13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,381 holding rows worth $431,150,871,000.
- Accession
- 0001140361-16-076405
- Filer
- CIK 70858
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 20,449 entries on the cover page, a total value of $431,150,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,150,871,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,208 | $106,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,878 | $106,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,389 | $105,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,329 | $105,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 7,850 | $105,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,300 | $105,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $105,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 100,021 | $105,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 4,269 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 6,259 | $104,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 6,700 | $104,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,219 | $103,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,779 | $103,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 240,880 | $103,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 18,545 | $103,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,700 | $103,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,720 | $102,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 4,306 | $102,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,831 | $102,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,186 | $102,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 25,095 | $101,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 7,772 | $101,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 6,230 | $101,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,038 | $101,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,293 | $100,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 1,967 | $99,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,931 | $99,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,562 | $99,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,240 | $99,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 16,173 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 6,537 | $99,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,202 | $99,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,835 | $98,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,000 | $98,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,753 | $98,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 15,162 | $98,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,358 | $97,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,863 | $97,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,935 | $97,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 15,412 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,158 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,294 | $96,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 59,133 | $96,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 161,465 | $96,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,127 | $95,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $95,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $95,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 7,422 | $95,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,905 | $95,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 7,299 | $95,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 144,604 | $95,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,400 | $94,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,679 | $94,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,201 | $94,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 12,299 | $94,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 14,012 | $94,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,687 | $93,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 16,942 | $93,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,414 | $92,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,104 | $92,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,728 | $92,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,588 | $92,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 11,817 | $92,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,872 | $92,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,937 | $92,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 25,611 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 7,718 | $92,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,081 | $91,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,000 | $91,000 | thousands by filing date | call |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,049 | $91,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,800 | $91,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,850 | $90,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 8,357 | $90,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,370 | $89,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $89,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,416 | $89,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 3,957 | $89,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,530 | $88,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,343 | $88,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,635 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,392 | $88,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,343 | $88,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,429 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,652 | $88,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 14,233 | $88,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,530 | $88,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 3,669 | $88,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 6,429 | $87,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,539 | $87,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 8,450 | $87,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,976 | $87,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,712 | $87,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,775 | $86,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,913 | $86,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,340 | $86,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,959 | $86,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 37,489 | $86,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 11,507 | $86,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 5,084 | $86,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 11,067 | $86,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,031 | $85,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,553 | $85,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 6,435 | $84,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 58,378 | $84,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 72,701 | $84,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,412 | $84,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 20,858 | $84,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 8,500 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 2,100 | $84,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,534 | $83,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,650 | $83,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 4,000 | $83,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,700 | $83,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 1,487 | $83,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 4,897 | $83,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 71,849 | $83,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 9,050 | $83,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 500 | $83,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 26,569 | $83,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 9,555 | $83,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,700 | $82,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 36,068 | $82,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 9,761 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 7,402 | $82,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,228 | $81,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,402 | $81,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,303 | $81,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 10,127 | $81,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,557 | $81,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,503 | $81,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,674 | $80,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 841 | $80,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,176 | $80,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 7,838 | $80,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,668 | $80,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,335 | $80,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,070 | $80,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 22,523 | $80,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $80,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,493 | $80,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,555 | $80,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,000 | $80,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 3,827 | $80,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 3,766 | $80,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,250 | $79,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,425 | $79,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,655 | $79,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 15,586 | $79,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,771 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 629 | $79,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 12,381 | $79,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,703 | $78,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 9,789 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,899 | $78,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 5,419 | $78,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,814 | $78,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,762 | $78,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 49,120 | $78,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 3,176 | $78,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $78,000 | thousands by filing date | principal |
| MARIN SOFTWARE INC | 56804T106 | COM | 32,756 | $77,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 17,168 | $77,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 11,517 | $77,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,539 | $77,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 321 | $76,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 9,846 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,300 | $76,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 37,510 | $75,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $75,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 9,709 | $75,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,245 | $75,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,450 | $75,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 6,307 | $75,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 16,284 | $75,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 3,409 | $74,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,789 | $74,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,490 | $74,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,044 | $74,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5,720 | $73,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,138 | $73,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,000 | $73,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 21,983 | $73,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 5,149 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,033 | $73,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $72,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,498 | $72,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,216 | $72,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,862 | $72,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 33,537 | $72,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,693 | $71,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 6,308 | $71,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 42,194 | $71,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 11,104 | $71,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,729 | $71,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 9,650 | $71,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 15,159 | $71,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,977 | $69,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 4,501 | $69,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $69,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,500 | $69,000 | thousands by filing date | put |
| STONEGATE MTG CORP | 86181Q300 | COM | 20,440 | $69,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,000 | $68,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,400 | $68,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,922 | $68,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 5,097 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,404 | $68,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 72,000 | $67,000 | thousands by filing date | principal |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,797 | $67,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 8,139 | $67,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 7,071 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 2,565 | $67,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,627 | $66,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,287 | $66,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 30,386 | $66,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,181 | $66,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 31,418 | $66,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 7,650 | $66,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 2,347 | $66,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,632 | $65,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 678 | $65,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,463 | $65,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 16,624 | $65,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 16,403 | $65,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 40,364 | $65,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,475 | $65,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,119 | $65,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,196 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,021 | $64,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 10,994 | $64,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 3,004 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,655 | $64,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,484 | $63,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,752 | $63,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,800 | $63,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 1,737 | $63,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,729 | $63,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18,124 | $63,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 4,470 | $63,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 2,288 | $63,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 9,982 | $63,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 6,800 | $63,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,562 | $62,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 27,000 | $62,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 3,925 | $62,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 50,641 | $62,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 4,948 | $62,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $62,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 71,000 | $62,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 4,500 | $62,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 7,415 | $61,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 32,689 | $61,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 7,342 | $61,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 8,640 | $61,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 41,522 | $61,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 22,700 | $61,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,228 | $61,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,066 | $60,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,365 | $60,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,012 | $60,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 67,358 | $59,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,957 | $59,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,506 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 2,650 | $59,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,596 | $59,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 34,257 | $59,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 9,193 | $59,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 7,750 | $59,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 7,668 | $59,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 63,880 | $59,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 726 | $59,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,250 | $59,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,007 | $59,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 55,000 | $59,000 | thousands by filing date | principal |
| XACTLY CORP | 98386L101 | COM | 4,612 | $59,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,300 | $58,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,269 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,923 | $58,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,434 | $58,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,778 | $58,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 7,470 | $58,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,900 | $58,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,059 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 2,395 | $58,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,147 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 456 | $57,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,032 | $57,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,200 | $56,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,491 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,650 | $56,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 11,169 | $56,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 12,140 | $56,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 3,513 | $55,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,015 | $55,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,943 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,221 | $55,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 28,859 | $55,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,271 | $54,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,270 | $54,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,012 | $54,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 12,406 | $54,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 25,402 | $54,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 51,390 | $54,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 47,857 | $54,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 2,695 | $54,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 8,648 | $54,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 10,700 | $54,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 9,315 | $54,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 23,938 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,158 | $53,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 431 | $53,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 3,868 | $53,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,661 | $53,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 23,600 | $53,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 13,459 | $53,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 1,434 | $53,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 11,588 | $53,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,200 | $52,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,174 | $52,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,289 | $52,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,144 | $52,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 786 | $52,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 5,121 | $52,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 700 | $52,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,791 | $52,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 8,083 | $52,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,045 | $52,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 789 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 2,026 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 800 | $51,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 8,119 | $51,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 26,387 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,162 | $51,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,406 | $51,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 54,307 | $51,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 2,000 | $51,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,800 | $50,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,032 | $50,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,543 | $50,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,616 | $50,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,078 | $50,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 21,582 | $49,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 823 | $49,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,000 | $49,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,592 | $49,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 9,279 | $49,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 50,000 | $49,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,902 | $48,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 28,320 | $48,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,396 | $48,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,273 | $48,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 107,686 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 750 | $47,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,331 | $47,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,693 | $47,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 29,930 | $47,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 21,371 | $47,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 1,048 | $47,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 6,286 | $47,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 5,946 | $47,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,106 | $46,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,114 | $46,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,964 | $46,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 46,000 | $46,000 | thousands by filing date | principal |
| BSB BANCORP INC MD | 05573H108 | COM | 2,053 | $46,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 76,641 | $46,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 600 | $45,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 15,945 | $45,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,501 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,000 | $45,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $45,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,117 | $45,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,610 | $45,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,472 | $45,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 936 | $45,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 1,576 | $45,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,775 | $44,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,856 | $44,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 541 | $44,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,930 | $44,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,201 | $44,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,872 | $44,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 416 | $44,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,434 | $44,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 3,314 | $44,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,370 | $44,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 33,217 | $44,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,073 | $43,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,246 | $43,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 5,528 | $43,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,075 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,000 | $43,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 9,390 | $43,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,250 | $43,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,387 | $43,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,776 | $43,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 33,100 | $43,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 15,773 | $43,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,651 | $43,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 80,880 | $43,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,720 | $43,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 2,559 | $43,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 3,907 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 1,700 | $43,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,666 | $42,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,090 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,220 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,100 | $42,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,153 | $42,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,947 | $42,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 32,374 | $42,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,000 | $42,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,667 | $42,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,231 | $42,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,000 | $42,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 2,563 | $41,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,838 | $41,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,600 | $41,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,127 | $41,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 1,354 | $41,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,972 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,700 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 478 | $41,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,402 | $41,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 40,000 | $41,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,214 | $40,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,162 | $40,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,899 | $40,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $40,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,779 | $40,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,408 | $40,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,705 | $40,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 108,358 | $40,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 6,574 | $40,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 4,000 | $40,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 2,914 | $40,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,000 | $39,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 944 | $39,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 680 | $39,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,315 | $39,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,200 | $39,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 2,143 | $39,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,982 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $39,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 5,337 | $39,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,785 | $39,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $39,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 12,213 | $39,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 4,000 | $39,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 38,000 | $39,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 2,312 | $39,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,800 | $38,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,456 | $38,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,430 | $38,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,572 | $38,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,318 | $38,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 4,175 | $38,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,984 | $38,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,900 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $38,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 33,000 | $38,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 39,000 | $38,000 | thousands by filing date | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,771 | $37,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,194 | $37,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7,764 | $37,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 9,307 | $37,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $37,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $37,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,663 | $37,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 44,000 | $37,000 | thousands by filing date | principal |
| AVEXIS INC | 05366U100 | COM | 979 | $37,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,330 | $36,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,013 | $36,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 25,400 | $36,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,887 | $36,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 5,410 | $36,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 44,889 | $36,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 14,016 | $36,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 3,068 | $36,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 3,288 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,300 | $36,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,127 | $36,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 44,199 | $36,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,776 | $36,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 6,401 | $36,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 3,284 | $36,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 4,423 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B797 | ULSHRT SEMIC NEW | 1,000 | $36,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 2,150 | $36,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 64,306 | $35,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,218 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,060 | $35,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 627 | $35,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,300 | $35,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,421 | $35,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 70,731 | $35,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 2,863 | $35,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,003 | $35,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,320 | $35,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 18,182 | $35,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 950 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076405 | this filing | 2016-08-15 | acceptance time not in the bulk data set |