13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 257,485 | $3,960,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 184,891 | $3,960,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 147,444 | $3,957,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 75,087 | $3,940,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 220,757 | $3,931,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 298,708 | $3,929,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 226,050 | $3,922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 94,072 | $3,921,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 37,510 | $3,918,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 156,951 | $3,918,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 84,996 | $3,915,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 160,679 | $3,914,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 77,372 | $3,905,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 500,417 | $3,903,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 97,144 | $3,902,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 292,700 | $3,893,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 586,287 | $3,892,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 118,828 | $3,890,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 227,027 | $3,889,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 314,384 | $3,885,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 213,251 | $3,883,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 190,855 | $3,883,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 66,200 | $3,879,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 151,386 | $3,879,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 281,052 | $3,873,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 25,600 | $3,871,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 120,000 | $3,868,000 | thousands by filing date | put |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,027,000 | $3,867,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 151,444 | $3,863,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 70,000 | $3,861,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 271,469 | $3,858,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 271,232 | $3,851,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 67,324 | $3,850,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 66,258 | $3,850,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 159,459 | $3,846,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 286,582 | $3,843,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 321,564 | $3,842,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 121,807 | $3,833,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 178,985 | $3,831,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 147,023 | $3,829,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 135,100 | $3,824,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 90,900 | $3,818,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 244,545 | $3,810,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 108,313 | $3,809,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 214,772 | $3,803,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 669,800 | $3,798,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 134,921 | $3,794,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 150,944 | $3,791,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,505,000 | $3,788,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 100,000 | $3,775,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 107,707 | $3,769,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 246,609 | $3,762,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 128,338 | $3,754,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 350,400 | $3,753,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 158,233 | $3,741,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 73,708 | $3,738,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 157,278 | $3,734,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 72,821 | $3,733,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 161,369 | $3,731,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 105,899 | $3,724,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 57,800 | $3,719,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 71,936 | $3,719,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 590,318 | $3,714,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 226,147 | $3,711,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 330,613 | $3,710,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 75,000 | $3,706,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 268,977 | $3,706,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 737,479 | $3,694,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 80,407 | $3,693,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,918,000 | $3,691,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 172,503 | $3,689,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 367,370 | $3,681,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 86,384 | $3,678,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 600,000 | $3,672,000 | thousands by filing date | put |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 87,245 | $3,653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 88,165 | $3,650,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 89,675 | $3,647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 62,944 | $3,647,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 110,894 | $3,646,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 311,900 | $3,646,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 189,808 | $3,645,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 235,111 | $3,642,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 420,948 | $3,641,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 121,741 | $3,635,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 153,922 | $3,632,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 84,229 | $3,623,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 372,563 | $3,618,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 147,212 | $3,614,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 193,949 | $3,604,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 27,500 | $3,595,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 152,843 | $3,595,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 276,857 | $3,594,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 114,600 | $3,586,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 182,425 | $3,579,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 52,773 | $3,578,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 117,799 | $3,575,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 79,000 | $3,575,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,000,000 | $3,575,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 116,088 | $3,568,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 165,343 | $3,566,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 144,258 | $3,565,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 89,282 | $3,564,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,466,000 | $3,557,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 290,019 | $3,550,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 233,803 | $3,547,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 362,307 | $3,540,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 99,584 | $3,539,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 503,119 | $3,532,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 934,044 | $3,532,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 437,886 | $3,529,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 580,229 | $3,528,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 64,478 | $3,522,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 76,000 | $3,520,000 | thousands by filing date | call |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 132,926 | $3,520,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 563,923 | $3,519,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 45,600 | $3,518,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,385,000 | $3,516,000 | thousands by filing date | principal |
| ISHARES BAA-BA | 46432F107 | COM | 66,578 | $3,513,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 50,000 | $3,507,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 660,112 | $3,505,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 93,924 | $3,501,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 45,000 | $3,501,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 211,295 | $3,498,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 797,481 | $3,494,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16,100 | $3,492,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 46,592 | $3,490,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 597,556 | $3,484,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 103,814 | $3,482,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 244,067 | $3,480,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 200,672 | $3,477,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 145,516 | $3,475,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 210,659 | $3,474,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,492,000 | $3,472,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 165,634 | $3,472,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 390,382 | $3,467,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 42,939 | $3,463,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 238,065 | $3,460,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 258,439 | $3,450,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 420,361 | $3,443,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 77,888 | $3,438,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 540,200 | $3,436,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 186,507 | $3,433,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 226,848 | $3,430,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 350,000 | $3,427,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 315,859 | $3,427,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 90,000 | $3,426,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 250,000 | $3,423,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 124,889 | $3,415,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 134,116 | $3,413,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 26,459 | $3,411,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 500,562 | $3,409,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 314,276 | $3,407,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 176,000 | $3,406,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 207,582 | $3,401,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 66,275 | $3,396,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 129,185 | $3,393,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 234,231 | $3,384,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 87,000 | $3,380,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 40,156 | $3,376,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 66,572 | $3,370,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 24,000 | $3,369,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 204,060 | $3,358,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 310,342 | $3,355,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 224,545 | $3,350,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 229,662 | $3,349,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 132,071 | $3,347,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 121,074 | $3,343,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4,200 | $3,334,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 54,446 | $3,332,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,500 | $3,331,000 | thousands by filing date | call |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 209,214 | $3,321,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 90,621 | $3,320,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 164,102 | $3,320,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 69,905 | $3,319,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 72,418 | $3,316,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 69,665 | $3,312,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 41,887 | $3,308,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 189,900 | $3,308,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 85,431 | $3,298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 73,794 | $3,298,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 206,650 | $3,297,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,000 | $3,294,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 107,500 | $3,290,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 59,054 | $3,288,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 82,037 | $3,286,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 62,104 | $3,285,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 25,000 | $3,284,000 | thousands by filing date | put |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 183,731 | $3,282,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 214,838 | $3,276,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 396,035 | $3,276,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 543,346 | $3,271,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 175,268 | $3,269,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 77,733 | $3,264,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 179,610 | $3,258,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 76,854 | $3,244,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 213,126 | $3,242,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 82,152 | $3,242,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 101,600 | $3,242,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 445,239 | $3,241,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 78,900 | $3,238,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 215,397 | $3,235,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 120,152 | $3,233,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 135,616 | $3,229,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 270,588 | $3,223,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 109,558 | $3,221,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 95,913 | $3,221,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 406,884 | $3,218,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 23,842 | $3,215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 306,073 | $3,211,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 292,303 | $3,206,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 55,514 | $3,197,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 150,136 | $3,189,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 117,800 | $3,186,000 | thousands by filing date | put |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 487,151 | $3,182,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 675,028 | $3,166,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 72,894 | $3,165,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 64,566 | $3,164,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 272,866 | $3,163,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 618,561 | $3,161,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 66,417 | $3,160,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 153,600 | $3,155,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 32,347 | $3,150,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 68,615 | $3,145,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 114,277 | $3,139,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 116,454 | $3,138,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 57,900 | $3,137,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 51,700 | $3,135,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 53,489 | $3,115,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 117,595 | $3,109,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 41,600 | $3,105,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 63,269 | $3,103,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 71,331 | $3,098,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,428,000 | $3,097,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 378,946 | $3,092,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 126,900 | $3,091,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 150,455 | $3,090,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 136,255 | $3,085,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 106,771 | $3,084,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 55,475 | $3,082,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 42,471 | $3,079,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 236,789 | $3,078,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 651,512 | $3,076,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 125,100 | $3,070,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 76,766 | $3,065,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 64,025 | $3,060,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 125,657 | $3,059,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 155,090 | $3,059,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 41,164 | $3,055,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 271,962 | $3,054,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 45,215 | $3,053,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,743 | $3,050,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 197,655 | $3,050,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 121,499 | $3,047,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 112,579 | $3,040,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,504,000 | $3,036,000 | thousands by filing date | principal |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 191,508 | $3,034,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 83,378 | $3,027,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 97,100 | $3,027,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 486,546 | $3,026,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 58,200 | $3,019,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 211,397 | $3,015,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 89,589 | $3,015,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 71,908 | $3,010,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 85,237 | $3,006,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 461,593 | $3,000,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 176,608 | $2,998,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 68,025 | $2,993,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 120,066 | $2,988,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 60,456 | $2,985,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 119,555 | $2,985,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 292,330 | $2,985,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 125,931 | $2,984,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 25,000 | $2,982,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 192,464 | $2,981,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 264,822 | $2,979,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 49,110 | $2,976,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,195,188 | $2,976,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 50,000 | $2,975,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 65,514 | $2,973,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 151,860 | $2,969,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 204,625 | $2,968,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 314,800 | $2,968,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 66,191 | $2,965,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 154,733 | $2,962,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 214,100 | $2,946,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 171,388 | $2,939,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 59,238 | $2,933,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 53,659 | $2,932,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 90,002 | $2,931,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 66,937 | $2,929,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 75,000 | $2,925,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 230,769 | $2,924,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 142,046 | $2,923,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 36,393 | $2,921,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 105,628 | $2,915,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 91,271 | $2,910,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 454,508 | $2,910,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 116,531 | $2,906,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 85,283 | $2,903,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 75,530 | $2,902,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 103,847 | $2,895,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,700 | $2,884,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 170,066 | $2,883,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 53,627 | $2,880,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 60,004 | $2,875,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,144,953 | $2,874,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 200,000 | $2,874,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 218,847 | $2,873,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 74,947 | $2,873,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 316,928 | $2,868,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 94,400 | $2,866,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 115,000 | $2,865,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 44,160 | $2,861,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 54,673 | $2,858,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 57,345 | $2,858,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 70,935 | $2,856,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 61,777 | $2,853,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 108,929 | $2,852,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 198,690 | $2,851,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 273,666 | $2,851,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 23,300 | $2,846,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 80,609 | $2,846,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 231,285 | $2,842,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 108,936 | $2,836,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 144,872 | $2,834,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 84,110 | $2,829,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 109,263 | $2,826,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 608,573 | $2,823,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 47,762 | $2,822,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 638,470 | $2,822,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 92,163 | $2,821,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 193,019 | $2,820,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 138,372 | $2,819,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 450,914 | $2,818,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 112,906 | $2,816,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 654,400 | $2,814,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 123,807 | $2,809,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 110,730 | $2,809,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 46,072 | $2,807,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 338,602 | $2,806,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 93,866 | $2,788,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 42,377 | $2,788,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 57,073 | $2,788,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 440,358 | $2,787,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 144,913 | $2,785,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 140,570 | $2,774,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 30,157 | $2,773,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 129,726 | $2,767,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,164,000 | $2,762,000 | thousands by filing date | principal |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 153,896 | $2,762,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 123,730 | $2,762,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 155,475 | $2,760,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 177,451 | $2,756,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 74,683 | $2,755,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 33,564 | $2,755,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 27,404 | $2,751,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 82,273 | $2,750,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 418,454 | $2,749,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 110,939 | $2,746,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 194,682 | $2,745,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 256,120 | $2,743,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 243,029 | $2,742,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 64,326 | $2,742,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K232 | Cmn | 350,000 | $2,741,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 72,500 | $2,737,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 17,000 | $2,732,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 66,648 | $2,726,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 250,000 | $2,725,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 80,600 | $2,719,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,751,000 | $2,718,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,840,000 | $2,714,000 | thousands by filing date | principal |
| MERCURY GENL CORP NEW | 589400100 | COM | 51,015 | $2,713,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 110,713 | $2,709,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,849,000 | $2,707,000 | thousands by filing date | principal |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 36,236 | $2,705,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 153,844 | $2,704,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 71,253 | $2,702,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 64,452 | $2,700,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,303,000 | $2,700,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 113,839 | $2,700,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 84,300 | $2,699,000 | thousands by filing date | call |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 57,069 | $2,698,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 25,783 | $2,696,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 23,984 | $2,694,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,700 | $2,690,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 41,767 | $2,686,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 54,800 | $2,686,000 | thousands by filing date | put |
| AES TR III | 00808N202 | PFD CV 6.75% | 51,567 | $2,684,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 67,300 | $2,681,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 156,220 | $2,680,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 55,186 | $2,679,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 135,000 | $2,676,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 163,100 | $2,673,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 134,075 | $2,671,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 222,408 | $2,669,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 52,809 | $2,665,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $2,658,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 167,269 | $2,658,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 85,500 | $2,656,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 22,000 | $2,648,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 47,087 | $2,647,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 186,390 | $2,641,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 118,195 | $2,638,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 225,881 | $2,635,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,495,000 | $2,632,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 145,896 | $2,630,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 111,899 | $2,629,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 53,802 | $2,629,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 100,000 | $2,623,000 | thousands by filing date | put |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 114,738 | $2,622,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 45,713 | $2,616,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,556,909 | $2,616,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 167,597 | $2,613,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 262,879 | $2,610,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 355,297 | $2,605,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 20,000 | $2,605,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 144,865 | $2,592,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 230,004 | $2,592,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 119,777 | $2,588,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,400 | $2,583,000 | thousands by filing date | call |
| USD PARTNERS LP LP | 903318103 | STOK | 267,275 | $2,577,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,150 | $2,569,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 116,010 | $2,569,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 172,726 | $2,568,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 22,676 | $2,566,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 353,281 | $2,565,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 67,928 | $2,564,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 51,983 | $2,555,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 18,200 | $2,555,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 104,562 | $2,554,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 161,527 | $2,552,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 92,361 | $2,552,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 286,204 | $2,542,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 335,214 | $2,538,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 243,511 | $2,535,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 75,000 | $2,521,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 206,046 | $2,516,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 377,276 | $2,513,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 28,657 | $2,510,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 33,918 | $2,502,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 98,135 | $2,501,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 179,494 | $2,499,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 80,152 | $2,497,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 332,745 | $2,496,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 68,200 | $2,490,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 108,195 | $2,490,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 72,609 | $2,485,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 38,893 | $2,482,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 163,968 | $2,468,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 188,705 | $2,467,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 50,200 | $2,461,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 286,078 | $2,460,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 202,096 | $2,459,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 62,500 | $2,457,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 354,484 | $2,456,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 37,778 | $2,455,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 57,200 | $2,455,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 206,228 | $2,452,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 129,126 | $2,452,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 108,882 | $2,452,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 190,970 | $2,446,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 57,652 | $2,441,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 56,446 | $2,439,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 179,775 | $2,438,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 164,309 | $2,437,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100,038 | $2,435,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 177,101 | $2,434,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 339,858 | $2,430,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 100,000 | $2,429,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 57,300 | $2,427,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 2,343,000 | $2,425,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,394,000 | $2,424,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 46,648 | $2,421,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 79,700 | $2,419,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 233,969 | $2,419,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 49,018 | $2,418,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 312,232 | $2,416,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 573,512 | $2,409,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 113,777 | $2,404,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 235,162 | $2,401,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 270,000 | $2,398,000 | thousands by filing date | call |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 50,000 | $2,397,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 56,908 | $2,391,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 464,769 | $2,389,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 156,652 | $2,389,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 55,317 | $2,384,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 88,300 | $2,376,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 95,247 | $2,374,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 63,664 | $2,365,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 301,485 | $2,357,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 86,371 | $2,356,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 812,000 | $2,355,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 116,967 | $2,351,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 147,581 | $2,348,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 133,176 | $2,346,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 104,100 | $2,345,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 157,353 | $2,344,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 115,357 | $2,343,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 229,452 | $2,342,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 32,930 | $2,339,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |