13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 436,600 | $2,166,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 171,122 | $2,156,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 134,734 | $2,136,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 33,639 | $2,135,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,933,000 | $2,135,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 111,397 | $2,134,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,048,000 | $2,134,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,174,000 | $2,133,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 52,600 | $2,130,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 137,513 | $2,123,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 301,000 | $2,122,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,200 | $2,118,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 139,032 | $2,117,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 84,143 | $2,116,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 291,076 | $2,115,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 219,555 | $2,112,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 83,575 | $2,111,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 224,026 | $2,097,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 155,200 | $2,096,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 53,460 | $2,096,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 171,248 | $2,092,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 28,400 | $2,086,000 | thousands by filing date | call |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 168,915 | $2,086,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $2,085,000 | thousands by filing date | call |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,645,000 | $2,081,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 170,322 | $2,079,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 83,773 | $2,074,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 76,890 | $2,073,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 54,400 | $2,072,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 38,300 | $2,071,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,994,500 | $2,070,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 102,839 | $2,067,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 17,700 | $2,066,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 137,408 | $2,065,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 45,000 | $2,064,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 361,247 | $2,063,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 94,885 | $2,061,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 16,800 | $2,060,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 266,594 | $2,053,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 24,446 | $2,050,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 349,275 | $2,050,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 137,261 | $2,046,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 157,977 | $2,045,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 39,800 | $2,043,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 316,994 | $2,041,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 125,000 | $2,039,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 45,166 | $2,037,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 104,074 | $2,037,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 91,667 | $2,032,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 109,817 | $2,032,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 113,218 | $2,026,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 197,900 | $2,025,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 426,977 | $2,024,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 114,000 | $2,021,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 261,031 | $2,018,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 204,756 | $2,018,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 80,891 | $2,018,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 84,792 | $2,017,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 134,482 | $2,015,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 157,763 | $2,008,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 110,326 | $2,007,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 128,139 | $2,006,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 75,000 | $2,005,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 248,500 | $2,005,000 | thousands by filing date | call |
| OM ASSET MGMT PLC | G67506108 | SHS | 150,222 | $2,005,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 44,388 | $2,004,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 56,204 | $2,001,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 114,178 | $2,000,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,609,000 | $1,999,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 181,962 | $1,998,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 106,017 | $1,992,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 74,200 | $1,990,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 159,515 | $1,988,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 25,000 | $1,987,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 79,032 | $1,984,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 283,014 | $1,981,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 77,594 | $1,980,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50,000 | $1,978,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 210,072 | $1,978,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 145,420 | $1,972,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 80,025 | $1,968,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 174,541 | $1,967,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 82,400 | $1,966,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,668,000 | $1,965,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 54,400 | $1,964,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,233,700 | $1,962,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 111,562 | $1,960,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,806,000 | $1,960,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 87,440 | $1,951,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 84,031 | $1,948,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 102,365 | $1,945,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,074,054 | $1,944,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 63,651 | $1,942,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 121,619 | $1,941,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 60,398 | $1,937,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 277,114 | $1,937,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 36,898 | $1,933,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 125,432 | $1,928,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 120,238 | $1,927,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 82,483 | $1,925,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 41,800 | $1,922,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G106 | COM | 234,379 | $1,919,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 101,426 | $1,919,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 146,172 | $1,919,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 140,100 | $1,915,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 137,269 | $1,914,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 86,605 | $1,913,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 140,216 | $1,911,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 97,377 | $1,909,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 67,298 | $1,907,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 106,235 | $1,906,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 23,718 | $1,906,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 9,950 | $1,903,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 112,463 | $1,903,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 111,862 | $1,902,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 80,711 | $1,899,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59,750 | $1,898,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 66,121 | $1,891,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 94,471 | $1,878,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 63,483 | $1,878,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 184,365 | $1,877,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 53,954 | $1,875,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 101,577 | $1,874,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 58,877 | $1,873,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 101,081 | $1,872,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,673 | $1,870,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 139,044 | $1,864,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 58,118 | $1,861,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 85,927 | $1,861,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 95,210 | $1,858,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 210,000 | $1,856,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 49,155 | $1,852,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 130,324 | $1,852,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 46,346 | $1,851,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 32,196 | $1,851,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 223,006 | $1,851,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 178,700 | $1,850,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 40,303 | $1,845,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 29,061 | $1,841,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 337,969 | $1,836,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 113,756 | $1,835,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 41,689 | $1,835,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 236,201 | $1,835,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 122,748 | $1,832,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 110,061 | $1,827,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 76,409 | $1,827,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 51,168 | $1,823,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 284,834 | $1,823,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 153,153 | $1,818,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 53,700 | $1,817,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 132,465 | $1,814,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 314,758 | $1,813,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 42,200 | $1,812,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 32,589 | $1,809,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 28,772 | $1,806,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 53,383 | $1,802,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 52,397 | $1,801,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 131,732 | $1,796,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 19,302 | $1,795,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 62,623 | $1,794,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 78,100 | $1,792,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 72,200 | $1,791,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R109 | CL A | 43,420 | $1,790,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 54,069 | $1,789,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 17,350 | $1,777,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 62,951 | $1,773,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 101,863 | $1,772,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 104,687 | $1,771,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 854,000 | $1,770,000 | thousands by filing date | principal |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 73,032 | $1,769,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 126,784 | $1,765,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 95,365 | $1,764,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 120,000 | $1,762,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 53,541 | $1,759,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 80,653 | $1,758,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 99,906 | $1,755,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 155,878 | $1,755,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 28,266 | $1,755,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 87,941 | $1,754,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 74,429 | $1,753,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 115,928 | $1,752,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 124,799 | $1,750,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 220,151 | $1,750,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 753,900 | $1,749,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 40,396 | $1,746,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 786,567 | $1,746,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 123,870 | $1,744,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 70,350 | $1,743,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 29,409 | $1,743,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 83,588 | $1,742,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 106,781 | $1,742,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 90,240 | $1,740,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 258,763 | $1,736,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 271,249 | $1,731,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,392,588 | $1,727,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 235,220 | $1,726,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,595 | $1,725,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 141,611 | $1,724,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 106,730 | $1,724,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 65,668 | $1,723,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 53,194 | $1,722,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 40,290 | $1,719,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 339,948 | $1,716,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 150,000 | $1,715,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 215,494 | $1,715,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 282,883 | $1,714,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 111,520 | $1,709,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 129,678 | $1,708,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 169,650 | $1,707,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 295,902 | $1,704,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 39,924 | $1,696,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 112,481 | $1,694,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 37,728 | $1,691,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 200,000 | $1,690,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 57,073 | $1,689,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 89,679 | $1,689,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 58,401 | $1,686,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 113,217 | $1,686,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 118,146 | $1,677,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 81,563 | $1,675,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 150,836 | $1,673,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $1,668,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 59,934 | $1,668,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 58,813 | $1,667,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 14,774 | $1,666,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 55,000 | $1,663,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 129,633 | $1,663,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 100,000 | $1,663,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 204,173 | $1,662,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 302,048 | $1,659,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 91,660 | $1,658,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 295,730 | $1,653,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 35,428 | $1,647,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 51,075 | $1,645,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 102,574 | $1,644,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 26,088 | $1,639,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 24,713 | $1,637,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 206,898 | $1,636,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 100,825 | $1,636,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 100,000 | $1,636,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 93,223 | $1,634,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 59,221 | $1,633,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 142,849 | $1,633,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 267,185 | $1,633,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 100,503 | $1,628,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 67,746 | $1,626,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 280,924 | $1,626,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 106,623 | $1,625,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100,000 | $1,623,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 1,142,065 | $1,622,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 163,058 | $1,622,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 45,872 | $1,620,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 161,128 | $1,620,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 96,341 | $1,619,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 34,047 | $1,618,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 115,280 | $1,618,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 77,366 | $1,618,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 157,601 | $1,617,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 43,921 | $1,613,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 124,773 | $1,611,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 130,716 | $1,608,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 81,214 | $1,606,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 105,849 | $1,600,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 136,063 | $1,599,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 43,400 | $1,594,000 | thousands by filing date | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 76,583 | $1,588,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 100,000 | $1,588,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 52,426 | $1,588,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 117,728 | $1,582,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 34,642 | $1,579,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 42,310 | $1,577,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 15,004 | $1,574,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 957,000 | $1,573,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 57,521 | $1,572,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200,000 | $1,570,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 64,574 | $1,569,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 122,657 | $1,568,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 61,600 | $1,565,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 25,000 | $1,565,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 51,422 | $1,558,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 33,322 | $1,556,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 71,446 | $1,555,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 114,225 | $1,554,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 93,196 | $1,554,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 87,957 | $1,554,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 249,633 | $1,552,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 45,000 | $1,550,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 287,411 | $1,546,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 34,800 | $1,546,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 248,540 | $1,546,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 18,616 | $1,545,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 99,875 | $1,544,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 673,334 | $1,541,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 54,058 | $1,541,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 68,269 | $1,536,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 85,962 | $1,535,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 134,513 | $1,532,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 62,921 | $1,531,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 103,705 | $1,529,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 161,079 | $1,526,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 22,080 | $1,523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 50,468 | $1,522,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 21,500 | $1,519,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 108,396 | $1,516,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 143,428 | $1,515,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 75,513 | $1,504,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 191,464 | $1,503,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 80,196 | $1,501,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 74,140 | $1,499,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 130,461 | $1,499,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 62,294 | $1,497,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 121,804 | $1,497,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 45,937 | $1,494,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 71,262 | $1,491,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,913,000 | $1,491,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 44,700 | $1,490,000 | thousands by filing date | call |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 131,184 | $1,488,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 28,272 | $1,485,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8,257 | $1,484,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 108,639 | $1,484,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 63,480 | $1,484,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 94,036 | $1,483,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 44,457 | $1,482,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 39,245 | $1,478,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,000 | $1,477,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 345,843 | $1,473,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,200 | $1,471,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100,000 | $1,469,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 90,551 | $1,468,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 175,382 | $1,468,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 50,586 | $1,468,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 24,355 | $1,465,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 64,800 | $1,459,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 76,528 | $1,456,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 339,479 | $1,456,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 127,801 | $1,451,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 900,000 | $1,449,000 | thousands by filing date | put |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 61,343 | $1,444,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 144,955 | $1,442,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 40,447 | $1,442,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 71,362 | $1,441,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 106,603 | $1,441,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 60,861 | $1,441,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 75,000 | $1,440,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 58,800 | $1,440,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 43,326 | $1,438,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 68,301 | $1,438,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 602,206 | $1,433,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 53,205 | $1,431,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 84,305 | $1,429,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 101,830 | $1,426,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 50,327 | $1,424,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 410,625 | $1,424,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 39,142 | $1,423,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 118,800 | $1,421,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 53,231 | $1,419,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 49,466 | $1,419,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 70,045 | $1,418,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 62,813 | $1,417,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 92,500 | $1,416,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 92,041 | $1,414,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 120,202 | $1,413,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 93,614 | $1,412,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 46,202 | $1,410,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 110,179 | $1,403,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 22,400 | $1,402,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 28,500 | $1,397,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 89,273 | $1,397,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 71,031 | $1,395,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,740 | $1,395,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 31,723 | $1,393,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 88,258 | $1,393,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 210,000 | $1,392,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 127,284 | $1,392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 22,781 | $1,387,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 84,957 | $1,387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 54,556 | $1,387,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 103,517 | $1,385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 47,819 | $1,381,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 91,058 | $1,380,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 64,875 | $1,379,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,543,000 | $1,378,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 26,800 | $1,375,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 114,442 | $1,373,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 40,373 | $1,373,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 62,126 | $1,371,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 30,444 | $1,370,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 131,613 | $1,366,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 282,548 | $1,354,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 40,600 | $1,351,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 133,653 | $1,351,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 44,977 | $1,350,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 42,500 | $1,349,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 115,422 | $1,349,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 33,001 | $1,347,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 32,381 | $1,341,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 51,891 | $1,340,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 99,331 | $1,333,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 58,539 | $1,323,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,200 | $1,322,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 52,579 | $1,322,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 52,948 | $1,317,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 97,000 | $1,314,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 60,000 | $1,311,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 32,000 | $1,309,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 56,012 | $1,309,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 247,850 | $1,306,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 30,078 | $1,304,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 146,276 | $1,302,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,195 | $1,301,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 65,541 | $1,301,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 52,771 | $1,300,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 169,056 | $1,298,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 72,000 | $1,294,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 31,007 | $1,290,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 84,776 | $1,290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 14,610 | $1,288,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,072,000 | $1,287,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 129,878 | $1,285,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 45,028 | $1,284,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 32,700 | $1,282,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 108,721 | $1,282,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 142,699 | $1,281,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 171,606 | $1,281,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 18,740 | $1,280,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 56,286 | $1,278,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 104,115 | $1,277,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 144,770 | $1,275,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 45,767 | $1,275,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 446,796 | $1,273,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 22,069 | $1,273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 23,444 | $1,272,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 134,860 | $1,272,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 21,000 | $1,272,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 40,000 | $1,271,000 | thousands by filing date | call |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 12,797 | $1,271,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 21,206 | $1,269,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 239,864 | $1,269,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 20,165 | $1,269,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 120,612 | $1,267,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 56,396 | $1,266,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 29,719 | $1,266,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 338,474 | $1,263,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 14,227 | $1,263,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 83,407 | $1,261,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 36,764 | $1,261,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 67,553 | $1,260,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 72,775 | $1,260,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 189,281 | $1,259,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 44,416 | $1,258,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 90,543 | $1,258,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 206,444 | $1,257,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 89,300 | $1,257,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 34,182 | $1,252,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 83,038 | $1,249,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 63,799 | $1,247,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 86,947 | $1,247,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 104,223 | $1,246,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 56,045 | $1,245,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 23,438 | $1,243,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 47,722 | $1,243,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 93,515 | $1,241,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 42,444 | $1,241,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 38,227 | $1,240,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,700 | $1,235,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 153,329 | $1,234,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 75,806 | $1,231,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 183,637 | $1,230,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 22,506 | $1,229,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 26,862 | $1,227,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 92,271 | $1,224,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 115,676 | $1,222,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 734,624 | $1,219,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 51,200 | $1,215,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 137,040 | $1,215,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 305,578 | $1,213,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,928 | $1,212,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 85,782 | $1,212,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 24,700 | $1,210,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 46,360 | $1,210,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 78,726 | $1,210,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 75,942 | $1,210,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 50,100 | $1,205,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 43,300 | $1,204,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 49,652 | $1,204,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 46,741 | $1,199,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 88,963 | $1,196,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 41,293 | $1,192,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 49,849 | $1,191,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 78,500 | $1,189,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 40,153 | $1,187,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 180,897 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,407 | $1,185,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 99,593 | $1,180,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 30,800 | $1,178,000 | thousands by filing date | put |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 70,907 | $1,177,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 263,345 | $1,174,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 98,835 | $1,174,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 44,447 | $1,173,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 45,000 | $1,173,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |