13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,336,770 | $20,359,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 16,322,000 | $20,351,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 303,581 | $20,323,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 561,137 | $20,323,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 391,193 | $20,307,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 299,427 | $20,265,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 879,013 | $20,262,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 600,000 | $20,238,000 | thousands by filing date | call |
| KNIGHT TRANSN INC | 499064103 | COM | 705,363 | $20,236,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 471,328 | $20,225,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 266,126 | $20,221,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 215,529 | $20,207,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 635,500 | $20,158,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 263,859 | $20,105,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 313,491 | $20,054,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 566,963 | $20,017,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 313,000 | $19,994,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 921,166 | $19,972,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 294,497 | $19,963,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 349,390 | $19,946,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 887,317 | $19,830,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 648,262 | $19,694,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 178,067 | $19,683,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 944,934 | $19,673,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 517,161 | $19,673,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 211,714 | $19,661,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 297,295 | $19,607,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 164,356 | $19,558,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 159,199 | $19,510,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 343,168 | $19,499,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 239,510 | $19,462,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 104,696 | $19,365,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 315,827 | $19,332,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 18,544,000 | $19,332,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 450,000 | $19,310,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,464,180 | $19,284,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 292,764 | $19,281,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 658,300 | $19,275,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 611,407 | $19,260,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 101,245 | $19,232,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 738,875 | $19,232,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,234,577 | $19,221,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 511,609 | $19,208,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 323,600 | $19,202,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 1,079,500 | $19,194,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 196,916 | $19,185,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 635,780 | $19,181,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 935,090 | $19,150,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 408,701 | $19,119,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 21,506,000 | $19,114,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 725,208 | $19,102,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 688,660 | $19,096,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 813,471 | $19,092,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 317,742 | $19,026,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 304,052 | $18,902,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 163,800 | $18,896,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 205,694 | $18,861,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,712,800 | $18,721,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 315,495 | $18,707,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 151,014 | $18,667,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 366,464 | $18,641,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 149,520 | $18,636,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 225,534 | $18,636,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 122,000 | $18,629,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 420,200 | $18,606,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 634,090 | $18,484,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 217,750 | $18,365,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 559,908 | $18,314,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,621,159 | $18,286,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 336,188 | $18,265,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 16,156,000 | $18,135,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 361,120 | $18,124,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 576,842 | $18,108,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 773,246 | $18,064,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 426,500 | $18,050,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 452,101 | $18,039,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 249,425 | $18,022,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,076,584 | $17,969,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 212,237 | $17,962,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 268,556 | $17,934,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 251,300 | $17,923,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 273,428 | $17,897,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 387,556 | $17,890,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 650,169 | $17,886,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 419,269 | $17,831,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 363,200 | $17,793,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 468,686 | $17,786,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 328,138 | $17,749,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 368,687 | $17,737,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 818,645 | $17,698,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 477,400 | $17,664,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 141,863 | $17,659,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 132,581 | $17,633,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 650,730 | $17,570,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 222,123 | $17,550,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 689,508 | $17,535,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 282,000 | $17,523,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 371,862 | $17,512,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 270,004 | $17,508,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 170,216 | $17,460,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 338,695 | $17,449,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 795,426 | $17,436,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 277,749 | $17,351,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 671,438 | $17,316,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 197,505 | $17,301,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 97,192 | $17,285,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 418,939 | $17,281,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 171,074 | $17,262,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 272,200 | $17,246,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 9,825,000 | $17,206,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 731,643 | $17,193,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 364,398 | $17,138,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 536,947 | $17,111,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 277,999 | $17,102,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 834,925 | $17,084,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 478,088 | $17,072,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 11,600 | $17,069,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 467,335 | $17,057,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 157,888 | $17,041,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 382,100 | $16,977,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 82,713 | $16,906,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 186,346 | $16,772,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 195,910 | $16,759,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 829,708 | $16,719,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 369,100 | $16,565,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 255,000 | $16,555,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 355,800 | $16,431,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 419,070 | $16,419,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 780,333 | $16,387,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 141,096 | $16,375,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 81,575 | $16,342,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 280,725 | $16,341,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 819,148 | $16,326,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 483,020 | $16,291,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 116,200 | $16,268,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 103,637 | $16,259,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 206,872 | $16,235,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 553,914 | $16,218,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 101,900 | $16,187,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 381,841 | $16,167,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 347,048 | $16,162,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 88,941 | $16,157,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 622,051 | $16,155,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 426,244 | $16,137,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 318,398 | $16,108,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 286,140 | $16,102,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 91,848 | $16,049,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 14,623,000 | $16,030,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 420,070 | $16,013,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 357,625 | $15,982,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 295,000 | $15,971,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 225,184 | $15,936,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 330,059 | $15,879,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 120,333 | $15,858,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 361,000 | $15,849,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,004,000 | $15,843,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 160,500 | $15,817,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 263,515 | $15,787,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 597,895 | $15,731,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 127,709 | $15,625,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 580,819 | $15,624,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 396,041 | $15,597,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 201,323 | $15,585,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 259,812 | $15,562,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 143,972 | $15,562,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 348,892 | $15,540,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 197,263 | $15,442,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 57,152 | $15,394,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 533,246 | $15,394,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 601,110 | $15,348,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 969,700 | $15,342,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 266,100 | $15,312,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 434,640 | $15,290,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 434,100 | $15,263,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 115,800 | $15,256,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 626,734 | $15,255,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 485,203 | $15,245,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 250,643 | $15,230,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 206,764 | $15,165,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 290,800 | $15,125,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 132,770 | $15,124,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 194,900 | $15,111,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 266,124 | $15,093,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 185,550 | $15,082,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 191,018 | $14,901,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 428,698 | $14,854,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 436,249 | $14,805,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 12,124,000 | $14,761,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 441,196 | $14,735,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 218,709 | $14,731,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 457,673 | $14,715,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 975,596 | $14,713,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 116,245 | $14,705,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 13,880,000 | $14,692,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 329,600 | $14,645,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 578,420 | $14,645,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 76,600 | $14,640,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 736,968 | $14,637,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 177,866 | $14,547,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 181,982 | $14,515,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 554,367 | $14,513,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 438,725 | $14,511,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 489,048 | $14,491,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,255,472 | $14,488,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 243,625 | $14,479,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 149,000 | $14,471,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 98,120 | $14,433,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,180,962 | $14,384,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 314,021 | $14,370,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 91,427 | $14,357,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 93,128 | $14,335,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,105,579 | $14,329,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 283,824 | $14,323,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 66,744 | $14,319,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 399,476 | $14,317,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,108,568 | $14,223,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 322,967 | $14,193,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 134,623 | $14,189,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 614,973 | $14,182,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 320,000 | $14,173,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 224,195 | $14,165,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 720,174 | $14,158,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 651,762 | $14,137,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 871,283 | $14,131,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 413,044 | $14,130,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,137,288 | $14,127,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 245,488 | $14,123,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 307,071 | $14,106,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 103,267 | $14,098,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 284,073 | $14,049,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 258,531 | $14,048,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 587,466 | $14,022,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 789,800 | $13,995,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,067,692 | $13,976,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 160,223 | $13,973,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 13,757,000 | $13,946,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 78,800 | $13,887,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 728,513 | $13,835,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 297,190 | $13,834,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 279,745 | $13,796,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,396,989 | $13,775,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 186,200 | $13,747,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,024,763 | $13,742,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 325,103 | $13,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 503,854 | $13,740,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 426,469 | $13,724,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 624,339 | $13,710,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 306,798 | $13,676,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 316,300 | $13,650,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 521,900 | $13,617,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 231,547 | $13,611,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 185,890 | $13,588,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 365,868 | $13,585,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 770,887 | $13,583,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 537,909 | $13,583,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 104,087 | $13,566,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 196,476 | $13,556,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 585,042 | $13,545,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 402,445 | $13,535,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 201,100 | $13,534,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 405,100 | $13,522,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 280,248 | $13,520,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 214,300 | $13,516,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 343,100 | $13,504,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 289,140 | $13,498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 320,812 | $13,496,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,265,473 | $13,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 290,300 | $13,478,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 184,600 | $13,461,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 198,709 | $13,452,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 358,209 | $13,451,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 309,000 | $13,432,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 290,203 | $13,424,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,016,800 | $13,422,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 436,963 | $13,419,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,743,195 | $13,404,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 238,797 | $13,397,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 310,414 | $13,382,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 421,197 | $13,347,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,292,505 | $13,314,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 96,700 | $13,297,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 179,936 | $13,288,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 417,668 | $13,286,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 250,918 | $13,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 311,373 | $13,259,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 541,586 | $13,247,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 182,400 | $13,247,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 185,117 | $13,232,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 573,500 | $13,220,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 90,001 | $13,214,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 36,648 | $13,203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 263,769 | $13,142,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 338,753 | $13,128,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 615,092 | $13,126,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 194,613 | $13,103,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 164,660 | $13,076,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 338,474 | $13,031,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 722,100 | $13,019,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 1,120,323 | $13,007,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 246,800 | $12,979,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 422,394 | $12,979,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 148,700 | $12,975,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 733,839 | $12,961,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 382,290 | $12,943,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 70,700 | $12,923,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 678,747 | $12,923,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 935,147 | $12,914,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 174,987 | $12,887,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 289,791 | $12,884,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 471,730 | $12,859,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 373,138 | $12,858,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 546,919 | $12,853,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 590,063 | $12,835,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 595,886 | $12,823,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 127,960 | $12,805,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,018,278 | $12,800,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 732,815 | $12,787,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 73,900 | $12,749,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 163,814 | $12,744,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 909,573 | $12,743,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 372,052 | $12,732,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,025,396 | $12,725,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 272,300 | $12,722,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 276,849 | $12,712,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 380,034 | $12,708,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 185,554 | $12,688,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 755,279 | $12,688,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 289,740 | $12,676,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 455,985 | $12,673,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 318,006 | $12,640,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,295,904 | $12,628,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 246,937 | $12,594,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,122,925 | $12,588,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 130,100 | $12,582,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 380,789 | $12,582,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 218,121 | $12,568,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 181,186 | $12,564,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 410,100 | $12,545,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 245,570 | $12,544,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 194,564 | $12,539,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 142,265 | $12,539,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,265 | $12,533,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 249,532 | $12,494,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 379,600 | $12,489,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 111,022 | $12,452,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 312,321 | $12,380,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 129,551 | $12,375,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 96,100 | $12,366,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 540,061 | $12,366,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 187,600 | $12,301,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 66,000 | $12,252,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 324,094 | $12,223,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 74,098 | $12,197,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 95,055 | $12,186,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 144,601 | $12,180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 345,170 | $12,168,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 784,912 | $12,166,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 307,300 | $12,095,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 419,453 | $12,088,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 431,190 | $12,086,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 586,565 | $12,072,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 307,737 | $12,010,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 275,000 | $11,990,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 250,000 | $11,928,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,806,104 | $11,927,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 433,014 | $11,914,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 280,300 | $11,890,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 360,600 | $11,864,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 232,221 | $11,812,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 94,052 | $11,808,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 11,841,000 | $11,782,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 319,605 | $11,766,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 499,417 | $11,751,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 247,326 | $11,733,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 420,801 | $11,731,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 567,792 | $11,713,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 121,100 | $11,711,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 229,191 | $11,690,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 420,600 | $11,684,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 450,578 | $11,684,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 609,824 | $11,678,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,584,365 | $11,661,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 146,000 | $11,623,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 360,840 | $11,617,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 274,028 | $11,588,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 335,584 | $11,578,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 180,500 | $11,560,000 | thousands by filing date | call |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 644,804 | $11,554,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 155,948 | $11,547,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 280,349 | $11,536,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 365,049 | $11,510,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 161,738 | $11,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 471,928 | $11,467,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 340,933 | $11,448,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 242,819 | $11,362,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 116,900 | $11,346,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 111,000 | $11,278,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,207,200 | $11,263,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 57,784 | $11,253,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 195,530 | $11,251,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 106,051 | $11,240,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 367,879 | $11,212,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 57,644 | $11,174,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 340,700 | $11,165,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 168,200 | $11,150,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 311,100 | $11,144,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 210,200 | $11,141,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 287,500 | $11,121,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 435,076 | $11,099,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 181,920 | $11,094,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 205,238 | $11,085,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 473,185 | $11,043,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 340,968 | $10,996,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 242,446 | $10,969,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 210,378 | $10,958,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,097,000 | $10,951,000 | thousands by filing date | principal |
| TRANSCANADA CORP | 89353D107 | COM | 230,000 | $10,939,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 633,264 | $10,930,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 141,860 | $10,923,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000,000 | $10,860,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,141,992 | $10,860,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 482,443 | $10,845,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 150,000 | $10,832,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 171,700 | $10,829,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 671,086 | $10,812,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 97,422 | $10,783,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 195,000 | $10,778,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 119,600 | $10,775,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 70,270 | $10,735,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 62,200 | $10,731,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 159,200 | $10,719,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 397,558 | $10,701,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 493,549 | $10,695,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 141,359 | $10,632,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 88,442 | $10,626,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 395,650 | $10,623,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 73,038 | $10,619,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 179,453 | $10,605,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 217,459 | $10,578,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 213,897 | $10,557,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 175,912 | $10,551,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 44,000 | $10,548,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 107,656 | $10,535,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 60,606 | $10,529,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 998,859 | $10,488,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 106,100 | $10,456,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 58,309 | $10,444,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 149,822 | $10,433,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 9,275,000 | $10,423,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 274,595 | $10,415,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 244,199 | $10,396,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 245,000 | $10,393,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 106,258 | $10,382,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 774,314 | $10,337,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 299,412 | $10,335,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,517,000 | $10,329,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 123,975 | $10,323,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 445,860 | $10,304,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100,100 | $10,230,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 443,000 | $10,212,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 337,793 | $10,202,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 277,638 | $10,200,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 95,404 | $10,183,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 950,839 | $10,165,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 222,246 | $10,164,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 191,618 | $10,161,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 42,300 | $10,140,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 190,000 | $10,137,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 437,889 | $10,115,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 251,668 | $10,078,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 228,300 | $10,070,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 917,576 | $10,066,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,584,112 | $10,044,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 568,442 | $10,017,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 207,135 | $10,013,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 61,689 | $9,999,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 240,963 | $9,995,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 912,700 | $9,976,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 634,445 | $9,961,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 44,183 | $9,933,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9,409,000 | $9,932,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 190,075 | $9,926,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 10,000,000 | $9,919,000 | thousands by filing date | principal |
| VANGUARD STAR FDS | 921909768 | COM | 210,084 | $9,918,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 428,500 | $9,911,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 354,036 | $9,906,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 207,188 | $9,893,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 169,000 | $9,882,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 127,705 | $9,855,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 64,810 | $9,849,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 107,798 | $9,838,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 284,500 | $9,835,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 53,500 | $9,779,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 518,331 | $9,762,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 155,800 | $9,723,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 328,247 | $9,714,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 228,274 | $9,711,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 97,432 | $9,696,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 118,168 | $9,685,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 444,627 | $9,680,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |