5,263 | $92,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 6,557 | $92,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 7,176 | $92,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,660 | $91,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 2,363 | $91,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 7,900 | $91,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 6,273 | $91,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 7,156 | $90,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 847 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 1,789 | $90,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,845 | $90,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10,838 | $89,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,353 | $89,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,596 | $89,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,674 | $89,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 9,805 | $89,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 43,232 | $89,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,247 | $88,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,108 | $88,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 5,328 | $88,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 24,967 | $88,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,777 | $88,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,500 | $87,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,322 | $87,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 10,877 | $87,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,500 | $86,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,800 | $86,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,492 | $86,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,395 | $86,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,315 | $85,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,832 | $85,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,500 | $85,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 9,631 | $85,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 9,147 | $85,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,215 | $84,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 3,122 | $84,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,153 | $84,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 9,380 | $84,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,584 | $84,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 2,786 | $84,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,019 | $83,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,400 | $83,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 11,669 | $83,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $83,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,515 | $83,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,668 | $83,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 22,229 | $83,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,642 | $83,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,606 | $83,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 809 | $82,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,490 | $82,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 15,294 | $82,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,864 | $82,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,327 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,300 | $81,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,101 | $81,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,422 | $81,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,801 | $81,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 100,000 | $81,000 | thousands by filing date | principal |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,018 | $80,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 9,129 | $80,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,070 | $79,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,186 | $79,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,200 | $79,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 20,568 | $79,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,163 | $79,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 3,900 | $79,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,192 | $78,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,800 | $78,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,115 | $78,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 6,200 | $78,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 1,220 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 2,017 | $78,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 1,922 | $78,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,906 | $77,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 6,553 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $77,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,847 | $77,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,785 | $77,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 4,198 | $77,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 47,134 | $77,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $77,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 2,424 | $77,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,000 | $76,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,894 | $76,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 8,259 | $76,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,727 | $76,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,101 | $76,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 10,965 | $76,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 22,788 | $76,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,991 | $76,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,500 | $75,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,240 | $75,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,881 | $75,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,533 | $75,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,693 | $75,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 9,361 | $75,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 5,000 | $75,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 6,100 | $75,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $75,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,971 | $75,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 10,679 | $75,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,924 | $74,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,454 | $74,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,145 | $74,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 985 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,003 | $74,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,000 | $74,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,165 | $74,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 21,050 | $74,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,003 | $74,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,770 | $74,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,007 | $74,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 43,090 | $74,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,608 | $74,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,532 | $74,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 1,121 | $74,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 5,011 | $73,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,920 | $73,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 7,124 | $73,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 4,800 | $73,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,458 | $72,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 21,317 | $72,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,071 | $72,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,894 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 4,231 | $72,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,184 | $72,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,605 | $72,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,235 | $72,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,739 | $71,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,270 | $71,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,100 | $71,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,155 | $71,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,545 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 4,019 | $71,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,953 | $70,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,116 | $70,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,133 | $70,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,054 | $70,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,092 | $70,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 5,235 | $70,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 5,098 | $70,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,960 | $70,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 6,992 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |