13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 48,571 | $1,252,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 45,956 | $1,251,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,000 | $1,250,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 141,434 | $1,250,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 333,455 | $1,250,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 14,871 | $1,248,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 31,634 | $1,245,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 54,469 | $1,244,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 31,590 | $1,243,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 14,928 | $1,234,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100,000 | $1,234,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 47,413 | $1,233,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 49,084 | $1,233,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 48,429 | $1,233,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 33,637 | $1,232,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 37,533 | $1,232,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 82,793 | $1,230,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 28,497 | $1,230,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 252,071 | $1,229,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,000 | $1,227,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 40,787 | $1,226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 47,249 | $1,226,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,800 | $1,225,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 18,436 | $1,221,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 28,238 | $1,220,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 59,282 | $1,220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 43,540 | $1,215,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,351 | $1,214,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 60,000 | $1,214,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 83,663 | $1,213,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 77,821 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 12,203 | $1,212,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 73,564 | $1,211,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 110,030 | $1,209,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 24,047 | $1,208,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 56,111 | $1,208,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 46,916 | $1,206,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 372,000 | $1,205,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 75,080 | $1,200,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 77,183 | $1,200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 35,497 | $1,200,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 8,273 | $1,194,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 120,138 | $1,192,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 39,021 | $1,191,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,500 | $1,191,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 32,660 | $1,190,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 102,412 | $1,188,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 82,452 | $1,187,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 84,754 | $1,184,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 150,298 | $1,183,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 61,313 | $1,182,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 44,647 | $1,180,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 57,252 | $1,179,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 47,507 | $1,178,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 78,987 | $1,177,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 42,696 | $1,175,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 81,163 | $1,175,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 42,081 | $1,172,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 20,000 | $1,172,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 87,188 | $1,168,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 107,900 | $1,166,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 71,555 | $1,161,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 117,176 | $1,160,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 76,906 | $1,160,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 51,053 | $1,159,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 23,450 | $1,157,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 30,249 | $1,153,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 50,100 | $1,152,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 21,340 | $1,150,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21,849 | $1,150,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 182,859 | $1,150,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 22,221 | $1,147,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 16,506 | $1,147,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 93,799 | $1,146,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 21,359 | $1,144,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,184,000 | $1,144,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 94,425 | $1,141,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 148,111 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 66,974 | $1,136,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 22,500 | $1,135,000 | thousands by filing date | put |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,000,000 | $1,135,000 | thousands by filing date | principal |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 38,000 | $1,133,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 25,000 | $1,129,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 547,937 | $1,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 55,321 | $1,126,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 173,942 | $1,126,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 18,749 | $1,126,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 48,204 | $1,125,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 150,000 | $1,124,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 63,546 | $1,119,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,118,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 102,047 | $1,117,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 72,000 | $1,116,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 4,900 | $1,114,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 15,972 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 42,033 | $1,111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 38,993 | $1,109,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 73,957 | $1,105,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 114,688 | $1,104,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 143,658 | $1,104,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 982,000 | $1,101,000 | thousands by filing date | principal |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 67,515 | $1,100,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 164,282 | $1,099,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 66,484 | $1,097,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 50,422 | $1,096,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 74,788 | $1,095,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 55,046 | $1,094,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 32,647 | $1,093,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 179,210 | $1,093,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 111,984 | $1,091,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 64,501 | $1,090,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 24,124 | $1,088,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,079 | $1,088,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 87,496 | $1,086,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 86,253 | $1,084,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 146,645 | $1,084,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 37,135 | $1,084,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 20,000 | $1,083,000 | thousands by filing date | call |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 44,753 | $1,083,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 75,010 | $1,082,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 51,600 | $1,076,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 67,106 | $1,073,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 108,381 | $1,071,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100,000 | $1,071,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 73,536 | $1,071,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,349 | $1,070,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 842,603 | $1,070,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 145,061 | $1,069,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 25,100 | $1,069,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 83,054 | $1,068,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 25,277 | $1,067,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 44,675 | $1,066,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 136,318 | $1,060,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 60,034 | $1,060,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 62,392 | $1,058,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 70,171 | $1,057,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 167,271 | $1,057,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 39,221 | $1,057,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 85,657 | $1,054,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 90,302 | $1,054,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,150,000 | $1,054,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 16,084 | $1,053,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $1,049,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 75,177 | $1,049,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 31,457 | $1,047,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 53,530 | $1,044,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 48,536 | $1,043,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 27,646 | $1,043,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 74,352 | $1,039,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 77,583 | $1,038,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 147,761 | $1,037,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 60,272 | $1,035,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 60,000 | $1,034,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 74,463 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 28,921 | $1,032,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 67,974 | $1,030,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $1,027,000 | thousands by filing date | put |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 55,028 | $1,027,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 128,565 | $1,026,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 19,836 | $1,025,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 62,481 | $1,023,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 83,607 | $1,021,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 40,000 | $1,020,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 40,000 | $1,020,000 | thousands by filing date | call |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 28,858 | $1,020,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 36,651 | $1,019,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 110,000 | $1,019,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 74,910 | $1,017,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 82,202 | $1,016,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 226,308 | $1,016,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 30,875 | $1,015,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,438 | $1,012,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 344,000 | $1,008,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 28,426 | $1,007,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 25,639 | $1,007,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 193,792 | $1,006,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 56,289 | $1,004,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 12,964 | $1,003,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 27,173 | $1,003,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 91,105 | $1,001,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 56,887 | $1,001,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 295,195 | $998,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 147,419 | $996,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 36,236 | $996,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 137,289 | $995,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,089,000 | $995,000 | thousands by filing date | principal |
| DBX ETF TR | 233051408 | FUND | 46,110 | $994,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 177,530 | $993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 41,447 | $993,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 53,700 | $993,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 90,128 | $989,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 111,061 | $986,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 59,010 | $985,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 799,000 | $983,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 51,522 | $982,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 10,858 | $982,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 121,603 | $978,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 41,650 | $978,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 179,483 | $978,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 32,898 | $977,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 250,659 | $975,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 88,191 | $975,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 42,208 | $972,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 30,403 | $971,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 28,334 | $970,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 66,052 | $970,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 61,040 | $970,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 894,900 | $970,000 | thousands by filing date | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 99,824 | $969,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 242,569 | $963,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 23,069 | $961,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 88,038 | $960,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 73,883 | $960,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 26,658 | $960,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 47,833 | $959,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 20,663 | $958,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 719,000 | $958,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 66,833 | $957,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 182,216 | $956,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 72,459 | $956,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 56,103 | $955,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 45,024 | $954,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 13,353 | $953,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 57,430 | $953,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 52,886 | $952,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 244,085 | $952,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 20,628 | $952,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 301,906 | $949,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 55,490 | $949,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 171,980 | $946,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 56,224 | $943,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 49,734 | $943,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 89,913 | $942,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,184 | $934,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 19,662 | $933,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 23,561 | $930,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 211,140 | $929,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 12,948 | $929,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 66,478 | $927,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 59,673 | $926,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 78,410 | $923,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 61,421 | $920,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 80,403 | $919,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 54,074 | $916,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 799,000 | $916,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 101,122 | $915,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 99,331 | $915,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 54,415 | $913,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 181,726 | $912,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 18,216 | $911,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 88,028 | $910,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 59,872 | $903,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 859,370 | $902,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 77,600 | $902,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 95,147 | $899,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 205,438 | $896,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 98,224 | $896,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 145,265 | $895,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 21,157 | $893,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 28,609 | $893,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 145,645 | $891,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,862 | $891,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 29,765 | $891,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 134,432 | $890,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 76,000 | $884,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 31,121 | $884,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 48,819 | $882,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,200 | $881,000 | thousands by filing date | put |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 22,000 | $881,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 203,700 | $876,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 14,800 | $875,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 30,326 | $875,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 89,895 | $875,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 94,238 | $873,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 52,375 | $873,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 28,220 | $873,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 48,453 | $871,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 169,274 | $870,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 970,000 | $867,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 21,600 | $865,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 14,316 | $864,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 697,059 | $864,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 15,275 | $863,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 48,833 | $863,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 80,091 | $862,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 115,000 | $860,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 62,137 | $859,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 42,012 | $859,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 137,849 | $859,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 476,965 | $859,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 22,178 | $856,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 26,796 | $856,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 169,724 | $854,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 172,622 | $852,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 57,610 | $851,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 32,600 | $850,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 118,211 | $849,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 44,184 | $847,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 23,306 | $846,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 36,045 | $845,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 44,867 | $845,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 38,452 | $845,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 25,000 | $843,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 26,362 | $842,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 60,013 | $840,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 38,831 | $839,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 158,431 | $838,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 15,975 | $837,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 45,877 | $837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 41,463 | $834,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,411 | $830,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 61,109 | $830,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 16,724 | $828,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 14,217 | $827,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 60,000 | $826,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 37,021 | $824,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 38,583 | $823,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 58,569 | $819,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 34,701 | $816,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 33,800 | $815,000 | thousands by filing date | call |
| TALEN ENERGY CORP | 87422J105 | COM | 60,064 | $814,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 49,529 | $813,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 571 | $811,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,982 | $805,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 16,263 | $804,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 54,025 | $803,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,718 | $802,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $802,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 16,839 | $801,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 82,264 | $801,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 103,754 | $801,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 32,395 | $800,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 31,500 | $799,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 61,600 | $797,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,700 | $796,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 63,789 | $795,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 51,729 | $795,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 53,983 | $795,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 53,873 | $794,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 29,363 | $793,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 23,416 | $792,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 27,620 | $792,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 112,500 | $792,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 85,837 | $789,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 44,149 | $788,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 58,577 | $787,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 391,175 | $786,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 48,200 | $783,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 67,167 | $782,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 127,591 | $780,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,000 | $779,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 37,064 | $779,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 37,373 | $779,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 32,226 | $779,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 18,000 | $778,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 72,921 | $777,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 16,700 | $777,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 52,253 | $777,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 258,424 | $775,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 328,505 | $775,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 25,986 | $775,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 31,096 | $774,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 105,035 | $773,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 46,603 | $768,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 30,110 | $767,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 24,219 | $765,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 102,087 | $764,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,000 | $762,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 25,897 | $762,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,721 | $760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 14,101 | $759,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 593,000 | $759,000 | thousands by filing date | principal |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 52,070 | $758,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 31,817 | $757,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 22,974 | $757,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 674,000 | $757,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 7,390 | $756,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 46,825 | $756,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 92,275 | $756,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 37,300 | $756,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 63,376 | $754,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 52,844 | $753,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 54,313 | $751,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 914,000 | $751,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 18,800 | $750,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,000 | $749,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 21,619 | $748,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 76,480 | $748,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 54,716 | $747,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 32,846 | $746,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 22,656 | $745,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 53,801 | $744,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 24,301 | $743,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,000 | $742,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 41,134 | $742,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 39,879 | $741,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 42,679 | $740,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 21,493 | $740,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 92,690 | $739,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 67,771 | $738,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 50,000 | $738,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 92,292 | $738,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 56,417 | $737,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 33,922 | $735,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 33,904 | $734,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 31,670 | $733,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 15,743 | $730,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 23,765 | $730,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 69,311 | $729,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,697 | $726,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 43,913 | $726,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 62,082 | $726,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 37,871 | $723,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 717,000 | $721,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 621,000 | $721,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 43,478 | $720,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 23,346 | $719,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,903 | $719,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 38,008 | $719,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,200 | $718,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 44,925 | $718,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 13,855 | $717,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,851 | $717,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 25,000 | $717,000 | thousands by filing date | call |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 718,000 | $713,000 | thousands by filing date | principal |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 46,675 | $712,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 51,765 | $712,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 73,659 | $709,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 48,495 | $709,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 68,612 | $709,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,000 | $707,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 15,600 | $705,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 43,324 | $705,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 19,186 | $705,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,496 | $701,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 41,312 | $701,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 38,657 | $701,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 33,632 | $699,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 30,357 | $698,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $697,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 42,200 | $695,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,310 | $691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,918 | $691,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 113,915 | $689,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 175,429 | $688,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 49,393 | $686,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 33,300 | $686,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 30,046 | $682,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 51,256 | $680,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 18,301 | $680,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 16,500 | $679,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 66,227 | $679,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 743,000 | $678,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 55,830 | $676,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 51,760 | $676,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 485,496 | $676,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 90,000 | $673,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 122,266 | $671,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 25,531 | $671,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 72,005 | $669,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 30,249 | $667,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 17,706 | $665,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 27,175 | $665,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 24,842 | $663,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 30,913 | $661,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 35,784 | $661,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 62,972 | $660,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,200 | $659,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 40,887 | $659,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 30,045 | $658,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 24,033 | $657,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 151,665 | $657,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 58,498 | $657,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 47,934 | $657,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 14,000 | $656,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 19,594 | $653,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 33,495 | $653,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 21,886 | $652,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 89,462 | $652,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 47,562 | $652,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 24,364 | $651,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,567 | $651,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 663,000 | $651,000 | thousands by filing date | principal |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,920 | $650,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,000 | $649,000 | thousands by filing date | call |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 12,655 | $648,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,800 | $647,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,500 | $645,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 12,593 | $645,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 102,281 | $643,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20,683 | $641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,139 | $641,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 24,486 | $641,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 52,245 | $640,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 45,330 | $640,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 11,998 | $639,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 14,400 | $639,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 29,079 | $638,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 10,000 | $637,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 24,456 | $636,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |