13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 80,803 | $584,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 30,000 | $583,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 68,096 | $581,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 43,932 | $580,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $579,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 20,000 | $579,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 32,853 | $576,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,603 | $574,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 116,726 | $574,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 33,807 | $574,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 11,891 | $573,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 19,327 | $572,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22,886 | $572,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 63,483 | $571,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 92,532 | $571,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 51,293 | $568,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 46,009 | $568,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 513,000 | $568,000 | thousands by filing date | principal |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 50,000 | $568,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 18,000 | $567,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 19,205 | $566,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 65,332 | $566,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,000 | $565,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 120,638 | $563,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 66,240 | $563,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 10,000 | $562,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 61,294 | $562,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 78,281 | $560,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 47,538 | $557,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,000 | $556,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 492,000 | $556,000 | thousands by filing date | principal |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 19,254 | $556,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 17,163 | $555,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 30,009 | $552,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 8,065 | $552,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 36,738 | $551,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 13,445 | $551,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 20,400 | $550,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 7,267 | $550,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 61,589 | $549,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 12,593 | $548,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 53,884 | $548,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 30,418 | $547,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 57,263 | $547,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 37,748 | $546,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 21,363 | $545,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 39,396 | $544,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 14,446 | $543,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 82,436 | $542,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 30,328 | $542,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,788 | $541,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 11,200 | $541,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 27,497 | $541,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 42,170 | $537,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 146,911 | $535,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 14,583 | $535,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 21,650 | $534,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 425,000 | $534,000 | thousands by filing date | principal |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 36,625 | $533,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 129,974 | $532,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 61,977 | $531,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 37,645 | $529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 19,399 | $528,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 115,577 | $528,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 56,734 | $528,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 52,222 | $527,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 37,775 | $527,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 28,004 | $525,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 38,954 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 32,108 | $522,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,311 | $522,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 17,050 | $521,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 36,408 | $521,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 32,310 | $521,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,408,750 | $520,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 21,168 | $518,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 22,503 | $516,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 127,382 | $516,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 16,600 | $516,000 | thousands by filing date | put |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 48,737 | $515,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,500 | $514,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,000 | $514,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 57,676 | $514,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 38,523 | $513,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 73,207 | $512,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,400 | $511,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 60,000 | $511,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 66,126 | $511,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 106,475 | $511,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 11,745 | $510,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 40,778 | $509,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 40,594 | $509,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 24,969 | $507,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 85,662 | $507,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 418,000 | $507,000 | thousands by filing date | principal |
| XENOPORT INC | 98411C100 | COM | 112,500 | $507,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 41,761 | $505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 14,837 | $503,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,586 | $502,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 20,254 | $501,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 31,264 | $500,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 40,074 | $499,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 12,821 | $499,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 70,701 | $497,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 29,562 | $497,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 45,072 | $496,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 35,991 | $496,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 14,000 | $495,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 33,789 | $494,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 44,500 | $492,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 39,486 | $492,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 410,000 | $492,000 | thousands by filing date | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 21,276 | $491,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 28,434 | $491,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 55,365 | $491,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 42,407 | $490,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 7,925 | $489,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 60,076 | $489,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 44,300 | $489,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,635 | $489,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 10,879 | $489,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 22,873 | $487,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 13,185 | $487,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 42,009 | $484,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 41,485 | $484,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 34,111 | $482,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 124,368 | $481,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 28,201 | $481,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 17,644 | $480,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,826 | $480,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,200 | $479,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 13,073 | $479,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 9,564 | $479,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 19,664 | $477,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 28,637 | $476,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 15,933 | $475,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 54,152 | $475,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,238 | $473,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 15,000 | $473,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 14,610 | $471,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 37,044 | $471,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 6,000 | $470,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 75,900 | $469,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 218,946 | $466,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 109,343 | $465,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 49,552 | $463,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,900 | $463,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 8,870 | $463,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 20,622 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 12,587 | $460,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 41,661 | $458,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 44,720 | $457,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 42,861 | $457,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,900 | $456,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 38,735 | $455,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 36,333 | $455,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 14,700 | $451,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,909 | $451,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 20,725 | $450,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 9,917 | $450,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 31,931 | $448,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,432 | $448,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,436 | $447,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 24,662 | $447,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 9,131 | $446,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 10,448 | $446,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 22,244 | $445,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,300 | $444,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 27,140 | $444,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 21,417 | $444,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 67,025 | $443,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 20,987 | $443,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,548 | $442,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 30,609 | $441,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 54,145 | $441,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,450 | $440,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 31,355 | $440,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,611 | $437,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 36,210 | $436,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 19,174 | $436,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,845 | $435,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,899 | $435,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 17,653 | $435,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 43,105 | $433,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 31,397 | $431,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 23,758 | $429,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,582 | $426,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 7,666 | $426,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 69,140 | $426,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 29,184 | $425,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,432 | $423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 5,695 | $422,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 70,712 | $422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 22,723 | $422,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,100 | $419,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 120,000 | $418,000 | thousands by filing date | call |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 278,000 | $418,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 22,795 | $416,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 10,358 | $416,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 10,663 | $416,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,134 | $415,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 13,752 | $415,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 15,534 | $415,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 27,834 | $415,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,699 | $414,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 22,311 | $414,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 392,875 | $413,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,350 | $413,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 36,733 | $412,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 21,666 | $412,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1,042 | $412,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,308 | $411,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,054 | $411,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 64,323 | $410,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 408,000 | $410,000 | thousands by filing date | principal |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 639,917 | $410,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 19,343 | $408,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $408,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 28,742 | $407,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 29,063 | $406,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 15,014 | $406,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 90,000 | $406,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 48,200 | $405,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 14,687 | $404,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 44,769 | $404,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,160 | $403,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 50,000 | $403,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 10,412 | $403,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 34,904 | $403,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 22,981 | $401,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 22,911 | $401,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 27,986 | $401,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,000 | $400,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,490 | $398,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 49,309 | $398,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 76,040 | $397,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 457,000 | $397,000 | thousands by filing date | principal |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 22,667 | $396,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 20,860 | $395,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 7,106 | $395,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,938 | $394,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,366 | $394,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,138 | $394,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,225 | $393,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 21,119 | $392,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 62,818 | $392,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 22,524 | $391,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 27,862 | $391,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 12,412 | $390,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,847 | $389,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 27,404 | $389,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,500 | $388,000 | thousands by filing date | put |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 54,312 | $388,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 62,848 | $388,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,373 | $387,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 48,085 | $387,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 11,910 | $387,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 43,441 | $387,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 28,304 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 11,481 | $385,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 17,203 | $385,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 84,330 | $385,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,000 | $383,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 20,007 | $383,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,071 | $383,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 25,899 | $382,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 18,837 | $382,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 767,000 | $382,000 | thousands by filing date | principal |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 35,090 | $382,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 19,733 | $382,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 25,499 | $382,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 34,156 | $381,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 7,468 | $380,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 33,762 | $379,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,875 | $379,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 21,910 | $379,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100,000 | $378,000 | thousands by filing date | put |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 27,036 | $377,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 53,747 | $377,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 41,294 | $376,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,900 | $375,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 12,246 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 25,735 | $375,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 41,189 | $375,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 156,373 | $375,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 25,388 | $374,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 19,715 | $373,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 643,145 | $373,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 25,852 | $372,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 24,353 | $372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 5,136 | $372,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 73,567 | $371,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 31,408 | $371,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 66,720 | $371,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 388,000 | $371,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,743 | $370,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,000 | $370,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 47,653 | $369,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 42,426 | $369,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,100 | $368,000 | thousands by filing date | put |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 25,738 | $368,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 19,197 | $367,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 51,980 | $367,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 16,316 | $366,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,500 | $366,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 13,411 | $366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 12,948 | $365,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 31,181 | $365,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 13,458 | $362,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 13,802 | $362,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 45,000 | $362,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 62,058 | $361,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 24,648 | $361,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 25,201 | $360,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 23,992 | $360,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 24,907 | $360,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 18,288 | $358,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,903 | $357,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 9,719 | $356,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 69,481 | $356,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 25,997 | $356,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 28,545 | $355,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 21,306 | $355,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 36,817 | $355,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 18,003 | $354,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 88,962 | $352,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 54,300 | $351,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 33,792 | $350,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 353,000 | $350,000 | thousands by filing date | principal |
| HEALTHWAYS INC | 422245100 | COM | 34,624 | $349,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 27,995 | $349,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 8,296 | $348,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 22,279 | $347,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 100,477 | $347,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 14,928 | $346,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 15,797 | $345,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 93,442 | $344,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 46,107 | $344,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 629,000 | $344,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 19,507 | $344,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 31,563 | $343,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,000 | $342,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 26,043 | $341,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 32,000 | $341,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,300 | $340,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 13,591 | $340,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 15,260 | $339,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 17,533 | $338,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 94,841 | $338,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 13,937 | $337,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,900 | $337,000 | thousands by filing date | put |
| ISHARES INC | 464286368 | MSCI GL SL MET | 35,024 | $337,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 16,362 | $336,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 14,585 | $336,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,120 | $335,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,945 | $334,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 22,000 | $334,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 13,336 | $334,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 19,204 | $333,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,319 | $333,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 211,000 | $333,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 23,231 | $333,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 25,860 | $332,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 10,463 | $332,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,039 | $331,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 70,788 | $330,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 21,296 | $329,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 25,837 | $329,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,569 | $328,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 33,890 | $327,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 10,898 | $327,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 17,759 | $327,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 17,463 | $326,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 16,717 | $325,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,211 | $324,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 45,256 | $324,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 17,988 | $324,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 40,264 | $324,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 224,997 | $324,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 13,301 | $323,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 19,699 | $323,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 103,194 | $323,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 146,572 | $321,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 11,573 | $321,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,458 | $320,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 71,733 | $318,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 217,407 | $318,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 50,034 | $317,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 25,107 | $316,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,870 | $315,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,027 | $315,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 301,000 | $314,000 | thousands by filing date | principal |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,381 | $313,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,117 | $312,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,080 | $312,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 77,039 | $310,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 12,540 | $309,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 17,279 | $309,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 39,400 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,585 | $308,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,779 | $308,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 12,207 | $307,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,400 | $307,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 41,063 | $306,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 19,769 | $303,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 99,908 | $302,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 21,186 | $302,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 46,317 | $301,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 107,550 | $301,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,210 | $301,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 22,604 | $301,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,216 | $300,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 16,459 | $300,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 21,494 | $299,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 21,177 | $298,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 50,000 | $297,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,939 | $296,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 30,656 | $296,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 15,836 | $296,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,811 | $295,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 8,700 | $294,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 27,500 | $294,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,515 | $293,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 7,350 | $293,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 18,703 | $293,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 15,300 | $292,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 18,434 | $292,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,613 | $292,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 512,000 | $292,000 | thousands by filing date | principal |
| BANNER CORP | 06652V208 | COM NEW | 6,932 | $291,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 811,015 | $290,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 329,000 | $290,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 42,679 | $289,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 20,555 | $289,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 11,018 | $288,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 20,485 | $288,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 55,286 | $288,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 35,412 | $285,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 28,084 | $284,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 8,172 | $284,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 15,796 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 6,314 | $284,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 27,350 | $284,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 25,721 | $284,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 50,724 | $284,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 5,845 | $283,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 36,380 | $283,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 39,688 | $283,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 13,578 | $282,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 11,231 | $282,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 23,906 | $282,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 205,724 | $282,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 11,781 | $282,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,200 | $281,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 15,974 | $280,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 34,130 | $280,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,950 | $280,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 34,266 | $280,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 36,106 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 14,234 | $279,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,290 | $278,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 17,825 | $278,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,885 | $276,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,405 | $274,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 24,262 | $274,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 19,899 | $274,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 660,000 | $273,000 | thousands by filing date | principal |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,516 | $273,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,000 | $272,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 11,378 | $272,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 60,941 | $272,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 5,083 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 8,280 | $272,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 25,700 | $271,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 181,000 | $270,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 29,368 | $270,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 34,609 | $270,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 15,517 | $269,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 17,847 | $269,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 22,959 | $268,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 47,744 | $268,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 10,422 | $268,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 20,000 | $267,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 84,400 | $267,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 12,118 | $266,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 10,243 | $266,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 118,490 | $266,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 6,788 | $266,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 26,976 | $266,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 6,998 | $265,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 12,881 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 13,116 | $264,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 45,153 | $264,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 20,474 | $264,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 8,769 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 12,205 | $263,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,323 | $262,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 24,202 | $262,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 128,712 | $261,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 10,038 | $259,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |