13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 294,905 | $2,141,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 50,262 | $2,139,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 22,617 | $2,137,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 15,863 | $2,135,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 102,264 | $2,135,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 162,669 | $2,133,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 85,282 | $2,133,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 120,358 | $2,131,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 119,331 | $2,131,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 138,298 | $2,128,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 23,909 | $2,126,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 44,243 | $2,125,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 39,715 | $2,125,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 40,000 | $2,120,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 112,971 | $2,117,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 19,633 | $2,116,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 34,540 | $2,115,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 30,166 | $2,111,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 70,080 | $2,109,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,200 | $2,104,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 185,190 | $2,104,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 64,790 | $2,093,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 161,586 | $2,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 50,406 | $2,081,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,504,000 | $2,081,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 99,240 | $2,079,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 37,479 | $2,063,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 126,203 | $2,060,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 58,914 | $2,059,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 75,000 | $2,057,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 33,251 | $2,056,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 52,585 | $2,053,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 18,074 | $2,051,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 72,517 | $2,049,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 138,276 | $2,049,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 76,140 | $2,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 99,800 | $2,048,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 133,035 | $2,047,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100,000 | $2,046,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 129,534 | $2,038,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,800 | $2,033,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 150,000 | $2,033,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 31,944 | $2,030,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,400 | $2,029,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 26,625 | $2,028,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 38,000 | $2,027,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 42,188 | $2,027,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 20,000 | $2,024,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 90,482 | $2,022,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 88,926 | $2,017,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 43,941 | $2,016,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,686,000 | $2,011,000 | thousands by filing date | principal |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 46,556 | $2,007,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 199,469 | $2,005,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 58,000 | $2,002,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 77,940 | $2,000,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 18,400 | $1,997,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 55,474 | $1,996,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 75,059 | $1,991,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 150,874 | $1,983,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 39,173 | $1,978,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 115,844 | $1,977,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 151,243 | $1,974,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 92,350 | $1,972,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 40,869 | $1,969,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 234,920 | $1,969,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,800 | $1,968,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 72,159 | $1,966,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 33,878 | $1,966,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 40,833 | $1,959,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 34,887 | $1,957,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 19,139 | $1,954,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 17,279 | $1,953,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 100,000 | $1,953,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 121,635 | $1,950,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 46,665 | $1,939,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 19,000 | $1,938,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 70,891 | $1,937,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 45,093 | $1,931,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 29,000 | $1,930,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 84,350 | $1,927,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 123,418 | $1,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 162,841 | $1,924,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 14,086 | $1,924,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 36,279 | $1,915,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 36,013 | $1,913,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 25,561 | $1,913,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 29,928 | $1,912,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 112,897 | $1,910,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 72,197 | $1,907,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 38,479 | $1,903,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 24,100 | $1,902,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 55,000 | $1,901,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 17,545 | $1,901,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 95,128 | $1,901,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 35,502 | $1,900,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 64,702 | $1,897,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8,739 | $1,893,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 113,842 | $1,892,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 74,577 | $1,888,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 103,611 | $1,883,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 236,000 | $1,883,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 44,457 | $1,881,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 62,312 | $1,881,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 125,746 | $1,870,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 41,518 | $1,866,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 21,554 | $1,862,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 45,028 | $1,858,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 217,262 | $1,854,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 85,414 | $1,847,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 80,634 | $1,840,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 165,403 | $1,839,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 27,532 | $1,835,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 66,257 | $1,835,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 36,225 | $1,833,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 104,100 | $1,829,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 56,984 | $1,828,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 25,900 | $1,827,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 209,200 | $1,818,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 77,813 | $1,818,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 300,000 | $1,812,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 175,850 | $1,806,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,170,939 | $1,804,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 94,353 | $1,803,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 30,855 | $1,798,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 39,215 | $1,798,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 42,468 | $1,797,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 33,935 | $1,793,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 406,215 | $1,792,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 126,858 | $1,791,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 73,850 | $1,791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 21,702 | $1,789,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 57,564 | $1,789,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 130,340 | $1,788,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 18,625 | $1,781,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 291,500 | $1,775,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 36,987 | $1,770,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 107,911 | $1,769,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 83,145 | $1,766,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 205,754 | $1,766,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 87,434 | $1,765,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 50,000 | $1,762,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 100,010 | $1,760,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 47,188 | $1,753,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 25,409 | $1,752,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 66,585 | $1,751,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 51,350 | $1,749,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 115,100 | $1,747,000 | thousands by filing date | call |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 76,179 | $1,745,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $1,744,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 118,387 | $1,741,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 66,579 | $1,739,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 12,334 | $1,738,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 164,144 | $1,738,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 110,576 | $1,736,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 68,666 | $1,736,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 73,200 | $1,731,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 73,200 | $1,731,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 125,000 | $1,730,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 70,220 | $1,728,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 34,422 | $1,726,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,900 | $1,723,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 60,237 | $1,721,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 128,860 | $1,721,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 21,551 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 19,700 | $1,719,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 32,317 | $1,718,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 17,375 | $1,713,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,700 | $1,709,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,900 | $1,708,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 35,000 | $1,707,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 78,406 | $1,707,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 91,823 | $1,705,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 23,048 | $1,705,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 43,750 | $1,703,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 27,665 | $1,701,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 169,143 | $1,694,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 32,037 | $1,694,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 114,036 | $1,693,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 101,377 | $1,692,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 68,057 | $1,690,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 155,260 | $1,687,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 30,723 | $1,682,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 89,662 | $1,682,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 36,000 | $1,677,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 121,371 | $1,676,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,700 | $1,666,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 586,740 | $1,666,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 38,153 | $1,666,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 276,032 | $1,662,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 32,550 | $1,660,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 30,742 | $1,659,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 75,249 | $1,657,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 27,130 | $1,656,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 50,000 | $1,654,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 39,582 | $1,654,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 32,347 | $1,653,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 33,053 | $1,652,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 72,196 | $1,652,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 15,000 | $1,650,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,433 | $1,650,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 45,756 | $1,649,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 56,929 | $1,647,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 66,726 | $1,643,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 57,749 | $1,638,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 92,085 | $1,633,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 96,982 | $1,632,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 53,400 | $1,629,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 94,200 | $1,624,000 | thousands by filing date | put |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 16,713 | $1,622,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 26,445 | $1,621,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,849 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 14,931 | $1,621,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 70,755 | $1,619,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 64,188 | $1,618,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 37,297 | $1,617,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 408,800 | $1,607,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 49,335 | $1,605,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 138,349 | $1,604,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 45,024 | $1,600,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 64,786 | $1,596,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 34,310 | $1,595,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 32,877 | $1,594,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 196,731 | $1,593,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 46,858 | $1,592,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,860,031 | $1,589,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 186,857 | $1,588,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 149,744 | $1,586,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,000 | $1,580,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 25,000 | $1,580,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 70,372 | $1,577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 38,866 | $1,574,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 101,488 | $1,573,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 30,418 | $1,570,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 60,969 | $1,570,000 | thousands by filing date | principal |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10,500 | $1,566,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 40,897 | $1,563,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 47,238 | $1,562,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 82,938 | $1,562,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 28,800 | $1,560,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,400 | $1,559,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 13,500 | $1,559,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 33,500 | $1,558,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 81,799 | $1,557,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 26,104 | $1,556,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 37,390 | $1,553,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 203,265 | $1,551,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 108,102 | $1,551,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 56,132 | $1,550,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 45,435 | $1,548,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 45,141 | $1,546,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 113,410 | $1,545,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 51,114 | $1,544,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 149,068 | $1,544,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 30,589 | $1,542,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 41,845 | $1,542,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 64,818 | $1,542,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 49,205 | $1,542,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 43,200 | $1,541,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,116,000 | $1,541,000 | thousands by filing date | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 261,759 | $1,539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 74,047 | $1,535,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 18,616 | $1,532,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 39,469 | $1,531,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 69,153 | $1,530,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 55,208 | $1,529,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 77,314 | $1,523,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 29,428 | $1,522,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 148,958 | $1,519,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 135,400 | $1,518,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 160,358 | $1,518,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 20,885 | $1,517,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,146,000 | $1,516,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 302,121 | $1,514,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 44,923 | $1,505,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 12,461 | $1,504,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 29,916 | $1,502,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 92,097 | $1,500,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 27,458 | $1,496,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 69,709 | $1,490,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 43,452 | $1,489,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 78,828 | $1,488,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 31,908 | $1,483,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 90,529 | $1,478,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 29,988 | $1,477,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100,200 | $1,476,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 64,020 | $1,474,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 46,048 | $1,473,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 33,087 | $1,472,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 41,143 | $1,471,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 51,926 | $1,471,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 259,957 | $1,471,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 58,577 | $1,470,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,800 | $1,468,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 44,635 | $1,467,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 47,350 | $1,461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 22,154 | $1,455,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 57,100 | $1,451,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 182,070 | $1,451,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 25,423 | $1,450,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 81,817 | $1,448,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 28,240 | $1,442,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 129,416 | $1,442,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 52,528 | $1,442,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 108,368 | $1,441,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 19,813 | $1,440,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 33,244 | $1,439,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 96,573 | $1,439,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 43,135 | $1,439,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15,217 | $1,437,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 13,151 | $1,436,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 95,044 | $1,436,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,631 | $1,435,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 52,727 | $1,434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 65,857 | $1,426,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 41,700 | $1,423,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 93,702 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 39,245 | $1,416,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 26,456 | $1,416,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5,914 | $1,416,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 29,891 | $1,415,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 56,687 | $1,414,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 31,086 | $1,414,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 94,750 | $1,413,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 28,216 | $1,412,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 18,493 | $1,412,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 55,715 | $1,412,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 100,000 | $1,411,000 | thousands by filing date | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 28,152 | $1,408,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 335,321 | $1,395,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 104,977 | $1,394,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 54,078 | $1,389,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 54,937 | $1,388,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 13,176 | $1,387,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 41,500 | $1,386,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,230 | $1,384,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 34,245 | $1,384,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 18,400 | $1,381,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 69,714 | $1,379,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 88,391 | $1,378,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 17,400 | $1,377,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 120,000 | $1,376,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 55,211 | $1,374,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 99,476 | $1,373,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 47,083 | $1,372,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 62,489 | $1,371,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 160,000 | $1,370,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 54,918 | $1,369,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 54,481 | $1,369,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 53,435 | $1,368,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 41,600 | $1,367,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 245,716 | $1,364,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 52,994 | $1,364,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 56,057 | $1,360,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 62,891 | $1,359,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 83,758 | $1,356,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 64,804 | $1,355,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 41,067 | $1,349,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 59,213 | $1,348,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 265,267 | $1,340,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 58,216 | $1,340,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 55,000 | $1,339,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 79,000 | $1,335,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 15,332 | $1,335,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 52,690 | $1,332,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 73,086 | $1,332,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 24,768 | $1,330,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 63,481 | $1,330,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 191,920 | $1,327,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 27,415 | $1,322,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 13,877 | $1,322,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 52,796 | $1,322,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 23,361 | $1,320,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,788 | $1,319,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 178,335 | $1,318,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 113,981 | $1,317,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 25,191 | $1,314,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 20,019 | $1,313,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 17,130 | $1,312,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 35,715 | $1,311,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 98,203 | $1,308,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 145,862 | $1,307,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 58,663 | $1,303,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 512,600 | $1,301,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 20,899 | $1,299,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,500 | $1,297,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 30,000 | $1,297,000 | thousands by filing date | call |
| CYREN LTD | M26895108 | SHS | 529,334 | $1,297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 31,069 | $1,296,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 43,487 | $1,296,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,546,000 | $1,295,000 | thousands by filing date | principal |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 23,848 | $1,294,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 49,700 | $1,294,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,531 | $1,293,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 25,200 | $1,293,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 41,590 | $1,292,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 90,600 | $1,290,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 51,500 | $1,290,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 70,000 | $1,287,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 56,216 | $1,286,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 42,548 | $1,285,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 19,825 | $1,283,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 76,342 | $1,282,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 49,287 | $1,282,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 40,495 | $1,279,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 102,241 | $1,278,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 73,442 | $1,277,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 33,823 | $1,277,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 76,000 | $1,277,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 32,588 | $1,275,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 165,155 | $1,275,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 15,571 | $1,272,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 50,798 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 39,426 | $1,269,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 51,037 | $1,269,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 200,000 | $1,268,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 30,355 | $1,268,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 38,960 | $1,262,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 131,493 | $1,261,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 49,864 | $1,261,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 42,645 | $1,257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 37,476 | $1,252,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,815 | $1,249,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 42,699 | $1,249,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,248,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 13,697 | $1,246,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 80,461 | $1,240,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 12,239 | $1,240,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,625 | $1,237,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 92,851 | $1,233,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 54,457 | $1,227,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 65,810 | $1,226,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 205,429 | $1,222,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 72,622 | $1,221,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 158,700 | $1,220,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 45,000 | $1,216,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 83,812 | $1,213,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 41,366 | $1,211,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 220,000 | $1,210,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,000 | $1,209,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 19,644 | $1,208,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 43,489 | $1,206,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 231,363 | $1,199,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 75,455 | $1,198,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 127,131 | $1,197,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 89,912 | $1,195,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 18,950 | $1,194,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 126,594 | $1,193,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 68,858 | $1,191,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 272,039 | $1,191,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12,322 | $1,190,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 31,742 | $1,190,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 44,331 | $1,186,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,453 | $1,185,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 23,261 | $1,185,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,706 | $1,180,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 30,071 | $1,179,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 84,989 | $1,178,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,700 | $1,177,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 28,274 | $1,177,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 51,300 | $1,176,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 38,994 | $1,176,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,795 | $1,172,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 50,249 | $1,172,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 67,914 | $1,169,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 60,386 | $1,168,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 35,505 | $1,166,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 23,347 | $1,166,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 23,571 | $1,166,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100,000 | $1,164,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,162,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 19,772 | $1,161,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 104,291 | $1,161,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 171,903 | $1,160,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $1,159,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 62,500 | $1,159,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 79,535 | $1,157,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 18,000 | $1,156,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 70,522 | $1,156,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 11,011 | $1,152,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 15,400 | $1,150,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 90,914 | $1,149,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 26,154 | $1,143,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 42,582 | $1,142,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 53,214 | $1,139,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 60,912 | $1,138,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 19,496 | $1,137,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 53,359 | $1,134,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 40,523 | $1,129,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 25,700 | $1,128,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 14,000 | $1,128,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 150,593 | $1,128,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 19,590 | $1,127,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 19,589 | $1,125,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 28,000 | $1,124,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 18,856 | $1,123,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 39,834 | $1,122,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 150,000 | $1,121,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 85,673 | $1,120,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 22,604 | $1,119,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |