13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287564 | SELECT US REIT | 92,252 | $9,677,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 765,531 | $9,675,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 109,798 | $9,627,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 949,362 | $9,616,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 11,687 | $9,602,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 795,000 | $9,596,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 321,683 | $9,595,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 193,430 | $9,581,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 144,500 | $9,579,000 | thousands by filing date | call |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 90,728 | $9,572,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 321,442 | $9,553,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 738,826 | $9,532,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 245,442 | $9,477,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 975,194 | $9,469,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 900,058 | $9,459,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 391,119 | $9,457,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 382,333 | $9,437,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 82,414 | $9,436,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 324,962 | $9,415,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 175,253 | $9,396,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 82,554 | $9,394,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 94,854 | $9,371,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 8,862,000 | $9,327,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 94,032 | $9,314,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 112,927 | $9,299,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 163,759 | $9,294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 601,423 | $9,273,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 678,214 | $9,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 151,786 | $9,236,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 646,685 | $9,223,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 612,637 | $9,220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 406,524 | $9,212,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 223,993 | $9,197,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,208,843 | $9,187,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 257,800 | $9,173,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 981,806 | $9,161,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 156,812 | $9,137,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 190,500 | $9,089,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 383,512 | $9,089,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 182,870 | $9,089,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 66,500 | $9,063,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 253,973 | $9,056,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 275,258 | $9,024,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 195,757 | $9,024,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 318,300 | $9,024,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 454,000 | $9,017,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 506,852 | $9,016,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 225,392 | $9,005,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 233,300 | $8,994,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 230,723 | $8,990,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 318,535 | $8,988,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 88,462 | $8,947,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 340,124 | $8,935,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 178,400 | $8,932,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 471,656 | $8,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 470,938 | $8,905,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 104,300 | $8,902,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 455,469 | $8,882,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,238,000 | $8,868,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 638,662 | $8,838,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,549,000 | $8,833,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 725,871 | $8,827,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 71,983 | $8,823,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 113,954 | $8,823,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,602,500 | $8,814,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 135,484 | $8,787,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 506,362 | $8,786,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 522,719 | $8,778,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 201,000 | $8,754,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 321,592 | $8,753,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 609,784 | $8,738,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 577,606 | $8,733,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 364,078 | $8,719,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 118,636 | $8,709,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 373,924 | $8,686,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,138,610 | $8,661,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 123,400 | $8,660,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 400,100 | $8,650,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 450,467 | $8,645,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 554,058 | $8,633,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 90,857 | $8,617,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 176,800 | $8,612,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 69,847 | $8,605,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 602,948 | $8,580,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 63,802 | $8,573,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 92,737 | $8,570,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 118,733 | $8,553,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 2,105,014 | $8,546,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 336,907 | $8,537,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 334,000 | $8,527,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 117,545 | $8,524,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 439,715 | $8,513,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 120,790 | $8,510,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 229,200 | $8,491,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,658,354 | $8,491,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 238,988 | $8,473,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 123,600 | $8,466,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 104,214 | $8,457,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,067,477 | $8,423,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 735,282 | $8,419,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 154,394 | $8,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 222,520 | $8,360,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 164,185 | $8,352,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 107,800 | $8,347,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 199,191 | $8,306,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,905,899 | $8,290,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 217,806 | $8,269,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 46,700 | $8,260,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 88,431 | $8,253,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 60,243 | $8,246,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 84,500 | $8,232,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,351,000 | $8,219,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 254,400 | $8,217,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 171,762 | $8,207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 82,170 | $8,193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 295,724 | $8,189,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 81,503 | $8,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 222,653 | $8,182,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 232,626 | $8,182,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 226,933 | $8,181,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 145,385 | $8,168,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 207,497 | $8,149,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 133,448 | $8,128,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 30,706 | $8,124,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100,000 | $8,062,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 683,838 | $8,055,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,165,000 | $8,050,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 157,500 | $8,045,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 146,845 | $8,032,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 215,860 | $8,028,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 219,498 | $8,007,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 97,400 | $7,953,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 232,488 | $7,948,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 205,413 | $7,939,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 240,000 | $7,920,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 71,382 | $7,887,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 759,411 | $7,882,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 165,217 | $7,838,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 493,000 | $7,795,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 648,546 | $7,782,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 103,747 | $7,777,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 201,790 | $7,743,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 87,200 | $7,741,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,690,702 | $7,741,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 165,100 | $7,725,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 91,427 | $7,722,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 827,622 | $7,722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 125,493 | $7,702,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 203,988 | $7,684,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 147,214 | $7,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 158,302 | $7,673,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 476,300 | $7,673,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 87,188 | $7,666,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 220,715 | $7,652,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 178,000 | $7,645,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 50,000 | $7,626,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 599,790 | $7,623,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,228,400 | $7,592,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 58,791 | $7,588,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 316,445 | $7,585,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 66,469 | $7,547,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 64,425 | $7,543,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 4,997,000 | $7,536,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 81,459 | $7,521,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 331,069 | $7,518,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 157,175 | $7,511,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 652,863 | $7,483,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 171,800 | $7,468,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 254,403 | $7,459,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 194,484 | $7,451,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 217,457 | $7,437,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 723,198 | $7,434,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,280,985 | $7,417,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 153,900 | $7,384,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 467,000 | $7,383,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 465,466 | $7,374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 239,474 | $7,368,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 383,793 | $7,354,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 82,500 | $7,342,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 64,008 | $7,321,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 228,000 | $7,305,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 190,900 | $7,277,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 250,790 | $7,267,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 217,457 | $7,267,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 491,379 | $7,258,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 417,900 | $7,200,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 87,032 | $7,188,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 180,000 | $7,178,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 699,232 | $7,174,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 221,800 | $7,107,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 53,641 | $7,085,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 53,600 | $7,061,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 182,900 | $7,051,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 300,000 | $7,050,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 111,000 | $7,033,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 2,430,476 | $7,024,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 29,472 | $7,013,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 6,002,000 | $7,011,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 149,914 | $7,008,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 407,562 | $6,994,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 64,400 | $6,990,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 72,620 | $6,967,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 122,453 | $6,925,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 320,176 | $6,896,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 97,073 | $6,890,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 101,800 | $6,890,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 103,849 | $6,880,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 69,187 | $6,869,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 288,591 | $6,834,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,014,000 | $6,832,000 | thousands by filing date | principal |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 534,750 | $6,829,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 268,132 | $6,821,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 72,305 | $6,817,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 184,755 | $6,797,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,052,914 | $6,791,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 72,491 | $6,783,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 100,100 | $6,779,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 112,736 | $6,758,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 77,139 | $6,749,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 98,200 | $6,745,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 242,142 | $6,739,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 300,133 | $6,724,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 176,000 | $6,692,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 769,056 | $6,683,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 260,880 | $6,633,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 175,117 | $6,628,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 122,700 | $6,616,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 338,600 | $6,616,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 85,055 | $6,587,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,932,000 | $6,574,000 | thousands by filing date | principal |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 97,309 | $6,567,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 65,362 | $6,552,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 116,959 | $6,551,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 633,542 | $6,545,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 36,000 | $6,540,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 113,600 | $6,537,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 84,891 | $6,516,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 111,997 | $6,507,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 121,015 | $6,500,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 156,026 | $6,484,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 51,520 | $6,478,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 181,959 | $6,471,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 206,601 | $6,460,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 60,404 | $6,452,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 58,825 | $6,446,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 196,334 | $6,434,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 276,679 | $6,417,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,034,724 | $6,414,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 137,500 | $6,403,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,291,235 | $6,379,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 167,757 | $6,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 190,855 | $6,371,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 95,684 | $6,369,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 6,274,000 | $6,360,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 80,533 | $6,349,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 222,441 | $6,335,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 201,558 | $6,322,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 436,753 | $6,320,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 333,690 | $6,293,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 415,914 | $6,293,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 72,600 | $6,273,000 | thousands by filing date | call |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 249,203 | $6,260,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 143,187 | $6,232,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 71,872 | $6,232,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 130,747 | $6,203,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 115,000 | $6,201,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 461,550 | $6,199,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 114,572 | $6,195,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 456,005 | $6,179,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 224,125 | $6,173,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 352,851 | $6,168,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,070,149 | $6,154,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 158,500 | $6,142,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 338,032 | $6,140,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 702,546 | $6,140,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 249,361 | $6,129,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 129,531 | $6,125,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 123,484 | $6,122,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 160,600 | $6,122,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 370,600 | $6,122,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 77,775 | $6,111,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 464,200 | $6,110,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 119,476 | $6,103,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 116,300 | $6,102,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,552,000 | $6,099,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 65,825 | $6,072,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 237,135 | $6,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 347,146 | $6,065,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 282,136 | $6,057,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 141,000 | $6,056,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 154,859 | $6,049,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 72,204 | $6,046,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,500 | $6,030,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 211,565 | $6,030,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 40,243 | $6,015,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 226,864 | $6,006,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 155,801 | $5,964,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 70,597 | $5,964,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 286,479 | $5,962,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 918,005 | $5,948,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 76,866 | $5,947,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 519,504 | $5,942,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 245,180 | $5,938,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 227,400 | $5,932,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 104,841 | $5,912,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 224,104 | $5,909,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 251,356 | $5,907,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 70,897 | $5,901,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 44,811 | $5,847,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 562,925 | $5,837,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 122,843 | $5,808,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 229,213 | $5,801,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 145,000 | $5,790,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 57,316 | $5,776,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 63,552 | $5,775,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 130,000 | $5,750,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 111,570 | $5,747,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 131,200 | $5,740,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 54,900 | $5,739,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 119,900 | $5,729,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 518,513 | $5,724,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 188,150 | $5,720,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 230,000 | $5,683,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 84,800 | $5,679,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 170,948 | $5,678,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 135,000 | $5,671,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 39,031 | $5,653,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 178,250 | $5,636,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 19,474 | $5,631,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 142,990 | $5,631,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 228,016 | $5,627,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 462,676 | $5,626,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 103,509 | $5,624,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,112,877 | $5,619,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 609,000 | $5,615,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 207,500 | $5,609,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 97,058 | $5,606,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 224,476 | $5,605,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 252,595 | $5,600,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 276,700 | $5,598,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 348,748 | $5,597,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 184,000 | $5,594,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 57,500 | $5,590,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 100,855 | $5,579,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 107,300 | $5,567,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 82,000 | $5,553,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 143,113 | $5,550,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 291,040 | $5,544,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 70,000 | $5,525,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 190,782 | $5,522,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 132,482 | $5,508,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 95,571 | $5,483,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 62,441 | $5,480,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 43,849 | $5,470,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 222,884 | $5,463,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 131,769 | $5,463,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 45,200 | $5,462,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 127,300 | $5,460,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 1,297,487 | $5,449,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 80,400 | $5,441,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 115,841 | $5,425,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 359,953 | $5,425,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 83,542 | $5,414,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 171,400 | $5,411,000 | thousands by filing date | put |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 34,753 | $5,407,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 50,469 | $5,397,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 121,751 | $5,393,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 224,624 | $5,371,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 139,705 | $5,365,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 221,677 | $5,360,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 163,718 | $5,356,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 82,895 | $5,331,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 136,307 | $5,314,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 59,700 | $5,313,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 231,001 | $5,309,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 58,729 | $5,309,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 8,587,000 | $5,303,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 222,636 | $5,301,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 190,700 | $5,290,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 576,271 | $5,284,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 149,700 | $5,266,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 125,800 | $5,256,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 45,400 | $5,237,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 323,806 | $5,226,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,240,000 | $5,220,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 150,643 | $5,209,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 95,823 | $5,181,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,978,000 | $5,177,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 70,000 | $5,168,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 225,824 | $5,151,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 230,983 | $5,142,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 60,707 | $5,141,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 92,823 | $5,130,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 180,316 | $5,123,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 61,017 | $5,121,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,827,641 | $5,116,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 180,149 | $5,115,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 154,680 | $5,089,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 115,300 | $5,086,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 93,626 | $5,085,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 52,200 | $5,085,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 810,100 | $5,079,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 166,627 | $5,069,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 4,506,000 | $5,054,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 829,618 | $5,052,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 305,167 | $5,035,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 129,646 | $5,034,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 291,454 | $5,025,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 204,300 | $5,015,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 63,834 | $5,010,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 265,300 | $5,003,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 136,800 | $5,001,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 808,921 | $4,999,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 150,000 | $4,994,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 43,812 | $4,986,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 139,200 | $4,967,000 | thousands by filing date | call |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 5,000,000 | $4,953,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 49,762 | $4,952,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 157,538 | $4,951,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 127,260 | $4,949,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 191,709 | $4,937,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 210,000 | $4,935,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 300,249 | $4,925,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 49,444 | $4,924,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 354,600 | $4,918,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 193,100 | $4,914,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 125,000 | $4,911,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 38,282 | $4,909,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 372,136 | $4,893,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 128,700 | $4,892,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 47,521 | $4,891,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 197,305 | $4,881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 112,751 | $4,876,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 95,000 | $4,875,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,710,000 | $4,875,000 | thousands by filing date | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 309,352 | $4,867,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 39,600 | $4,838,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 61,700 | $4,837,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 287,035 | $4,837,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 118,000 | $4,834,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 69,591 | $4,796,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 764,021 | $4,791,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 123,028 | $4,779,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 90,229 | $4,767,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 65,603 | $4,765,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 170,000 | $4,760,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 798,006 | $4,756,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 176,434 | $4,745,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 58,681 | $4,724,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 212,281 | $4,721,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $4,715,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 95,645 | $4,711,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 40,679 | $4,703,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 303,217 | $4,697,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 60,000 | $4,694,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 126,600 | $4,690,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 250,000 | $4,690,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 61,490 | $4,688,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 249,500 | $4,681,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 438,552 | $4,680,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 88,792 | $4,679,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 89,259 | $4,678,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 255,900 | $4,657,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 227,693 | $4,654,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 88,304 | $4,647,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 285,361 | $4,646,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 4,500,000 | $4,629,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 68,000 | $4,620,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 818,246 | $4,599,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 61,271 | $4,592,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 445,642 | $4,590,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 238,900 | $4,587,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 60,100 | $4,576,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 118,300 | $4,576,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 400,000 | $4,576,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 151,860 | $4,571,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 39,551 | $4,557,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 123,984 | $4,543,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 715,064 | $4,540,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 278,877 | $4,539,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 320,000 | $4,515,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 381,740 | $4,501,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,027,000 | $4,489,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 115,036 | $4,487,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 104,100 | $4,487,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 142,268 | $4,481,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 81,681 | $4,480,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 50,000 | $4,476,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 65,827 | $4,475,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 32,932 | $4,454,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 181,750 | $4,454,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 145,712 | $4,452,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 121,407 | $4,451,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $4,450,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 69,930 | $4,440,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 90,187 | $4,428,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 109,641 | $4,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 149,942 | $4,417,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 77,677 | $4,406,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 402,659 | $4,405,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |