13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 7,600 | $635,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 47,018 | $635,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 15,716 | $628,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,269,000 | $628,000 | thousands by filing date | principal |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 192,361 | $627,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 29,806 | $626,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25,840 | $625,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 84,069 | $625,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $624,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 25,000 | $624,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 36,267 | $623,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 54,880 | $623,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 63,355 | $622,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 64,724 | $620,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 47,718 | $620,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 73,264 | $620,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 39,483 | $620,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 46,658 | $619,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 33,730 | $618,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 56,831 | $618,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 60,039 | $617,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,841 | $615,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 69,911 | $615,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 19,071 | $615,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 10,307 | $613,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 24,845 | $613,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50,000 | $611,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 69,438 | $610,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 88,977 | $609,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 41,528 | $608,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 19,080 | $607,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 93,200 | $607,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,457 | $606,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 144,329 | $606,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 18,269 | $604,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 66,870 | $601,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 22,021 | $599,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 23,776 | $599,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,447 | $598,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 13,846 | $596,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 24,436 | $595,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 38,424 | $594,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 64,513 | $594,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 41,884 | $593,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 69,234 | $593,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 75,250 | $593,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 11,491 | $592,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 21,167 | $592,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 75,091 | $592,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 13,600 | $591,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 41,646 | $591,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 14,980 | $590,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 38,433 | $589,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 12,988 | $588,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 509,000 | $588,000 | thousands by filing date | principal |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 37,189 | $588,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,400 | $587,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 46,472 | $586,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 79,706 | $585,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 21,548 | $585,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 19,218 | $582,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 34,379 | $581,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 51,774 | $581,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 39,648 | $580,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 32,413 | $580,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 45,428 | $580,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,048 | $579,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 109,410 | $578,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,200 | $577,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 11,681 | $573,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 14,949 | $572,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 89,543 | $572,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 14,100 | $570,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 40,483 | $569,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 10,540 | $569,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 37,704 | $568,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,041 | $566,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 13,451 | $566,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 40,000 | $566,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 74,015 | $565,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 44,044 | $565,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 33,582 | $562,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 54,179 | $562,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 22,982 | $561,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 18,000 | $559,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 106,057 | $559,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 19,313 | $559,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 6,000 | $557,000 | thousands by filing date | put |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 25,516 | $557,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 57,839 | $556,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 493,000 | $556,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 42,555 | $555,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 19,406 | $555,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 11,020 | $553,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 33,158 | $551,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 38,101 | $551,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 50,880 | $550,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 23,522 | $549,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,405 | $549,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 38,937 | $549,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 21,271 | $548,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 24,947 | $546,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 93,466 | $546,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,485 | $546,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 50,000 | $545,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 120,000 | $544,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 15,539 | $540,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 49,543 | $540,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 545,000 | $540,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 122,534 | $538,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 77,426 | $537,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 59,446 | $537,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 42,171 | $536,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 78,268 | $536,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 66,553 | $535,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31,085 | $535,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,276 | $535,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 20,000 | $535,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 147,947 | $534,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 48,164 | $533,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 35,994 | $532,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 495,000 | $532,000 | thousands by filing date | principal |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 129,831 | $531,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 12,913 | $530,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,944 | $530,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,692 | $530,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 59,417 | $530,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 10,547 | $529,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 18,425 | $527,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 18,262 | $526,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,300 | $525,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 47,957 | $525,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,360 | $525,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 16,733 | $524,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 415,000 | $524,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 40,583 | $523,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 21,018 | $522,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 47,528 | $522,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,100 | $521,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 42,374 | $520,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 17,541 | $519,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 68,739 | $518,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,099 | $517,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 40,000 | $517,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 40,000 | $517,000 | thousands by filing date | call |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 51,735 | $516,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 146,473 | $514,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 34,567 | $514,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 42,764 | $514,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 26,265 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 33,578 | $512,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 20,358 | $512,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 10,233 | $512,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 655,000 | $511,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 13,500 | $510,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 32,635 | $510,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 49,656 | $510,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,811 | $510,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 56,687 | $510,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 38,198 | $510,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,500 | $509,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 79,706 | $509,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 37,503 | $507,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 74,968 | $506,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 29,859 | $506,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 35,221 | $506,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 21,190 | $505,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 16,691 | $503,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 42,387 | $502,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,586 | $499,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 30,879 | $499,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 500,000 | $496,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 71,181 | $494,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 30,329 | $492,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,159 | $492,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 500,000 | $492,000 | thousands by filing date | principal |
| WEST MARINE INC | 954235107 | COM | 58,392 | $490,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 32,018 | $489,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 33,510 | $488,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 7,872 | $488,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,238 | $485,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 93,363 | $485,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 38,990 | $484,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 49,757 | $483,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 32,079 | $482,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 53,160 | $482,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 30,063 | $481,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 281,605 | $481,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 22,843 | $481,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 46,137 | $480,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,958 | $479,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 41,900 | $478,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 46,429 | $478,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 38,862 | $478,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 42,482 | $475,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 27,505 | $474,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 33,548 | $474,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 57,383 | $473,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 14,219 | $473,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 30,243 | $473,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14,590 | $472,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 50,000 | $472,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 35,283 | $470,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 29,711 | $469,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 13,837 | $468,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 35,684 | $468,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 33,524 | $468,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 36,995 | $466,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 19,091 | $465,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 13,492 | $465,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,200 | $463,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 16,044 | $463,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 20,152 | $463,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 10,690 | $462,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,340 | $461,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 22,143 | $461,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,527 | $460,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 26,642 | $459,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 44,720 | $458,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 32,404 | $458,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 15,565 | $458,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 33,582 | $458,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 4,551 | $457,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,926 | $456,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 411,000 | $455,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,300 | $454,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 34,947 | $454,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 465,000 | $454,000 | thousands by filing date | principal |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 42,591 | $451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 27,314 | $451,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 22,553 | $450,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 392,000 | $448,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 403,000 | $447,000 | thousands by filing date | principal |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 44,245 | $446,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 22,804 | $445,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 407,000 | $444,000 | thousands by filing date | principal |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 68,825 | $441,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 12,951 | $440,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 36,131 | $440,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 24,720 | $440,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 18,000 | $440,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 38,174 | $436,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 27,602 | $435,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,100 | $434,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 40,000 | $434,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 69,543 | $433,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 14,950 | $432,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,000 | $432,000 | thousands by filing date | put |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 9,091 | $432,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 7,917 | $431,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,600 | $431,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,900 | $429,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 413,000 | $428,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 48,615 | $427,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 18,806 | $427,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 16,053 | $427,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 405,000 | $427,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 32,894 | $427,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 31,090 | $427,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13,200 | $426,000 | thousands by filing date | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 10,595 | $426,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 33,096 | $425,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 427,000 | $425,000 | thousands by filing date | principal |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 22,667 | $424,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 6,928 | $423,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 107,102 | $421,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 9,586 | $420,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 39,245 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 29,308 | $418,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 48,095 | $417,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,289 | $416,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 53,625 | $416,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,617 | $415,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 18,073 | $413,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,785 | $411,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 90,062 | $411,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 31,610 | $411,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 158,151 | $411,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 26,667 | $409,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,128 | $408,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 18,435 | $408,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 12,496 | $408,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 36,406 | $407,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 68,391 | $407,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 40,466 | $407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 5,446 | $405,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 45,983 | $404,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 53,068 | $403,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 37,950 | $402,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 55,311 | $401,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 64,526 | $401,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 22,118 | $400,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,000 | $399,000 | thousands by filing date | put |
| HARDINGE INC | 412324303 | COM | 39,707 | $399,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 18,003 | $399,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 15,000 | $399,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 27,038 | $398,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 209,081 | $398,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 10,185 | $398,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,200 | $396,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 35,810 | $396,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 38,779 | $396,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 19,651 | $395,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 10,943 | $394,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 27,195 | $394,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,600 | $393,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 19,050 | $393,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 22,221 | $392,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 14,395 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,438 | $391,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 48,556 | $391,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,300 | $390,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 17,481 | $390,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 20,955 | $390,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 44,286 | $390,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 19,624 | $389,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 34,865 | $388,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 31,391 | $388,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 17,631 | $387,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 35,455 | $386,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,668 | $386,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 51,288 | $386,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,986 | $386,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 57,304 | $385,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 8,900 | $385,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,900 | $384,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 13,200 | $384,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,165 | $383,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 18,279 | $383,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 21,524 | $383,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 23,289 | $383,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 7,264 | $382,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 10,570 | $382,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 44,300 | $382,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 84,400 | $380,000 | thousands by filing date | call |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 152,000 | $380,000 | thousands by filing date | principal |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 145,132 | $380,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,000 | $379,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 78,947 | $378,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,463 | $377,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 50,000 | $376,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 34,513 | $375,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 7,948 | $375,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 335,000 | $375,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 24,258 | $374,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 49,308 | $374,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 28,623 | $374,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 9,690 | $373,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 14,931 | $373,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 16,000 | $373,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,600 | $372,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,397 | $372,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 21,350 | $372,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $372,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,497 | $370,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 38,911 | $370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,742 | $369,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 155,705 | $368,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,569 | $368,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 104,009 | $368,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 27,024 | $368,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,000 | $367,000 | thousands by filing date | put |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 8,843 | $367,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 19,985 | $367,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,786 | $366,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 18,785 | $366,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 32,991 | $365,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 24,769 | $365,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,937 | $364,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 14,041 | $364,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 47,354 | $363,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,060 | $362,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,918 | $360,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 15,944 | $360,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 404,000 | $360,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 373,000 | $360,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 7,010 | $357,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 23,547 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 19,133 | $357,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 625,836 | $357,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 13,748 | $355,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 52,571 | $354,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 16,359 | $354,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 16,221 | $352,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 25,842 | $352,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 16,600 | $351,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 65,353 | $351,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 55,063 | $350,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,622 | $350,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 36,874 | $350,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,700 | $349,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 10,507 | $349,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,361 | $349,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 10,006 | $348,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 148,828 | $346,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,869 | $345,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 15,907 | $345,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,428 | $344,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 8,378 | $344,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 211,000 | $344,000 | thousands by filing date | principal |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 103,482 | $344,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 43,334 | $344,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 47,569 | $344,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,734 | $344,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 12,432 | $344,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 62,750 | $343,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 22,102 | $343,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 22,045 | $343,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 10,400 | $341,000 | thousands by filing date | put |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 321,000 | $340,000 | thousands by filing date | principal |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 13,039 | $339,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,043 | $339,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 32,000 | $339,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 22,555 | $339,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 16,126 | $339,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 56,538 | $338,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 23,846 | $338,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 58,278 | $338,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 61,579 | $338,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 99,549 | $337,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 29,676 | $336,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,200 | $334,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 12,847 | $334,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 6,524 | $334,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 18,243 | $333,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,966 | $333,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 26,789 | $333,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 34,880 | $332,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 15,708 | $331,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 21,186 | $331,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 18,637 | $330,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,381 | $330,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 46,161 | $329,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 44,751 | $328,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 30,925 | $328,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,216 | $328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 12,094 | $328,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 60,868 | $328,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 8,700 | $327,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,659 | $327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 4,616 | $327,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 16,537 | $327,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,900 | $326,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 10,940 | $326,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 17,465 | $325,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 25,000 | $325,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 113,292 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 11,702 | $324,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 16,662 | $323,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 801 | $323,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,432 | $322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,133 | $321,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 177,000 | $321,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 4,721 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 17,848 | $320,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 29,714 | $320,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 16,333 | $320,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 11,738 | $319,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,450 | $318,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 67,344 | $318,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 20,926 | $318,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,667 | $317,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,363,612 | $317,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 13,853 | $316,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,620 | $316,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 67,321 | $316,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 25,327 | $315,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 6,060 | $315,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 11,997 | $315,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 9,659 | $315,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,300 | $315,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 328,000 | $315,000 | thousands by filing date | principal |
| RELYPSA INC | 759531106 | Common Stock | 17,000 | $315,000 | thousands by filing date | put |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 30,621 | $313,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 95,625 | $312,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 16,616 | $311,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 16,233 | $310,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 12,445 | $309,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 19,380 | $309,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 6,000 | $309,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,983 | $308,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 9,169 | $308,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 76,199 | $307,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 50,000 | $306,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 50,000 | $306,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 28,420 | $306,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 21,233 | $304,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 24,280 | $304,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 11,536 | $304,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 34,185 | $303,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,723 | $303,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 315,000 | $303,000 | thousands by filing date | principal |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 26,765 | $302,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,061 | $302,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 11,045 | $302,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 15,666 | $300,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 11,322 | $299,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,557 | $299,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15,968 | $298,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 90,000 | $298,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |