13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 63,982 | $1,167,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 20,000 | $1,166,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 79,978 | $1,164,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 11,735 | $1,164,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 38,773 | $1,162,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 64,477 | $1,160,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 39,036 | $1,159,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 20,000 | $1,158,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 17,338 | $1,157,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 69,354 | $1,157,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 16,102 | $1,157,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 38,938 | $1,153,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,153,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 53,349 | $1,152,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 30,385 | $1,150,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 87,076 | $1,149,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 30,000 | $1,148,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 4,900 | $1,144,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 63,470 | $1,142,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 42,269 | $1,141,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 53,960 | $1,138,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,019,000 | $1,138,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 270,647 | $1,137,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 90,854 | $1,137,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,014,951 | $1,137,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 100,134 | $1,136,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 67,900 | $1,134,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20,288 | $1,132,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 350,000 | $1,131,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 510,993 | $1,130,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 28,669 | $1,130,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 75,101 | $1,128,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 111,660 | $1,127,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 195,552 | $1,119,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 7,964 | $1,119,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 70,790 | $1,119,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 58,800 | $1,118,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 573,261 | $1,118,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 47,912 | $1,117,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 15,300 | $1,114,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 43,812 | $1,112,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 94,556 | $1,112,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 49,401 | $1,106,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21,434 | $1,104,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 38,077 | $1,096,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 47,799 | $1,095,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 32,677 | $1,092,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 107,858 | $1,091,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 46,194 | $1,090,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 41,080 | $1,090,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 273,005 | $1,089,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 99,196 | $1,088,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 106,797 | $1,084,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 79,489 | $1,082,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 10,427 | $1,081,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 27,100 | $1,076,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 113,086 | $1,073,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 51,166 | $1,073,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 47,393 | $1,073,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 87,472 | $1,072,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16,558 | $1,067,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 50,670 | $1,067,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 52,078 | $1,067,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 18,350 | $1,065,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 59,173 | $1,063,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 93,568 | $1,063,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 130,820 | $1,062,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 54,059 | $1,062,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 69,573 | $1,061,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 48,815 | $1,048,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 203,754 | $1,048,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,222,000 | $1,046,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 56,242 | $1,046,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 49,272 | $1,045,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 48,313 | $1,045,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 27,140 | $1,045,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 73,625 | $1,043,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 24,961 | $1,041,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 90,000 | $1,040,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 18,192 | $1,038,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 53,246 | $1,037,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 130,795 | $1,036,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 123,359 | $1,036,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 21,322 | $1,034,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 23,284 | $1,034,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 50,000 | $1,033,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 25,000 | $1,032,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 53,269 | $1,025,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 45,100 | $1,024,000 | thousands by filing date | call |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 41,435 | $1,024,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 101,970 | $1,023,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 116,237 | $1,017,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 180,244 | $1,017,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 72,092 | $1,016,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 87,575 | $1,015,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 18,000 | $1,013,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 18,000 | $1,013,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 772,214 | $1,012,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 60,620 | $1,012,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 22,448 | $1,011,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 81,125 | $1,011,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 17,437 | $1,011,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 97,990 | $1,009,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 64,376 | $1,006,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 75,905 | $1,004,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 79,019 | $1,003,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 72,357 | $1,003,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 14,677 | $1,002,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 75,802 | $1,002,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 34,378 | $1,002,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 16,500 | $1,001,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 84,382 | $1,001,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 34,321 | $1,000,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 18,479 | $998,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 86,440 | $994,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 557,285 | $993,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 141,600 | $991,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 16,573 | $990,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 192,017 | $989,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 63,825 | $988,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 45,910 | $988,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 61,914 | $985,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 12,300 | $983,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 22,611 | $982,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 53,201 | $981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 14,065 | $980,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 63,808 | $979,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 109,300 | $978,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 52,096 | $977,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 53,793 | $977,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 216,279 | $974,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 57,637 | $972,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,200 | $972,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 47,385 | $972,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 89,432 | $971,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 22,361 | $969,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 11,600 | $968,000 | thousands by filing date | call |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 50,000 | $967,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 106,801 | $965,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 37,367 | $961,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 45,662 | $958,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 68,874 | $957,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,976 | $955,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 40,961 | $949,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,755,100 | $948,000 | thousands by filing date | call |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 47,550 | $948,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,857 | $947,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 20,165 | $946,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 74,159 | $946,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 81,428 | $945,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 930,900 | $944,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 33,192 | $943,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 53,034 | $941,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 26,384 | $939,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 216,995 | $938,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 8,200 | $938,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 102,339 | $936,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 76,251 | $936,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,727,864 | $935,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 420,588 | $934,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,666 | $934,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 89,420 | $931,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 30,000 | $931,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 77,700 | $929,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 160,297 | $927,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 574,889 | $926,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 56,810 | $925,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,843 | $923,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 20,721 | $918,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 37,544 | $918,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 13,093 | $917,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 17,475 | $914,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 28,676 | $913,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 41,417 | $910,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 146,385 | $909,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 72,195 | $907,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 63,100 | $907,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 29,988 | $907,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 64,675 | $903,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 1,200,033 | $900,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 54,585 | $900,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 236,865 | $898,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 48,500 | $898,000 | thousands by filing date | put |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 55,154 | $895,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 34,647 | $892,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 43,970 | $891,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 23,335 | $887,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 68,269 | $883,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 59,246 | $882,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 47,900 | $880,000 | thousands by filing date | call |
| Powershares ETF KBW Insurance | 73936q777 | COM | 17,914 | $880,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 46,299 | $879,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 54,396 | $876,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,900 | $874,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 349,389 | $874,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 58,594 | $872,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 90,365 | $869,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,608,600 | $869,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 19,153 | $868,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 39,712 | $867,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 46,600 | $862,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 13,376 | $861,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 123,000 | $860,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 103,901 | $858,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 437,912 | $858,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 22,500 | $857,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 26,586 | $857,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 28,283 | $857,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 297,416 | $854,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 20,077 | $854,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 35,155 | $854,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 75,751 | $849,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 23,137 | $849,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 36,709 | $846,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 544,519 | $843,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 37,027 | $842,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 29,859 | $841,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 41,746 | $841,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 58,128 | $840,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 43,677 | $838,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 26,531 | $838,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 105,643 | $838,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,800 | $837,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 46,066 | $836,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 47,200 | $835,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 18,198 | $835,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 54,500 | $834,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 40,880 | $834,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 56,025 | $832,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 46,328 | $831,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 48,594 | $831,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 79,239 | $831,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 40,293 | $831,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 43,700 | $830,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 67,111 | $829,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 166,451 | $827,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 42,810 | $827,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 33,579 | $827,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 52,796 | $826,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 35,310 | $825,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 81,463 | $824,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 637,000 | $824,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 43,700 | $822,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 27,600 | $822,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 29,196 | $821,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 49,789 | $821,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 92,532 | $819,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 26,943 | $818,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $818,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 106,817 | $817,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 64,026 | $817,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 41,190 | $814,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 62,076 | $813,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 16,760 | $813,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 59,383 | $812,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 318,000 | $811,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 277,603 | $810,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 17,590 | $808,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 40,297 | $807,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 146,269 | $806,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 13,654 | $805,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 17,200 | $804,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 161,500 | $803,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 36,568 | $803,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 43,519 | $801,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 33,050 | $800,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 71,079 | $800,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 38,553 | $800,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 15,594 | $799,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 30,701 | $797,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 30,120 | $796,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,000 | $794,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 96,633 | $794,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 115,147 | $792,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 30,854 | $788,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 626,000 | $786,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 16,452 | $785,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 74,115 | $784,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 17,875 | $784,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 30,295 | $784,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 17,394 | $783,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 49,800 | $781,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,146,000 | $781,000 | thousands by filing date | principal |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 34,346 | $780,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 28,597 | $775,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 68,889 | $775,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 831,000 | $775,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 35,104 | $774,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 104,400 | $774,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 28,717 | $771,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 13,139 | $771,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,900 | $770,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 48,525 | $768,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,000 | $765,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 40,750 | $765,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 87,413 | $764,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 38,995 | $761,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 26,384 | $761,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,048 | $760,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 31,365 | $759,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 42,900 | $758,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 701,000 | $758,000 | thousands by filing date | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,541 | $757,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 13,266 | $756,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 31,013 | $755,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 55,255 | $755,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,200 | $754,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 35,374 | $753,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 29,126 | $752,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 47,789 | $752,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 46,579 | $752,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 20,116 | $751,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 102,297 | $750,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 23,656 | $749,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 117,282 | $749,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 926,812 | $745,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 223,427 | $744,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 196,794 | $744,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 20,404 | $743,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 25,000 | $743,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 22,941 | $742,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,184 | $742,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 64,790 | $742,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 61,041 | $742,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14,900 | $741,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 29,717 | $741,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 28,974 | $740,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 67,382 | $739,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 65,812 | $739,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,200 | $737,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 30,000 | $737,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 47,337 | $737,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,000 | $736,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 32,520 | $736,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 43,200 | $735,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,965 | $735,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 247,365 | $735,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 29,469 | $735,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 744,000 | $735,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 28,500 | $734,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 23,048 | $734,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 641,000 | $732,000 | thousands by filing date | principal |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 52,331 | $732,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 24,016 | $727,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 50,346 | $727,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 167,775 | $727,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 49,423 | $727,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 60,104 | $726,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 31,082 | $724,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 45,814 | $724,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 84,516 | $724,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 57,383 | $723,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,032 | $722,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 33,352 | $721,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 30,742 | $721,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 846,000 | $721,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 28,342 | $718,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 53,577 | $715,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 39,868 | $714,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 47,119 | $714,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 72,575 | $713,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 64,495 | $712,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 42,638 | $711,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 44,974 | $711,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 39,387 | $710,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 118,507 | $710,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 53,367 | $710,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 15,300 | $709,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 49,130 | $709,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,295 | $707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 47,731 | $707,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 26,150 | $706,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 26,269 | $706,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 28,106 | $702,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,100 | $700,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 34,389 | $700,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 22,710 | $699,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,524 | $696,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,815 | $694,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,139 | $693,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 122,309 | $693,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 26,864 | $691,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 155,005 | $689,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 109,091 | $689,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 271,533 | $689,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 105,181 | $689,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 38,467 | $688,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 127,233 | $687,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 80,211 | $687,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 54,536 | $686,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 13,535 | $685,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 51,520 | $684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 18,514 | $682,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,689 | $682,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 31,909 | $682,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 173,480 | $682,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,744 | $681,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 180,571 | $678,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 49,313 | $678,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 87,435 | $678,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 19,320 | $677,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 39,754 | $677,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 62,656 | $676,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 99,475 | $674,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 459,936 | $672,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 37,409 | $671,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 488 | $671,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 114,948 | $670,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 40,300 | $668,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 40,300 | $668,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 83,428 | $667,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 42,102 | $667,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 112,337 | $667,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 52,440 | $665,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 62,584 | $664,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $664,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 51,756 | $664,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 97,376 | $663,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 14,714 | $662,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 63,652 | $662,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 49,143 | $662,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 76,987 | $662,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 13,600 | $661,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 36,144 | $661,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 73,972 | $659,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 41,015 | $659,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 149,013 | $656,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 26,881 | $655,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 47,209 | $655,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 31,506 | $655,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,275,000 | $654,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 29,577 | $653,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 31,688 | $653,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 39,601 | $652,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,375 | $652,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 40,663 | $651,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 68,515 | $650,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 41,165 | $650,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 28,101 | $650,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 50,000 | $650,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 647,000 | $649,000 | thousands by filing date | principal |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 54,010 | $648,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 19,629 | $648,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 13,729 | $647,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 8,381 | $647,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,200 | $646,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,623 | $642,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 15,600 | $641,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 69,971 | $641,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,400 | $640,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 464,144 | $640,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 45,913 | $635,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,112 | $634,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 175,429 | $632,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 79,309 | $632,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 81,184 | $632,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 39,487 | $631,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 613,000 | $630,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 31,943 | $628,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,120 | $627,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 50,000 | $626,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 29,647 | $626,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 85,391 | $625,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 41,698 | $625,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,319 | $623,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 23,982 | $623,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 144,316 | $621,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 40,656 | $619,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,695 | $618,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 29,029 | $618,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 55,660 | $613,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 82,300 | $611,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 69,398 | $609,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 37,771 | $609,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,400 | $606,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 23,997 | $605,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,000 | $604,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12,169 | $603,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 33,582 | $603,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 40,880 | $601,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 65,099 | $600,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 8,026 | $599,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 37,506 | $597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 12,061 | $597,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 486,319 | $597,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 519,000 | $597,000 | thousands by filing date | principal |
| CALLON PETE CO DEL | 13123X102 | COM | 67,428 | $596,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 15,000 | $596,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 70,327 | $596,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 25,148 | $594,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 16,014 | $591,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 20,965 | $590,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 43,933 | $590,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 17,416 | $589,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 38,363 | $589,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 25,148 | $588,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 6,468 | $588,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 104,768 | $587,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 103,555 | $587,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 41,784 | $586,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |