13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARISTA NETWORKS INC | 040413106 | COM | 190,900 | $12,290,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 913,793 | $12,272,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,258,735 | $12,260,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 298,515 | $12,248,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 308,336 | $12,246,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 194,800 | $12,204,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 432,124 | $12,199,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,179,354 | $12,195,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 182,613 | $12,182,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 246,408 | $12,138,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 535,421 | $12,138,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 107,000 | $12,123,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 668,996 | $12,102,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 180,000 | $12,083,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 94,557 | $12,068,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 483,073 | $12,067,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 244,880 | $12,063,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 232,249 | $12,054,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,135,484 | $12,047,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 932,594 | $12,022,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 453,103 | $12,021,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 217,702 | $11,993,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 204,886 | $11,971,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 234,439 | $11,964,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 398,808 | $11,960,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 785,767 | $11,960,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 91,700 | $11,958,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 342,529 | $11,951,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 921,849 | $11,947,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 408,001 | $11,941,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 937,968 | $11,912,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 601,536 | $11,904,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 490,326 | $11,904,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 915,908 | $11,898,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 339,561 | $11,881,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 104,100 | $11,851,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 224,432 | $11,849,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,422,700 | $11,847,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,104,256 | $11,827,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 762,948 | $11,825,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 425,718 | $11,823,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 295,783 | $11,823,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 307,154 | $11,819,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 143,400 | $11,818,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 599,582 | $11,771,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 300,000 | $11,763,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 572,434 | $11,757,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 310,392 | $11,752,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 161,397 | $11,749,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 158,167 | $11,734,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 401,500 | $11,708,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 204,600 | $11,707,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 249,400 | $11,707,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 416,341 | $11,690,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 881,721 | $11,675,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 262,634 | $11,656,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 333,730 | $11,654,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 202,513 | $11,648,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 86,101 | $11,646,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 108,506 | $11,641,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,155,284 | $11,634,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 351,133 | $11,633,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 206,661 | $11,625,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 752,084 | $11,620,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 268,500 | $11,618,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 358,435 | $11,585,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 399,354 | $11,577,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 149,124 | $11,563,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 127,500 | $11,560,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 355,740 | $11,552,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 521,295 | $11,525,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 287,661 | $11,524,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,243,087 | $11,499,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 306,364 | $11,479,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,013,349 | $11,431,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 96,668 | $11,424,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 471,401 | $11,418,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 929,503 | $11,414,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 362,031 | $11,389,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 438,211 | $11,367,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 262,300 | $11,261,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 837,057 | $11,250,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 299,128 | $11,220,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 307,700 | $11,209,000 | thousands by filing date | put |
| KORN FERRY COM NEW | 500643200 | Stock | 541,371 | $11,206,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 567,882 | $11,182,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 413,658 | $11,160,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 418,856 | $11,149,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 316,481 | $11,121,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 573,173 | $11,120,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 891,996 | $11,115,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 714,913 | $11,096,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 175,373 | $11,064,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,180,721 | $10,992,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 242,171 | $10,958,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 84,830 | $10,944,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 109,830 | $10,936,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,835,807 | $10,923,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 344,032 | $10,922,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 228,543 | $10,908,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 574,616 | $10,889,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 616,950 | $10,877,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 632,753 | $10,871,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 62,992 | $10,867,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 357,653 | $10,866,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 238,342 | $10,856,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 599,372 | $10,849,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,373,541 | $10,824,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 421,931 | $10,814,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,598,682 | $10,808,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 434,520 | $10,806,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 63,165 | $10,803,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 557,154 | $10,747,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 187,621 | $10,743,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 521,091 | $10,739,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 223,170 | $10,737,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 20,970 | $10,724,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 145,800 | $10,722,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 438,733 | $10,688,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 411,854 | $10,644,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 388,430 | $10,643,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 840,544 | $10,632,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 427,733 | $10,621,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,072,031 | $10,608,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 374,600 | $10,605,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 333,500 | $10,589,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 396,849 | $10,588,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,164,560 | $10,586,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 594,500 | $10,582,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 88,800 | $10,571,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 69,600 | $10,564,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 124,457 | $10,559,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 121,674 | $10,550,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 7,600,000 | $10,550,000 | thousands by filing date | principal |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 201,191 | $10,544,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,348,998 | $10,535,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 153,783 | $10,533,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 450,948 | $10,525,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 315,266 | $10,520,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 296,937 | $10,511,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,102,403 | $10,506,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 10,329,000 | $10,496,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 184,965 | $10,491,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 227,592 | $10,487,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,517,399 | $10,482,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 202,482 | $10,475,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 501,631 | $10,464,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 668,589 | $10,456,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 400,000 | $10,456,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 407,564 | $10,450,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 69,994 | $10,449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 174,387 | $10,428,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 517,726 | $10,423,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 659,064 | $10,420,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 565,902 | $10,413,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 230,000 | $10,401,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 164,743 | $10,390,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 349,500 | $10,387,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 172,855 | $10,367,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 86,803 | $10,352,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 273,842 | $10,352,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 358,266 | $10,311,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 611,346 | $10,307,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 402,867 | $10,305,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 83,716 | $10,277,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,096,496 | $10,273,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 198,824 | $10,272,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 607,030 | $10,259,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 333,565 | $10,247,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 403,422 | $10,234,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 204,086 | $10,224,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 141,058 | $10,196,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 158,474 | $10,192,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 211,587 | $10,186,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 188,938 | $10,156,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 553,183 | $10,140,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,586,361 | $10,138,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 95,206 | $10,118,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 400,000 | $10,112,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 845,792 | $10,107,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 200,000 | $10,106,000 | thousands by filing date | call |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 171,394 | $10,104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 260,300 | $10,094,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 661,786 | $10,086,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,054,448 | $10,081,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 274,068 | $10,072,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000,700 | $10,057,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K216 | DAILY S&P BEAR | 500,000 | $10,040,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 270,652 | $10,012,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,410,019 | $9,978,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 114,300 | $9,973,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 11,958 | $9,968,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 153,610 | $9,956,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 4,163,874 | $9,952,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 444,788 | $9,950,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 65,249 | $9,885,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 877,527 | $9,881,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 278,775 | $9,880,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 385,900 | $9,871,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 436,959 | $9,863,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,888,659 | $9,859,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 815,544 | $9,843,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 618,669 | $9,831,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 595,356 | $9,829,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 610,800 | $9,828,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 182,541 | $9,794,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 106,691 | $9,793,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,587,660 | $9,781,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 179,600 | $9,777,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 509,014 | $9,773,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 80,058 | $9,755,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 128,600 | $9,749,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 197,323 | $9,740,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 785,939 | $9,738,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 43,800 | $9,736,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 360,352 | $9,729,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 415,061 | $9,712,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 646,800 | $9,708,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 191,855 | $9,693,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 457,204 | $9,683,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 152,837 | $9,658,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 93,750 | $9,653,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,739,838 | $9,638,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 53,800 | $9,630,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 675,697 | $9,629,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 287,357 | $9,609,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 421,790 | $9,600,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 131,287 | $9,590,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,682,213 | $9,589,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100,000 | $9,579,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 357,610 | $9,577,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 149,602 | $9,576,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 114,214 | $9,549,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,586,000 | $9,523,000 | thousands by filing date | principal |
| CAE INC COM | 124765108 | Stock | 786,730 | $9,512,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 457,959 | $9,512,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 162,968 | $9,509,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 318,443 | $9,509,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 557,000 | $9,508,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,190,589 | $9,508,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 467,744 | $9,501,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 692,784 | $9,484,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 93,600 | $9,466,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 329,738 | $9,458,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 206,099 | $9,423,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 168,698 | $9,418,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 267,801 | $9,375,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 410,483 | $9,367,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 290,804 | $9,359,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 287,950 | $9,346,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 202,040 | $9,342,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,508,542 | $9,324,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 74,750 | $9,319,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,995,772 | $9,301,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 240,809 | $9,284,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,017,099 | $9,276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 420,860 | $9,276,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 77,900 | $9,273,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 265,439 | $9,272,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 146,597 | $9,260,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 206,095 | $9,257,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 488,432 | $9,231,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 723,801 | $9,229,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 671,859 | $9,211,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 796,572 | $9,201,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 409,821 | $9,188,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 807,899 | $9,168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 386,259 | $9,151,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 262,226 | $9,116,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 144,112 | $9,113,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 380,800 | $9,113,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 199,738 | $9,108,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 769,806 | $9,098,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 7,842,000 | $9,067,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 311,145 | $9,056,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 224,926 | $9,052,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 264,744 | $9,048,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 665,297 | $9,027,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 394,996 | $9,026,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 149,415 | $9,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 238,320 | $9,013,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 400,000 | $9,012,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 469,353 | $9,001,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,100,608 | $8,991,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 309,984 | $8,986,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 572,843 | $8,976,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 99,271 | $8,975,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 183,230 | $8,966,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 210,000 | $8,946,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 313,723 | $8,938,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 342,001 | $8,929,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 294,039 | $8,927,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 378,552 | $8,927,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 335,637 | $8,922,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 449,644 | $8,903,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 198,361 | $8,902,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 336,820 | $8,886,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 467,612 | $8,871,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 255,021 | $8,870,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 344,601 | $8,870,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 623,297 | $8,857,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 184,877 | $8,837,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 632,541 | $8,830,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 46,500 | $8,824,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 424,610 | $8,797,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 445,293 | $8,781,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,456,000 | $8,781,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 939,962 | $8,780,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 266,152 | $8,778,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 300,000 | $8,778,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 617,993 | $8,763,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 319,851 | $8,751,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 112,200 | $8,744,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 787,253 | $8,730,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 182,802 | $8,722,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $8,717,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 321,784 | $8,704,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 356,227 | $8,699,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 118,151 | $8,695,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 603,639 | $8,686,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 93,566 | $8,672,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 95,889 | $8,669,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 162,550 | $8,650,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 376,585 | $8,643,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 223,500 | $8,641,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 798,795 | $8,627,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 146,308 | $8,624,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 33,500 | $8,621,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 125,325 | $8,620,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 339,624 | $8,620,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 368,674 | $8,616,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 231,669 | $8,599,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 198,285 | $8,564,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 805,464 | $8,554,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 697,414 | $8,508,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 876,100 | $8,507,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 189,692 | $8,499,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 120,392 | $8,496,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 335,009 | $8,495,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 166,677 | $8,492,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 74,237 | $8,486,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 447,711 | $8,480,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 532,525 | $8,479,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 590,330 | $8,477,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 318,630 | $8,468,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 161,041 | $8,464,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 151,063 | $8,461,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 228,785 | $8,437,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 561,208 | $8,424,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 126,000 | $8,416,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 181,402 | $8,406,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 189,682 | $8,406,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 749,519 | $8,388,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 614,158 | $8,383,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 902,207 | $8,364,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 163,878 | $8,355,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 449,081 | $8,335,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 344,378 | $8,325,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 391,474 | $8,311,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 179,254 | $8,309,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 500,203 | $8,301,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 170,809 | $8,300,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 88,652 | $8,296,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 903,635 | $8,268,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 914,016 | $8,254,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 270,874 | $8,251,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,067,758 | $8,221,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 306,501 | $8,218,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,886,000 | $8,210,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 326,804 | $8,183,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 427,700 | $8,182,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,388,084 | $8,176,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 796,852 | $8,176,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 144,088 | $8,138,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 499,802 | $8,137,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 111,000 | $8,125,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 779,702 | $8,124,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 249,816 | $8,124,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 632,448 | $8,120,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 140,100 | $8,119,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 324,028 | $8,117,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 355,277 | $8,107,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 6,397,000 | $8,102,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,407,359 | $8,092,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 390,000 | $8,089,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 289,779 | $8,076,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 144,396 | $8,067,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 978,700 | $8,064,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 257,629 | $8,063,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 368,986 | $8,048,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 762,052 | $8,047,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 137,723 | $8,045,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 350,092 | $8,041,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 269,837 | $8,035,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 541,153 | $8,025,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 65,995 | $8,022,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 167,491 | $8,018,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 485,918 | $8,018,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 342,400 | $8,016,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 697,839 | $8,011,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 260,000 | $8,011,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 229,118 | $8,010,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 276,000 | $8,007,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 452,803 | $7,996,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 311,878 | $7,993,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 267,000 | $7,989,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 346,316 | $7,962,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 294,200 | $7,958,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 160,800 | $7,956,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 202,067 | $7,953,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 250,000 | $7,953,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 494,079 | $7,950,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,754,368 | $7,947,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 633,078 | $7,939,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 250,000 | $7,938,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 266,479 | $7,938,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 56,358 | $7,929,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 132,613 | $7,911,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 354,107 | $7,886,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 195,300 | $7,876,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 76,497 | $7,867,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 476,918 | $7,854,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 109,166 | $7,844,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 300,700 | $7,842,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 601,665 | $7,840,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 667,438 | $7,836,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 54,900 | $7,833,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 1,192,187 | $7,833,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 199,200 | $7,831,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 237,791 | $7,831,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 242,700 | $7,830,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 315,696 | $7,808,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 422,961 | $7,804,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 389,844 | $7,789,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 134,313 | $7,783,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 97,940 | $7,781,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 112,579 | $7,759,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 149,551 | $7,752,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 105,100 | $7,729,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 6,943,000 | $7,711,000 | thousands by filing date | principal |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 298,738 | $7,687,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,075,000 | $7,686,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 178,118 | $7,673,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 229,765 | $7,670,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 369,455 | $7,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 167,042 | $7,660,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 375,010 | $7,640,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 467,238 | $7,630,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 286,064 | $7,612,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 183,337 | $7,594,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 174,106 | $7,591,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,673,500 | $7,581,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 167,880 | $7,577,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 504,700 | $7,576,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 680,734 | $7,562,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 260,744 | $7,551,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 145,904 | $7,547,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 220,605 | $7,522,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 912,025 | $7,515,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 357,900 | $7,513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 156,000 | $7,490,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 113,706 | $7,483,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 150,900 | $7,466,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 562,138 | $7,443,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 635,300 | $7,427,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 248,299 | $7,422,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 127,469 | $7,409,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 647,960 | $7,400,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 365,065 | $7,400,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 144,116 | $7,398,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 226,418 | $7,384,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,299,800 | $7,370,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 196,747 | $7,366,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 393,962 | $7,363,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 627,665 | $7,344,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 133,095 | $7,327,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 200,000 | $7,326,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 244,812 | $7,324,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 480,700 | $7,311,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 127,486 | $7,302,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 71,145 | $7,301,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 162,572 | $7,297,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 469,748 | $7,286,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 612,052 | $7,278,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 456,327 | $7,274,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 205,843 | $7,266,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 226,700 | $7,259,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 251,555 | $7,258,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 235,727 | $7,244,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 108,634 | $7,234,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 460,236 | $7,222,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 220,148 | $7,199,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 183,239 | $7,186,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 318,863 | $7,175,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 420,799 | $7,170,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 140,050 | $7,162,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 184,230 | $7,152,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 199,511 | $7,149,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 381,224 | $7,145,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 390,156 | $7,136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |