13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 109,484 | $2,336,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 154,033 | $2,334,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 649,597 | $2,332,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 107,550 | $2,329,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 527,987 | $2,329,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 133,293 | $2,322,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 380,582 | $2,314,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 139,381 | $2,310,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 142,167 | $2,309,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 143,289 | $2,309,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 41,572 | $2,306,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 84,624 | $2,305,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 34,293 | $2,298,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 174,623 | $2,298,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 100,393 | $2,296,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 280,869 | $2,295,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 128,834 | $2,295,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 89,400 | $2,294,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 90,210 | $2,292,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 215,000 | $2,288,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 16,800 | $2,284,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 95,365 | $2,281,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 81,510 | $2,274,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 60,990 | $2,274,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 56,188 | $2,272,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 20,338 | $2,266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 54,777 | $2,263,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 269,182 | $2,259,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 144,059 | $2,252,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 371,388 | $2,243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 52,740 | $2,241,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 150,882 | $2,239,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 73,176 | $2,238,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 112,797 | $2,237,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 131,793 | $2,236,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 166,560 | $2,234,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50,240 | $2,230,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 46,947 | $2,227,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 36,358 | $2,225,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 39,482 | $2,219,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 84,064 | $2,218,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,653 | $2,216,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 200,000 | $2,216,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100,000 | $2,215,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K240 | DLY TEC BEAR1X | 85,000 | $2,213,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 86,527 | $2,211,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 58,095 | $2,209,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 26,600 | $2,206,000 | thousands by filing date | call |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 138,007 | $2,204,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 45,000 | $2,201,000 | thousands by filing date | put |
| INTELIQUENT INC | 45825N107 | COM | 110,481 | $2,198,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 115,969 | $2,196,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 21,094 | $2,194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 43,900 | $2,192,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 30,969 | $2,191,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 45,866 | $2,190,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 153,376 | $2,189,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 115,555 | $2,183,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 30,721 | $2,182,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 140,920 | $2,172,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 430,324 | $2,165,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 191,809 | $2,165,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 156,756 | $2,163,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 208,901 | $2,158,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 117,335 | $2,158,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 129,828 | $2,157,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 78,700 | $2,156,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 169,384 | $2,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 75,621 | $2,152,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 89,978 | $2,150,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 107,509 | $2,148,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 106,359 | $2,148,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 136,910 | $2,140,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 32,503 | $2,138,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 120,000 | $2,137,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 52,878 | $2,131,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 164,370 | $2,130,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 97,147 | $2,127,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,863,000 | $2,127,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 175,978 | $2,126,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 149,125 | $2,118,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 137,735 | $2,113,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 261,115 | $2,110,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 219,781 | $2,108,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 135,000 | $2,105,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 53,364 | $2,102,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 25,097 | $2,099,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 126,589 | $2,096,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 46,200 | $2,093,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 50,160 | $2,091,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 85,801 | $2,087,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 71,474 | $2,084,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 115,878 | $2,082,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 44,109 | $2,081,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 182,508 | $2,080,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 154,911 | $2,074,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 125,903 | $2,070,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 85,744 | $2,070,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 38,200 | $2,070,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 143,120 | $2,068,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 86,621 | $2,067,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 65,445 | $2,065,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 108,778 | $2,061,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 87,102 | $2,059,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 132,373 | $2,054,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 137,896 | $2,050,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $2,047,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 278,250 | $2,045,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 16,179 | $2,044,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 77,052 | $2,044,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 434,827 | $2,044,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 93,034 | $2,033,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 145,829 | $2,031,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 22,991 | $2,030,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 67,302 | $2,028,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,497,000 | $2,026,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 430,625 | $2,024,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 529,777 | $2,023,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,800 | $2,016,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 386,246 | $2,016,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 362,629 | $2,009,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 70,333 | $2,007,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,870,000 | $2,001,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,261,000 | $2,001,000 | thousands by filing date | principal |
| ELIZABETH ARDEN INC | 28660G106 | COM | 144,613 | $1,990,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 167,675 | $1,987,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 122,000 | $1,985,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 134,422 | $1,983,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 441,095 | $1,981,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 97,595 | $1,981,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 155,503 | $1,968,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 104,320 | $1,968,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 156,432 | $1,966,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 139,259 | $1,962,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 420,762 | $1,961,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 164,470 | $1,958,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,996 | $1,957,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 39,266 | $1,954,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 143,853 | $1,953,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 43,650 | $1,952,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 105,375 | $1,948,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 2,098,000 | $1,948,000 | thousands by filing date | principal |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 123,995 | $1,947,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 22,100 | $1,946,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,000 | $1,945,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 234,397 | $1,945,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 155,025 | $1,943,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 274,838 | $1,941,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 42,131 | $1,938,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 135,653 | $1,936,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 131,665 | $1,934,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 25,000 | $1,933,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 88,206 | $1,931,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 133,713 | $1,929,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 50,037 | $1,929,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 86,253 | $1,926,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 28,912 | $1,926,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 56,620 | $1,925,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 25,154 | $1,925,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 50,785 | $1,925,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 45,360 | $1,924,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 80,816 | $1,923,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 60,840 | $1,921,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 493,555 | $1,915,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 52,842 | $1,914,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100,000 | $1,913,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 45,119 | $1,913,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 16,984 | $1,911,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 14,245 | $1,910,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 62,647 | $1,905,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 89,300 | $1,905,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 793,541 | $1,904,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 503,600 | $1,904,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 76,037 | $1,900,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 43,258 | $1,897,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 345,952 | $1,896,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 56,657 | $1,893,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 314,887 | $1,893,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 270,504 | $1,891,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 115,967 | $1,885,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 127,168 | $1,883,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 32,811 | $1,882,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 48,183 | $1,880,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,667,000 | $1,876,000 | thousands by filing date | principal |
| ISHARES | 464286848 | EXCHANGE TRADED | 162,900 | $1,873,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 43,811 | $1,869,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 286,711 | $1,866,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 31,815 | $1,865,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 180,194 | $1,865,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 53,485 | $1,864,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 166,800 | $1,858,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 86,120 | $1,855,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 136,281 | $1,855,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 134,350 | $1,853,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 32,471 | $1,850,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 336,528 | $1,848,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 147,449 | $1,846,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 122,529 | $1,846,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 175,773 | $1,843,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 80,211 | $1,842,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 30,127 | $1,840,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 144,094 | $1,833,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 127,577 | $1,832,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 17,529 | $1,831,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 96,870 | $1,820,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 25,000 | $1,820,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 95,604 | $1,819,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 18,000 | $1,818,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 90,603 | $1,811,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 36,955 | $1,808,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 138,929 | $1,802,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 77,781 | $1,801,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 121,608 | $1,797,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 77,595 | $1,793,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 109,713 | $1,788,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 119,388 | $1,788,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 626,496 | $1,785,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 123,042 | $1,784,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 35,700 | $1,784,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 75,907 | $1,783,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 106,320 | $1,780,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 218,032 | $1,780,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 212,371 | $1,778,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 68,978 | $1,777,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 157,850 | $1,776,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 96,967 | $1,774,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 63,395 | $1,771,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 62,248 | $1,769,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 40,834 | $1,769,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 17,813 | $1,762,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 166,914 | $1,758,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 59,806 | $1,756,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 110,536 | $1,754,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 201,000 | $1,751,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 64,557 | $1,750,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 69,415 | $1,745,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 147,767 | $1,745,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 263,755 | $1,741,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 59,858 | $1,739,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 62,010 | $1,737,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26,255 | $1,737,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 107,100 | $1,736,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 47,600 | $1,734,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 130,843 | $1,734,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 75,260 | $1,734,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 85,977 | $1,733,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 55,000 | $1,731,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 50,000 | $1,730,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 278,814 | $1,728,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 401,697 | $1,727,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 68,000 | $1,725,000 | thousands by filing date | put |
| YADKIN FINANCIAL CORP | 984305102 | COM | 68,668 | $1,723,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 104,318 | $1,721,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 38,063 | $1,718,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 61,800 | $1,714,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 44,148 | $1,713,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 24,000 | $1,712,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 266,698 | $1,709,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 101,838 | $1,708,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 75,926 | $1,708,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 86,338 | $1,703,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200,000 | $1,702,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 97,632 | $1,701,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 57,000 | $1,697,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 37,796 | $1,693,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 84,100 | $1,693,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 95,527 | $1,692,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 59,433 | $1,691,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 96,931 | $1,691,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 19,700 | $1,690,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 74,768 | $1,684,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 16,932 | $1,682,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 56,086 | $1,681,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 56,899 | $1,680,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 25,000 | $1,673,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 32,800 | $1,673,000 | thousands by filing date | put |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 84,040 | $1,673,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 135,804 | $1,671,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 120,870 | $1,670,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 116,011 | $1,667,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 303,637 | $1,667,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 117,130 | $1,661,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 160,220 | $1,659,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 99,252 | $1,659,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 49,004 | $1,656,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 36,208 | $1,655,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 257,726 | $1,655,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 82,674 | $1,653,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 24,310 | $1,651,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 74,127 | $1,648,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 104,889 | $1,647,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 80,000 | $1,640,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 91,549 | $1,639,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 36,000 | $1,639,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 38,513 | $1,639,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 22,644 | $1,636,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 126,377 | $1,634,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 76,406 | $1,630,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,250,000 | $1,625,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 23,605 | $1,624,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,400,000 | $1,624,000 | thousands by filing date | put |
| FTAI AVIATION LTD | 34960P101 | COM | 176,564 | $1,623,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 60,607 | $1,623,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,032,423 | $1,621,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 17,067 | $1,618,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 12,300 | $1,616,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 50,000 | $1,612,000 | thousands by filing date | call |
| BulletShares 2025 Corporate | 18383M191 | COM | 76,076 | $1,611,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 277,607 | $1,607,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 101,155 | $1,607,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 74,484 | $1,606,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 58,551 | $1,603,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 196,653 | $1,601,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,443,000 | $1,601,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 1,379,186 | $1,600,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,137 | $1,599,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 147,310 | $1,599,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 452,126 | $1,596,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 211,596 | $1,595,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 55,298 | $1,593,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 108,015 | $1,593,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 41,800 | $1,591,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 48,759 | $1,589,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 68,906 | $1,589,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 31,587 | $1,586,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,014,951 | $1,584,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 25,643 | $1,583,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 43,626 | $1,583,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 201,556 | $1,582,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 91,529 | $1,582,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,225,880 | $1,582,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 71,779 | $1,576,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 46,325 | $1,575,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 72,528 | $1,573,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 182,451 | $1,571,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 108,336 | $1,568,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 295,570 | $1,566,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 89,334 | $1,563,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,200 | $1,559,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 41,400 | $1,556,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,629,000 | $1,556,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 79,134 | $1,555,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,200 | $1,552,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,687,000 | $1,551,000 | thousands by filing date | principal |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 118,300 | $1,550,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 181,956 | $1,540,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 66,114 | $1,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 36,685 | $1,533,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 97,957 | $1,532,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 24,416 | $1,531,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 54,332 | $1,527,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 29,518 | $1,521,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 120,090 | $1,520,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 61,947 | $1,519,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 61,496 | $1,513,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 44,136 | $1,506,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 87,009 | $1,505,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 280,081 | $1,504,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 173,993 | $1,502,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 39,016 | $1,500,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,959 | $1,499,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 200,000 | $1,498,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 24,378 | $1,497,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 91,616 | $1,492,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,509,000 | $1,491,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 6,000 | $1,488,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 206,478 | $1,487,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 192,900 | $1,483,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 80,939 | $1,480,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 89,099 | $1,475,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 88,258 | $1,473,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 93,743 | $1,472,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 11,200 | $1,471,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 54,652 | $1,466,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,400 | $1,463,000 | thousands by filing date | put |
| TALMER BANCORP INC | 87482X101 | COM | 76,353 | $1,463,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 52,403 | $1,458,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 33,961 | $1,458,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 86,685 | $1,457,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 46,396 | $1,455,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 83,882 | $1,455,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 134,280 | $1,453,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 50,919 | $1,450,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 122,938 | $1,450,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 107,980 | $1,446,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 22,515 | $1,445,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 108,582 | $1,445,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 84,735 | $1,444,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 145,293 | $1,443,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 76,862 | $1,442,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 156,949 | $1,439,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 71,523 | $1,439,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 12,392 | $1,439,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 43,484 | $1,437,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 54,787 | $1,426,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 32,470 | $1,423,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,321,000 | $1,421,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 213,882 | $1,418,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 34,689 | $1,418,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 12,700 | $1,417,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 136,510 | $1,417,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 54,000 | $1,416,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 42,238 | $1,415,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 25,000 | $1,415,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,853,000 | $1,415,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 59,245 | $1,413,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 83,550 | $1,412,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 39,126 | $1,412,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,696 | $1,412,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 138,141 | $1,408,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 121,343 | $1,406,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 65,679 | $1,404,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 95,990 | $1,401,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 150,575 | $1,400,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 64,179 | $1,399,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 180,550 | $1,399,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25,112 | $1,398,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 83,879 | $1,397,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 149,702 | $1,396,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 30,216 | $1,395,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,810 | $1,394,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 57,878 | $1,391,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 36,500 | $1,389,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 23,048 | $1,385,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 30,930 | $1,381,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 21,092 | $1,379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 49,306 | $1,376,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 39,194 | $1,375,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 88,628 | $1,374,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 100,236 | $1,370,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 42,789 | $1,370,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 62,214 | $1,367,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 90,201 | $1,367,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 86,241 | $1,366,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 109,300 | $1,361,000 | thousands by filing date | call |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 45,093 | $1,361,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 44,838 | $1,360,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 106,009 | $1,357,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 43,764 | $1,356,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 94,770 | $1,356,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 30,131 | $1,355,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 64,892 | $1,351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 45,006 | $1,351,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 27,500 | $1,348,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 34,002 | $1,348,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 143,414 | $1,347,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 123,436 | $1,346,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 232,332 | $1,345,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 243,556 | $1,345,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 130,423 | $1,343,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 14,200 | $1,338,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 51,498 | $1,338,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 77,941 | $1,337,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 52,037 | $1,337,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 177,445 | $1,336,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 124,047 | $1,335,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 117,384 | $1,335,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 35,491 | $1,333,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 45,900 | $1,332,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 35,844 | $1,332,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 41,367 | $1,326,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 36,000 | $1,323,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 138,582 | $1,321,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 95,964 | $1,320,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 181,395 | $1,318,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,490,000 | $1,316,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 32,900 | $1,313,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 42,847 | $1,310,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 34,519 | $1,310,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 75,367 | $1,309,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 16,300 | $1,304,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 26,787 | $1,303,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 64,747 | $1,302,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 104,900 | $1,300,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 65,434 | $1,296,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 120,457 | $1,293,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 29,900 | $1,293,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 43,046 | $1,283,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 19,120 | $1,283,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 16,726 | $1,282,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 80,636 | $1,280,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 68,547 | $1,279,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 97,600 | $1,277,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 53,300 | $1,276,000 | thousands by filing date | call |
| WINTHROP REALTY TRUST | 976391300 | SH B | 144,839 | $1,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 44,932 | $1,272,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,635 | $1,268,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 754,468 | $1,267,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 28,500 | $1,265,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 29,371 | $1,264,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,700 | $1,264,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 66,245 | $1,260,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 58,840 | $1,258,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 44,545 | $1,258,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 76,565 | $1,257,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 49,249 | $1,254,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 111,891 | $1,254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 25,000 | $1,254,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 78,326 | $1,253,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 116,503 | $1,253,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |