13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 20,314 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 15,901 | $298,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 19,643 | $297,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 80,682 | $296,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 20,166 | $296,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 37,411 | $296,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,723 | $296,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,015 | $296,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 15,999 | $293,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 159,457 | $293,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 23,444 | $293,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 17,513 | $292,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 20,869 | $292,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 13,809 | $292,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 12,139 | $292,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 291,000 | $292,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 53,191 | $290,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,169 | $289,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 20,908 | $289,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 75,752 | $289,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,398 | $288,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $288,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 118,790 | $287,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 35,212 | $287,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,948 | $285,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 25,251 | $284,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,000 | $283,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 22,022 | $283,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 32,338 | $282,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,667 | $282,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 13,368 | $282,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,623 | $281,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,723 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,622 | $280,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 483,000 | $280,000 | thousands by filing date | principal |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 34,036 | $279,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 12,052 | $279,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 15,939 | $278,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,958 | $277,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,054 | $276,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 15,402 | $275,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 32,357 | $275,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,766 | $275,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 24,906 | $275,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 31,160 | $273,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 25,296 | $273,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,066 | $273,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,063 | $273,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,400 | $272,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 45,658 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 11,780 | $271,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,708 | $270,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,400 | $270,000 | thousands by filing date | put |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 12,206 | $270,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 32,965 | $270,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 19,615 | $270,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,500 | $269,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,138 | $268,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 22,234 | $268,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,612 | $267,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,873 | $267,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 32,800 | $267,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,700 | $265,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 22,484 | $265,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,600 | $263,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 102,836 | $262,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 24,669 | $262,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,012 | $261,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 16,995 | $261,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 50,616 | $261,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 77,476 | $260,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 19,000 | $259,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 173,515 | $259,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 7,936 | $258,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 21,934 | $257,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,339 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,921 | $255,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 16,253 | $255,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,549 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 12,244 | $254,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 21,000 | $253,000 | thousands by filing date | call |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 16,281 | $253,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 13,040 | $253,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,574 | $252,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 8,265 | $252,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 16,302 | $252,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 176,000 | $252,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 8,397 | $251,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,535 | $250,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 83,474 | $250,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,411 | $249,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 18,095 | $249,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 18,258 | $249,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,000 | $248,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 50,657 | $248,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 276,000 | $248,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 10,277 | $247,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,449 | $247,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 32,848 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 7,518 | $246,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 13,980 | $245,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 91,061 | $245,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 37,193 | $245,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 28,977 | $244,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,290 | $243,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 29,000 | $243,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 4,000 | $243,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 7,655 | $243,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 25,668 | $243,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 26,228 | $243,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 7,148 | $242,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 24,692 | $241,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,838 | $240,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 24,237 | $240,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 21,263 | $240,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,961 | $239,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 34,476 | $237,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 43,594 | $237,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 83,963 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 15,831 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 7,535 | $237,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,838 | $234,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,360 | $234,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 36,470 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,603 | $232,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,924 | $232,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,356 | $232,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,600 | $231,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,858 | $229,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 5,849 | $229,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 11,135 | $229,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 14,671 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,890 | $228,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 9,838 | $228,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 13,286 | $228,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 14,070 | $227,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 6,056 | $227,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 644,462 | $227,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,886 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 10,157 | $226,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,152 | $225,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,505 | $225,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,871 | $224,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 13,624 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 8,790 | $224,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,383 | $223,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 14,938 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,904 | $223,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 221,000 | $223,000 | thousands by filing date | principal |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,058 | $222,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 36,600 | $221,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,517 | $220,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 18,823 | $220,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,014 | $219,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $219,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 3,793 | $219,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 7,173 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 4,484 | $218,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,517 | $218,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,299 | $218,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 77,634 | $217,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 55,211 | $216,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 8,554 | $215,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 44,149 | $215,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 13,559 | $215,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,934 | $214,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 176,645 | $214,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,239 | $214,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,000 | $214,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 8,322 | $214,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 16,562 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 10,549 | $214,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 26,577 | $213,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 23,768 | $213,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $213,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 1,981 | $213,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 22,916 | $212,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,795 | $212,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 9,541 | $211,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 50,222 | $210,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 14,589 | $209,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 40,498 | $209,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,147 | $207,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,636 | $207,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 26,978 | $207,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,792 | $205,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 10,508 | $205,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,760 | $205,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 18,506 | $205,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 6,137 | $205,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 13,881 | $204,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 6,610 | $204,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 37,219 | $204,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 25,735 | $203,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 13,640 | $203,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 28,106 | $203,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,732 | $202,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 11,113 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 4,763 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,529 | $202,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,951 | $202,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 16,695 | $202,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,195 | $201,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 17,743 | $201,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 101,000 | $201,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 7,975 | $201,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $200,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 203,000 | $200,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,771 | $199,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 31,451 | $199,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,078 | $199,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 19,495 | $199,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 193,000 | $199,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 4,900 | $198,000 | thousands by filing date | call |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 16,558 | $198,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,746 | $198,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 12,924 | $198,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $197,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,668 | $197,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 204,000 | $197,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,230 | $196,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 27,541 | $196,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 177,361 | $195,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,463 | $195,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 21,472 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,664 | $193,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 67,063 | $192,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 16,030 | $192,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,000 | $192,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,909 | $192,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 12,771 | $192,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 700 | $191,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 5,904 | $191,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 11,818 | $191,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 26,860 | $191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 11,594 | $191,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 202,000 | $191,000 | thousands by filing date | principal |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 23,842 | $190,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,879 | $189,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,795 | $189,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,300 | $188,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 4,932 | $188,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 11,321 | $188,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 36,294 | $188,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 29,774 | $187,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 89,118 | $186,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 17,488 | $186,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,477 | $185,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,467 | $185,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,734 | $184,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 4,837 | $183,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 24,686 | $183,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 39,180 | $182,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,209 | $182,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 34,745 | $182,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 25,989 | $182,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 8,574 | $181,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 25,771 | $181,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 35,121 | $181,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,763 | $180,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 71,439 | $180,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 44,835 | $180,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 44,547 | $180,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,000 | $179,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 19,023 | $179,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 19,515 | $179,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 7,363 | $178,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 82,669 | $178,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 5,785 | $178,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 12,294 | $178,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 177,000 | $176,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 6,039 | $176,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 35,461 | $176,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 5,612 | $176,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,451 | $175,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 55,888 | $175,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 7,015 | $175,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 9,028 | $174,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 9,154 | $174,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,834 | $174,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,923 | $173,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 30,358 | $173,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 122,762 | $173,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 33,136 | $172,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 42,408 | $172,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 24,055 | $171,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,048 | $171,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,125 | $170,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,157 | $169,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,866 | $169,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15,106 | $169,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 101,000 | $169,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 30,692 | $168,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,101 | $168,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 57,419 | $168,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $168,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 6,255 | $168,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 16,874 | $167,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 80,962 | $167,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,875 | $166,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 89,042 | $166,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,276 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,846 | $164,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,803 | $164,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 13,199 | $164,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 11,200 | $164,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $164,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 10,700 | $164,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 28,280 | $163,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 37,380 | $163,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 17,690 | $163,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 8,017 | $162,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 13,547 | $162,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,763 | $162,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 58,339 | $162,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,780 | $161,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 15,074 | $161,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 27,820 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,187 | $161,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,103 | $160,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,741 | $159,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 32,469 | $159,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,166 | $158,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,210 | $158,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,068 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,770 | $158,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 52,772 | $156,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 25,355 | $156,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 9,900 | $156,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 13,232 | $155,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,570 | $155,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 11,649 | $155,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 9,514 | $155,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 8,283 | $154,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 29,600 | $154,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,100 | $153,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 6,550 | $153,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,211 | $152,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,689 | $152,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 10,760 | $152,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 12,200 | $152,000 | thousands by filing date | put |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,100 | $152,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 9,656 | $152,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 7,732 | $152,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,352 | $151,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 9,051 | $151,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,841 | $150,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 15,331 | $150,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,935 | $150,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 5,000 | $150,000 | thousands by filing date | call |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 10,000 | $150,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,969 | $149,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,135 | $149,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 122,208 | $149,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 46,002 | $149,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 11,597 | $149,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 14,250 | $148,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,000 | $148,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 3,587 | $148,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 18,359 | $147,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,346 | $147,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 38,643 | $147,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 15,940 | $147,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 5,214 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 6,772 | $146,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,857 | $146,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 4,813 | $146,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 13,603 | $145,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 13,558 | $145,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,905 | $145,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20,378 | $143,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 17,538 | $143,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,465 | $142,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 6,286 | $141,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 8,514 | $141,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,191 | $141,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 20,122 | $141,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,784 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,990 | $140,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 26,370 | $140,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,446 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,000 | $140,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 27,870 | $139,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 499,000 | $139,000 | thousands by filing date | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,015 | $138,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,587 | $138,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,500 | $137,000 | thousands by filing date | put |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 7,715 | $137,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,963 | $137,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,190 | $137,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,200 | $136,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 9,294 | $136,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 6,569 | $136,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,200 | $135,000 | thousands by filing date | put |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,740 | $135,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,013 | $135,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 19,626 | $135,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,715 | $134,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 48,830 | $134,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,909 | $133,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,939 | $133,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 9,365 | $132,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,093 | $131,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 8,400 | $131,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 4,928 | $130,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 40,000 | $130,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 11,293 | $130,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 44,218 | $130,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,540 | $129,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,985 | $129,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 70,241 | $129,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 5,562 | $129,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,433 | $128,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 35,949 | $127,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 11,300 | $127,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,975 | $127,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 8,626 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 8,880 | $126,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 13,984 | $125,000 | thousands by filing date | |
| PACER FDS TR | 69374H501 | AUTOP HED EURO | 5,236 | $125,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,836 | $124,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 23,201 | $124,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 32,700 | $124,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,000 | $123,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 10,686 | $123,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 13,335 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 952 | $122,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 24,896 | $122,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,512 | $122,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,182 | $121,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,928 | $120,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,976 | $120,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 12,603 | $120,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,198 | $119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 6,616 | $119,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 44,157 | $118,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,283 | $118,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 7,028 | $118,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 9,371 | $118,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 9,915 | $118,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,892 | $118,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,261 | $117,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,034 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,200 | $116,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 28,010 | $116,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 6,078 | $116,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,158 | $116,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 8,322 | $116,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 7,366 | $116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,706 | $115,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,951 | $115,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,918 | $115,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 57,174 | $115,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 174,259 | $115,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,971 | $114,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 30,000 | $114,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,317 | $114,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,851 | $113,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,006 | $113,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,822 | $113,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,849 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 3,720 | $113,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 39 | $112,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 32,331 | $112,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 112,000 | $112,000 | thousands by filing date | principal |
| CIBER INC | 17163B102 | COM | 74,627 | $112,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,890 | $112,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 5,021 | $112,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $111,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,639 | $111,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 8,627 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,588 | $110,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 14,410 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 5,938 | $110,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,603 | $110,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 24,981 | $110,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 52,000 | $110,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 8,448 | $110,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 9,038 | $110,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 6,665 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 2,962 | $110,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,000 | $109,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,937 | $109,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 13,513 | $109,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 9,217 | $109,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,721 | $109,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,206 | $109,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 7,242 | $109,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,500 | $108,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 1,976 | $108,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 34,019 | $108,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,900 | $108,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,296 | $107,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 6,474 | $107,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 11,956 | $107,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 8,594 | $107,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,853 | $107,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $107,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 259 | $106,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 6,950 | $106,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |