13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 90,475 | $3,820,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 182,306 | $3,819,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 99,315 | $3,811,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 55,138 | $3,810,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 401,237 | $3,808,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 182,804 | $3,806,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 28,583 | $3,806,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 69,509 | $3,804,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 101,567 | $3,802,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 38,695 | $3,783,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 40,400 | $3,775,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 211,959 | $3,768,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 70,992 | $3,768,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 268,642 | $3,767,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 259,200 | $3,766,000 | thousands by filing date | put |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 141,098 | $3,762,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 186,905 | $3,755,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 116,543 | $3,749,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 548,898 | $3,749,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 66,374 | $3,744,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 212,496 | $3,744,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,018,000 | $3,739,000 | thousands by filing date | principal |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 144,542 | $3,729,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 74,891 | $3,721,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 167,280 | $3,721,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 154,180 | $3,719,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 325,800 | $3,717,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 96,546 | $3,708,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,351,000 | $3,707,000 | thousands by filing date | principal |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 261,818 | $3,705,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 545,973 | $3,690,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 177,667 | $3,687,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 84,829 | $3,686,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 36,000 | $3,685,000 | thousands by filing date | call |
| RELYPSA INC | 759531106 | Common Stock | 271,911 | $3,685,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 104,126 | $3,683,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 276,301 | $3,680,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100,000 | $3,678,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 39,200 | $3,677,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 171,802 | $3,677,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 196,945 | $3,669,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 450,000 | $3,668,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 264,653 | $3,668,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 203,700 | $3,665,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 281,648 | $3,662,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 179,674 | $3,660,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 87,833 | $3,658,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 97,271 | $3,656,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 127,971 | $3,646,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 42,800 | $3,637,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 104,543 | $3,626,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,587,000 | $3,619,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 32,545 | $3,618,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 180,927 | $3,616,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 208,517 | $3,608,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 132,575 | $3,605,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 61,446 | $3,599,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 115,833 | $3,598,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 185,547 | $3,598,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100,000 | $3,597,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 141,622 | $3,594,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300,400 | $3,593,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 30,131 | $3,593,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,087,000 | $3,587,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 210,964 | $3,584,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 44,422 | $3,576,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 48,698 | $3,568,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 103,837 | $3,566,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 211,351 | $3,564,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 76,303 | $3,562,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 289,000 | $3,560,000 | thousands by filing date | put |
| PROSHARES TR | 74347X294 | HD REPLICATION | 85,073 | $3,552,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 92,872 | $3,544,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 42,900 | $3,544,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 188,679 | $3,536,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 234,934 | $3,536,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 161,593 | $3,531,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 302,272 | $3,528,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 260,601 | $3,526,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 133,452 | $3,524,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,545,037 | $3,522,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 809,200 | $3,520,000 | thousands by filing date | call |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 228,127 | $3,513,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 189,341 | $3,511,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 125,100 | $3,509,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 67,819 | $3,508,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 98,803 | $3,508,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,200 | $3,508,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 228,949 | $3,498,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 240,066 | $3,495,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 52,964 | $3,494,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 126,223 | $3,485,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 34,000 | $3,483,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 43,700 | $3,474,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 54,182 | $3,471,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 248,141 | $3,469,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 584,111 | $3,464,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 54,961 | $3,462,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 64,000 | $3,457,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 118,272 | $3,455,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 118,800 | $3,450,000 | thousands by filing date | put |
| ETF | 26923A106 | EXCHANGE TRADED | 63,551 | $3,450,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 41,445 | $3,450,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 234,232 | $3,448,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 430,728 | $3,446,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 122,133 | $3,445,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 692,542 | $3,442,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 130,603 | $3,441,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 75,789 | $3,428,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 227,527 | $3,427,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 138,452 | $3,413,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 218,789 | $3,411,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 136,003 | $3,407,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 272,800 | $3,399,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 61,519 | $3,393,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 135,056 | $3,391,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,000 | $3,389,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 227,296 | $3,389,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 164,690 | $3,387,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 68,406 | $3,385,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 124,218 | $3,377,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 209,500 | $3,373,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 254,104 | $3,366,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 648,551 | $3,366,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 238,436 | $3,364,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 90,900 | $3,362,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 141,978 | $3,359,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 85,320 | $3,358,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 168,050 | $3,354,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 35,653 | $3,348,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 28,915 | $3,339,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 62,886 | $3,333,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 81,546 | $3,322,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 36,627 | $3,320,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 217,038 | $3,308,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,300 | $3,303,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 180,000 | $3,298,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 719,353 | $3,295,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 133,980 | $3,289,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 235,870 | $3,288,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 120,000 | $3,283,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 220,750 | $3,283,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 244,406 | $3,280,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 42,800 | $3,279,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 162,242 | $3,275,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 214,200 | $3,273,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 80,940 | $3,268,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 109,055 | $3,261,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 59,210 | $3,261,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 667,952 | $3,260,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 284,614 | $3,253,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 32,127 | $3,252,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 249,009 | $3,246,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 43,200 | $3,245,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 362,200 | $3,242,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 305,782 | $3,241,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 222,013 | $3,235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 77,179 | $3,233,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 43,500 | $3,229,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 40,942 | $3,227,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 131,977 | $3,226,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 39,100 | $3,224,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 192,758 | $3,217,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 63,117 | $3,212,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 166,579 | $3,211,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 100,551 | $3,210,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 338,363 | $3,208,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 32,300 | $3,200,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 45,600 | $3,197,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 114,699 | $3,197,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 123,698 | $3,196,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 156,672 | $3,196,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 255,564 | $3,194,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 57,807 | $3,193,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 226,139 | $3,193,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 95,700 | $3,191,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 173,600 | $3,191,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 180,124 | $3,188,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 260,023 | $3,171,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 160,337 | $3,167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 105,373 | $3,167,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 157,627 | $3,165,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 90,000 | $3,163,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 105,980 | $3,152,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 24,484 | $3,151,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 114,742 | $3,144,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 426,635 | $3,140,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 63,582 | $3,130,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 101,732 | $3,123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 90,092 | $3,114,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 279,225 | $3,113,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 79,349 | $3,108,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 340,623 | $3,106,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 485,750 | $3,104,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 117,073 | $3,098,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 160,984 | $3,092,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 90,129 | $3,091,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 172,455 | $3,084,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 158,254 | $3,077,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 441,372 | $3,072,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 187,766 | $3,072,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 50,000 | $3,068,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 250,000 | $3,065,000 | thousands by filing date | call |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 62,730 | $3,063,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 68,027 | $3,060,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 62,604 | $3,057,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 639,366 | $3,056,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 116,631 | $3,053,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 165,512 | $3,047,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 298,230 | $3,036,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 76,700 | $3,033,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 174,931 | $3,032,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 91,100 | $3,031,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 37,137 | $3,030,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 527,885 | $3,020,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 54,633 | $3,020,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,909,000 | $3,020,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 603,417 | $3,017,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 405,637 | $3,017,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,691,506 | $3,011,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 75,998 | $3,007,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 66,180 | $3,003,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 100,500 | $3,001,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 183,932 | $3,000,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 18,500 | $2,999,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 174,811 | $2,993,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 62,990 | $2,992,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 41,200 | $2,990,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 235,448 | $2,990,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 141,082 | $2,985,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 201,253 | $2,975,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 81,153 | $2,974,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 82,140 | $2,967,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 51,943 | $2,966,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 217,540 | $2,959,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40,500 | $2,949,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 105,307 | $2,943,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 49,389 | $2,942,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 58,090 | $2,940,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 357,621 | $2,940,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 158,721 | $2,936,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 62,706 | $2,934,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 163,339 | $2,932,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 77,406 | $2,932,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 89,785 | $2,927,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 144,291 | $2,921,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 119,229 | $2,920,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 60,700 | $2,914,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 1,509,612 | $2,914,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 360,160 | $2,913,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 230,140 | $2,912,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 40,000 | $2,908,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 82,567 | $2,907,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 132,568 | $2,906,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 26,115 | $2,906,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 316,837 | $2,905,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 122,825 | $2,895,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 62,200 | $2,892,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 116,064 | $2,890,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 959,800 | $2,879,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 25,800 | $2,877,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,426,000 | $2,877,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 113,126 | $2,874,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 111,697 | $2,874,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 143,608 | $2,864,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 60,754 | $2,861,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 113,174 | $2,861,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 28,078 | $2,860,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 107,941 | $2,859,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 400,685 | $2,852,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 90,451 | $2,841,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 147,414 | $2,838,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 273,613 | $2,835,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 82,100 | $2,832,000 | thousands by filing date | call |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 30,237 | $2,827,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 63,616 | $2,825,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 250,000 | $2,823,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 237,407 | $2,821,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 327,850 | $2,820,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 103,647 | $2,817,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 56,822 | $2,815,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 68,196 | $2,813,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 73,215 | $2,809,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 70,271 | $2,808,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 110,885 | $2,807,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 101,840 | $2,804,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 233,919 | $2,801,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 191,199 | $2,799,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 120,737 | $2,799,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 119,059 | $2,786,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 62,909 | $2,785,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,700 | $2,775,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 57,848 | $2,770,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 71,000 | $2,763,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 45,256 | $2,763,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 306,890 | $2,762,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 66,136 | $2,759,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 194,240 | $2,754,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 18,500 | $2,752,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 54,551 | $2,750,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 170,736 | $2,749,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 111,622 | $2,746,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 113,400 | $2,745,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 197,486 | $2,741,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 35,569 | $2,736,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 83,479 | $2,735,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 49,900 | $2,732,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 528,886 | $2,729,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 62,814 | $2,720,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 69,820 | $2,719,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 101,800 | $2,710,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 64,758 | $2,706,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 143,700 | $2,703,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 360,276 | $2,702,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 56,167 | $2,700,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 41,735 | $2,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 108,700 | $2,679,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 25,000 | $2,677,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 243,088 | $2,677,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 51,360 | $2,673,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 198,605 | $2,669,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 889,800 | $2,669,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 171,682 | $2,668,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 253,725 | $2,658,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 172,279 | $2,656,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 426,299 | $2,656,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,000 | $2,653,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 883,500 | $2,651,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 138,959 | $2,650,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 174,680 | $2,645,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 88,478 | $2,642,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 62,879 | $2,641,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 112,707 | $2,639,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 149,677 | $2,628,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,684,959 | $2,628,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 153,754 | $2,626,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 60,743 | $2,624,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 84,300 | $2,622,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 35,672 | $2,621,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 62,500 | $2,614,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 11,200 | $2,614,000 | thousands by filing date | put |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 186,324 | $2,614,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 107,948 | $2,611,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 48,800 | $2,608,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 65,000 | $2,606,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 210,694 | $2,602,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 196,957 | $2,594,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 931,897 | $2,591,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 302,476 | $2,587,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 239,578 | $2,585,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $2,583,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 30,000 | $2,581,000 | thousands by filing date | put |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 41,203 | $2,580,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 34,700 | $2,576,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 95,084 | $2,572,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 176,122 | $2,570,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 62,648 | $2,565,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 97,212 | $2,561,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 51,090 | $2,552,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 359,456 | $2,549,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 17,229 | $2,548,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 191,285 | $2,544,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 52,000 | $2,541,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 62,593 | $2,541,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 80,573 | $2,540,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 39,626 | $2,536,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 229,418 | $2,536,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 284,167 | $2,532,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 179,198 | $2,530,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 74,998 | $2,525,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 102,044 | $2,525,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 447,572 | $2,524,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 24,142 | $2,520,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 83,176 | $2,516,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 544,836 | $2,512,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 151,881 | $2,511,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 73,338 | $2,510,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 45,500 | $2,508,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 67,911 | $2,507,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 27,700 | $2,506,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,600 | $2,503,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 178,556 | $2,503,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 35,012 | $2,502,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 286,933 | $2,498,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 33,439 | $2,497,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 37,700 | $2,492,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 88,200 | $2,483,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 96,003 | $2,481,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 69,400 | $2,479,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 28,600 | $2,476,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,600 | $2,472,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 192,619 | $2,469,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 227,344 | $2,465,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,153 | $2,450,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 55,871 | $2,449,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 326,063 | $2,449,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 40,000 | $2,447,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 31,430 | $2,446,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 26,013 | $2,444,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 62,500 | $2,441,000 | thousands by filing date | put |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 158,877 | $2,440,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,000 | $2,432,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 55,730 | $2,431,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 163,756 | $2,431,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 374,912 | $2,429,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 100,928 | $2,428,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 213,411 | $2,416,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 111,331 | $2,416,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,945,000 | $2,413,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,525,000 | $2,409,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 33,198 | $2,407,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 28,400 | $2,402,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 219,425 | $2,402,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 234,289 | $2,396,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,554 | $2,393,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 212,186 | $2,386,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 94,169 | $2,385,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,832,500 | $2,385,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 87,741 | $2,382,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 35,245 | $2,375,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 104,017 | $2,373,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 170,230 | $2,371,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 38,200 | $2,369,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 54,982 | $2,366,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,400 | $2,364,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 52,236 | $2,361,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 22,000 | $2,360,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 151,972 | $2,358,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 136,474 | $2,358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 50,500 | $2,351,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 131,013 | $2,350,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 106,238 | $2,348,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 600,000 | $2,346,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 20,000 | $2,343,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,500,000 | $2,335,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 146,204 | $2,334,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 95,000 | $2,332,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 35,168 | $2,329,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 107,891 | $2,328,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 194,341 | $2,323,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 101,559 | $2,318,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 124,900 | $2,313,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 51,245 | $2,311,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 451,239 | $2,311,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 53,767 | $2,309,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 132,341 | $2,309,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 776,230 | $2,305,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 292,706 | $2,304,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 101,530 | $2,301,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 185,964 | $2,300,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 835,000 | $2,300,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 97,500 | $2,294,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 240,235 | $2,285,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,410 | $2,284,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 221,580 | $2,282,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 282,145 | $2,277,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 311,887 | $2,273,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 235,228 | $2,272,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 83,276 | $2,269,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 226,076 | $2,268,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 137,881 | $2,264,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 141,078 | $2,260,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 98,812 | $2,253,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 148,158 | $2,252,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 201,174 | $2,251,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 126,251 | $2,245,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 39,286 | $2,242,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 685,893 | $2,242,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 57,489 | $2,237,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 72,028 | $2,235,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 141,282 | $2,231,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 81,294 | $2,230,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 72,182 | $2,230,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 67,892 | $2,225,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 129,918 | $2,222,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 81,018 | $2,220,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 112,929 | $2,219,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 18,467 | $2,218,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 43,919 | $2,218,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,503,000 | $2,215,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 61,297 | $2,211,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 106,851 | $2,209,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 545,872 | $2,206,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 173,127 | $2,201,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 404,415 | $2,196,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 56,288 | $2,191,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 174,235 | $2,190,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 118,179 | $2,189,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 355,178 | $2,188,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 102,107 | $2,187,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 100,033 | $2,185,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 66,362 | $2,185,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 53,781 | $2,183,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,700 | $2,181,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 110,770 | $2,178,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 368,632 | $2,175,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 62,489 | $2,174,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 54,071 | $2,169,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 187,685 | $2,168,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 153,556 | $2,168,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |