13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRON MTN INC DEL COM | 46284V101 | REIT | 117,090 | $4,394,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 65,894 | $4,392,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 48,400 | $4,389,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 77,500 | $4,383,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 33,138 | $4,383,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 25,990 | $4,368,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 654,951 | $4,356,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 82,315 | $4,348,000 | thousands by filing date | |
| ROYAL BK CDA | 78011D245 | ETN LKD S&P TR | 199,997 | $4,330,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,286 | $4,323,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $4,311,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 287,134 | $4,310,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 292,514 | $4,309,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 263,667 | $4,309,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 155,666 | $4,295,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 647,599 | $4,293,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $4,261,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 75,939 | $4,259,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 68,686 | $4,248,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 134,327 | $4,245,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 317,976 | $4,232,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 162,493 | $4,232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 128,372 | $4,224,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 54,364 | $4,220,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 457,678 | $4,220,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 39,030 | $4,219,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $4,217,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 33,982 | $4,215,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 515,977 | $4,205,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 79,700 | $4,196,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 136,344 | $4,192,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 304,614 | $4,191,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 81,607 | $4,189,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 81,312 | $4,188,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 229,476 | $4,183,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 53,846 | $4,174,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 233,400 | $4,169,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 154,980 | $4,161,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 27,349 | $4,153,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 246,704 | $4,152,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 184,789 | $4,133,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 27,000 | $4,118,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 181,505 | $4,106,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 205,686 | $4,099,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,497 | $4,095,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 291,431 | $4,094,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 120,426 | $4,090,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 535,626 | $4,086,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 301,069 | $4,083,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 75,000 | $4,082,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 30,811 | $4,070,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 101,800 | $4,068,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 85,267 | $4,057,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 88,100 | $4,054,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 164,663 | $4,039,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 111,030 | $4,037,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 350,400 | $4,019,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 246,000 | $4,015,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 32,800 | $4,014,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 858,898 | $4,011,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 80,000 | $4,006,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 104,900 | $4,005,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 74,468 | $4,000,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 66,087 | $3,998,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 75,600 | $3,994,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 102,700 | $3,980,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 284,447 | $3,977,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 79,470 | $3,958,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 23,905 | $3,958,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,050,000 | $3,957,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 164,203 | $3,954,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 33,800 | $3,945,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 570,000 | $3,939,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 91,203 | $3,912,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 57,680 | $3,910,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 399,311 | $3,910,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 189,310 | $3,901,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 158,934 | $3,896,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 49,600 | $3,888,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 175,592 | $3,874,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 57,477 | $3,869,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 64,458 | $3,865,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 32,911 | $3,859,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 75,000 | $3,848,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 48,704 | $3,846,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 183,835 | $3,842,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 244,473 | $3,839,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 26,424 | $3,838,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 966,690 | $3,828,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 121,717 | $3,822,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 61,600 | $3,817,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 285,306 | $3,803,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 102,400 | $3,802,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 16,500 | $3,800,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 152,784 | $3,791,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 193,715 | $3,783,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 41,261 | $3,779,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 590,005 | $3,777,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 129,500 | $3,775,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 210,268 | $3,774,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 201,781 | $3,761,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 115,515 | $3,757,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 48,503 | $3,752,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 61,897 | $3,750,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 52,500 | $3,745,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 32,300 | $3,729,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 33,415 | $3,727,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 140,602 | $3,717,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 46,881 | $3,712,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 73,549 | $3,699,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,287,845 | $3,696,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 84,758 | $3,693,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 33,687 | $3,691,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 45,653 | $3,691,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 229,675 | $3,690,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 199,244 | $3,689,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 222,500 | $3,685,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 55,121 | $3,682,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 277,478 | $3,680,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 45,430 | $3,679,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 31,500 | $3,677,000 | thousands by filing date | call |
| CONCORDIA INTL CORP | 20653P102 | COM | 819,492 | $3,672,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 142,451 | $3,658,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 79,537 | $3,629,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100,900 | $3,606,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 45,425 | $3,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 89,304 | $3,585,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100,000 | $3,574,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 81,600 | $3,570,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 49,597 | $3,569,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 23,084 | $3,565,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 506,643 | $3,562,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 273,979 | $3,554,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 225,587 | $3,551,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 35,575 | $3,544,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 126,204 | $3,543,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 124,700 | $3,543,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 250,674 | $3,540,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 81,899 | $3,535,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 717,411 | $3,529,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 100,400 | $3,521,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 348,111 | $3,520,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 223,887 | $3,520,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 161,157 | $3,517,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 37,931 | $3,508,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 347,834 | $3,507,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 145,363 | $3,507,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49,167 | $3,504,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,000 | $3,503,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 73,199 | $3,495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 144,251 | $3,492,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 17,100 | $3,489,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 92,442 | $3,489,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 29,516 | $3,485,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 76,625 | $3,485,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 36,686 | $3,463,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 254,270 | $3,463,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 45,300 | $3,444,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 94,837 | $3,442,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 123,340 | $3,407,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 150,010 | $3,396,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 87,606 | $3,390,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 215,600 | $3,385,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 71,789 | $3,384,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 53,333 | $3,382,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 45,076 | $3,381,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 168,978 | $3,381,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 87,304 | $3,378,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 73,125 | $3,371,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 63,600 | $3,371,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 42,373 | $3,370,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 448,204 | $3,366,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 91,564 | $3,366,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 96,375 | $3,364,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 56,388 | $3,347,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 75,000 | $3,344,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 131,784 | $3,335,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 49,700 | $3,333,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 120,413 | $3,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 65,321 | $3,326,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 431,402 | $3,322,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 127,500 | $3,319,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 156,200 | $3,311,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,500 | $3,306,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 166,955 | $3,304,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 80,000 | $3,302,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 50,506 | $3,302,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 44,784 | $3,301,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 38,783 | $3,299,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 59,026 | $3,297,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 265,783 | $3,273,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 67,010 | $3,264,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 122,782 | $3,259,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 257,303 | $3,257,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25,300 | $3,256,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 50,200 | $3,256,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 25,376 | $3,252,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 143,397 | $3,252,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 102,870 | $3,248,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 92,297 | $3,243,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 108,641 | $3,239,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 125,176 | $3,235,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 432,293 | $3,234,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 266,372 | $3,234,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 55,507 | $3,231,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 156,448 | $3,230,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 46,311 | $3,228,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 88,213 | $3,215,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 195,900 | $3,206,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 104,812 | $3,202,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 40,461 | $3,198,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 154,095 | $3,198,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 246,796 | $3,191,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 49,900 | $3,187,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 126,523 | $3,187,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 31,428 | $3,178,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 67,088 | $3,175,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 29,926 | $3,175,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,226,000 | $3,161,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 25,900 | $3,153,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 129,804 | $3,153,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 178,476 | $3,143,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 51,044 | $3,139,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 128,703 | $3,137,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 28,258 | $3,134,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 87,035 | $3,125,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 112,564 | $3,125,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 138,761 | $3,117,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 53,075 | $3,114,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 217,100 | $3,111,000 | thousands by filing date | call |
| BIO-TECHNE CORP | 09073M104 | COM | 28,284 | $3,097,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 47,200 | $3,095,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 89,034 | $3,093,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 17,700 | $3,092,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 76,117 | $3,091,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 48,529 | $3,084,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 126,000 | $3,082,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 264,047 | $3,078,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 20,023 | $3,073,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 186,699 | $3,073,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 48,980 | $3,071,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 65,600 | $3,069,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 119,930 | $3,061,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 25,076 | $3,057,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 39,519 | $3,050,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 93,700 | $3,049,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 105,653 | $3,047,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 38,135 | $3,047,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 76,967 | $3,040,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 117,178 | $3,035,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 169,056 | $3,034,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 60,563 | $3,034,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 2,840,000 | $3,027,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 37,000 | $3,022,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 63,193 | $3,022,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 142,586 | $3,019,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 122,801 | $3,019,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 75,810 | $3,018,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $3,017,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 63,100 | $3,015,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 258,520 | $3,014,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 153,995 | $3,012,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 72,936 | $3,011,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,989 | $3,000,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 45,781 | $3,000,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 72,500 | $3,000,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 311,290 | $2,994,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 350,097 | $2,994,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 30,028 | $2,993,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 116,339 | $2,987,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 367,311 | $2,975,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 104,518 | $2,975,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 47,169 | $2,972,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 173,290 | $2,970,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 56,386 | $2,970,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 36,600 | $2,965,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 104,337 | $2,956,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 263,476 | $2,949,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 189,700 | $2,947,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 27,982 | $2,946,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 69,392 | $2,943,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 139,210 | $2,941,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 56,931 | $2,939,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 116,707 | $2,933,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 188,800 | $2,932,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 266,172 | $2,928,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 2,917,000 | $2,925,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 50,000 | $2,924,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 214,916 | $2,914,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,548,000 | $2,912,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 65,330 | $2,911,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 115,499 | $2,911,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 71,878 | $2,909,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 285,400 | $2,894,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $2,890,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 43,470 | $2,889,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 74,818 | $2,885,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 216,205 | $2,884,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 77,686 | $2,867,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 71,741 | $2,867,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 145,489 | $2,857,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 188,928 | $2,852,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30,961 | $2,850,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 56,261 | $2,849,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 119,654 | $2,848,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 44,890 | $2,848,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 173,049 | $2,844,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $2,844,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 675,000 | $2,842,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 573,247 | $2,842,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 734,574 | $2,836,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 241,171 | $2,807,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 102,269 | $2,795,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 252,991 | $2,788,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 59,333 | $2,780,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 75,229 | $2,778,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 235,816 | $2,774,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 84,000 | $2,772,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 28,429 | $2,768,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 40,000 | $2,767,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 95,000 | $2,766,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 112,400 | $2,760,000 | thousands by filing date | call |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 90,651 | $2,760,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 42,337 | $2,751,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 352,899 | $2,749,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 130,868 | $2,748,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 25,000 | $2,745,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 95,443 | $2,745,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 236,316 | $2,744,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 50,010 | $2,742,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 96,044 | $2,740,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 449,032 | $2,730,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 181,838 | $2,727,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 23,100 | $2,723,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 50,000 | $2,722,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 39,700 | $2,720,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 53,623 | $2,715,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 127,211 | $2,714,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 141,300 | $2,713,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 95,523 | $2,712,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 330,992 | $2,710,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 183,837 | $2,707,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 107,207 | $2,705,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 96,400 | $2,702,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 16,200 | $2,701,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 104,273 | $2,697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 45,478 | $2,695,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 118,545 | $2,695,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 137,975 | $2,686,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 30,000 | $2,685,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,000,000 | $2,675,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50,800 | $2,665,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 207,568 | $2,658,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 153,552 | $2,635,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 108,992 | $2,634,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 329,738 | $2,620,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 101,748 | $2,617,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 301,000 | $2,616,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 33,078 | $2,614,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 69,324 | $2,613,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 179,965 | $2,613,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 63,129 | $2,611,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 38,000 | $2,604,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 91,220 | $2,601,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 249,696 | $2,599,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 119,009 | $2,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 120,000 | $2,594,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 194,464 | $2,593,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 80,493 | $2,585,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,300,000 | $2,582,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 43,473 | $2,574,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,180 | $2,571,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10,800 | $2,570,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 287,223 | $2,565,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 155,000 | $2,561,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 111,620 | $2,560,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 71,635 | $2,555,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 613,100 | $2,550,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 110,000 | $2,544,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 69,231 | $2,542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 95,997 | $2,536,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 55,469 | $2,528,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40,000 | $2,527,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 31,700 | $2,524,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 215,097 | $2,523,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 90,000 | $2,522,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 14,400 | $2,515,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 181,456 | $2,515,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 70,232 | $2,509,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 159,036 | $2,508,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 600,961 | $2,507,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 180,644 | $2,506,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 95,388 | $2,505,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 50,130 | $2,501,000 | thousands by filing date | principal |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 79,424 | $2,500,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 35,000 | $2,496,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 655,024 | $2,496,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 21,400 | $2,495,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 23,198 | $2,478,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 12,700 | $2,473,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 123,529 | $2,470,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 42,478 | $2,468,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 43,320 | $2,467,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 59,262 | $2,467,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,037,800 | $2,460,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 80,160 | $2,458,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 168,658 | $2,442,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 103,893 | $2,439,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 50,022 | $2,423,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 124,362 | $2,422,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 87,113 | $2,418,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 141,150 | $2,411,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 78,845 | $2,410,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 89,059 | $2,407,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 86,100 | $2,406,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 97,492 | $2,401,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 55,000 | $2,398,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 102,467 | $2,394,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 83,149 | $2,393,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 67,700 | $2,380,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 54,985 | $2,378,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 38,552 | $2,376,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 211,800 | $2,374,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 76,260 | $2,372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 50,371 | $2,371,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 95,142 | $2,369,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 125,376 | $2,365,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 33,500 | $2,363,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 29,700 | $2,363,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 69,119 | $2,362,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 489,580 | $2,360,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 124,426 | $2,360,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U308 | HEALTH FITNESS | 88,783 | $2,360,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 26,870 | $2,356,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 44,043 | $2,351,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 402,607 | $2,339,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 518,184 | $2,337,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 140,000 | $2,335,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 68,528 | $2,333,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 256,435 | $2,333,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 394,063 | $2,325,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 72,979 | $2,308,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 68,977 | $2,306,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,500,000 | $2,302,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 143,871 | $2,300,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 52,351 | $2,299,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 167,773 | $2,295,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 77,560 | $2,290,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,000 | $2,284,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 158,363 | $2,284,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100,000 | $2,275,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,200,000 | $2,269,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 57,568 | $2,264,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 154,111 | $2,262,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 51,000 | $2,259,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 121,048 | $2,255,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14,516 | $2,254,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 161,493 | $2,253,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 52,816 | $2,252,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 75,783 | $2,252,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 50,463 | $2,252,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 139,652 | $2,251,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,277 | $2,251,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 130,602 | $2,251,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 42,500 | $2,245,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 80,243 | $2,239,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 114,548 | $2,238,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 312,350 | $2,237,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 66,683 | $2,233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 53,398 | $2,226,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 851,866 | $2,223,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 26,000 | $2,220,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 41,877 | $2,213,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 41,834 | $2,211,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6,576 | $2,209,000 | thousands by filing date | principal |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 53,510 | $2,202,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 25,963 | $2,201,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 24,611 | $2,199,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 70,931 | $2,184,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 54,650 | $2,183,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 43,921 | $2,180,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 42,969 | $2,177,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 72,871 | $2,176,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $2,175,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 65,000 | $2,174,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 41,395 | $2,173,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 50,000 | $2,172,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 28,900 | $2,166,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 102,926 | $2,166,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 44,565 | $2,166,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 88,847 | $2,164,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 53,267 | $2,163,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,400 | $2,161,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 66,800 | $2,158,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 49,516 | $2,157,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 42,755 | $2,154,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 78,000 | $2,152,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 107,526 | $2,149,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 116,910 | $2,149,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 74,999 | $2,145,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |