13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,915 | $7,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,300 | $7,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 645 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,713 | $7,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 468 | $7,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 320 | $7,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,028 | $7,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 8,832 | $7,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 7,535 | $7,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 825 | $7,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 515 | $7,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 570 | $7,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,507 | $7,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 214 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 676 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,602 | $7,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 9,000 | $7,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 50,493 | $7,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,025 | $7,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 7,000 | $7,000 | thousands by filing date | principal |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,037 | $7,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 6,500 | $7,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 3,713 | $7,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 12,000 | $7,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 990 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 388 | $7,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 755 | $7,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 735 | $7,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 1,678 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 322 | $7,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 576 | $7,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,345 | $7,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,402 | $7,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 746 | $7,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 675 | $7,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 4,000 | $7,000 | thousands by filing date | principal |
| IZEA INC | 46603N301 | COM | 1,264 | $7,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 20,000 | $7,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 43,461 | $7,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 316 | $6,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,026 | $6,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 96 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $6,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,046 | $6,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 253 | $6,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 434 | $6,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,509 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,666 | $6,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 371 | $6,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 210 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 232 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,579 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $6,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 724 | $6,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 6,000 | $6,000 | thousands by filing date | principal |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,519 | $6,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 373 | $6,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 237 | $6,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 400 | $6,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,024 | $6,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 331 | $6,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 364 | $6,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 426 | $6,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 617 | $6,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 3,234 | $6,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 613 | $6,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 6,080 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 9,523 | $6,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,297 | $6,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 551 | $6,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 361 | $6,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 939 | $6,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,758 | $6,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 722 | $6,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,086 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $6,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 353 | $6,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,000 | $6,000 | thousands by filing date | principal |
| CONTINENTAL MATLS CORP | 211615307 | COM | 219 | $6,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,225 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 318 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,856 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 801 | $6,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 245 | $6,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,123 | $6,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 2,171 | $6,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,161 | $6,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 214 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 125 | $6,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 767 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 281 | $6,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| VERACYTE INC COM | 92337F107 | Stock | 582 | $5,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 385 | $5,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 526 | $5,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 557 | $5,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 656 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 100 | $5,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $5,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 171 | $5,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 196 | $5,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 334 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,247 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 199 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 500 | $5,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 313 | $5,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 400 | $5,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 225 | $5,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 470 | $5,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,155 | $5,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 428 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 400 | $5,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,600 | $5,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,639 | $5,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 607 | $5,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 2,546 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 914 | $5,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 5,500 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,669 | $5,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,013 | $5,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 3,000 | $5,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 460 | $5,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,261 | $5,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 5,717 | $5,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 7,245 | $5,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 265 | $5,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 663 | $5,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 732 | $5,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 602 | $5,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,738 | $5,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 949 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 250 | $5,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 637 | $5,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 849 | $5,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 525 | $5,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 5,000 | $5,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 242 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 200 | $5,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 370 | $5,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 318 | $5,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 214 | $5,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 5,619 | $5,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 294 | $5,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 2,357 | $5,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 280 | $5,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 579 | $5,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 331 | $5,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,200 | $5,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 887 | $5,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 2,770 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 102 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 201 | $5,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,674 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 200 | $5,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 2,659 | $5,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 1,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X461 | JAP QTLY DIV GRO | 200 | $5,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 499 | $4,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $4,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 2,222 | $4,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 500 | $4,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 100 | $4,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 348 | $4,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,578 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 221 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 159 | $4,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 393 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 517 | $4,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 143 | $4,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 386 | $4,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 243 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 786 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $4,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 848 | $4,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 439 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 237 | $4,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 105 | $4,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principal |
| ParkerVision Inc | 701354300 | USD | 926 | $4,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,450 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,459 | $4,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 6,569 | $4,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 354 | $4,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 5,855 | $4,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 9,839 | $4,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,130 | $4,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $4,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,748 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 93 | $4,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 200 | $4,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 144 | $4,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 4,393 | $4,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 751 | $4,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 249 | $4,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 3,109 | $4,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 22,223 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 889 | $4,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,875 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 785 | $4,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,562 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 96 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 200 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,125 | $4,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 350 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 587 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 2,725 | $4,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 1,538 | $4,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 291 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 127 | $4,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 2,467 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,244 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 161 | $4,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 507 | $4,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 2,224 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 550 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,775 | $3,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 214 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 220 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 151 | $3,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 6,477 | $3,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 875 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 266 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 37 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,445 | $3,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,265 | $3,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 450 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 851 | $3,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 781 | $3,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 500 | $3,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 1,520 | $3,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 562 | $3,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 305 | $3,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 29,358 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,070 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,091 | $3,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 546 | $3,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 142 | $3,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 177 | $3,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 222 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 460 | $3,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 445 | $3,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 13,187 | $3,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 836 | $3,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,000 | $3,000 | thousands by filing date | principal |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,175 | $3,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,400 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 625 | $3,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 605 | $3,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,458 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 315 | $3,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 19,983 | $3,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,000 | $3,000 | thousands by filing date | principal |
| Misonix Inc | 604871103 | COM | 561 | $3,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 7,500 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 208 | $3,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 191 | $3,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 171 | $3,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 148 | $3,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 134 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 195 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 797 | $3,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 400 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,587 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 296 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 417 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 230 | $3,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 2,400 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 212 | $3,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 280 | $3,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 2,563 | $3,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1,470 | $3,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 1,115 | $3,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 1,771 | $3,000 | thousands by filing date | |
| DBX ETF TR XTRCK MSCI EUROZ | 233051614 | ETF | 136 | $3,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,823 | $3,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 81 | $3,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 421 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 200 | $3,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 196 | $3,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 457 | $3,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 4,179 | $3,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 1,800 | $3,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 182 | $2,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 79 | $2,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 122 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,459 | $2,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 287 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 50 | $2,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 639 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 133 | $2,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 312 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 334 | $2,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 176 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 399 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 850 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 300 | $2,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 177 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,027 | $2,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 527 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 114 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 556 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 249 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 307 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 154 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 160 | $2,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 546 | $2,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 184 | $2,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 101 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,560 | $2,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 129 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 125 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 196 | $2,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 75 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 10 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 244 | $2,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 195 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 309 | $2,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 545 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 328 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 80 | $2,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 193 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,153 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 397 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 3,322 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 188 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 2,959 | $2,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 286 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,425 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4,976 | $2,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 7,204 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,468 | $2,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 1,011 | $2,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 444 | $2,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 248 | $2,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,210 | $2,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 794 | $2,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 341 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 255 | $2,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 317 | $2,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 998 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 6,089 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 13,762 | $2,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 217 | $2,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,957 | $2,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 530 | $2,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 74 | $2,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 154 | $2,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 229 | $2,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,064 | $2,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 86 | $2,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 78 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 800 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $2,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 1,443 | $2,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 456 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 481 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 95 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 500 | $2,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 460 | $2,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,282 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,298 | $2,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 1,282 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 7,000 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 783 | $2,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 610 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 590 | $2,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 518 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 475 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 516 | $2,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 1,002 | $2,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 4,225 | $2,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 83 | $2,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 79 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 89 | $2,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 44 | $2,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 2,557 | $2,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 402 | $2,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 538 | $2,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 1,256 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 748 | $2,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 1,249 | $2,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 1,043 | $2,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 1,546 | $2,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 85 | $2,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 2,932 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F858 | Cmn | 97 | $2,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 103 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50 | $1,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 185 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 239 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 222 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 158 | $1,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,538 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 345 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 163 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 182 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,022 | $1,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 256 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 250 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 791 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 47 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 410 | $1,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 15 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 138 | $1,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 106 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 198 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 566 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 197 | $1,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 70 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 32 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 851 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 60 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 245 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 47 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 144 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 108 | $1,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 304 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 321 | $1,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 102 | $1,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 33 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 273 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 415 | $1,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 909 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 287 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 123 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 68 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,214 | $1,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 233 | $1,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 226 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 200 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 900 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 400 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 67 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,000 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 401 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 60 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 444 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 4,139 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 280 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 520 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 200 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,603 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 99,680 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,200 | $1,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,268 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 382 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 155 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,800 | $1,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 220 | $1,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 837 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 214 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 833 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 700 | $1,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 758 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 37 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 323 | $1,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 69 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 76 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 123 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 474 | $1,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 92 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,177 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 400 | $1,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,055 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 167 | $1,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 447 | $1,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 122 | $1,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 27 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |