13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FINISAR CORP | 31787A507 | COM NEW | 407,542 | $7,136,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100,000 | $7,132,000 | thousands by filing date | call |
| COLONY STARWOOD | 19625X102 | Common Stock | 234,089 | $7,120,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 295,000 | $7,110,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 413,438 | $7,095,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 134,515 | $7,094,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 562,501 | $7,077,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 745,925 | $7,072,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 242,700 | $7,053,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 395,604 | $7,042,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 150,834 | $7,031,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 160,330 | $7,029,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 469,247 | $7,025,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 286,085 | $7,009,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 243,132 | $7,002,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 463,667 | $6,990,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 512,701 | $6,962,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 411,098 | $6,947,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 267,489 | $6,944,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 491,892 | $6,926,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 500,965 | $6,918,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 118,663 | $6,900,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 200,000 | $6,896,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 297,300 | $6,888,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 212,019 | $6,888,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 121,164 | $6,882,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 202,851 | $6,874,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 131,900 | $6,868,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 188,331 | $6,861,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 229,907 | $6,856,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 159,682 | $6,853,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 68,194 | $6,840,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 118,332 | $6,818,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 110,083 | $6,791,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 502,828 | $6,788,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 64,869 | $6,787,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 134,730 | $6,777,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 160,570 | $6,744,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 677,976 | $6,739,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 804,661 | $6,711,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 73,900 | $6,698,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 75,898 | $6,693,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 311,817 | $6,689,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 530,700 | $6,676,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 772,347 | $6,673,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 518,489 | $6,667,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 83,446 | $6,660,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,425,300 | $6,642,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 120,000 | $6,638,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 124,512 | $6,634,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100,000 | $6,627,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 502,580 | $6,619,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 693,700 | $6,611,000 | thousands by filing date | call |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 257,183 | $6,597,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 443,747 | $6,594,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 614,549 | $6,594,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 616,970 | $6,594,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 362,271 | $6,593,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 299,597 | $6,588,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 330,241 | $6,582,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 174,847 | $6,564,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 91,362 | $6,561,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 629,946 | $6,552,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 256,764 | $6,545,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 306,883 | $6,527,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 109,094 | $6,525,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 139,519 | $6,523,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 139,387 | $6,522,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 57,400 | $6,514,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 840,000 | $6,510,000 | thousands by filing date | put |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 552,822 | $6,507,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 377,804 | $6,506,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 475,526 | $6,505,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 735,383 | $6,494,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 44,019 | $6,492,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 548,283 | $6,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 162,894 | $6,474,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 478,015 | $6,472,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 98,950 | $6,468,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 508,013 | $6,450,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 83,400 | $6,441,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 185,694 | $6,433,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 55,562 | $6,429,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 462,262 | $6,425,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,974,686 | $6,418,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 244,800 | $6,409,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 374,073 | $6,400,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 42,437 | $6,400,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 665,104 | $6,399,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 197,845 | $6,396,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 428,808 | $6,389,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 407,189 | $6,389,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 110,416 | $6,375,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 196,529 | $6,375,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 402,505 | $6,364,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 57,200 | $6,362,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 400,000 | $6,360,000 | thousands by filing date | call |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 6,493,000 | $6,355,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 248,909 | $6,354,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 98,000 | $6,350,000 | thousands by filing date | call |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 134,214 | $6,305,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 256,181 | $6,304,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 184,230 | $6,289,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 390,176 | $6,289,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,935,000 | $6,289,000 | thousands by filing date | principal |
| HUDSON PAC PPTYS INC | 444097109 | COM | 215,219 | $6,280,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 282,147 | $6,278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 300,271 | $6,276,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 292,547 | $6,263,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 319,412 | $6,263,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 222,383 | $6,255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 232,073 | $6,250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 309,195 | $6,243,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 157,202 | $6,241,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 250,926 | $6,235,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 106,652 | $6,231,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 309,057 | $6,230,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 130,344 | $6,223,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 75,000 | $6,219,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 77,200 | $6,218,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 163,224 | $6,204,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 220,318 | $6,183,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 161,125 | $6,182,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 251,724 | $6,167,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 237,912 | $6,156,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 270,502 | $6,143,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 76,859 | $6,132,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 217,104 | $6,122,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 152,126 | $6,120,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 78,100 | $6,118,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 101,800 | $6,118,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 270,962 | $6,105,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 237,652 | $6,096,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 178,995 | $6,086,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 326,296 | $6,085,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 135,000 | $6,083,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 186,951 | $6,080,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 250,835 | $6,077,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 179,360 | $6,074,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 300,000 | $6,069,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 50,039 | $6,055,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 407,679 | $6,054,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 43,567 | $6,053,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 453,470 | $6,050,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 358,033 | $6,050,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,291,000 | $6,032,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 259,472 | $6,032,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,000,000 | $6,031,000 | thousands by filing date | principal |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 223,379 | $6,012,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 310,261 | $6,010,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 151,196 | $5,989,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 276,505 | $5,989,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 158,324 | $5,986,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 241,030 | $5,985,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 272,843 | $5,978,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 67,983 | $5,972,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 127,500 | $5,971,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 27,500 | $5,965,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 290,300 | $5,963,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,561,000 | $5,950,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 967,103 | $5,948,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 536,727 | $5,941,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 193,468 | $5,932,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 312,278 | $5,921,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 62,410 | $5,918,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 199,800 | $5,910,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 215,499 | $5,904,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 501,370 | $5,901,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 99,343 | $5,901,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 84,844 | $5,893,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 392,620 | $5,890,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 198,569 | $5,874,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 223,713 | $5,874,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 294,852 | $5,861,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 226,968 | $5,856,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,254,100 | $5,844,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 310,293 | $5,837,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 76,900 | $5,829,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 247,455 | $5,828,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 60,700 | $5,814,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 273,700 | $5,808,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 72,421 | $5,807,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 49,700 | $5,803,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 149,365 | $5,803,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 630,409 | $5,799,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 619,131 | $5,782,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 133,425 | $5,781,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 65,300 | $5,778,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 217,300 | $5,776,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 109,404 | $5,763,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 54,100 | $5,751,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 671,405 | $5,748,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 224,061 | $5,745,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 677,194 | $5,736,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 238,790 | $5,733,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 757,279 | $5,725,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 168,433 | $5,725,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 63,100 | $5,721,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 62,275 | $5,719,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 235,836 | $5,717,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 439,390 | $5,716,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 50,000 | $5,701,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 156,700 | $5,698,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 234,113 | $5,688,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,114,931 | $5,686,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 5,157,000 | $5,686,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,500 | $5,668,000 | thousands by filing date | call |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 524,882 | $5,663,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 490,728 | $5,658,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 197,552 | $5,645,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 493,054 | $5,635,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 130,101 | $5,632,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 168,866 | $5,617,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 314,868 | $5,608,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 227,197 | $5,602,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 357,249 | $5,599,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,743,000 | $5,592,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 120,144 | $5,585,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 82,280 | $5,578,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 75,186 | $5,575,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 106,400 | $5,575,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 44,166 | $5,571,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 256,319 | $5,561,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,235,954 | $5,561,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 259,822 | $5,560,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 171,582 | $5,535,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 89,172 | $5,532,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 51,962 | $5,524,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 54,995 | $5,522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 239,756 | $5,517,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 401,323 | $5,494,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 129,204 | $5,493,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 63,238 | $5,480,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 129,215 | $5,471,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 28,900 | $5,469,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 203,744 | $5,442,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 59,373 | $5,442,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 279,383 | $5,438,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 54,400 | $5,425,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100,000 | $5,408,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 208,754 | $5,400,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 222,786 | $5,394,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 213,914 | $5,393,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 68,000 | $5,384,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 63,776 | $5,381,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 186,828 | $5,380,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 63,460 | $5,380,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 295,902 | $5,379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 180,006 | $5,375,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 198,980 | $5,373,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 947,674 | $5,373,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 195,713 | $5,372,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 166,634 | $5,371,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 175,100 | $5,358,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 120,184 | $5,352,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 331,605 | $5,345,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 209,395 | $5,334,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 302,850 | $5,318,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 122,782 | $5,304,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 191,905 | $5,279,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 49,564 | $5,276,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 145,015 | $5,261,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 177,218 | $5,256,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 334,355 | $5,250,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 130,100 | $5,247,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 441,871 | $5,237,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 159,688 | $5,236,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 165,582 | $5,236,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 278,969 | $5,234,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 87,775 | $5,223,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 226,331 | $5,199,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 256,796 | $5,164,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 195,540 | $5,158,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 104,183 | $5,155,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 275,000 | $5,148,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 194,493 | $5,147,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 116,901 | $5,143,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 305,301 | $5,141,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 447,000 | $5,141,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 39,200 | $5,124,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 129,787 | $5,119,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,054,158 | $5,112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 183,439 | $5,109,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 276,128 | $5,104,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 106,801 | $5,086,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 211,816 | $5,083,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 99,708 | $5,066,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 200,000 | $5,062,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 55,007 | $5,054,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 97,000 | $5,051,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 56,544 | $5,044,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 214,170 | $5,041,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 205,676 | $5,037,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 75,000 | $5,036,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 204,436 | $5,036,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 125,400 | $5,032,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 102,500 | $5,014,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 27,066 | $5,010,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 119,379 | $5,000,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 122,021 | $4,994,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,535,000 | $4,973,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 749,887 | $4,972,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 47,205 | $4,967,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 445,254 | $4,956,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 183,458 | $4,948,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 199,975 | $4,944,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 81,413 | $4,934,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 137,972 | $4,928,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 340,852 | $4,923,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 920,173 | $4,922,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 107,081 | $4,912,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 164,916 | $4,912,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 30,774 | $4,910,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 298,141 | $4,904,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 262,778 | $4,881,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 65,000 | $4,870,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 257,046 | $4,866,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 116,501 | $4,865,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 44,837 | $4,846,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 315,256 | $4,836,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 108,535 | $4,831,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,871,318 | $4,827,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 106,044 | $4,819,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 287,603 | $4,808,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 95,215 | $4,807,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 54,300 | $4,804,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 96,300 | $4,791,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 42,325 | $4,772,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 102,840 | $4,770,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 250,000 | $4,768,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 103,556 | $4,767,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 182,941 | $4,758,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 79,900 | $4,754,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 81,680 | $4,733,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 305,428 | $4,731,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 285,289 | $4,730,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 318,585 | $4,728,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 262,482 | $4,726,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 61,648 | $4,721,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 214,085 | $4,720,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 102,613 | $4,715,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 337,996 | $4,714,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 267,669 | $4,703,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 254,226 | $4,703,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100,000 | $4,701,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 197,515 | $4,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 103,145 | $4,693,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 38,722 | $4,691,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 252,747 | $4,686,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 75,292 | $4,672,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500,000 | $4,670,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 63,174 | $4,667,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 110,279 | $4,665,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 507,927 | $4,658,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 353,230 | $4,645,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 354,591 | $4,642,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 127,600 | $4,640,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 501,631 | $4,640,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100,000 | $4,634,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 60,900 | $4,632,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 258,999 | $4,625,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 115,835 | $4,625,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 292,708 | $4,622,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 82,752 | $4,619,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 184,127 | $4,616,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 206,947 | $4,615,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100,000 | $4,613,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 169,588 | $4,609,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 243,482 | $4,607,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 176,989 | $4,599,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 736,887 | $4,598,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 556,491 | $4,597,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 55,000 | $4,588,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 150,212 | $4,588,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 427,481 | $4,578,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 211,300 | $4,570,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 131,181 | $4,564,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 104,055 | $4,560,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 178,662 | $4,554,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 552,331 | $4,551,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 296,777 | $4,550,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 65,000 | $4,547,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 121,720 | $4,541,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 165,382 | $4,535,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 336,375 | $4,524,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 341,672 | $4,513,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 218,739 | $4,513,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 181,221 | $4,504,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 114,652 | $4,492,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 284,434 | $4,491,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 382,759 | $4,486,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 290,592 | $4,478,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 257,399 | $4,476,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 176,434 | $4,474,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 251,514 | $4,469,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,348,418 | $4,463,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 685,197 | $4,461,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 425,950 | $4,460,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 95,163 | $4,460,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 178,006 | $4,459,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,500,000 | $4,453,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 36,020 | $4,432,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 163,970 | $4,429,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 506,746 | $4,413,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 163,461 | $4,410,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 285,768 | $4,395,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 77,602 | $4,394,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 191,813 | $4,392,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 200,201 | $4,392,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 53,700 | $4,371,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 56,596 | $4,371,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 127,220 | $4,354,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 86,150 | $4,353,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 4,002,000 | $4,350,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100,000 | $4,349,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,955,334 | $4,346,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 27,000 | $4,339,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 113,282 | $4,334,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 53,800 | $4,328,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 1,334,828 | $4,325,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 190,385 | $4,312,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 96,619 | $4,306,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 107,561 | $4,300,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 151,000 | $4,300,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 139,189 | $4,300,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 113,635 | $4,298,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 166,541 | $4,295,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 127,295 | $4,294,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 147,146 | $4,286,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 84,998 | $4,282,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 48,983 | $4,281,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 262,139 | $4,263,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 459,400 | $4,259,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 70,632 | $4,258,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 187,461 | $4,254,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 87,009 | $4,240,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,328,489 | $4,238,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 95,890 | $4,236,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 113,981 | $4,230,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 188,232 | $4,227,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 154,647 | $4,227,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 37,200 | $4,226,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 116,158 | $4,214,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 35,863 | $4,212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 119,064 | $4,212,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 63,555 | $4,204,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 402,226 | $4,199,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 136,848 | $4,182,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 151,284 | $4,177,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 140,826 | $4,175,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 70,112 | $4,174,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 409,240 | $4,170,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 334,929 | $4,170,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 137,694 | $4,164,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 176,206 | $4,158,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 55,500 | $4,158,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 274,565 | $4,157,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 89,200 | $4,150,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 482,891 | $4,143,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 649,022 | $4,134,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,802,000 | $4,132,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 234,104 | $4,122,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 94,800 | $4,111,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,402,589 | $4,110,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 721,323 | $4,097,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 48,353 | $4,097,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 61,700 | $4,096,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 300,517 | $4,091,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 112,758 | $4,082,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 117,858 | $4,079,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 544,663 | $4,074,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 138,987 | $4,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 93,980 | $4,072,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 264,131 | $4,068,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 29,948 | $4,058,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 411,989 | $4,050,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 72,791 | $4,050,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 149,845 | $4,041,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 601,788 | $4,038,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 49,600 | $4,037,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 121,950 | $4,031,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $4,028,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 554,060 | $4,028,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 250,000 | $4,023,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 130,000 | $4,022,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 85,149 | $4,022,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 55,228 | $4,020,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 39,600 | $4,017,000 | thousands by filing date | call |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 408,051 | $4,016,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 192,943 | $4,015,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 130,197 | $4,012,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 160,733 | $4,012,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 163,969 | $4,010,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 181,392 | $3,997,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 54,552 | $3,994,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,294,614 | $3,988,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 267,919 | $3,984,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 186,874 | $3,979,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 63,649 | $3,975,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,500 | $3,962,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |