13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 14,861 | $259,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 18,725 | $257,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 45,880 | $257,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 136,629 | $257,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 33,871 | $256,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 6,697 | $256,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 23,613 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,132 | $255,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 21,906 | $255,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 45,851 | $254,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 27,348 | $253,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 22,062 | $253,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 116,752 | $253,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,941 | $252,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 24,000 | $252,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N208 | Cmn | 50,324 | $252,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 13,866 | $251,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 27,606 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 16,099 | $251,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 16,206 | $251,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 193,000 | $251,000 | thousands by filing date | principal |
| CAPITALA FIN CORP | 14054R106 | COM | 20,869 | $250,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 14,713 | $250,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,500 | $249,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 5,651 | $249,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 26,278 | $249,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 15,547 | $249,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,070 | $248,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 54,150 | $247,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,516 | $247,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 98,989 | $246,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,354 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 13,867 | $246,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 8,156 | $246,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,728 | $245,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,988 | $245,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,331 | $245,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 13,203 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 6,000 | $244,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 22,513 | $242,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 17,714 | $242,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,600 | $241,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,376 | $241,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 16,230 | $241,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,210 | $240,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 27,380 | $240,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,000 | $239,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 26,577 | $239,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,600 | $239,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 68,524 | $238,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 53,661 | $238,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,200 | $236,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,909 | $236,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,692 | $235,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 22,124 | $235,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 29,663 | $235,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 19,265 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,804 | $233,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,092 | $232,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,291 | $232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,995 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 4,601 | $232,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,395 | $231,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,877 | $231,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 23,480 | $231,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 157,302 | $231,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 9,000 | $231,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,188 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,827 | $230,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,874 | $230,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 6,434 | $229,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,278 | $228,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,818 | $228,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 43,399 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,866 | $227,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 11,836 | $227,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 21,788 | $227,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 381,000 | $227,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,915 | $226,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 50,540 | $226,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 10,081 | $226,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 12,739 | $225,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 7,204 | $225,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,784 | $224,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 24,981 | $224,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 38,170 | $224,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 19,989 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 4,200 | $223,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,242 | $221,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,759 | $221,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 83,963 | $221,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 26,174 | $221,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 82,847 | $220,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,370 | $220,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 89,242 | $220,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 10,619 | $219,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 14,541 | $219,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 9,301 | $218,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 12,545 | $218,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 30,000 | $218,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 19,901 | $218,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,194 | $217,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14,660 | $217,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 113,000 | $217,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 12,951 | $216,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 9,698 | $215,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $215,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 14,139 | $215,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,198 | $214,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 14,363 | $214,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 213,000 | $214,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 18,309 | $213,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 14,735 | $213,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,840 | $213,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 53,854 | $212,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,702 | $212,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 7,750 | $212,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 23,828 | $212,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,477 | $211,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,243 | $211,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 85,346 | $211,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,236 | $210,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 12,188 | $210,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 23,341 | $210,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 354,000 | $210,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 25,873 | $209,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 29,759 | $209,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 62,400 | $208,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 32,602 | $208,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 15,232 | $208,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,700 | $207,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,200 | $207,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 12,392 | $207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,007 | $207,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 90,500 | $207,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 252,828 | $205,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 18,574 | $203,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 25,989 | $203,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 7,968 | $203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,550 | $202,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 12,000 | $202,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 24,025 | $201,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 7,600 | $201,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,202 | $200,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 14,894 | $199,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 16,797 | $199,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 205,527 | $198,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 6,807 | $198,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 12,741 | $197,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4,742 | $197,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 26,914 | $197,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 195,000 | $197,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,504 | $195,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 18,924 | $194,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 5,273 | $194,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 103,000 | $193,000 | thousands by filing date | principal |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 21,202 | $192,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $191,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 4,070 | $190,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 16,715 | $190,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,484 | $189,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 11,553 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,461 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 5,050 | $189,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,672 | $189,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,000 | $188,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 83,000 | $187,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 5,711 | $186,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 10,000 | $186,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 13,366 | $185,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,100 | $185,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,242 | $185,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,834 | $185,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,473 | $184,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $184,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 206,000 | $184,000 | thousands by filing date | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,873 | $183,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 37,945 | $183,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 205,000 | $183,000 | thousands by filing date | principal |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 7,385 | $182,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 20,800 | $181,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 20,800 | $181,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,847 | $180,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 60 | $180,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,000 | $180,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,733 | $180,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 228,061 | $180,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,223 | $180,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 5,409 | $180,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 8,742 | $180,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,000 | $180,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,529 | $179,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,401 | $179,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 320,151 | $179,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,000 | $178,000 | thousands by filing date | put |
| STATE STREET | 78463X798 | COMMON STOCK | 9,601 | $178,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 25,209 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,270 | $177,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 7,518 | $177,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 207,000 | $177,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 29,859 | $176,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 32,586 | $176,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,551 | $175,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 30,452 | $175,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 13,100 | $175,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 23,032 | $174,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 14,085 | $174,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 67,300 | $174,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 36,364 | $174,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,696 | $173,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,740 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,997 | $173,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 20,121 | $173,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,100 | $173,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,312 | $173,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 9,884 | $172,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 62,810 | $172,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 45,312 | $172,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,748 | $171,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 52,041 | $171,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,000 | $171,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 46,329 | $171,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,719 | $170,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,817 | $167,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,955 | $167,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 31,100 | $167,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,366 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,375 | $166,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 7,024 | $166,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,041 | $165,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 9,062 | $165,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 10,763 | $165,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,700 | $165,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 8,814 | $165,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 6,173 | $165,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS DOW JONES HEDGED INTERNATIONAL REAL ESTATE ETF | 233051689 | ETF | 7,011 | $165,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,276 | $164,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 22,355 | $164,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,722 | $164,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 11,640 | $164,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,852 | $164,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 12,200 | $164,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $164,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 6,529 | $164,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 174,000 | $163,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 4,749 | $163,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,048 | $162,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,855 | $162,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15,736 | $162,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,734 | $161,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,209 | $161,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,207 | $161,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 16,000 | $161,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 24,500 | $160,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 40,000 | $160,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 6,785 | $160,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 8,761 | $160,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 900 | $159,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 900 | $159,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,775 | $159,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,700 | $159,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 11,340 | $159,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 6,000 | $159,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 18,892 | $158,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 13,307 | $158,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,100 | $158,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 46,000 | $158,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 24,759 | $158,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 23,295 | $157,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,510 | $157,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 14,237 | $157,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,780 | $155,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 19,355 | $155,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 9,586 | $155,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 4,047 | $155,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,000 | $155,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,200 | $154,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,438 | $154,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,676 | $154,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 10,735 | $154,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,702 | $153,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 23,567 | $153,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,841 | $152,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 70,851 | $152,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 28,010 | $152,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 8,775 | $152,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 7,600 | $151,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 407 | $151,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 5,019 | $151,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 4,419 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 8,702 | $150,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,973 | $149,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 25,179 | $149,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 6,478 | $149,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,317 | $149,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,787 | $148,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,690 | $148,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 152,000 | $148,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,000 | $147,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 19,600 | $147,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 22,287 | $147,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,967 | $147,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 7,576 | $147,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,100 | $146,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,344 | $146,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,437 | $146,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 505,000 | $146,000 | thousands by filing date | principal |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,287 | $146,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 10,000 | $146,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 19,175 | $145,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,500 | $144,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,110 | $144,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,963 | $144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 5,698 | $144,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,000 | $143,000 | thousands by filing date | call |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,526 | $143,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 9,639 | $143,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 8,707 | $143,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 10,700 | $143,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 7,676 | $143,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 5,349 | $142,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 64,179 | $141,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,092 | $141,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,969 | $140,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 21,676 | $140,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 28,245 | $140,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $140,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,800 | $139,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 25,420 | $139,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,088 | $139,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 18,606 | $139,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,157 | $138,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 28,181 | $138,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,288 | $137,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 17,538 | $137,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 35,300 | $137,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 12,589 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 6,392 | $136,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 8,899 | $136,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 30,098 | $136,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,853 | $136,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 9,927 | $135,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 175,000 | $135,000 | thousands by filing date | principal |
| NUVEEN NY | 670706100 | COM | 8,587 | $135,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,304 | $134,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 19,364 | $134,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 6,900 | $134,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,571 | $133,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 73,825 | $133,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 5,486 | $133,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 26,975 | $132,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,632 | $132,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,217 | $132,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 19,570 | $132,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,559 | $131,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,972 | $131,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,906 | $130,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,609 | $130,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,798 | $130,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,054 | $130,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 2,007 | $130,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,000 | $129,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,862 | $129,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 8,892 | $129,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,000 | $129,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 37,523 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,120 | $127,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 24,628 | $126,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,321 | $125,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,295 | $125,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,543 | $125,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 8,407 | $125,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 8,002 | $125,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 2,297 | $124,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,637 | $124,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 4,839 | $124,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 4,233 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 5,372 | $124,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 26,680 | $123,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 70,129 | $123,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 18,426 | $123,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,523 | $122,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 6,923 | $122,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 18,456 | $122,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 21,325 | $122,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 9,381 | $121,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,859 | $121,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,996 | $121,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 4,807 | $121,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,975 | $121,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 12,811 | $120,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,206 | $120,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 9,336 | $120,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,113 | $119,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 25,470 | $119,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7,305 | $118,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,122 | $118,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,312 | $118,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 209,377 | $118,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 13,413 | $118,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $118,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 3,762 | $118,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 109,000 | $118,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 40,233 | $117,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 19,133 | $117,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,839 | $117,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R296 | OIL REFNERS CRAK | 5,785 | $117,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,444 | $116,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,491 | $116,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 18,119 | $116,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 17,004 | $116,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 3,168 | $115,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,258 | $115,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 7,028 | $115,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,709 | $115,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 44,422 | $115,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 110,000 | $115,000 | thousands by filing date | principal |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 7,200 | $115,000 | thousands by filing date | |
| PACER FDS TR | 69374H501 | AUTOP HED EURO | 4,496 | $115,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,237 | $114,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,579 | $114,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 14,371 | $114,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 24,297 | $114,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 7,692 | $114,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 21,180 | $114,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,918 | $113,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8,853 | $113,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 22,165 | $113,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,897 | $113,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 35,470 | $113,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 100,000 | $112,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 7,011 | $112,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,500 | $111,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,000 | $111,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 14,774 | $111,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 110,000 | $111,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 37,572 | $110,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,826 | $109,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,281 | $109,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,500 | $109,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,136 | $109,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 4,850 | $109,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 12,022 | $109,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,800 | $109,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,623 | $109,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 14,141 | $109,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,569 | $108,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,320 | $108,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 15,838 | $108,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,100 | $108,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 5,698 | $108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 6,196 | $108,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,000 | $107,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,559 | $107,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 7,400 | $107,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 23,065 | $107,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,740 | $106,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,067 | $106,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,296 | $106,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,772 | $106,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,603 | $106,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 35,806 | $105,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 8,866 | $105,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,984 | $105,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,589 | $105,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 5,449 | $104,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 6,607 | $104,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 3,152 | $104,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,889 | $104,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $103,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 11,981 | $103,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 104,000 | $103,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,896 | $102,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,010 | $102,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 66,116 | $102,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 9,300 | $102,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 4,595 | $102,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 5,577 | $101,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,011 | $101,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $101,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,595 | $101,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 8,112 | $101,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 72,699 | $101,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 6,400 | $100,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,688 | $100,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,197 | $100,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 2,981 | $100,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 13,277 | $100,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,557 | $99,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 13,332 | $99,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 32,600 | $99,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 46,600 | $99,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 5,262 | $99,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,827 | $98,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,000 | $98,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 10,879 | $98,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,106 | $97,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,655 | $97,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,445 | $97,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,702 | $97,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |